401k Plan data: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN plan

ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 401k Plan overview

Plan Name	ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN
Plan identification number	002

ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ANESTHESIA SPECIALISTS OF BETHLEHEM, P.C. has sponsored the creation of one or more 401k plans.

Company Name: ANESTHESIA SPECIALISTS OF BETHLEHEM, P.C.

Employer identification number (EIN): 232748823

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01 R. STEVEN SISSON, M.D. 2019-07-22 R. STEVEN SISSON, M.D. 2019-07-22
002 2017-01-01 R. STEVEN SISSON, M.D. 2018-07-18 R. STEVEN SISSON, M.D. 2018-07-18
002 2016-01-01 R. STEVEN SISSON, M.D. 2017-06-16 R. STEVEN SISSON, M.D. 2017-06-16
002 2015-01-01 R. STEVEN SISSON, M.D. 2016-08-01 R. STEVEN SISSON, M.D. 2016-08-01
002 2014-01-01 R. STEVEN SISSON, M.D. 2015-07-06 R. STEVEN SISSON, M.D. 2015-07-06
002 2013-01-01 R. STEVEN SISSON 2014-04-25
002 2012-01-01 R. STEVEN SISSON 2013-07-05
002 2011-01-01 R. STEVEN SISSON 2012-07-25
002 2010-01-01 R. STEVEN SISSON 2011-07-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01	R. STEVEN SISSON, M.D.	2019-07-22	R. STEVEN SISSON, M.D.	2019-07-22
002	2017-01-01	R. STEVEN SISSON, M.D.	2018-07-18	R. STEVEN SISSON, M.D.	2018-07-18
002	2016-01-01	R. STEVEN SISSON, M.D.	2017-06-16	R. STEVEN SISSON, M.D.	2017-06-16
002	2015-01-01	R. STEVEN SISSON, M.D.	2016-08-01	R. STEVEN SISSON, M.D.	2016-08-01
002	2014-01-01	R. STEVEN SISSON, M.D.	2015-07-06	R. STEVEN SISSON, M.D.	2015-07-06
002	2013-01-01	R. STEVEN SISSON	2014-04-25
002	2012-01-01	R. STEVEN SISSON	2013-07-05
002	2011-01-01	R. STEVEN SISSON	2012-07-25
002	2010-01-01	R. STEVEN SISSON	2011-07-28

Plan Statistics for ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN

401k plan membership statisitcs for ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN

Measure Date Value
2022: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 203
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 25
Total of all active and inactive participants 2022-01-01 228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 228
Number of participants with account balances 2022-01-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 9
2021: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 192
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 18
Total of all active and inactive participants 2021-01-01 210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 210
Number of participants with account balances 2021-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 6
2020: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 151
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 9
Total of all active and inactive participants 2020-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 160
Number of participants with account balances 2020-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 3
2019: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 145
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 14
Total of all active and inactive participants 2019-01-01 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 159
Number of participants with account balances 2019-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4

Measure	Date	Value
2022: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	203
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	25
Total of all active and inactive participants	2022-01-01	228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	228
Number of participants with account balances	2022-01-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	9
2021: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	192
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	18
Total of all active and inactive participants	2021-01-01	210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	210
Number of participants with account balances	2021-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	6
2020: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	151
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	9
Total of all active and inactive participants	2020-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	160
Number of participants with account balances	2020-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	3
2019: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	145
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	14
Total of all active and inactive participants	2019-01-01	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	159
Number of participants with account balances	2019-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4

Financial Data on ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN

Measure	Date	Value
2022 : ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$1,283,080
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$7,694,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$7,510,417
Value of total corrective distributions	2022-12-31	$173,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$11,738,797
Value of total assets at end of year	2022-12-31	$68,300,098
Value of total assets at beginning of year	2022-12-31	$74,711,933
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$11,414
Total interest from all sources	2022-12-31	$27,692
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$695,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$695,638
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,243,656
Participant contributions at end of year	2022-12-31	$549,453
Participant contributions at beginning of year	2022-12-31	$471,415
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$33,084
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$25,521,887
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$33,724,918
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,217,165
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$-8,166,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-6,411,835
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$68,300,098
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$74,711,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$6,621
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$36,747,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$34,908,060
Interest on participant loans	2022-12-31	$27,692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$2,474,907
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$2,971,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,012,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$9,277,976
Employer contributions (assets) at end of year	2022-12-31	$3,006,294
Employer contributions (assets) at beginning of year	2022-12-31	$2,603,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$7,510,417
Contract administrator fees	2022-12-31	$4,793
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$20,408,545
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,634,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,569,764
Value of total corrective distributions	2021-12-31	$57,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$11,990,234
Value of total assets at end of year	2021-12-31	$74,711,933
Value of total assets at beginning of year	2021-12-31	$57,938,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$7,107
Total interest from all sources	2021-12-31	$31,845
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$504,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$504,046
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,100,850
Participant contributions at end of year	2021-12-31	$471,415
Participant contributions at beginning of year	2021-12-31	$581,897
Participant contributions at end of year	2021-12-31	$33,084
Participant contributions at beginning of year	2021-12-31	$702
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$33,724,918
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$20
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$3,234,952
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$4,548,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$16,773,737
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$74,711,933
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$57,938,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$4,144
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$34,908,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$30,293,700
Interest on participant loans	2021-12-31	$31,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$3,336,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$3,336,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$2,971,092
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$4,287,716
Asset value of US Government securities at end of year	2021-12-31	$0
Asset value of US Government securities at beginning of year	2021-12-31	$227,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,334,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$7,654,432
Employer contributions (assets) at end of year	2021-12-31	$2,603,364
Employer contributions (assets) at beginning of year	2021-12-31	$1,709,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,569,764
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$17,501,259
Contract administrator fees	2021-12-31	$2,963
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CONCANNON, MILLER & CO., P.C.
Accountancy firm EIN	2021-12-31	232620120
2020 : ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,083
Total income from all sources (including contributions)	2020-12-31	$11,649,840
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$6,997,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$6,950,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$6,813,750
Value of total assets at end of year	2020-12-31	$57,938,196
Value of total assets at beginning of year	2020-12-31	$53,286,887
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$47,069
Total interest from all sources	2020-12-31	$45,492
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,066,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$909,602
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$919,494
Participant contributions at end of year	2020-12-31	$581,897
Participant contributions at beginning of year	2020-12-31	$570,271
Participant contributions at end of year	2020-12-31	$702
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$20
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$80,072
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$385,292
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$1,083
Other income not declared elsewhere	2020-12-31	$65,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,652,392
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$57,938,196
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$53,285,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$85,078
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$30,293,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$27,097,415
Interest on participant loans	2020-12-31	$26,387
Interest earned on other investments	2020-12-31	$7,631
Income. Interest from US Government securities	2020-12-31	$4,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$3,336,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$6,492,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$6,492,810
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$7,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$4,287,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$0
Asset value of US Government securities at end of year	2020-12-31	$227,056
Asset value of US Government securities at beginning of year	2020-12-31	$1,072,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,658,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$5,508,964
Employer contributions (assets) at end of year	2020-12-31	$1,709,020
Employer contributions (assets) at beginning of year	2020-12-31	$1,144,933
Income. Dividends from common stock	2020-12-31	$157,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$6,950,379
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$17,501,259
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$1,695,616
Contract administrator fees	2020-12-31	$47,069
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$15,047,986
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CONCANNON, MILLER & CO., P.C.
Accountancy firm EIN	2020-12-31	232620120
2019 : ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$3,160,703
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$3,160,703
Total unrealized appreciation/depreciation of assets	2019-12-31	$3,160,703
Total unrealized appreciation/depreciation of assets	2019-12-31	$3,160,703
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,083
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,083
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$15,209,271
Total income from all sources (including contributions)	2019-12-31	$15,209,271
Total loss/gain on sale of assets	2019-12-31	$576,490
Total loss/gain on sale of assets	2019-12-31	$576,490
Total of all expenses incurred	2019-12-31	$3,210,603
Total of all expenses incurred	2019-12-31	$3,210,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,137,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,137,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$6,524,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$6,524,254
Value of total assets at end of year	2019-12-31	$53,286,887
Value of total assets at end of year	2019-12-31	$53,286,887
Value of total assets at beginning of year	2019-12-31	$41,287,136
Value of total assets at beginning of year	2019-12-31	$41,287,136
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$73,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$73,455
Total interest from all sources	2019-12-31	$187,405
Total interest from all sources	2019-12-31	$187,405
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,371,356
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,371,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,027,154
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,027,154
Administrative expenses professional fees incurred	2019-12-31	$6,000
Administrative expenses professional fees incurred	2019-12-31	$6,000
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$894,231
Contributions received from participants	2019-12-31	$894,231
Participant contributions at end of year	2019-12-31	$570,271
Participant contributions at end of year	2019-12-31	$570,271
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$80,072
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$80,072
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,013,286
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,013,286
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,083
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,083
Total non interest bearing cash at beginning of year	2019-12-31	$27,500
Total non interest bearing cash at beginning of year	2019-12-31	$27,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$11,998,668
Value of net income/loss	2019-12-31	$11,998,668
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$53,285,804
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$53,285,804
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$41,287,136
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$41,287,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$85,078
Assets. partnership/joint venture interests at end of year	2019-12-31	$85,078
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$83,570
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$83,570
Investment advisory and management fees	2019-12-31	$66,855
Investment advisory and management fees	2019-12-31	$66,855
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$27,097,415
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$27,097,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$20,314,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$20,314,081
Interest on participant loans	2019-12-31	$7,723
Interest on participant loans	2019-12-31	$7,723
Interest earned on other investments	2019-12-31	$9,000
Interest earned on other investments	2019-12-31	$9,000
Income. Interest from US Government securities	2019-12-31	$21,884
Income. Interest from US Government securities	2019-12-31	$21,884
Income. Interest from corporate debt instruments	2019-12-31	$31,905
Income. Interest from corporate debt instruments	2019-12-31	$31,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$6,492,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$6,492,810
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$6,346,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$6,346,283
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$6,346,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$6,346,283
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$116,893
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$116,893
Asset value of US Government securities at end of year	2019-12-31	$1,072,706
Asset value of US Government securities at end of year	2019-12-31	$1,072,706
Asset value of US Government securities at beginning of year	2019-12-31	$836,497
Asset value of US Government securities at beginning of year	2019-12-31	$836,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,389,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,389,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,616,737
Contributions received in cash from employer	2019-12-31	$4,616,737
Employer contributions (assets) at end of year	2019-12-31	$1,144,933
Employer contributions (assets) at end of year	2019-12-31	$1,144,933
Employer contributions (assets) at beginning of year	2019-12-31	$762,878
Employer contributions (assets) at beginning of year	2019-12-31	$762,878
Income. Dividends from common stock	2019-12-31	$344,202
Income. Dividends from common stock	2019-12-31	$344,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,137,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,137,148
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$1,695,616
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$1,695,616
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$869,349
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$869,349
Contract administrator fees	2019-12-31	$600
Contract administrator fees	2019-12-31	$600
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$15,047,986
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$15,047,986
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$12,046,978
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$12,046,978
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$5,870,882
Aggregate proceeds on sale of assets	2019-12-31	$5,870,882
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$5,294,392
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$5,294,392
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CONCANNON, MILLER & CO., P.C.
Accountancy firm name	2019-12-31	CONCANNON, MILLER & CO., P.C.
Accountancy firm EIN	2019-12-31	232620120
Accountancy firm EIN	2019-12-31	232620120

Form 5500 Responses for ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN

2022: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ANESTHESIA SPECIALISTS OF BETHLEHEM, 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

AN1202

Policy instance

Insurance contract or identification number	AN1202
Number of Individuals Covered	217
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

AN1202

Policy instance

Insurance contract or identification number	AN1202
Number of Individuals Covered	112
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

AN1202

Policy instance

Insurance contract or identification number	AN1202
Number of Individuals Covered	128
Insurance policy start date	2020-07-22
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ANESTHESIA SPECIALISTS OF BETHLEHEM, P.C.
Employer identification number (EIN):	232748823
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)