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JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 401k Plan overview

Plan NameJOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN
Plan identification number 001

JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOSEPH B. FAY COMPANY has sponsored the creation of one or more 401k plans.

Company Name:JOSEPH B. FAY COMPANY
Employer identification number (EIN):250930077
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01ALAN GEMMELL2021-10-06 ALAN GEMMELL2021-10-06
0012020-01-01ALAN GEMMELL2021-10-06 ALAN GEMMELL2021-10-06
0012019-01-01ALAN GEMMELL2020-10-15 ALAN GEMMELL2020-10-15
0012018-01-01ALAN GEMMELL2019-10-14 ALAN GEMMELL2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01ANN MICHALSKI ANN MICHALSKI2013-10-14
0012011-01-01ANN MICHALSKI ANN MICHALSKI2012-10-11
0012010-01-01ROBERT B. FAY JR.2011-10-07

Plan Statistics for JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN

401k plan membership statisitcs for JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2020: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01103
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0188
Total number of active participants reported on line 7a of the Form 55002019-01-0179
Number of retired or separated participants receiving benefits2019-01-0124
Total of all active and inactive participants2019-01-01103
Total participants2019-01-01103
Number of participants with account balances2019-01-01103
2018: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01134
Total number of active participants reported on line 7a of the Form 55002018-01-0179
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0149
Total of all active and inactive participants2018-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01128
Number of participants with account balances2018-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01145
Total number of active participants reported on line 7a of the Form 55002017-01-01103
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0131
Total of all active and inactive participants2017-01-01134
Total participants2017-01-01134
Number of participants with account balances2017-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01173
Total number of active participants reported on line 7a of the Form 55002016-01-01124
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0121
Total of all active and inactive participants2016-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01145
Number of participants with account balances2016-01-01142
2015: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01134
Total number of active participants reported on line 7a of the Form 55002015-01-01121
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0152
Total of all active and inactive participants2015-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01173
Number of participants with account balances2015-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01133
Total number of active participants reported on line 7a of the Form 55002014-01-01111
Number of other retired or separated participants entitled to future benefits2014-01-0123
Total of all active and inactive participants2014-01-01134
Total participants2014-01-01134
Number of participants with account balances2014-01-01132
2013: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01134
Total number of active participants reported on line 7a of the Form 55002013-01-01114
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01133
Number of participants with account balances2013-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01146
Total number of active participants reported on line 7a of the Form 55002012-01-0199
Number of retired or separated participants receiving benefits2012-01-0119
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01138
Number of participants with account balances2012-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01142
Total number of active participants reported on line 7a of the Form 55002011-01-01135
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01153
Number of participants with account balances2011-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011

Financial Data on JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2020 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-31$18,346,970
Total income from all sources (including contributions)2020-12-31$2,900,524
Total of all expenses incurred2020-12-31$926,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$869,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,061,652
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$16,373,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$57,161
Total interest from all sources2020-12-31$15,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$696,229
Participant contributions at beginning of year2020-12-31$283,227
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$102,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,973,857
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,373,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$57,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,063,312
Interest on participant loans2020-12-31$15,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,823,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$262,910
Employer contributions (assets) at beginning of year2020-12-31$26,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$869,506
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31LALLY & CO., LLC
Accountancy firm EIN2020-12-31251846963
2019 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,685,562
Total income from all sources (including contributions)2019-12-31$3,685,562
Total of all expenses incurred2019-12-31$1,107,841
Total of all expenses incurred2019-12-31$1,107,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,047,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,047,330
Expenses. Certain deemed distributions of participant loans2019-12-31$20,531
Expenses. Certain deemed distributions of participant loans2019-12-31$20,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,091,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,091,576
Value of total assets at end of year2019-12-31$16,373,113
Value of total assets at end of year2019-12-31$16,373,113
Value of total assets at beginning of year2019-12-31$13,795,392
Value of total assets at beginning of year2019-12-31$13,795,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$39,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$39,980
Total interest from all sources2019-12-31$67,897
Total interest from all sources2019-12-31$67,897
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$215,485
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$215,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$215,485
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$215,485
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$750,579
Contributions received from participants2019-12-31$750,579
Participant contributions at end of year2019-12-31$283,227
Participant contributions at end of year2019-12-31$283,227
Participant contributions at beginning of year2019-12-31$279,313
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$24,613
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$24,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,577,721
Value of net income/loss2019-12-31$2,577,721
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,373,113
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,373,113
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,795,392
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,795,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$39,980
Investment advisory and management fees2019-12-31$39,980
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,063,312
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,063,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,497,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,497,936
Interest on participant loans2019-12-31$15,855
Interest on participant loans2019-12-31$15,855
Interest earned on other investments2019-12-31$52,042
Interest earned on other investments2019-12-31$52,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,310,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,310,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$316,384
Contributions received in cash from employer2019-12-31$316,384
Employer contributions (assets) at end of year2019-12-31$26,574
Employer contributions (assets) at end of year2019-12-31$26,574
Employer contributions (assets) at beginning of year2019-12-31$18,143
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,047,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,047,330
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LALLY & CO., LLC
Accountancy firm name2019-12-31LALLY & CO., LLC
Accountancy firm EIN2019-12-31251846963
Accountancy firm EIN2019-12-31251846963
2018 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$521,743
Total of all expenses incurred2018-12-31$7,968,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,907,149
Expenses. Certain deemed distributions of participant loans2018-12-31$13,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,293,237
Value of total assets at end of year2018-12-31$13,795,392
Value of total assets at beginning of year2018-12-31$21,242,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$47,543
Total interest from all sources2018-12-31$77,161
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$226,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$226,709
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$704,192
Participant contributions at end of year2018-12-31$279,313
Participant contributions at beginning of year2018-12-31$293,024
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$260,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,446,627
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,795,392
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$21,242,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$47,543
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,497,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$20,942,826
Interest on participant loans2018-12-31$11,443
Interest earned on other investments2018-12-31$65,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,075,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$328,381
Employer contributions (assets) at end of year2018-12-31$18,143
Employer contributions (assets) at beginning of year2018-12-31$6,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,907,149
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LALLY & CO., LLC
Accountancy firm EIN2018-12-31251846963
2017 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,644,930
Total of all expenses incurred2017-12-31$3,709,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,640,883
Expenses. Certain deemed distributions of participant loans2017-12-31$18,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,794,191
Value of total assets at end of year2017-12-31$21,242,019
Value of total assets at beginning of year2017-12-31$20,306,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$49,930
Total interest from all sources2017-12-31$91,276
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$224,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$224,749
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$859,248
Participant contributions at end of year2017-12-31$293,024
Participant contributions at beginning of year2017-12-31$296,443
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$177,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$935,196
Value of net assets at end of year (total assets less liabilities)2017-12-31$21,242,019
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,306,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$49,930
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$20,942,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,004,784
Interest on participant loans2017-12-31$13,032
Interest earned on other investments2017-12-31$78,244
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,534,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$757,830
Employer contributions (assets) at end of year2017-12-31$6,169
Employer contributions (assets) at beginning of year2017-12-31$5,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,640,883
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LALLY & CO., LLC
Accountancy firm EIN2017-12-31251846963
2016 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,948,270
Total of all expenses incurred2016-12-31$642,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$589,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,163,276
Value of total assets at end of year2016-12-31$20,306,823
Value of total assets at beginning of year2016-12-31$17,001,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$53,668
Total interest from all sources2016-12-31$12,952
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$277,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$277,768
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$911,544
Participant contributions at end of year2016-12-31$296,443
Participant contributions at beginning of year2016-12-31$298,259
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$42,561
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$470,326
Other income not declared elsewhere2016-12-31$1,494,274
Total non interest bearing cash at beginning of year2016-12-31$16,613,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,305,522
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,306,823
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,001,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$53,668
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,004,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$431
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$12,909
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$781,406
Employer contributions (assets) at end of year2016-12-31$5,596
Employer contributions (assets) at beginning of year2016-12-31$46,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$589,080
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LALLY & CO., LLC
Accountancy firm EIN2016-12-31251846963
2015 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$904
Total income from all sources (including contributions)2015-12-31$1,723,009
Total of all expenses incurred2015-12-31$311,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$296,982
Expenses. Certain deemed distributions of participant loans2015-12-31$7,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,529,037
Value of total assets at end of year2015-12-31$17,001,301
Value of total assets at beginning of year2015-12-31$15,591,098
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,520
Total interest from all sources2015-12-31$10,831
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$119,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$119,872
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$788,631
Participant contributions at end of year2015-12-31$298,259
Participant contributions at beginning of year2015-12-31$269,354
Participant contributions at end of year2015-12-31$42,561
Participant contributions at beginning of year2015-12-31$12,223
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,120
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$904
Total non interest bearing cash at end of year2015-12-31$16,613,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,411,107
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,001,301
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,590,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$7,520
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$431
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$14,760,060
Interest on participant loans2015-12-31$10,831
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$533,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$63,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$737,286
Employer contributions (assets) at end of year2015-12-31$46,160
Employer contributions (assets) at beginning of year2015-12-31$16,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$296,982
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LALLY & CO., LLC
Accountancy firm EIN2015-12-31251846963
2014 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$904
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,000
Total income from all sources (including contributions)2014-12-31$2,396,376
Total of all expenses incurred2014-12-31$1,162,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,140,954
Expenses. Certain deemed distributions of participant loans2014-12-31$18,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,426,451
Value of total assets at end of year2014-12-31$15,591,098
Value of total assets at beginning of year2014-12-31$14,361,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,003
Total interest from all sources2014-12-31$10,779
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$127,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$127,071
Administrative expenses professional fees incurred2014-12-31$3,003
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$753,295
Participant contributions at end of year2014-12-31$269,354
Participant contributions at beginning of year2014-12-31$252,427
Participant contributions at end of year2014-12-31$12,223
Participant contributions at beginning of year2014-12-31$14,377
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$15,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$6,000
Liabilities. Value of operating payables at end of year2014-12-31$904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,234,202
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,590,194
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,355,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,690,721
Value of interest in pooled separate accounts at end of year2014-12-31$14,760,060
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,065,272
Interest on participant loans2014-12-31$10,779
Value of interest in common/collective trusts at end of year2014-12-31$533,134
Value of interest in common/collective trusts at beginning of year2014-12-31$323,537
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$832,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$657,438
Employer contributions (assets) at end of year2014-12-31$16,327
Employer contributions (assets) at beginning of year2014-12-31$15,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,140,954
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LALLY & CO., LLC
Accountancy firm EIN2014-12-31251846963
2013 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$6,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$19,409
Total income from all sources (including contributions)2013-12-31$3,446,250
Total of all expenses incurred2013-12-31$764,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$726,562
Expenses. Certain deemed distributions of participant loans2013-12-31$6,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,853,287
Value of total assets at end of year2013-12-31$14,361,992
Value of total assets at beginning of year2013-12-31$11,693,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$30,542
Total interest from all sources2013-12-31$7,361
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$57,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$57,685
Administrative expenses professional fees incurred2013-12-31$9,793
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$742,817
Participant contributions at end of year2013-12-31$252,427
Participant contributions at beginning of year2013-12-31$146,498
Participant contributions at end of year2013-12-31$14,377
Participant contributions at beginning of year2013-12-31$22,736
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$458,928
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,664
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$6,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$19,409
Administrative expenses (other) incurred2013-12-31$6,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,682,239
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,355,992
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,673,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$9,103
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,690,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,929,104
Value of interest in pooled separate accounts at end of year2013-12-31$12,065,272
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,962,411
Interest on participant loans2013-12-31$7,361
Value of interest in common/collective trusts at end of year2013-12-31$323,537
Value of interest in common/collective trusts at beginning of year2013-12-31$870,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,527,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$651,542
Employer contributions (assets) at end of year2013-12-31$15,658
Employer contributions (assets) at beginning of year2013-12-31$21,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$726,562
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$30,205
Contract administrator fees2013-12-31$5,646
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,707,983
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LALLY & CO., LLC
Accountancy firm EIN2013-12-31251846963
2012 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,026,695
Total unrealized appreciation/depreciation of assets2012-12-31$1,026,695
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$19,409
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,783
Total income from all sources (including contributions)2012-12-31$2,662,043
Total of all expenses incurred2012-12-31$608,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$521,414
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,496,857
Value of total assets at end of year2012-12-31$11,693,162
Value of total assets at beginning of year2012-12-31$9,639,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$87,152
Total interest from all sources2012-12-31$53,643
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$84,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$84,848
Administrative expenses professional fees incurred2012-12-31$30,539
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$792,962
Participant contributions at end of year2012-12-31$146,498
Participant contributions at beginning of year2012-12-31$124,700
Participant contributions at end of year2012-12-31$22,736
Participant contributions at beginning of year2012-12-31$10,709
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$17,684
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,664
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$12,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$19,409
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$18,783
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,053,477
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,673,753
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,620,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$35,212
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,929,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$541,245
Value of interest in pooled separate accounts at end of year2012-12-31$4,962,411
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,380,595
Interest on participant loans2012-12-31$5,230
Value of interest in common/collective trusts at end of year2012-12-31$870,022
Value of interest in common/collective trusts at beginning of year2012-12-31$830,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$48,413
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$686,211
Employer contributions (assets) at end of year2012-12-31$21,539
Employer contributions (assets) at beginning of year2012-12-31$12,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$521,414
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$30,205
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$1,332,395
Contract administrator fees2012-12-31$21,401
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,707,983
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,393,349
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LALLY & CO., LLC
Accountancy firm EIN2012-12-31251846963
2011 : JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-14,988
Total unrealized appreciation/depreciation of assets2011-12-31$-14,988
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$18,783
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,885,295
Total of all expenses incurred2011-12-31$356,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$267,219
Expenses. Certain deemed distributions of participant loans2011-12-31$9,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,782,416
Value of total assets at end of year2011-12-31$9,639,059
Value of total assets at beginning of year2011-12-31$8,091,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$79,337
Total interest from all sources2011-12-31$53,586
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$64,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$64,281
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$814,113
Participant contributions at end of year2011-12-31$124,700
Participant contributions at beginning of year2011-12-31$109,763
Participant contributions at end of year2011-12-31$10,709
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$280,338
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$12,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$18,783
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,528,873
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,620,276
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,091,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$79,337
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$541,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,053,286
Value of interest in pooled separate accounts at end of year2011-12-31$3,380,595
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,032,441
Interest on participant loans2011-12-31$4,805
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$830,928
Value of interest in common/collective trusts at beginning of year2011-12-31$735,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$48,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$687,965
Employer contributions (assets) at end of year2011-12-31$12,261
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$267,219
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$1,332,395
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,356,843
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,393,349
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,803,690
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LALLY & CO., LLC
Accountancy firm EIN2011-12-31251846963

Form 5500 Responses for JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN

2020: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOSEPH B. FAY CO. PROFIT SHARING RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074393
Policy instance 1
Insurance contract or identification number074393
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074393
Policy instance 1
Insurance contract or identification number074393
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074393
Policy instance 1
Insurance contract or identification number074393
Number of Individuals Covered128
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074393
Policy instance 1
Insurance contract or identification number074393
Number of Individuals Covered134
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711009
Policy instance 1
Insurance contract or identification number711009
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Insurance broker organization code?3
Insurance broker nameMETRO BENEFITS, INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711009
Policy instance 1
Insurance contract or identification number711009
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $18,479
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $18,479
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMETRO BENEFITS, INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711009
Policy instance 1
Insurance contract or identification number711009
Number of Individuals Covered133
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,071
Total amount of fees paid to insurance companyUSD $1,719
Commission paid to Insurance BrokerUSD $2,071
Amount paid for insurance broker fees207
Additional information about fees paid to insurance brokerREFERRAL SERVICE FEE
Insurance broker organization code?3
Insurance broker nameMETRO BENEFITS, INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711009
Policy instance 1
Insurance contract or identification number711009
Number of Individuals Covered119
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711009
Policy instance 1
Insurance contract or identification number711009
Number of Individuals Covered128
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0

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