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HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 401k Plan overview

Plan NameHONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS
Plan identification number 003

HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

THE HONESDALE NATIONAL BANK has sponsored the creation of one or more 401k plans.

Company Name:THE HONESDALE NATIONAL BANK
Employer identification number (EIN):240614415
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01DAVID E. RAVEN
0032015-01-01LUKE W WOODMANSEE
0032014-01-01THOMAS E. SHERIDAN JR.
0032013-01-01THOMAS E. SHERIDAN, JR.
0032012-01-01WILLIAM SCHWEIGHOFER
0032011-01-01WILLIAM SCHWEIGHOFER WILLIAM SCHWEIGHOFER2012-10-17
0032009-01-01WILLIAM SCHWEIGHOFER WILLIAM SCHWEIGHOFER2010-10-14

Plan Statistics for HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

401k plan membership statisitcs for HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

Measure Date Value
2016: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2016 401k membership
Total participants, beginning-of-year2016-01-01158
Total number of active participants reported on line 7a of the Form 55002016-01-01131
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01161
Number of participants with account balances2016-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2015 401k membership
Total participants, beginning-of-year2015-01-01156
Total number of active participants reported on line 7a of the Form 55002015-01-01122
Number of retired or separated participants receiving benefits2015-01-0110
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01158
Number of participants with account balances2015-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2014 401k membership
Total participants, beginning-of-year2014-01-01152
Total number of active participants reported on line 7a of the Form 55002014-01-01127
Number of retired or separated participants receiving benefits2014-01-0112
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01156
Number of participants with account balances2014-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2013 401k membership
Total participants, beginning-of-year2013-01-01143
Total number of active participants reported on line 7a of the Form 55002013-01-01128
Number of retired or separated participants receiving benefits2013-01-0112
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01156
Number of participants with account balances2013-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2012 401k membership
Total participants, beginning-of-year2012-01-01139
Total number of active participants reported on line 7a of the Form 55002012-01-01128
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01147
Number of participants with account balances2012-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2011 401k membership
Total participants, beginning-of-year2011-01-01141
Total number of active participants reported on line 7a of the Form 55002011-01-01121
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01143
Number of participants with account balances2011-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2009 401k membership
Total participants, beginning-of-year2009-01-01147
Total number of active participants reported on line 7a of the Form 55002009-01-01126
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01149
Number of participants with account balances2009-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

Measure Date Value
2016 : HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,649,914
Total unrealized appreciation/depreciation of assets2016-12-31$1,649,914
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$29,382
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$29,382
Total income from all sources (including contributions)2016-12-31$3,790,700
Total loss/gain on sale of assets2016-12-31$17,299
Total of all expenses incurred2016-12-31$1,592,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,568,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,346,897
Value of total assets at end of year2016-12-31$21,464,241
Value of total assets at beginning of year2016-12-31$19,266,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,080
Total interest from all sources2016-12-31$1,474
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$388,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$109,300
Administrative expenses professional fees incurred2016-12-31$24,080
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,800,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$567,297
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,941
Liabilities. Value of operating payables at end of year2016-12-31$29,382
Liabilities. Value of operating payables at beginning of year2016-12-31$29,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,198,001
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,434,859
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,236,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,092,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,621,360
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$939,539
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$820,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$820,057
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$386,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$14,432,496
Assets. Invements in employer securities at beginning of year2016-12-31$12,824,823
Contributions received in cash from employer2016-12-31$774,659
Income. Dividends from common stock2016-12-31$279,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,568,619
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$418,051
Aggregate carrying amount (costs) on sale of assets2016-12-31$400,752
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31S R SNODGRASS, PC
Accountancy firm EIN2016-12-31251616561
2015 : HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$1,095,281
Total unrealized appreciation/depreciation of assets2015-12-31$1,095,281
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$29,382
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$31,550
Total income from all sources (including contributions)2015-12-31$2,557,388
Total loss/gain on sale of assets2015-12-31$10,566
Total of all expenses incurred2015-12-31$1,182,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,157,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,284,963
Value of total assets at end of year2015-12-31$19,266,240
Value of total assets at beginning of year2015-12-31$17,893,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,531
Total interest from all sources2015-12-31$1,540
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$356,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$96,591
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,800,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$548,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Liabilities. Value of operating payables at end of year2015-12-31$29,382
Liabilities. Value of operating payables at beginning of year2015-12-31$31,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,374,707
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,236,858
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$17,862,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$25,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,621,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,703,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$820,057
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$758,152
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$758,152
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-191,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$12,824,823
Assets. Invements in employer securities at beginning of year2015-12-31$11,431,917
Contributions received in cash from employer2015-12-31$736,960
Income. Dividends from common stock2015-12-31$260,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,157,150
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$183,897
Aggregate carrying amount (costs) on sale of assets2015-12-31$173,331
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31S. R. SNODGRASS, A.C.
Accountancy firm EIN2015-12-31251616561
2014 : HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-2,365,010
Total unrealized appreciation/depreciation of assets2014-12-31$-2,365,010
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$31,550
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$26,651
Total income from all sources (including contributions)2014-12-31$-605,468
Total loss/gain on sale of assets2014-12-31$232,814
Total of all expenses incurred2014-12-31$4,274,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,250,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,170,550
Value of total assets at end of year2014-12-31$17,893,701
Value of total assets at beginning of year2014-12-31$22,769,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,370
Total interest from all sources2014-12-31$1,217
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$354,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$103,405
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,800,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$472,344
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,842
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$20,569
Liabilities. Value of operating payables at end of year2014-12-31$31,550
Liabilities. Value of operating payables at beginning of year2014-12-31$6,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-4,880,379
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,862,151
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,742,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$24,370
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,703,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,070,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$758,152
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,008,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,008,865
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$11,431,917
Assets. Invements in employer securities at beginning of year2014-12-31$15,690,225
Contributions received in cash from employer2014-12-31$686,364
Income. Dividends from common stock2014-12-31$251,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,250,541
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,422,130
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,189,316
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31S R SNODGRASS, A.C.
Accountancy firm EIN2014-12-31251616561
2013 : HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,879,708
Total unrealized appreciation/depreciation of assets2013-12-31$2,879,708
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$26,651
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$27,465
Total income from all sources (including contributions)2013-12-31$4,622,902
Total loss/gain on sale of assets2013-12-31$118,006
Total of all expenses incurred2013-12-31$1,988,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,963,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,251,594
Value of total assets at end of year2013-12-31$22,769,181
Value of total assets at beginning of year2013-12-31$20,135,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,165
Total interest from all sources2013-12-31$3,866
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$369,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$99,100
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,800,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$514,536
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$12,687
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$20,569
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$21,528
Liabilities. Value of operating payables at end of year2013-12-31$6,082
Liabilities. Value of operating payables at beginning of year2013-12-31$5,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,634,657
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,742,530
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,107,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$25,165
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,070,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,356,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,008,865
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,024,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,024,919
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$15,690,225
Assets. Invements in employer securities at beginning of year2013-12-31$12,753,600
Contributions received in cash from employer2013-12-31$724,371
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from common stock2013-12-31$270,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,963,080
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$900,109
Aggregate carrying amount (costs) on sale of assets2013-12-31$782,103
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31S. R. SNODGRASS, A.C.
Accountancy firm EIN2013-12-31251616561
2012 : HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$3,311,759
Total unrealized appreciation/depreciation of assets2012-12-31$3,311,759
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$27,465
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15,531
Total income from all sources (including contributions)2012-12-31$5,001,357
Total loss/gain on sale of assets2012-12-31$17,995
Total of all expenses incurred2012-12-31$1,210,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,187,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,343,721
Value of total assets at end of year2012-12-31$20,135,338
Value of total assets at beginning of year2012-12-31$16,332,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$22,139
Total interest from all sources2012-12-31$8,778
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$319,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$95,451
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,800,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$498,788
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,365
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$298
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,611
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$21,528
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$15,531
Administrative expenses (other) incurred2012-12-31$22,139
Liabilities. Value of operating payables at end of year2012-12-31$5,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,791,238
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,107,873
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,316,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,356,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,353,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,024,919
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,776,212
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,776,212
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$8,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$12,753,600
Assets. Invements in employer securities at beginning of year2012-12-31$10,187,100
Contributions received in cash from employer2012-12-31$844,635
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$9,172
Income. Dividends from common stock2012-12-31$223,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,187,980
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,500,293
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,482,298
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31S. R. SNODGRASS, A.C.
Accountancy firm EIN2012-12-31251616561
2011 : HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-4,779
Total unrealized appreciation/depreciation of assets2011-12-31$-4,779
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15,531
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$12,354
Total income from all sources (including contributions)2011-12-31$1,409,952
Total loss/gain on sale of assets2011-12-31$7,590
Total of all expenses incurred2011-12-31$1,097,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,096,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,236,888
Value of total assets at end of year2011-12-31$16,332,166
Value of total assets at beginning of year2011-12-31$16,016,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$500
Total interest from all sources2011-12-31$9,639
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$208,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$3,654
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,800,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$453,540
Assets. Other investments not covered elsewhere at end of year2011-12-31$3,365
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$4,650
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,611
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$15,531
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$12,052
Other income not declared elsewhere2011-12-31$2,913
Administrative expenses (other) incurred2011-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$312,560
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,316,635
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,004,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,353,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,028,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,776,212
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,215,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,215,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$9,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-50,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$10,187,100
Assets. Invements in employer securities at beginning of year2011-12-31$10,764,950
Contributions received in cash from employer2011-12-31$783,348
Employer contributions (assets) at end of year2011-12-31$9,172
Employer contributions (assets) at beginning of year2011-12-31$2,897
Income. Dividends from common stock2011-12-31$204,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,096,892
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$302
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$763,139
Aggregate carrying amount (costs) on sale of assets2011-12-31$755,549
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31S. R. SNODGRASS, A.C.
Accountancy firm EIN2011-12-31251616561
2010 : HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$-209,421
Total unrealized appreciation/depreciation of assets2010-12-31$-209,421
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$12,354
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$8,407
Total income from all sources (including contributions)2010-12-31$1,584,221
Total loss/gain on sale of assets2010-12-31$-319
Total of all expenses incurred2010-12-31$389,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$389,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,213,809
Value of total assets at end of year2010-12-31$16,016,429
Value of total assets at beginning of year2010-12-31$14,818,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$8,320
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$181,020
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,186
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,800,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$453,986
Assets. Other investments not covered elsewhere at end of year2010-12-31$4,650
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,811
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$589
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$12,052
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$8,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,194,269
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,004,075
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,809,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,028,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,211,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,215,114
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,134,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,134,384
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$8,320
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$390,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$10,764,950
Assets. Invements in employer securities at beginning of year2010-12-31$10,464,317
Contributions received in cash from employer2010-12-31$759,823
Employer contributions (assets) at end of year2010-12-31$2,897
Employer contributions (assets) at beginning of year2010-12-31$1,770
Income. Dividends from common stock2010-12-31$177,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$389,363
Liabilities. Value of benefit claims payable at end of year2010-12-31$302
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$302
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$33,072
Aggregate carrying amount (costs) on sale of assets2010-12-31$33,391
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PARENTEBEARD LLC
Accountancy firm EIN2010-12-31232932984

Form 5500 Responses for HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

2016: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HONAT BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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