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JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227 401k Plan overview

Plan NameJUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227
Plan identification number 004

JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227 Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Target benefit plan
  • Health (other than dental or vision)

401k Sponsoring company profile

JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW has sponsored the creation of one or more 401k plans.

Company Name:JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW
Employer identification number (EIN):237268143
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042017-10-01JOSEPH DOBBS2019-10-15
0042017-10-01JOSEPH DOBBS2019-10-15
0042017-10-01
0042017-10-01

Plan Statistics for JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227

401k plan membership statisitcs for JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227

Measure Date Value
2017: JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227 2017 401k membership
Total participants, beginning-of-year2017-10-0126
Total number of active participants reported on line 7a of the Form 55002017-10-0117
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-019
Total of all active and inactive participants2017-10-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-0126
Number of participants with account balances2017-10-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010

Financial Data on JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227

Measure Date Value
2018 : JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total transfer of assets to this plan2018-09-30$0
Total transfer of assets from this plan2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$221,806
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$175,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$175,767
Expenses. Certain deemed distributions of participant loans2018-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$97,719
Value of total assets at end of year2018-09-30$1,753,893
Value of total assets at beginning of year2018-09-30$1,707,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$0
Total interest from all sources2018-09-30$25,960
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Was this plan covered by a fidelity bond2018-09-30No
If this is an individual account plan, was there a blackout period2018-09-30No
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$97,719
Participant contributions at end of year2018-09-30$0
Participant contributions at beginning of year2018-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$0
Other income not declared elsewhere2018-09-30$0
Administrative expenses (other) incurred2018-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$46,039
Value of net assets at end of year (total assets less liabilities)2018-09-30$1,753,893
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$1,707,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$836,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$794,915
Value of interest in pooled separate accounts at end of year2018-09-30$80,590
Value of interest in pooled separate accounts at beginning of year2018-09-30$92,250
Interest on participant loans2018-09-30$0
Interest earned on other investments2018-09-30$25,960
Value of interest in master investment trust accounts at end of year2018-09-30$0
Value of interest in master investment trust accounts at beginning of year2018-09-30$0
Value of interest in common/collective trusts at end of year2018-09-30$0
Value of interest in common/collective trusts at beginning of year2018-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2018-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$836,932
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$820,689
Expenses. Payments to insurance carriers foe the provision of benefits2018-09-30$13,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$94,042
Net investment gain/loss from pooled separate accounts2018-09-30$4,085
Net investment gain or loss from common/collective trusts2018-09-30$0
Net gain/loss from 103.12 investment entities2018-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$161,938
Contract administrator fees2018-09-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-09-30No
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30No
Opinion of an independent qualified public accountant for this plan2018-09-30Unqualified
Accountancy firm name2018-09-30UHY LLP
Accountancy firm EIN2018-09-30200694403

Form 5500 Responses for JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227

2017: JUDGE DAVID L. BAZELON CENTER FOR MENTAL HEALTH LAW 403(B)-369227 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01First time form 5500 has been submittedYes
2017-10-01Submission has been amendedYes
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369227
Policy instance 1
Insurance contract or identification number369227
Number of Individuals Covered24
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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