401k Plan data: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN plan

HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 401k Plan overview

Plan Name	HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN
Plan identification number	001

HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UPMC HAMOT has sponsored the creation of one or more 401k plans.

Company Name: UPMC HAMOT

Employer identification number (EIN): 250965387

NAIC Classification: 622000
NAIC Description: Hospitals

Additional information about UPMC HAMOT

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE

Incorporation Date:

Company Identification Number: 152273

More information about UPMC HAMOT

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-07-01 SUSAN TESTA
001 2015-07-01 SUSAN TESTA 2017-03-29
001 2014-07-01 SUSAN TESTA
001 2013-07-01 SUSAN TESTA
001 2012-07-01 SUSAN TESTA
001 2011-07-01 SUSAN TESTA

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2015-07-01	SUSAN TESTA
001	2015-07-01	SUSAN TESTA	2017-03-29
001	2014-07-01	SUSAN TESTA
001	2013-07-01	SUSAN TESTA
001	2012-07-01	SUSAN TESTA
001	2011-07-01	SUSAN TESTA

Plan Statistics for HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN

401k plan membership statisitcs for HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN

Measure Date Value
2015: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 1,668
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 0
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 1,773
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 776
Number of retired or separated participants receiving benefits 2014-07-01 349
Number of other retired or separated participants entitled to future benefits 2014-07-01 510
Total of all active and inactive participants 2014-07-01 1,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 33
Total participants 2014-07-01 1,668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 1,912
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 784
Number of retired or separated participants receiving benefits 2013-07-01 358
Number of other retired or separated participants entitled to future benefits 2013-07-01 601
Total of all active and inactive participants 2013-07-01 1,743
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 31
Total participants 2013-07-01 1,774
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 2,121
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 845
Number of retired or separated participants receiving benefits 2012-07-01 374
Number of other retired or separated participants entitled to future benefits 2012-07-01 658
Total of all active and inactive participants 2012-07-01 1,877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 35
Total participants 2012-07-01 1,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 3
2011: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 2,197
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 938
Number of retired or separated participants receiving benefits 2011-07-01 357
Number of other retired or separated participants entitled to future benefits 2011-07-01 787
Total of all active and inactive participants 2011-07-01 2,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 39
Total participants 2011-07-01 2,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 1

Measure	Date	Value
2015: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	1,668
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	0
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	1,773
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	776
Number of retired or separated participants receiving benefits	2014-07-01	349
Number of other retired or separated participants entitled to future benefits	2014-07-01	510
Total of all active and inactive participants	2014-07-01	1,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	33
Total participants	2014-07-01	1,668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	1,912
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	784
Number of retired or separated participants receiving benefits	2013-07-01	358
Number of other retired or separated participants entitled to future benefits	2013-07-01	601
Total of all active and inactive participants	2013-07-01	1,743
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	31
Total participants	2013-07-01	1,774
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	2,121
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	845
Number of retired or separated participants receiving benefits	2012-07-01	374
Number of other retired or separated participants entitled to future benefits	2012-07-01	658
Total of all active and inactive participants	2012-07-01	1,877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	35
Total participants	2012-07-01	1,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	3
2011: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	2,197
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	938
Number of retired or separated participants receiving benefits	2011-07-01	357
Number of other retired or separated participants entitled to future benefits	2011-07-01	787
Total of all active and inactive participants	2011-07-01	2,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	39
Total participants	2011-07-01	2,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	1

Financial Data on HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN

Measure	Date	Value
2016 : HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total transfer of assets from this plan	2016-06-30	$47,991,134
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$327,083
Total income from all sources (including contributions)	2016-06-30	$-4,702,009
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$5,590,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$4,971,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$0
Value of total assets at end of year	2016-06-30	$0
Value of total assets at beginning of year	2016-06-30	$58,610,995
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$619,695
Total interest from all sources	2016-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Administrative expenses professional fees incurred	2016-06-30	$222,471
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$500,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Administrative expenses (other) incurred	2016-06-30	$385,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-10,292,778
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$58,283,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Investment advisory and management fees	2016-06-30	$11,866
Value of interest in master investment trust accounts at end of year	2016-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2016-06-30	$58,610,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$4,971,074
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-06-30	No
Liabilities. Value of benefit claims payable at end of year	2016-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-06-30	$327,083
Did the plan have assets held for investment	2016-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	No
Opinion of an independent qualified public accountant for this plan	2016-06-30	Unqualified
Accountancy firm name	2016-06-30	ERNST AND YOUNG LLP
Accountancy firm EIN	2016-06-30	346565596
2015 : HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$327,083
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$166,072
Total income from all sources (including contributions)	2015-06-30	$1,943,808
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$4,769,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$4,025,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$0
Value of total assets at end of year	2015-06-30	$58,610,995
Value of total assets at beginning of year	2015-06-30	$61,275,698
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$744,502
Total interest from all sources	2015-06-30	$32
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Administrative expenses professional fees incurred	2015-06-30	$146,311
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Administrative expenses (other) incurred	2015-06-30	$587,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-2,825,714
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$58,283,912
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$61,109,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$11,062
Value of interest in master investment trust accounts at end of year	2015-06-30	$58,610,995
Value of interest in master investment trust accounts at beginning of year	2015-06-30	$60,823,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$452,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$452,175
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$32
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$4,025,020
Liabilities. Value of benefit claims payable at end of year	2015-06-30	$327,083
Liabilities. Value of benefit claims payable at beginning of year	2015-06-30	$166,072
Did the plan have assets held for investment	2015-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	ERNST AND YOUNG LLP
Accountancy firm EIN	2015-06-30	346565596
2014 : HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$166,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$5,442
Total income from all sources (including contributions)	2014-06-30	$8,069,940
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$4,145,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$3,646,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$0
Value of total assets at end of year	2014-06-30	$61,275,698
Value of total assets at beginning of year	2014-06-30	$57,190,733
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$499,452
Total interest from all sources	2014-06-30	$65
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$187,758
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-30	$5,442
Administrative expenses (other) incurred	2014-06-30	$296,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$3,924,335
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$61,109,626
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$57,185,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$15,554
Value of interest in master investment trust accounts at end of year	2014-06-30	$60,823,523
Value of interest in master investment trust accounts at beginning of year	2014-06-30	$47,618,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$452,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$422,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$422,055
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$65
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Employer contributions (assets) at end of year	2014-06-30	$0
Employer contributions (assets) at beginning of year	2014-06-30	$9,150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$3,646,153
Liabilities. Value of benefit claims payable at end of year	2014-06-30	$166,072
Liabilities. Value of benefit claims payable at beginning of year	2014-06-30	$0
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	ERNST AND YOUNG LLP
Accountancy firm EIN	2014-06-30	346565596
2013 : HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$5,442
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$11,543
Total income from all sources (including contributions)	2013-06-30	$15,210,875
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$6,625,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$6,048,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$10,170,000
Value of total assets at end of year	2013-06-30	$57,190,733
Value of total assets at beginning of year	2013-06-30	$48,611,683
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$576,776
Total interest from all sources	2013-06-30	$375
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Administrative expenses professional fees incurred	2013-06-30	$219,991
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-06-30	$5,442
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-06-30	$11,543
Administrative expenses (other) incurred	2013-06-30	$166,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$8,585,151
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$57,185,291
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$48,600,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Investment advisory and management fees	2013-06-30	$190,675
Value of interest in master investment trust accounts at end of year	2013-06-30	$47,618,678
Value of interest in master investment trust accounts at beginning of year	2013-06-30	$47,663,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$422,055
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$317,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$317,847
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$10,170,000
Employer contributions (assets) at end of year	2013-06-30	$9,150,000
Employer contributions (assets) at beginning of year	2013-06-30	$630,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$6,048,948
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	ERNST & YOUNG LLP
Accountancy firm EIN	2013-06-30	346565596
2012 : HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$11,543
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$14,273
Total income from all sources (including contributions)	2012-06-30	$1,504,173
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$3,905,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$3,453,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$2,130,000
Value of total assets at end of year	2012-06-30	$48,611,683
Value of total assets at beginning of year	2012-06-30	$51,015,836
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$451,736
Total interest from all sources	2012-06-30	$324
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Administrative expenses professional fees incurred	2012-06-30	$137,893
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-06-30	$11,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-06-30	$14,273
Administrative expenses (other) incurred	2012-06-30	$304,827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-2,401,423
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$48,600,140
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$51,001,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$9,016
Value of interest in master investment trust accounts at end of year	2012-06-30	$47,663,836
Value of interest in master investment trust accounts at beginning of year	2012-06-30	$49,964,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$317,847
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$426,391
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$426,391
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$2,130,000
Employer contributions (assets) at end of year	2012-06-30	$630,000
Employer contributions (assets) at beginning of year	2012-06-30	$625,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$3,453,860
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	PARENTEBEARD LLC
Accountancy firm EIN	2012-06-30	232932984
2011 : HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$925,407
Total unrealized appreciation/depreciation of assets	2011-06-30	$925,407
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$14,273
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$40,559
Total income from all sources (including contributions)	2011-06-30	$9,841,686
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$4,218,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$3,871,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$2,425,000
Value of total assets at end of year	2011-06-30	$51,015,836
Value of total assets at beginning of year	2011-06-30	$45,418,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$346,865
Total interest from all sources	2011-06-30	$51,335
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$1,302,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Administrative expenses professional fees incurred	2011-06-30	$178,421
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-06-30	$14,273
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-06-30	$40,559
Administrative expenses (other) incurred	2011-06-30	$155,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$5,623,124
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$51,001,563
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$45,378,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$27,239,836
Income. Interest from US Government securities	2011-06-30	$14,867
Income. Interest from corporate debt instruments	2011-06-30	$36,468
Value of interest in master investment trust accounts at end of year	2011-06-30	$49,964,445
Value of interest in master investment trust accounts at beginning of year	2011-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$426,391
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$1,768,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$1,768,922
Asset value of US Government securities at end of year	2011-06-30	$0
Asset value of US Government securities at beginning of year	2011-06-30	$8,193,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$1,890,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$2,425,000
Employer contributions (assets) at end of year	2011-06-30	$625,000
Employer contributions (assets) at beginning of year	2011-06-30	$500,000
Income. Dividends from common stock	2011-06-30	$1,302,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$3,871,697
Asset. Corporate debt instrument debt (other) at end of year	2011-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-06-30	$4,878,990
Contract administrator fees	2011-06-30	$12,664
Assets. Corporate common stocks other than exployer securities at end of year	2011-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$2,838,145
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	PARENTEBEARD LLC
Accountancy firm EIN	2011-06-30	232932984

Form 5500 Responses for HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN

2015: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	Yes
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: HAMOT HEALTH FOUNDATION CASH ACCOUNT PENSION PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UPMC HAMOT
Employer identification number (EIN):	250965387
NAIC Classification:	622000
NAIC Description:	Hospitals

Jurisdiction of Incorporation:	COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number:	152273