401k Plan data: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN plan

KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN
Plan identification number	001

KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KAPLIN, STEWART, MELOFF, REITER & STEIN has sponsored the creation of one or more 401k plans.

Company Name: KAPLIN, STEWART, MELOFF, REITER & STEIN

Employer identification number (EIN): 232866254

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2017-01-01 JOHN A. STARR
001 2016-01-01 MAURY REITER
001 2015-01-01 MAURY REITER
001 2014-01-01 MAURY REITER
001 2013-01-01 MAURY REITER
001 2012-01-01 MAURY REITER
001 2011-01-01 MAURY REITER
001 2009-01-01 MAURY REITER

Plan Statistics for KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN

401k plan membership statisitcs for KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN

Measure Date Value
2022: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 70
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 16
Total of all active and inactive participants 2022-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 86
Number of participants with account balances 2022-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 64
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 23
Total of all active and inactive participants 2021-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 89
Number of participants with account balances 2021-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 4
2020: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 91
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 69
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 17
Total of all active and inactive participants 2020-01-01 87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 87
Number of participants with account balances 2020-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 92
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 72
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 19
Total of all active and inactive participants 2019-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 91
Number of participants with account balances 2019-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 87
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 70
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 21
Total of all active and inactive participants 2018-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 91
Number of participants with account balances 2018-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 87
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 73
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 12
Total of all active and inactive participants 2017-01-01 85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 85
Number of participants with account balances 2017-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 92
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 75
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 12
Total of all active and inactive participants 2016-01-01 87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 87
Number of participants with account balances 2016-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 77
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 15
Total of all active and inactive participants 2015-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 92
Number of participants with account balances 2015-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 84
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 77
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 9
Total of all active and inactive participants 2014-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 86
Number of participants with account balances 2014-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 76
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 84
Number of participants with account balances 2013-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 73
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 13
Total of all active and inactive participants 2012-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 86
Number of participants with account balances 2012-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 92
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 74
Number of retired or separated participants receiving benefits 2011-01-01 10
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 84
Number of participants with account balances 2011-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 98
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 72
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 23
Total of all active and inactive participants 2009-01-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 95
Number of participants with account balances 2009-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2022: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	70
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	16
Total of all active and inactive participants	2022-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	86
Number of participants with account balances	2022-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	64
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	23
Total of all active and inactive participants	2021-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	89
Number of participants with account balances	2021-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	4
2020: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	91
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	69
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	17
Total of all active and inactive participants	2020-01-01	87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	87
Number of participants with account balances	2020-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	92
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	72
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	19
Total of all active and inactive participants	2019-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	91
Number of participants with account balances	2019-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	87
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	70
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	21
Total of all active and inactive participants	2018-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	91
Number of participants with account balances	2018-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	87
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	73
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	12
Total of all active and inactive participants	2017-01-01	85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	85
Number of participants with account balances	2017-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	92
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	75
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	12
Total of all active and inactive participants	2016-01-01	87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	87
Number of participants with account balances	2016-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	77
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	15
Total of all active and inactive participants	2015-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	92
Number of participants with account balances	2015-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	84
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	77
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	9
Total of all active and inactive participants	2014-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	86
Number of participants with account balances	2014-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	76
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	84
Number of participants with account balances	2013-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	73
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	13
Total of all active and inactive participants	2012-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	86
Number of participants with account balances	2012-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	92
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	74
Number of retired or separated participants receiving benefits	2011-01-01	10
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	84
Number of participants with account balances	2011-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	98
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	72
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	23
Total of all active and inactive participants	2009-01-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	95
Number of participants with account balances	2009-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN

Measure	Date	Value
2022 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-6,157,140
Expenses. Total of all expenses incurred	2022-12-31	$4,968,170
Benefits paid (including direct rollovers)	2022-12-31	$4,837,313
Total plan assets at end of year	2022-12-31	$38,228,645
Total plan assets at beginning of year	2022-12-31	$49,353,955
Value of fidelity bond covering the plan	2022-12-31	$500,000
Total contributions received or receivable from participants	2022-12-31	$743,832
Contributions received from other sources (not participants or employers)	2022-12-31	$76,181
Other income received	2022-12-31	$-7,608,294
Net income (gross income less expenses)	2022-12-31	$-11,125,310
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$38,228,645
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$49,353,955
Assets. Value of participant loans	2022-12-31	$16,698
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$3,159,713
Total contributions received or receivable from employer(s)	2022-12-31	$631,141
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$130,857
2021 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$6,252,505
Expenses. Total of all expenses incurred	2021-12-31	$1,800,754
Benefits paid (including direct rollovers)	2021-12-31	$1,660,947
Total plan assets at end of year	2021-12-31	$49,353,955
Total plan assets at beginning of year	2021-12-31	$44,902,204
Value of fidelity bond covering the plan	2021-12-31	$500,000
Total contributions received or receivable from participants	2021-12-31	$708,600
Contributions received from other sources (not participants or employers)	2021-12-31	$198,880
Other income received	2021-12-31	$4,708,307
Net income (gross income less expenses)	2021-12-31	$4,451,751
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$49,353,955
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$44,902,204
Assets. Value of participant loans	2021-12-31	$26,696
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$4,254,492
Total contributions received or receivable from employer(s)	2021-12-31	$636,718
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$139,807
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$6,173,448
Expenses. Total of all expenses incurred	2020-12-31	$2,528,027
Benefits paid (including direct rollovers)	2020-12-31	$2,408,077
Total plan assets at end of year	2020-12-31	$44,902,204
Total plan assets at beginning of year	2020-12-31	$41,256,783
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$715,640
Other income received	2020-12-31	$4,773,524
Net income (gross income less expenses)	2020-12-31	$3,645,421
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$44,902,204
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$41,256,783
Assets. Value of participant loans	2020-12-31	$40,808
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$4,368,595
Total contributions received or receivable from employer(s)	2020-12-31	$684,284
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$119,950
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$9,420,972
Expenses. Total of all expenses incurred	2019-12-31	$5,328,116
Benefits paid (including direct rollovers)	2019-12-31	$5,203,819
Total plan assets at end of year	2019-12-31	$41,256,783
Total plan assets at beginning of year	2019-12-31	$37,163,927
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$792,526
Contributions received from other sources (not participants or employers)	2019-12-31	$158,478
Other income received	2019-12-31	$7,777,624
Net income (gross income less expenses)	2019-12-31	$4,092,856
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$41,256,783
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$37,163,927
Assets. Value of participant loans	2019-12-31	$27,424
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$4,457,825
Total contributions received or receivable from employer(s)	2019-12-31	$692,344
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$124,297
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-887,901
Expenses. Total of all expenses incurred	2018-12-31	$565,942
Benefits paid (including direct rollovers)	2018-12-31	$421,413
Total plan assets at end of year	2018-12-31	$37,317,695
Total plan assets at beginning of year	2018-12-31	$38,771,538
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$763,845
Contributions received from other sources (not participants or employers)	2018-12-31	$99,940
Other income received	2018-12-31	$-2,577,400
Net income (gross income less expenses)	2018-12-31	$-1,453,843
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$37,317,695
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$38,771,538
Assets. Value of participant loans	2018-12-31	$31,061
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$3,915,952
Total contributions received or receivable from employer(s)	2018-12-31	$825,714
Value of certain deemed distributions of participant loans	2018-12-31	$15,037
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$129,492
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$7,896,058
Expenses. Total of all expenses incurred	2017-12-31	$703,242
Benefits paid (including direct rollovers)	2017-12-31	$592,619
Total plan assets at end of year	2017-12-31	$38,771,538
Total plan assets at beginning of year	2017-12-31	$31,578,722
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$764,057
Contributions received from other sources (not participants or employers)	2017-12-31	$67
Other income received	2017-12-31	$6,344,830
Net income (gross income less expenses)	2017-12-31	$7,192,816
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$38,771,538
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$31,578,722
Assets. Value of participant loans	2017-12-31	$53,919
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$4,848,715
Total contributions received or receivable from employer(s)	2017-12-31	$787,104
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$110,623
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$5,259,877
Expenses. Total of all expenses incurred	2016-12-31	$342,695
Benefits paid (including direct rollovers)	2016-12-31	$250,000
Total plan assets at end of year	2016-12-31	$32,365,826
Total plan assets at beginning of year	2016-12-31	$27,448,644
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$778,597
Contributions received from other sources (not participants or employers)	2016-12-31	$307,392
Other income received	2016-12-31	$3,386,784
Net income (gross income less expenses)	2016-12-31	$4,917,182
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$32,365,826
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$27,448,644
Assets. Value of participant loans	2016-12-31	$29,034
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$3,084,972
Total contributions received or receivable from employer(s)	2016-12-31	$787,104
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$92,695
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$1,598,593
Expenses. Total of all expenses incurred	2015-12-31	$1,037,363
Benefits paid (including direct rollovers)	2015-12-31	$933,817
Total plan assets at end of year	2015-12-31	$27,448,644
Total plan assets at beginning of year	2015-12-31	$26,887,414
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$744,908
Contributions received from other sources (not participants or employers)	2015-12-31	$87,718
Other income received	2015-12-31	$3,008
Net income (gross income less expenses)	2015-12-31	$561,230
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$27,448,644
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$26,887,414
Assets. Value of participant loans	2015-12-31	$20,813
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$836,206
Total contributions received or receivable from employer(s)	2015-12-31	$762,959
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$103,546
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$3,311,704
Expenses. Total of all expenses incurred	2014-12-31	$338,044
Benefits paid (including direct rollovers)	2014-12-31	$242,678
Total plan assets at end of year	2014-12-31	$26,887,414
Total plan assets at beginning of year	2014-12-31	$23,913,754
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$710,556
Contributions received from other sources (not participants or employers)	2014-12-31	$15,218
Other income received	2014-12-31	$1,860,869
Net income (gross income less expenses)	2014-12-31	$2,973,660
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$26,887,414
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$23,913,754
Assets. Value of participant loans	2014-12-31	$34,468
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$629,351
Total contributions received or receivable from employer(s)	2014-12-31	$725,061
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$95,366
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$4,385,623
Expenses. Total of all expenses incurred	2013-12-31	$1,541,060
Benefits paid (including direct rollovers)	2013-12-31	$1,460,779
Total plan assets at end of year	2013-12-31	$23,913,754
Total plan assets at beginning of year	2013-12-31	$21,069,191
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$695,619
Contributions received from other sources (not participants or employers)	2013-12-31	$9,204
Other income received	2013-12-31	$3,021,905
Net income (gross income less expenses)	2013-12-31	$2,844,563
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$23,913,754
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$21,069,191
Assets. Value of participant loans	2013-12-31	$47,652
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$719,038
Total contributions received or receivable from employer(s)	2013-12-31	$658,895
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$80,281
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$1,041
Total income from all sources	2012-12-31	$3,934,611
Expenses. Total of all expenses incurred	2012-12-31	$85,800
Benefits paid (including direct rollovers)	2012-12-31	$931
Total plan assets at end of year	2012-12-31	$21,069,191
Total plan assets at beginning of year	2012-12-31	$17,221,421
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$688,557
Other income received	2012-12-31	$2,593,107
Net income (gross income less expenses)	2012-12-31	$3,848,811
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$21,069,191
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$17,220,380
Assets. Value of participant loans	2012-12-31	$56,243
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$996,516
Total contributions received or receivable from employer(s)	2012-12-31	$652,947
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$84,869
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$1,041
Total income from all sources	2011-12-31	$1,225,700
Expenses. Total of all expenses incurred	2011-12-31	$142,175
Benefits paid (including direct rollovers)	2011-12-31	$63,454
Total plan assets at end of year	2011-12-31	$17,221,421
Total plan assets at beginning of year	2011-12-31	$16,136,855
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$689,347
Other income received	2011-12-31	$-124,230
Net income (gross income less expenses)	2011-12-31	$1,083,525
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$17,220,380
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$16,136,855
Assets. Value of participant loans	2011-12-31	$58,901
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$960,658
Total contributions received or receivable from employer(s)	2011-12-31	$660,583
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$78,721
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$2,633,952
Expenses. Total of all expenses incurred	2010-12-31	$683,010
Benefits paid (including direct rollovers)	2010-12-31	$614,776
Total plan assets at end of year	2010-12-31	$16,136,855
Total plan assets at beginning of year	2010-12-31	$14,185,913
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$657,766
Contributions received from other sources (not participants or employers)	2010-12-31	$60,728
Other income received	2010-12-31	$1,268,411
Net income (gross income less expenses)	2010-12-31	$1,950,942
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$16,136,855
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$14,185,913
Assets. Value of participant loans	2010-12-31	$44,987
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$1,052,316
Total contributions received or receivable from employer(s)	2010-12-31	$647,047
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$68,234
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2009 401k financial data
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2009-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN

2022: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: KAPLIN, STEWART, MELOFF, REITER & STEIN 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

385865-01

Policy instance

Insurance contract or identification number	385865-01
Number of Individuals Covered	17
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $7,965
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,965
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

385865-01

Policy instance

Insurance contract or identification number	385865-01
Number of Individuals Covered	17
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $14,946
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,946
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

385865-01

Policy instance

Insurance contract or identification number	385865-01
Number of Individuals Covered	16
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $6,781
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,781
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

385865-01

Policy instance

Insurance contract or identification number	385865-01
Number of Individuals Covered	14
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $3,160
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,160
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

385865-01

Policy instance

Insurance contract or identification number	385865-01
Number of Individuals Covered	16
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $5,811
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,811
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

385865-01

Policy instance

Insurance contract or identification number	385865-01
Number of Individuals Covered	16
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $4,282
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,282
Insurance broker organization code?	3
Insurance broker name	KEVIN BROWN SIGNATOR INVESTORS INC

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Company Name:	KAPLIN, STEWART, MELOFF, REITER & STEIN
Employer identification number (EIN):	232866254
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers