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SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 401k Plan overview

Plan NameSYRACUSE MODEL NEIGHBORHOOD FACILITY, INC
Plan identification number 002

SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC. has sponsored the creation of one or more 401k plans.

Company Name:SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC.
Employer identification number (EIN):237376077
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1973-12-20
Company Identification Number: 240948
Legal Registered Office Address: 401 SOUTH AVENUE
Onondaga
SYRACUSE
United States of America (USA)
132044125

More information about SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01MARY ANNE CICCARELLI2020-07-30
0022018-01-01MARY ANNE CICCARELLI2019-07-30
0022017-01-01MARY ANNE CICCARELLI2018-07-25
0022016-01-01MARY ANNE CICCARELLI2017-07-27
0022015-01-01MARY ANNE CICCARELLI2016-07-28
0022014-01-01MARY ANNE CICCARELLI2015-07-29
0022013-01-01
0022012-01-01SHARON OWENS
0022011-01-01MARY ANNE CICCARELLI
0022010-01-01MARY ANNE CICCARELLI
0022009-01-01MARY ANNE CICCARELLI

Plan Statistics for SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC

401k plan membership statisitcs for SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC

Measure Date Value
2013: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2013 401k membership
Total participants, beginning-of-year2013-01-01122
Total number of active participants reported on line 7a of the Form 55002013-01-0149
Number of other retired or separated participants entitled to future benefits2013-01-0131
Total of all active and inactive participants2013-01-0180
Total participants2013-01-0180
Number of participants with account balances2013-01-0177
2012: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2012 401k membership
Total participants, beginning-of-year2012-01-01103
Total number of active participants reported on line 7a of the Form 55002012-01-0157
Number of other retired or separated participants entitled to future benefits2012-01-0165
Total of all active and inactive participants2012-01-01122
Total participants2012-01-01122
Number of participants with account balances2012-01-01119
2011: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2011 401k membership
Total participants, beginning-of-year2011-01-01128
Total number of active participants reported on line 7a of the Form 55002011-01-0174
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01133
Total participants2011-01-01133
Number of participants with account balances2011-01-01100
2010: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2010 401k membership
Total participants, beginning-of-year2010-01-01141
Total number of active participants reported on line 7a of the Form 55002010-01-0185
Number of other retired or separated participants entitled to future benefits2010-01-0142
Total of all active and inactive participants2010-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01128
Number of participants with account balances2010-01-01101
2009: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2009 401k membership
Total participants, beginning-of-year2009-01-01129
Total number of active participants reported on line 7a of the Form 55002009-01-0198
Number of other retired or separated participants entitled to future benefits2009-01-0143
Total of all active and inactive participants2009-01-01141
Total participants2009-01-01141
Number of participants with account balances2009-01-0188

Financial Data on SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC

Measure Date Value
2013 : SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$81,007
Total of all expenses incurred2013-12-31$43,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$43,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$43,457
Value of total assets at end of year2013-12-31$330,866
Value of total assets at beginning of year2013-12-31$293,481
Total interest from all sources2013-12-31$3,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$43,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$37,385
Value of net assets at end of year (total assets less liabilities)2013-12-31$330,866
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$293,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$218,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$186,483
Value of interest in pooled separate accounts at end of year2013-12-31$19,379
Value of interest in pooled separate accounts at beginning of year2013-12-31$19,697
Interest earned on other investments2013-12-31$3,002
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$92,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$87,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$32,769
Net investment gain/loss from pooled separate accounts2013-12-31$1,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$43,622
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GROSSMAN ST. AMOUR CERTIFIED PUBLIC
Accountancy firm EIN2013-12-31460475780
2012 : SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$69,237
Total of all expenses incurred2012-12-31$26,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$26,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$41,551
Value of total assets at end of year2012-12-31$293,481
Value of total assets at beginning of year2012-12-31$250,723
Total interest from all sources2012-12-31$2,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$41,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$42,758
Value of net assets at end of year (total assets less liabilities)2012-12-31$293,481
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$250,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$186,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$158,650
Value of interest in pooled separate accounts at end of year2012-12-31$19,697
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,248
Interest earned on other investments2012-12-31$2,668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$87,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$80,825
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$23,315
Net investment gain/loss from pooled separate accounts2012-12-31$1,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$26,479
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GROSSMAN ST. AMOUR CERTIFIED PUBLIC
Accountancy firm EIN2012-12-31460475780
2011 : SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$39,782
Total of all expenses incurred2011-12-31$56,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$56,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$38,478
Value of total assets at end of year2011-12-31$250,723
Value of total assets at beginning of year2011-12-31$266,990
Total interest from all sources2011-12-31$2,648
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$38,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-16,267
Value of net assets at end of year (total assets less liabilities)2011-12-31$250,723
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$266,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$158,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$171,219
Value of interest in pooled separate accounts at end of year2011-12-31$11,248
Value of interest in pooled separate accounts at beginning of year2011-12-31$14,189
Interest earned on other investments2011-12-31$2,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$80,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$81,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,787
Net investment gain/loss from pooled separate accounts2011-12-31$1,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$56,049
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GREEN & SEIFTER, CERTIFIED PUBLIC A
Accountancy firm EIN2011-12-31460475780
2010 : SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$80,955
Total of all expenses incurred2010-12-31$6,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$62,216
Value of total assets at end of year2010-12-31$266,990
Value of total assets at beginning of year2010-12-31$192,626
Total interest from all sources2010-12-31$2,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$40,183
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$22,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$74,364
Value of net assets at end of year (total assets less liabilities)2010-12-31$266,990
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$192,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$171,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$117,989
Value of interest in pooled separate accounts at end of year2010-12-31$14,189
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,876
Interest earned on other investments2010-12-31$2,255
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$81,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$67,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$15,231
Net investment gain/loss from pooled separate accounts2010-12-31$1,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,591
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GREEN & SEIFTER, CERTIFIED PUBLIC A
Accountancy firm EIN2010-12-31460475780

Form 5500 Responses for SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC

2013: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SYRACUSE MODEL NEIGHBORHOOD FACILITY, INC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number316229
Policy instance 1
Insurance contract or identification number316229
Number of Individuals Covered77
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number316229
Policy instance 1
Insurance contract or identification number316229
Number of Individuals Covered119
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number316229
Policy instance 1
Insurance contract or identification number316229
Number of Individuals Covered100
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number316229
Policy instance 1
Insurance contract or identification number316229
Number of Individuals Covered100
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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