401k Plan data: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN plan

A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN
Plan identification number	001

A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A.J. SILBERMAN & COMPANY has sponsored the creation of one or more 401k plans.

Company Name: A.J. SILBERMAN & COMPANY

Employer identification number (EIN): 250796585

NAIC Classification: 424400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 LISA SILBERMAN
001 2011-01-01 LISA SILBERMAN
001 2010-01-01 LISA SILBERMAN
001 2009-01-01 LISA SILBERMAN LISA SILBERMAN 2010-10-07

Plan Statistics for A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN

401k plan membership statisitcs for A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN

Measure Date Value
2017: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 101
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 98
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 13
Total of all active and inactive participants 2016-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 111
Number of participants with account balances 2016-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 106
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 114
Number of participants with account balances 2015-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 102
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 11
Total of all active and inactive participants 2014-01-01 113
Total participants 2014-01-01 113
Number of participants with account balances 2014-01-01 109
2013: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 100
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 21
Total of all active and inactive participants 2013-01-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 122
Number of participants with account balances 2013-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 116
2012: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 202
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 209
Number of participants with account balances 2012-01-01 209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 189
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 196
Number of participants with account balances 2011-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 175
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 7
Total of all active and inactive participants 2010-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 182
Number of participants with account balances 2010-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 151
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 157
Number of participants with account balances 2009-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2017: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	101
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	98
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	13
Total of all active and inactive participants	2016-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	111
Number of participants with account balances	2016-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	106
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	114
Number of participants with account balances	2015-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	102
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	11
Total of all active and inactive participants	2014-01-01	113
Total participants	2014-01-01	113
Number of participants with account balances	2014-01-01	109
2013: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	100
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	21
Total of all active and inactive participants	2013-01-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	122
Number of participants with account balances	2013-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	116
2012: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	202
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	209
Number of participants with account balances	2012-01-01	209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	189
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	196
Number of participants with account balances	2011-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	175
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	7
Total of all active and inactive participants	2010-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	182
Number of participants with account balances	2010-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	151
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	157
Number of participants with account balances	2009-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN

Measure	Date	Value
2017 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-12-31	$1,140,205
Total income from all sources (including contributions)	2017-12-31	$961,940
Total of all expenses incurred	2017-12-31	$3,495,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,494,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$360,948
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$3,674,103
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,331
Total interest from all sources	2017-12-31	$7,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$227,666
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$166,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-2,533,898
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,674,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$1,331
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,491,348
Interest on participant loans	2017-12-31	$7,602
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$15,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$593,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$133,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,494,507
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LOUIS PLUNG & COMPANY, LLP
Accountancy firm EIN	2017-12-31	251637458
2016 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$610,002
Total of all expenses incurred	2016-12-31	$113,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$108,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$383,713
Value of total assets at end of year	2016-12-31	$3,674,103
Value of total assets at beginning of year	2016-12-31	$3,177,352
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,353
Total interest from all sources	2016-12-31	$7,479
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$105,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$105,656
Administrative expenses professional fees incurred	2016-12-31	$4,353
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$239,324
Participant contributions at end of year	2016-12-31	$166,801
Participant contributions at beginning of year	2016-12-31	$174,254
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$4,330
Other income not declared elsewhere	2016-12-31	$607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$496,751
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,674,103
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,177,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,491,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,984,715
Interest on participant loans	2016-12-31	$7,479
Value of interest in common/collective trusts at end of year	2016-12-31	$15,954
Value of interest in common/collective trusts at beginning of year	2016-12-31	$18,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$112,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$140,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$108,898
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LOUIS PLUNG & COMPANY, LLP
Accountancy firm EIN	2016-12-31	251637458
2015 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$375,149
Total of all expenses incurred	2015-12-31	$56,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$53,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$377,196
Value of total assets at end of year	2015-12-31	$3,177,352
Value of total assets at beginning of year	2015-12-31	$2,859,141
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,796
Total interest from all sources	2015-12-31	$9,391
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$138,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$138,030
Administrative expenses professional fees incurred	2015-12-31	$3,796
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$236,411
Participant contributions at end of year	2015-12-31	$174,254
Participant contributions at beginning of year	2015-12-31	$192,560
Other income not declared elsewhere	2015-12-31	$459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$318,211
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,177,352
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,859,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,984,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,651,107
Interest on participant loans	2015-12-31	$9,391
Value of interest in common/collective trusts at end of year	2015-12-31	$18,383
Value of interest in common/collective trusts at beginning of year	2015-12-31	$15,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-149,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$140,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$53,142
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LOUIS PLUNG & COMPANY, LLP
Accountancy firm EIN	2015-12-31	251637458
2014 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$597,906
Total of all expenses incurred	2014-12-31	$873,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$851,058
Value of total corrective distributions	2014-12-31	$13,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$403,954
Value of total assets at end of year	2014-12-31	$2,859,141
Value of total assets at beginning of year	2014-12-31	$3,134,701
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$9,364
Total interest from all sources	2014-12-31	$10,706
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$93,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$93,971
Administrative expenses professional fees incurred	2014-12-31	$9,364
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$350,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$233,111
Participant contributions at end of year	2014-12-31	$192,560
Participant contributions at beginning of year	2014-12-31	$137,856
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$53,820
Other income not declared elsewhere	2014-12-31	$986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-275,560
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,859,141
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,134,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,651,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,955,759
Interest on participant loans	2014-12-31	$10,706
Value of interest in common/collective trusts at end of year	2014-12-31	$15,474
Value of interest in common/collective trusts at beginning of year	2014-12-31	$41,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$88,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$117,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$851,058
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LOUIS PLUNG & COMPANY, LLP
Accountancy firm EIN	2014-12-31	251637458
2013 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$822,342
Total of all expenses incurred	2013-12-31	$612,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$584,288
Value of total corrective distributions	2013-12-31	$27,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$280,057
Value of total assets at end of year	2013-12-31	$3,134,701
Value of total assets at beginning of year	2013-12-31	$2,925,351
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,554
Total interest from all sources	2013-12-31	$11,286
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$71,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$71,028
Administrative expenses professional fees incurred	2013-12-31	$1,554
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$350,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$183,458
Participant contributions at end of year	2013-12-31	$137,856
Participant contributions at beginning of year	2013-12-31	$113,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$209,350
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,134,701
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,925,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,955,759
Value of interest in pooled separate accounts at end of year	2013-12-31	$41,086
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,970,661
Interest on participant loans	2013-12-31	$11,286
Value of interest in common/collective trusts at end of year	2013-12-31	$41,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$841,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$459,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$96,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$584,288
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LOUIS PLUNG & COMPANY, LLP
Accountancy firm EIN	2013-12-31	251637458
2012 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$572,402
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$194,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$191,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$319,387
Value of total assets at end of year	2012-12-31	$2,925,351
Value of total assets at beginning of year	2012-12-31	$2,547,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,105
Total interest from all sources	2012-12-31	$25,460
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$246,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$189,618
Participant contributions at end of year	2012-12-31	$113,445
Participant contributions at beginning of year	2012-12-31	$139,405
Administrative expenses (other) incurred	2012-12-31	$3,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$378,289
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,925,351
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,547,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,970,661
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,627,645
Interest on participant loans	2012-12-31	$11,854
Interest earned on other investments	2012-12-31	$13,606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$841,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$780,012
Net investment gain/loss from pooled separate accounts	2012-12-31	$227,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$129,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$191,008
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LOUIS PLUNG & COMPANY, LLP
Accountancy firm EIN	2012-12-31	251637458
2011 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$244,802
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$65,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$52,757
Value of total corrective distributions	2011-12-31	$330
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$273,509
Value of total assets at end of year	2011-12-31	$2,547,062
Value of total assets at beginning of year	2011-12-31	$2,367,351
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$12,004
Total interest from all sources	2011-12-31	$31,178
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$246,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$156,693
Participant contributions at end of year	2011-12-31	$139,405
Participant contributions at beginning of year	2011-12-31	$144,585
Administrative expenses (other) incurred	2011-12-31	$12,004
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$179,711
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,547,062
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,367,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,627,645
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,554,327
Interest on participant loans	2011-12-31	$13,589
Interest earned on other investments	2011-12-31	$17,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$780,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$668,439
Net investment gain/loss from pooled separate accounts	2011-12-31	$-59,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$116,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$52,757
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LOUIS PLUNG & COMPANY, LLP
Accountancy firm EIN	2011-12-31	251637458
2010 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$403,279
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$62,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$56,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$170,409
Value of total assets at end of year	2010-12-31	$2,367,351
Value of total assets at beginning of year	2010-12-31	$2,026,535
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,360
Total interest from all sources	2010-12-31	$28,804
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$243,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$119,291
Participant contributions at end of year	2010-12-31	$144,585
Participant contributions at beginning of year	2010-12-31	$135,800
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,057
Other income not declared elsewhere	2010-12-31	$3,832
Administrative expenses (other) incurred	2010-12-31	$6,360
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$90
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$340,816
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,367,351
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,026,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,554,327
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,271,097
Interest on participant loans	2010-12-31	$14,168
Interest earned on other investments	2010-12-31	$14,636
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$668,439
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$619,548
Net investment gain/loss from pooled separate accounts	2010-12-31	$200,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$48,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$56,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LOUIS PLUNG & COMPANY
Accountancy firm EIN	2010-12-31	251637458
2009 : A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN

2017: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: A.J. SILBERMAN & COMPANY 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

34448-001

Policy instance

Insurance contract or identification number	34448-001
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

34448-001

Policy instance

Insurance contract or identification number	34448-001
Number of Individuals Covered	209
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

34448-001

Policy instance

Insurance contract or identification number	34448-001
Number of Individuals Covered	196
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

34448-001

Policy instance

Insurance contract or identification number	34448-001
Number of Individuals Covered	182
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	A.J. SILBERMAN & COMPANY
Employer identification number (EIN):	250796585
NAIC Classification:	424400