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SPARTRONICS WILLIAMSPORT 401(K) PLAN 401k Plan overview

Plan NameSPARTRONICS WILLIAMSPORT 401(K) PLAN
Plan identification number 001

SPARTRONICS WILLIAMSPORT 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPARTRONICS WILLIAMSPORT, INC. has sponsored the creation of one or more 401k plans.

Company Name:SPARTRONICS WILLIAMSPORT, INC.
Employer identification number (EIN):232736400
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPARTRONICS WILLIAMSPORT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DEBBIE CARDON2023-09-14
0012021-01-01ANNETTE CUSWORTH2022-12-18
0012020-01-01GREG KELBLE2021-10-12
0012019-01-01CHRISTOPHER SULLIVAN2020-08-02
0012018-01-01CHRISTOPHER SULLIVAN2019-09-29
0012017-01-01
0012016-01-01
0012015-01-01CHRISTOPHER SULLIVAN CHRISTOPHER SULLIVAN2016-10-17
0012014-01-01CHRISTOPHER SULLIVAN CHRISTOPHER SULLIVAN2015-10-15
0012013-01-01CHRISTOPHER SULLIVAN CHRISTOPHER SULLIVAN2014-10-03
0012012-01-01CHRISTOPHER SULLIVAN CHRISTOPHER SULLIVAN2013-09-17
0012011-01-01CHRISTOPHER SULLIVAN
0012009-01-01DENNIS KLEM DENNIS KLEM2010-09-16

Plan Statistics for SPARTRONICS WILLIAMSPORT 401(K) PLAN

401k plan membership statisitcs for SPARTRONICS WILLIAMSPORT 401(K) PLAN

Measure Date Value
2022: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01352
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-019
2021: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01408
Total number of active participants reported on line 7a of the Form 55002021-01-01279
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0172
Total of all active and inactive participants2021-01-01351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01353
Number of participants with account balances2021-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0122
2020: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01440
Total number of active participants reported on line 7a of the Form 55002020-01-01359
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0154
Total of all active and inactive participants2020-01-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01413
Number of participants with account balances2020-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01423
Total number of active participants reported on line 7a of the Form 55002019-01-01385
Number of other retired or separated participants entitled to future benefits2019-01-0154
Total of all active and inactive participants2019-01-01439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01439
Number of participants with account balances2019-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01391
Total number of active participants reported on line 7a of the Form 55002018-01-01325
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0149
Total of all active and inactive participants2018-01-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01375
Number of participants with account balances2018-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0119
2017: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01506
Total number of active participants reported on line 7a of the Form 55002017-01-01325
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-0150
Total of all active and inactive participants2017-01-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01386
Number of participants with account balances2017-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0129
2016: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01479
Total number of active participants reported on line 7a of the Form 55002016-01-01392
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-0162
Total of all active and inactive participants2016-01-01469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01469
Number of participants with account balances2016-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01451
Total number of active participants reported on line 7a of the Form 55002015-01-01390
Number of retired or separated participants receiving benefits2015-01-0117
Number of other retired or separated participants entitled to future benefits2015-01-0155
Total of all active and inactive participants2015-01-01462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01462
Number of participants with account balances2015-01-01361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01480
Total number of active participants reported on line 7a of the Form 55002014-01-01374
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0165
Total of all active and inactive participants2014-01-01439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01439
Number of participants with account balances2014-01-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01360
2013: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01497
Total number of active participants reported on line 7a of the Form 55002013-01-01411
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0164
Total of all active and inactive participants2013-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01475
Number of participants with account balances2013-01-01380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0123
2012: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01512
Total number of active participants reported on line 7a of the Form 55002012-01-01451
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0149
Total of all active and inactive participants2012-01-01500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01500
Number of participants with account balances2012-01-01364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01401
Total number of active participants reported on line 7a of the Form 55002011-01-01435
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0135
Total of all active and inactive participants2011-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01470
Number of participants with account balances2011-01-01326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0119
2009: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01440
Total number of active participants reported on line 7a of the Form 55002009-01-01418
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0134
Total of all active and inactive participants2009-01-01452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01452
Number of participants with account balances2009-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on SPARTRONICS WILLIAMSPORT 401(K) PLAN

Measure Date Value
2022 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-11-03$0
Total transfer of assets from this plan2022-11-03$10,655,905
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-03$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-03$0
Total income from all sources (including contributions)2022-11-03$-1,504,290
Total loss/gain on sale of assets2022-11-03$0
Total of all expenses incurred2022-11-03$1,368,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-11-03$1,306,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-11-03$980,348
Value of total assets at end of year2022-11-03$0
Value of total assets at beginning of year2022-11-03$13,528,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-11-03$62,425
Total interest from all sources2022-11-03$-71,510
Total dividends received (eg from common stock, registered investment company shares)2022-11-03$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-11-03Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-11-03$0
Was this plan covered by a fidelity bond2022-11-03Yes
Value of fidelity bond cover2022-11-03$500,000
If this is an individual account plan, was there a blackout period2022-11-03No
Were there any nonexempt tranactions with any party-in-interest2022-11-03No
Contributions received from participants2022-11-03$557,290
Participant contributions at end of year2022-11-03$0
Participant contributions at beginning of year2022-11-03$223,676
Income. Received or receivable in cash from other sources (including rollovers)2022-11-03$220,150
Administrative expenses (other) incurred2022-11-03$2,855
Total non interest bearing cash at end of year2022-11-03$0
Total non interest bearing cash at beginning of year2022-11-03$17,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-03No
Value of net income/loss2022-11-03$-2,872,829
Value of net assets at end of year (total assets less liabilities)2022-11-03$0
Value of net assets at beginning of year (total assets less liabilities)2022-11-03$13,528,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-11-03No
Were any loans by the plan or fixed income obligations due to the plan in default2022-11-03No
Were any leases to which the plan was party in default or uncollectible2022-11-03No
Investment advisory and management fees2022-11-03$23,810
Value of interest in pooled separate accounts at end of year2022-11-03$0
Value of interest in pooled separate accounts at beginning of year2022-11-03$13,287,982
Interest on participant loans2022-11-03$7,469
Interest earned on other investments2022-11-03$-78,979
Net investment gain/loss from pooled separate accounts2022-11-03$-2,413,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-11-03No
Was there a failure to transmit to the plan any participant contributions2022-11-03No
Has the plan failed to provide any benefit when due under the plan2022-11-03No
Contributions received in cash from employer2022-11-03$202,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-11-03$1,306,114
Contract administrator fees2022-11-03$35,760
Did the plan have assets held for investment2022-11-03Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-03No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-11-03Yes
Opinion of an independent qualified public accountant for this plan2022-11-03Unqualified
Accountancy firm name2022-11-03BDO USA, P.C.
Accountancy firm EIN2022-11-03135381590
2021 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,507,804
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,598,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,491,182
Expenses. Certain deemed distributions of participant loans2021-12-31$61,892
Value of total corrective distributions2021-12-31$4,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$932,353
Value of total assets at end of year2021-12-31$13,528,734
Value of total assets at beginning of year2021-12-31$13,619,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$41,277
Total interest from all sources2021-12-31$10,724
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$675,541
Participant contributions at end of year2021-12-31$223,676
Participant contributions at beginning of year2021-12-31$225,946
Other income not declared elsewhere2021-12-31$3,050
Administrative expenses (other) incurred2021-12-31$3,900
Total non interest bearing cash at end of year2021-12-31$17,076
Total non interest bearing cash at beginning of year2021-12-31$17,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-91,005
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,528,734
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,619,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$14,109
Value of interest in pooled separate accounts at end of year2021-12-31$13,287,982
Value of interest in pooled separate accounts at beginning of year2021-12-31$13,376,260
Interest on participant loans2021-12-31$10,724
Net investment gain/loss from pooled separate accounts2021-12-31$1,561,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$256,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,491,182
Contract administrator fees2021-12-31$23,268
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,160,266
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,353,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,319,869
Expenses. Certain deemed distributions of participant loans2020-12-31$23,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,423,606
Value of total assets at end of year2020-12-31$13,619,739
Value of total assets at beginning of year2020-12-31$11,813,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$10,563
Total interest from all sources2020-12-31$11,436
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$853,192
Participant contributions at end of year2020-12-31$225,946
Participant contributions at beginning of year2020-12-31$195,304
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$215,082
Other income not declared elsewhere2020-12-31$3,540
Administrative expenses (other) incurred2020-12-31$3,468
Total non interest bearing cash at end of year2020-12-31$17,533
Total non interest bearing cash at beginning of year2020-12-31$6,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,806,335
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,619,739
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,813,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$13,376,260
Value of interest in pooled separate accounts at beginning of year2020-12-31$11,611,838
Interest on participant loans2020-12-31$11,436
Net investment gain/loss from pooled separate accounts2020-12-31$1,721,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$355,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,319,869
Contract administrator fees2020-12-31$7,095
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,164,483
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,597,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,577,407
Expenses. Certain deemed distributions of participant loans2019-12-31$2,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,192,614
Value of total assets at end of year2019-12-31$11,813,404
Value of total assets at beginning of year2019-12-31$10,246,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,451
Total interest from all sources2019-12-31$11,706
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$877,652
Participant contributions at end of year2019-12-31$195,304
Participant contributions at beginning of year2019-12-31$217,007
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$1,000
Other income not declared elsewhere2019-12-31$3,360
Administrative expenses (other) incurred2019-12-31$11,740
Total non interest bearing cash at end of year2019-12-31$6,262
Total non interest bearing cash at beginning of year2019-12-31$44,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,566,501
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,813,404
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,246,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$11,611,838
Value of interest in pooled separate accounts at beginning of year2019-12-31$9,985,403
Income. Interest from loans (other than to participants)2019-12-31$11,706
Net investment gain/loss from pooled separate accounts2019-12-31$1,956,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$314,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,576,407
Contract administrator fees2019-12-31$6,711
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2019-12-31390859910
2018 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$612,514
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,250,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,188,510
Expenses. Certain deemed distributions of participant loans2018-12-31$44,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,189,585
Value of total assets at end of year2018-12-31$10,246,903
Value of total assets at beginning of year2018-12-31$10,885,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,148
Total interest from all sources2018-12-31$11,086
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$811,000
Participant contributions at end of year2018-12-31$217,007
Participant contributions at beginning of year2018-12-31$243,084
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$47,620
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$1,728
Other income not declared elsewhere2018-12-31$3,162
Administrative expenses (other) incurred2018-12-31$11,725
Total non interest bearing cash at end of year2018-12-31$44,493
Total non interest bearing cash at beginning of year2018-12-31$37,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-638,173
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,246,903
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,885,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$9,985,403
Value of interest in pooled separate accounts at beginning of year2018-12-31$10,604,757
Interest on participant loans2018-12-31$11,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$-591,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$330,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,186,782
Contract administrator fees2018-12-31$6,423
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,727,045
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,456,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,354,407
Expenses. Certain deemed distributions of participant loans2017-12-31$82,674
Value of total corrective distributions2017-12-31$3,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,226,850
Value of total assets at end of year2017-12-31$10,885,076
Value of total assets at beginning of year2017-12-31$10,614,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,565
Total interest from all sources2017-12-31$13,128
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$803,185
Participant contributions at end of year2017-12-31$243,084
Participant contributions at beginning of year2017-12-31$351,822
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$87,050
Other income not declared elsewhere2017-12-31$10,548
Administrative expenses (other) incurred2017-12-31$1,580
Total non interest bearing cash at end of year2017-12-31$37,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$270,858
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,885,076
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,614,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,637,958
Value of interest in pooled separate accounts at end of year2017-12-31$10,604,757
Interest on participant loans2017-12-31$13,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,624,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,186,299
Net investment gain/loss from pooled separate accounts2017-12-31$290,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$336,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,354,407
Contract administrator fees2017-12-31$13,985
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,846,925
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,955,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,921,417
Expenses. Certain deemed distributions of participant loans2016-12-31$18,360
Value of total corrective distributions2016-12-31$1,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,150,348
Value of total assets at end of year2016-12-31$10,614,218
Value of total assets at beginning of year2016-12-31$11,722,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,360
Total interest from all sources2016-12-31$13,082
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$784,598
Participant contributions at end of year2016-12-31$351,822
Participant contributions at beginning of year2016-12-31$290,926
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$47,532
Administrative expenses (other) incurred2016-12-31$14,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,108,662
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,614,218
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,722,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,637,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,701,466
Income. Interest from loans (other than to participants)2016-12-31$13,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,624,438
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,730,488
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$683,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$318,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,921,417
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,338,297
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,485,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,420,200
Expenses. Certain deemed distributions of participant loans2015-12-31$50,018
Value of total corrective distributions2015-12-31$1,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,235,053
Value of total assets at end of year2015-12-31$11,722,880
Value of total assets at beginning of year2015-12-31$12,869,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,420
Total interest from all sources2015-12-31$13,855
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$836,523
Participant contributions at end of year2015-12-31$290,926
Participant contributions at beginning of year2015-12-31$297,327
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$93,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,146,820
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,722,880
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,869,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,701,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,764,886
Interest on participant loans2015-12-31$13,855
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,730,488
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,807,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$89,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$305,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,420,200
Contract administrator fees2015-12-31$13,420
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,032,590
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,079,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,016,000
Expenses. Certain deemed distributions of participant loans2014-12-31$37,867
Value of total corrective distributions2014-12-31$13,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,251,091
Value of total assets at end of year2014-12-31$12,869,700
Value of total assets at beginning of year2014-12-31$11,916,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,080
Total interest from all sources2014-12-31$13,260
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$794,850
Participant contributions at end of year2014-12-31$297,327
Participant contributions at beginning of year2014-12-31$303,976
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$129,860
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$953,417
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,869,700
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,916,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,764,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,921,847
Interest on participant loans2014-12-31$13,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,807,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,690,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$768,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$326,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,015,515
Contract administrator fees2014-12-31$12,080
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,945,279
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$815,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$792,452
Expenses. Certain deemed distributions of participant loans2013-12-31$9,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,099,741
Value of total assets at end of year2013-12-31$11,916,283
Value of total assets at beginning of year2013-12-31$9,786,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,280
Total interest from all sources2013-12-31$10,133
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$751,948
Participant contributions at end of year2013-12-31$303,976
Participant contributions at beginning of year2013-12-31$231,964
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$34,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,130,014
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,916,283
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,786,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,921,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,954,670
Income. Interest from loans (other than to participants)2013-12-31$10,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,690,460
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,585,880
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,835,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$313,254
Employer contributions (assets) at beginning of year2013-12-31$13,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$792,452
Contract administrator fees2013-12-31$13,280
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PARENTEBEARD LLC
Accountancy firm EIN2013-12-31232932984
2012 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,043,789
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$463,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$443,601
Expenses. Certain deemed distributions of participant loans2012-12-31$13,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,047,109
Value of total assets at end of year2012-12-31$9,786,269
Value of total assets at beginning of year2012-12-31$8,206,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,450
Total interest from all sources2012-12-31$8,671
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$744,270
Participant contributions at end of year2012-12-31$231,964
Participant contributions at beginning of year2012-12-31$217,860
Participant contributions at beginning of year2012-12-31$7,218
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,028
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,579,895
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,786,269
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,206,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,954,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,395,882
Interest on participant loans2012-12-31$8,671
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,585,880
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,575,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$287,811
Employer contributions (assets) at end of year2012-12-31$13,755
Employer contributions (assets) at beginning of year2012-12-31$9,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$443,601
Contract administrator fees2012-12-31$6,450
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PARENTEBEARD LLC
Accountancy firm EIN2012-12-31232932984
2011 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,042,787
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$859,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$843,324
Expenses. Certain deemed distributions of participant loans2011-12-31$5,704
Value of total corrective distributions2011-12-31$3,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,124,101
Value of total assets at end of year2011-12-31$8,206,374
Value of total assets at beginning of year2011-12-31$8,022,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,738
Total interest from all sources2011-12-31$8,116
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$745,836
Participant contributions at end of year2011-12-31$217,860
Participant contributions at beginning of year2011-12-31$185,313
Participant contributions at end of year2011-12-31$7,218
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$71,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$183,671
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,206,374
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,022,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,395,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,486,735
Interest on participant loans2011-12-31$8,116
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,575,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,350,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-89,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$307,070
Employer contributions (assets) at end of year2011-12-31$9,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$843,324
Contract administrator fees2011-12-31$6,738
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PARENTEBEARD LLC
Accountancy firm EIN2011-12-31232932984
2010 : SPARTRONICS WILLIAMSPORT 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,733,171
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$433,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$413,840
Expenses. Certain deemed distributions of participant loans2010-12-31$13,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$877,852
Value of total assets at end of year2010-12-31$8,022,703
Value of total assets at beginning of year2010-12-31$6,723,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,959
Total interest from all sources2010-12-31$6,861
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$627,092
Participant contributions at end of year2010-12-31$185,313
Participant contributions at beginning of year2010-12-31$182,557
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,229
Other income not declared elsewhere2010-12-31$6,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,299,262
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,022,703
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,723,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,486,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,315,333
Interest on participant loans2010-12-31$6,861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,350,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,225,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$841,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$249,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$413,840
Contract administrator fees2010-12-31$6,959
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PARENTEBEARD LLC
Accountancy firm EIN2010-12-31232932984

Form 5500 Responses for SPARTRONICS WILLIAMSPORT 401(K) PLAN

2022: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SPARTRONICS WILLIAMSPORT 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number130557
Policy instance 1
Insurance contract or identification number130557
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-11-14
Total amount of commissions paid to insurance brokerUSD $23,810
Total amount of fees paid to insurance companyUSD $7,823
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,810
Insurance broker organization code?4
Amount paid for insurance broker fees7823
Additional information about fees paid to insurance brokerTPA FEES PAID TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number130557
Policy instance 1
Insurance contract or identification number130557
Number of Individuals Covered300
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $24,399
Total amount of fees paid to insurance companyUSD $10,791
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,399
Insurance broker organization code?4
Amount paid for insurance broker fees10791
Additional information about fees paid to insurance brokerTPA FEES PAID TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number130557
Policy instance 1
Insurance contract or identification number130557
Number of Individuals Covered333
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $31,921
Total amount of fees paid to insurance companyUSD $10,207
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,921
Insurance broker organization code?4
Amount paid for insurance broker fees10207
Additional information about fees paid to insurance brokerTPA FEES PAID TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number130557
Policy instance 1
Insurance contract or identification number130557
Number of Individuals Covered351
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $30,238
Total amount of fees paid to insurance companyUSD $9,381
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,238
Insurance broker organization code?4
Amount paid for insurance broker fees9381
Additional information about fees paid to insurance brokerTPA FEES PAID TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number130557
Policy instance 1
Insurance contract or identification number130557
Number of Individuals Covered344
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $28,770
Total amount of fees paid to insurance companyUSD $18,928
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,770
Insurance broker organization code?4
Amount paid for insurance broker fees18928
Additional information about fees paid to insurance brokerTPA FEES PAID TPA COMPENSATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878848
Policy instance 2
Insurance contract or identification number878848
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-10-10
Total amount of commissions paid to insurance brokerUSD $21,953
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,953
Insurance broker organization code?3
Insurance broker nameCETERA ADVISORS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number130557
Policy instance 1
Insurance contract or identification number130557
Number of Individuals Covered336
Insurance policy start date2017-10-11
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,986
Total amount of fees paid to insurance companyUSD $26,592
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,986
Insurance broker organization code?4
Amount paid for insurance broker fees26592
Additional information about fees paid to insurance brokerTPA FEES PAID TPA COMPENSATION
Insurance broker nameTHE PARAGON ALLIANCE GROUP LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878848
Policy instance 1
Insurance contract or identification number878848
Number of Individuals Covered363
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $30,282
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,282
Insurance broker organization code?3
Insurance broker nameCETERA ADVISORS LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878848
Policy instance 1
Insurance contract or identification number878848
Number of Individuals Covered362
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $30,236
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,236
Insurance broker organization code?3
Insurance broker name
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878848
Policy instance 1
Insurance contract or identification number878848
Number of Individuals Covered382
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $25,996
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,996
Insurance broker organization code?3
Insurance broker name
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878848
Policy instance 1
Insurance contract or identification number878848
Number of Individuals Covered366
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $22,112
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,358
Insurance broker organization code?3
Insurance broker nameCETERA ADVISORS LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878848
Policy instance 1
Insurance contract or identification number878848
Number of Individuals Covered324
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $20,320
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878848
Policy instance 1
Insurance contract or identification number878848
Number of Individuals Covered279
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $17,112
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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