?>
Logo

HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 401k Plan overview

Plan NameHAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI
Plan identification number 003

HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UPMC HAMOT has sponsored the creation of one or more 401k plans.

Company Name:UPMC HAMOT
Employer identification number (EIN):250965387
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about UPMC HAMOT

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number: 152273

More information about UPMC HAMOT

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-07-01
0032020-07-01
0032019-07-01
0032018-07-01
0032017-07-01
0032016-07-01SUSAN TESTA
0032015-07-01SUSAN TESTA
0032014-07-01SUSAN TESTA
0032014-07-01SUSAN TESTA
0032014-07-01SUSAN TESTA
0032013-07-01SUSAN TESTA
0032012-07-01SUSAN TESTA
0032012-07-01SUSAN TESTA
0032011-07-01SUSAN TESTA
0032010-07-01CHRISTOPHER KOVSKI

Plan Statistics for HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI

401k plan membership statisitcs for HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI

Measure Date Value
2021: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2021 401k membership
Total participants, beginning-of-year2021-07-011,992
Total number of active participants reported on line 7a of the Form 55002021-07-011,535
Number of retired or separated participants receiving benefits2021-07-0126
Number of other retired or separated participants entitled to future benefits2021-07-01266
Total of all active and inactive participants2021-07-011,827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-011,827
Number of participants with account balances2021-07-011,410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-012
2020: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2020 401k membership
Total participants, beginning-of-year2020-07-012,106
Total number of active participants reported on line 7a of the Form 55002020-07-011,727
Number of retired or separated participants receiving benefits2020-07-0125
Number of other retired or separated participants entitled to future benefits2020-07-01240
Total of all active and inactive participants2020-07-011,992
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-011,992
Number of participants with account balances2020-07-011,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-011
2019: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2019 401k membership
Total participants, beginning-of-year2019-07-012,580
Total number of active participants reported on line 7a of the Form 55002019-07-011,828
Number of retired or separated participants receiving benefits2019-07-0141
Number of other retired or separated participants entitled to future benefits2019-07-01233
Total of all active and inactive participants2019-07-012,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-014
Total participants2019-07-012,106
Number of participants with account balances2019-07-011,765
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2018 401k membership
Total participants, beginning-of-year2018-07-012,726
Total number of active participants reported on line 7a of the Form 55002018-07-012,292
Number of retired or separated participants receiving benefits2018-07-017
Number of other retired or separated participants entitled to future benefits2018-07-01280
Total of all active and inactive participants2018-07-012,579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-011
Total participants2018-07-012,580
Number of participants with account balances2018-07-011,981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0112
2017: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2017 401k membership
Total participants, beginning-of-year2017-07-012,789
Total number of active participants reported on line 7a of the Form 55002017-07-012,457
Number of retired or separated participants receiving benefits2017-07-0119
Number of other retired or separated participants entitled to future benefits2017-07-01249
Total of all active and inactive participants2017-07-012,725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-011
Total participants2017-07-012,726
Number of participants with account balances2017-07-012,086
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0129
2016: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2016 401k membership
Total participants, beginning-of-year2016-07-012,968
Total number of active participants reported on line 7a of the Form 55002016-07-012,516
Number of retired or separated participants receiving benefits2016-07-0113
Number of other retired or separated participants entitled to future benefits2016-07-01260
Total of all active and inactive participants2016-07-012,789
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-012,789
Number of participants with account balances2016-07-012,129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-011
2015: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2015 401k membership
Total participants, beginning-of-year2015-07-012,933
Total number of active participants reported on line 7a of the Form 55002015-07-012,394
Number of retired or separated participants receiving benefits2015-07-0111
Number of other retired or separated participants entitled to future benefits2015-07-01263
Total of all active and inactive participants2015-07-012,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-012,668
Number of participants with account balances2015-07-012,051
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0111
2014: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2014 401k membership
Total participants, beginning-of-year2014-07-013,198
Total number of active participants reported on line 7a of the Form 55002014-07-012,662
Number of retired or separated participants receiving benefits2014-07-0116
Number of other retired or separated participants entitled to future benefits2014-07-01255
Total of all active and inactive participants2014-07-012,933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-012,933
Number of participants with account balances2014-07-012,282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0121
2013: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2013 401k membership
Total participants, beginning-of-year2013-07-013,516
Total number of active participants reported on line 7a of the Form 55002013-07-012,925
Number of retired or separated participants receiving benefits2013-07-0112
Number of other retired or separated participants entitled to future benefits2013-07-01260
Total of all active and inactive participants2013-07-013,197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-011
Total participants2013-07-013,198
Number of participants with account balances2013-07-012,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0139
2012: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2012 401k membership
Total participants, beginning-of-year2012-07-013,920
Total number of active participants reported on line 7a of the Form 55002012-07-013,252
Number of retired or separated participants receiving benefits2012-07-0111
Number of other retired or separated participants entitled to future benefits2012-07-01253
Total of all active and inactive participants2012-07-013,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-013,516
Number of participants with account balances2012-07-012,968
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-01256
2011: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2011 401k membership
Total participants, beginning-of-year2011-07-014,315
Total number of active participants reported on line 7a of the Form 55002011-07-013,682
Number of retired or separated participants receiving benefits2011-07-0111
Number of other retired or separated participants entitled to future benefits2011-07-01227
Total of all active and inactive participants2011-07-013,920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-013,920
Number of participants with account balances2011-07-013,756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-01556
2010: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2010 401k membership
Total participants, beginning-of-year2010-07-014,241
Total number of active participants reported on line 7a of the Form 55002010-07-014,131
Number of retired or separated participants receiving benefits2010-07-019
Number of other retired or separated participants entitled to future benefits2010-07-01175
Total of all active and inactive participants2010-07-014,315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-014,315
Number of participants with account balances2010-07-014,156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-01425

Financial Data on HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI

Measure Date Value
2022 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2022 401k financial data
Total transfer of assets from this plan2022-06-30$526,995
Total income from all sources (including contributions)2022-06-30$-8,656,324
Total of all expenses incurred2022-06-30$4,044,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$4,043,672
Value of total assets at end of year2022-06-30$68,437,253
Value of total assets at beginning of year2022-06-30$81,665,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$1,155
Total interest from all sources2022-06-30$129,008
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$4,902,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$4,902,944
Administrative expenses professional fees incurred2022-06-30$1,155
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Participant contributions at end of year2022-06-30$68,207
Participant contributions at beginning of year2022-06-30$76,771
Total non interest bearing cash at end of year2022-06-30$4,300
Total non interest bearing cash at beginning of year2022-06-30$13,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-12,701,151
Value of net assets at end of year (total assets less liabilities)2022-06-30$68,437,253
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$81,665,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$50,917,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$61,650,500
Value of interest in pooled separate accounts at end of year2022-06-30$2,443,156
Value of interest in pooled separate accounts at beginning of year2022-06-30$3,128,148
Interest on participant loans2022-06-30$421
Interest earned on other investments2022-06-30$128,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$15,004,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$16,796,922
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-12,319,802
Net investment gain/loss from pooled separate accounts2022-06-30$-1,368,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$4,043,672
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Disclaimer
Accountancy firm name2022-06-30SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2022-06-30251408703
2021 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2021 401k financial data
Total transfer of assets from this plan2021-06-30$1,633,538
Total income from all sources (including contributions)2021-06-30$17,126,234
Total of all expenses incurred2021-06-30$5,257,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$5,246,041
Value of total assets at end of year2021-06-30$81,665,399
Value of total assets at beginning of year2021-06-30$71,430,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$11,527
Total interest from all sources2021-06-30$1,642,683
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$4,143,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$4,143,471
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Participant contributions at end of year2021-06-30$76,771
Participant contributions at beginning of year2021-06-30$88,224
Assets. Other investments not covered elsewhere at end of year2021-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-06-30$8,810
Total non interest bearing cash at end of year2021-06-30$13,058
Total non interest bearing cash at beginning of year2021-06-30$33,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$11,868,666
Value of net assets at end of year (total assets less liabilities)2021-06-30$81,665,399
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$71,430,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$61,650,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$52,691,749
Value of interest in pooled separate accounts at end of year2021-06-30$3,128,148
Value of interest in pooled separate accounts at beginning of year2021-06-30$0
Interest on participant loans2021-06-30$2,838
Interest earned on other investments2021-06-30$1,639,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$16,796,922
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$16,171,995
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$10,453,403
Net investment gain/loss from pooled separate accounts2021-06-30$886,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$5,246,041
Asset. Corporate debt instrument debt (other) at end of year2021-06-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-06-30$132,561
Contract administrator fees2021-06-30$11,527
Assets. Corporate common stocks other than exployer securities at end of year2021-06-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-06-30$2,303,539
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2021-06-30251408703
2020 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total transfer of assets from this plan2020-06-30$1,214,792
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$1,080,502
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$4,780,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$4,730,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$0
Value of total assets at end of year2020-06-30$71,430,271
Value of total assets at beginning of year2020-06-30$76,345,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$50,863
Total interest from all sources2020-06-30$115,346
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$3,421,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$3,421,876
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$10,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Participant contributions at end of year2020-06-30$88,224
Participant contributions at beginning of year2020-06-30$108,221
Assets. Other investments not covered elsewhere at end of year2020-06-30$8,810
Assets. Other investments not covered elsewhere at beginning of year2020-06-30$6,826
Administrative expenses (other) incurred2020-06-30$50,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-3,700,415
Value of net assets at end of year (total assets less liabilities)2020-06-30$71,430,271
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$76,345,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$52,691,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$57,262,728
Interest on participant loans2020-06-30$3,468
Interest earned on other investments2020-06-30$111,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-06-30$33,393
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$18,728
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$18,728
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$16,171,995
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$16,628,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-2,967,656
Net investment gain/loss from pooled separate accounts2020-06-30$510,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$4,730,054
Asset. Corporate debt instrument debt (other) at end of year2020-06-30$132,561
Asset. Corporate debt instrument debt (other) at beginning of year2020-06-30$133,258
Assets. Corporate common stocks other than exployer securities at end of year2020-06-30$2,303,539
Assets. Corporate common stocks other than exployer securities at beginning of year2020-06-30$2,186,729
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30ERNST & YOUNG LLP
Accountancy firm EIN2020-06-30346565596
2019 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total transfer of assets from this plan2019-06-30$2,234,671
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$4,097,375
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$7,464,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$7,432,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$115,458
Value of total assets at end of year2019-06-30$76,345,478
Value of total assets at beginning of year2019-06-30$81,947,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$31,533
Total interest from all sources2019-06-30$114,372
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$4,023,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$4,023,771
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$10,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Participant contributions at end of year2019-06-30$108,221
Participant contributions at beginning of year2019-06-30$121,470
Assets. Other investments not covered elsewhere at end of year2019-06-30$6,826
Assets. Other investments not covered elsewhere at beginning of year2019-06-30$7,284
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$115,458
Other income not declared elsewhere2019-06-30$-632,065
Administrative expenses (other) incurred2019-06-30$31,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$-3,367,090
Value of net assets at end of year (total assets less liabilities)2019-06-30$76,345,478
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$81,947,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$57,262,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$61,657,891
Interest on participant loans2019-06-30$4,038
Interest earned on other investments2019-06-30$110,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$18,728
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$47,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$47,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$16,628,988
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$17,895,431
Net investment gain/loss from pooled separate accounts2019-06-30$475,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$7,432,932
Asset. Corporate debt instrument debt (other) at end of year2019-06-30$133,258
Asset. Corporate debt instrument debt (other) at beginning of year2019-06-30$125,696
Assets. Corporate common stocks other than exployer securities at end of year2019-06-30$2,186,729
Assets. Corporate common stocks other than exployer securities at beginning of year2019-06-30$2,091,753
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30ERNST & YOUNG LLP
Accountancy firm EIN2019-06-30346565596
2018 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total transfer of assets from this plan2018-06-30$601,546
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$5,296,186
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$7,019,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$6,984,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$103,013
Value of total assets at end of year2018-06-30$81,947,239
Value of total assets at beginning of year2018-06-30$84,272,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$34,804
Total interest from all sources2018-06-30$570,491
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$5,235,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$5,235,911
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$10,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Participant contributions at end of year2018-06-30$121,470
Participant contributions at beginning of year2018-06-30$92,349
Assets. Other investments not covered elsewhere at end of year2018-06-30$7,284
Assets. Other investments not covered elsewhere at beginning of year2018-06-30$51,834
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$103,013
Assets. Loans (other than to participants) at end of year2018-06-30$0
Assets. Loans (other than to participants) at beginning of year2018-06-30$847
Other income not declared elsewhere2018-06-30$-938,216
Administrative expenses (other) incurred2018-06-30$34,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$-1,723,592
Value of net assets at end of year (total assets less liabilities)2018-06-30$81,947,239
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$84,272,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$61,657,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$62,579,324
Interest on participant loans2018-06-30$2,937
Interest earned on other investments2018-06-30$567,554
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$47,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$36,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$36,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$17,895,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$19,143,545
Asset value of US Government securities at end of year2018-06-30$0
Asset value of US Government securities at beginning of year2018-06-30$25,401
Net investment gain/loss from pooled separate accounts2018-06-30$324,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$6,984,974
Asset. Corporate debt instrument debt (other) at end of year2018-06-30$125,696
Asset. Corporate debt instrument debt (other) at beginning of year2018-06-30$188,804
Assets. Corporate common stocks other than exployer securities at end of year2018-06-30$2,091,753
Assets. Corporate common stocks other than exployer securities at beginning of year2018-06-30$2,153,447
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30ERNST & YOUNG LLP
Accountancy firm EIN2018-06-30346565596
2017 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total transfer of assets from this plan2017-06-30$3,338,287
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$8,769,429
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$6,066,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$6,039,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$2,762
Value of total assets at end of year2017-06-30$84,272,377
Value of total assets at beginning of year2017-06-30$84,907,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$26,528
Total interest from all sources2017-06-30$959,036
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$2,444,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$2,444,759
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$10,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Participant contributions at end of year2017-06-30$92,349
Participant contributions at beginning of year2017-06-30$108,472
Assets. Other investments not covered elsewhere at end of year2017-06-30$51,834
Assets. Other investments not covered elsewhere at beginning of year2017-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$2,762
Assets. Loans (other than to participants) at end of year2017-06-30$847
Assets. Loans (other than to participants) at beginning of year2017-06-30$0
Administrative expenses (other) incurred2017-06-30$26,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$2,703,376
Value of net assets at end of year (total assets less liabilities)2017-06-30$84,272,377
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$84,907,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$62,579,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$68,811,514
Interest on participant loans2017-06-30$2,739
Interest earned on other investments2017-06-30$956,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$36,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$19,143,545
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$15,987,302
Asset value of US Government securities at end of year2017-06-30$25,401
Asset value of US Government securities at beginning of year2017-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$4,996,610
Net investment gain/loss from pooled separate accounts2017-06-30$366,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$6,039,525
Asset. Corporate debt instrument debt (other) at end of year2017-06-30$188,804
Asset. Corporate debt instrument debt (other) at beginning of year2017-06-30$0
Assets. Corporate common stocks other than exployer securities at end of year2017-06-30$2,153,447
Assets. Corporate common stocks other than exployer securities at beginning of year2017-06-30$0
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30ERNST & YOUNG LLP
Accountancy firm EIN2017-06-30346565596
2016 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total transfer of assets from this plan2016-06-30$1,990,766
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$-339,182
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$6,363,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$6,341,098
Expenses. Certain deemed distributions of participant loans2016-06-30$0
Value of total corrective distributions2016-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$2,710
Value of total assets at end of year2016-06-30$84,907,288
Value of total assets at beginning of year2016-06-30$93,600,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$22,045
Total interest from all sources2016-06-30$4,854
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$3,846,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$3,846,714
Administrative expenses professional fees incurred2016-06-30$22,045
Was this plan covered by a fidelity bond2016-06-30No
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$0
Participant contributions at end of year2016-06-30$108,472
Participant contributions at beginning of year2016-06-30$176,275
Assets. Other investments not covered elsewhere at end of year2016-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$2,710
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-06-30$0
Other income not declared elsewhere2016-06-30$0
Administrative expenses (other) incurred2016-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-6,702,325
Value of net assets at end of year (total assets less liabilities)2016-06-30$84,907,288
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$93,600,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$68,811,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$75,908,052
Interest on participant loans2016-06-30$4,854
Interest earned on other investments2016-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$15,987,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$17,516,052
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-4,193,460
Net investment gain/loss from pooled separate accounts2016-06-30$0
Net investment gain or loss from common/collective trusts2016-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Assets. Invements in employer securities at end of year2016-06-30$0
Assets. Invements in employer securities at beginning of year2016-06-30$0
Contributions received in cash from employer2016-06-30$0
Income. Dividends from common stock2016-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$6,341,098
Contract administrator fees2016-06-30$0
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30ERNST & YOUNG, LLP
Accountancy firm EIN2016-06-30346565596
2015 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total transfer of assets from this plan2015-06-30$3,478,117
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$1,836,375
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$9,295,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$9,294,930
Expenses. Certain deemed distributions of participant loans2015-06-30$0
Value of total corrective distributions2015-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$65,659
Value of total assets at end of year2015-06-30$93,600,379
Value of total assets at beginning of year2015-06-30$104,537,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$926
Total interest from all sources2015-06-30$11,276
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$4,241,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$4,241,342
Administrative expenses professional fees incurred2015-06-30$0
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$10,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$0
Participant contributions at end of year2015-06-30$176,275
Participant contributions at beginning of year2015-06-30$390,931
Assets. Other investments not covered elsewhere at end of year2015-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-06-30$907,424
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$65,659
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-06-30$0
Other income not declared elsewhere2015-06-30$0
Administrative expenses (other) incurred2015-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-7,459,481
Value of net assets at end of year (total assets less liabilities)2015-06-30$93,600,379
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$104,537,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Investment advisory and management fees2015-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$75,908,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$84,458,002
Value of interest in pooled separate accounts at end of year2015-06-30$0
Value of interest in pooled separate accounts at beginning of year2015-06-30$0
Interest on participant loans2015-06-30$11,276
Interest earned on other investments2015-06-30$0
Value of interest in common/collective trusts at end of year2015-06-30$0
Value of interest in common/collective trusts at beginning of year2015-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$17,516,052
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$18,781,620
Expenses. Payments to insurance carriers foe the provision of benefits2015-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-2,481,902
Net investment gain/loss from pooled separate accounts2015-06-30$0
Net investment gain or loss from common/collective trusts2015-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Assets. Invements in employer securities at end of year2015-06-30$0
Assets. Invements in employer securities at beginning of year2015-06-30$0
Contributions received in cash from employer2015-06-30$0
Income. Dividends from common stock2015-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$9,294,930
Contract administrator fees2015-06-30$926
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30ERNST & YOUNG, LLP
Accountancy firm EIN2015-06-30346565596
2014 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total transfer of assets from this plan2014-06-30$4,569,528
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$14,161,214
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$11,523,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$11,521,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$49,741
Value of total assets at end of year2014-06-30$104,537,977
Value of total assets at beginning of year2014-06-30$106,469,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$1,644
Total interest from all sources2014-06-30$21,936
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$3,587,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$3,587,597
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$10,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Participant contributions at end of year2014-06-30$390,931
Participant contributions at beginning of year2014-06-30$764,197
Assets. Other investments not covered elsewhere at end of year2014-06-30$907,424
Assets. Other investments not covered elsewhere at beginning of year2014-06-30$1,051,721
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$49,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$2,637,863
Value of net assets at end of year (total assets less liabilities)2014-06-30$104,537,977
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$106,469,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$84,458,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$83,971,265
Interest on participant loans2014-06-30$21,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$18,781,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$20,682,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$10,501,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$11,521,707
Contract administrator fees2014-06-30$1,644
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30ERNST & YOUNG LLP
Accountancy firm EIN2014-06-30346565596
2013 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total transfer of assets from this plan2013-06-30$24,203,563
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$12,236,327
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$10,162,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$10,160,935
Expenses. Certain deemed distributions of participant loans2013-06-30$0
Value of total corrective distributions2013-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$276,691
Value of total assets at end of year2013-06-30$106,469,642
Value of total assets at beginning of year2013-06-30$128,599,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,916
Total interest from all sources2013-06-30$42,120
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$3,214,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$3,214,435
Administrative expenses professional fees incurred2013-06-30$0
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$10,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$0
Participant contributions at end of year2013-06-30$764,197
Participant contributions at beginning of year2013-06-30$1,282,775
Assets. Other investments not covered elsewhere at end of year2013-06-30$1,051,721
Assets. Other investments not covered elsewhere at beginning of year2013-06-30$1,106,819
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$276,691
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-06-30$0
Other income not declared elsewhere2013-06-30$645,355
Administrative expenses (other) incurred2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$2,073,476
Value of net assets at end of year (total assets less liabilities)2013-06-30$106,469,642
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$128,599,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$83,971,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$99,938,487
Value of interest in pooled separate accounts at end of year2013-06-30$0
Value of interest in pooled separate accounts at beginning of year2013-06-30$0
Interest on participant loans2013-06-30$42,120
Interest earned on other investments2013-06-30$0
Value of interest in common/collective trusts at end of year2013-06-30$0
Value of interest in common/collective trusts at beginning of year2013-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$20,682,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$26,271,648
Expenses. Payments to insurance carriers foe the provision of benefits2013-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$8,057,726
Net investment gain/loss from pooled separate accounts2013-06-30$0
Net investment gain or loss from common/collective trusts2013-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Assets. Invements in employer securities at end of year2013-06-30$0
Assets. Invements in employer securities at beginning of year2013-06-30$0
Income. Dividends from common stock2013-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$10,160,935
Contract administrator fees2013-06-30$1,916
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30ERNST & YOUNG LLP
Accountancy firm EIN2013-06-30346565596
2012 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$8,970,954
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$10,391,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$10,368,725
Expenses. Certain deemed distributions of participant loans2012-06-30$2,119
Value of total corrective distributions2012-06-30$1,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$6,287,160
Value of total assets at end of year2012-06-30$128,599,729
Value of total assets at beginning of year2012-06-30$130,019,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$19,181
Total interest from all sources2012-06-30$522,210
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$1,893,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$1,893,778
Administrative expenses professional fees incurred2012-06-30$133
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$10,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$4,319,292
Participant contributions at end of year2012-06-30$1,282,775
Participant contributions at beginning of year2012-06-30$1,695,965
Assets. Other investments not covered elsewhere at end of year2012-06-30$1,106,819
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$1,117,457
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$230,066
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$82,033
Other income not declared elsewhere2012-06-30$0
Administrative expenses (other) incurred2012-06-30$10,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-1,420,099
Value of net assets at end of year (total assets less liabilities)2012-06-30$128,599,729
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$130,019,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Investment advisory and management fees2012-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$99,938,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$96,690,813
Value of interest in pooled separate accounts at end of year2012-06-30$0
Value of interest in pooled separate accounts at beginning of year2012-06-30$0
Interest on participant loans2012-06-30$70,851
Interest earned on other investments2012-06-30$451,359
Value of interest in common/collective trusts at end of year2012-06-30$0
Value of interest in common/collective trusts at beginning of year2012-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$120,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$120,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$26,271,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$26,427,330
Expenses. Payments to insurance carriers foe the provision of benefits2012-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$267,806
Net investment gain/loss from pooled separate accounts2012-06-30$0
Net investment gain or loss from common/collective trusts2012-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Assets. Invements in employer securities at end of year2012-06-30$0
Assets. Invements in employer securities at beginning of year2012-06-30$0
Contributions received in cash from employer2012-06-30$1,737,802
Employer contributions (assets) at beginning of year2012-06-30$3,886,136
Income. Dividends from common stock2012-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$10,368,725
Contract administrator fees2012-06-30$8,400
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30PARENTBEARD, LLC
Accountancy firm EIN2012-06-30262932984
2011 : HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$31,545,948
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$7,396,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$7,371,962
Expenses. Certain deemed distributions of participant loans2011-06-30$-3,162
Value of total corrective distributions2011-06-30$2,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$12,765,670
Value of total assets at end of year2011-06-30$130,019,828
Value of total assets at beginning of year2011-06-30$105,870,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$25,530
Total interest from all sources2011-06-30$2,411,786
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$12,250
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$10,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$8,797,501
Participant contributions at end of year2011-06-30$1,695,965
Participant contributions at beginning of year2011-06-30$1,279,300
Assets. Other investments not covered elsewhere at end of year2011-06-30$1,117,457
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$995,689
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$82,033
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$82,033
Administrative expenses (other) incurred2011-06-30$105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$24,149,074
Value of net assets at end of year (total assets less liabilities)2011-06-30$130,019,828
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$105,870,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$96,690,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$74,446,039
Interest on participant loans2011-06-30$77,515
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$120,094
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$96,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$96,332
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$2,334,271
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$26,427,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$25,539,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$16,368,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$3,886,136
Employer contributions (assets) at end of year2011-06-30$3,886,136
Employer contributions (assets) at beginning of year2011-06-30$3,514,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$7,371,962
Contract administrator fees2011-06-30$13,175
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30PARENTEBEARD, LLC
Accountancy firm EIN2011-06-30262932984

Form 5500 Responses for HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI

2021: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedYes
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: HAMOT HEALTH FOUNDATION EMPLOYEE TAX-DEFERRED SAVI 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number004-607-C-10
Policy instance 5
Insurance contract or identification number004-607-C-10
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 4
Insurance contract or identification number839244
Number of Individuals Covered95
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 3
Insurance contract or identification number839244
Number of Individuals Covered95
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR60360-1
Policy instance 2
Insurance contract or identification numberMR60360-1
Number of Individuals Covered1827
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $135,000
Insurance broker organization code?4
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVE0250
Policy instance 1
Insurance contract or identification numberVE0250
Number of Individuals Covered109
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $3,762
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,762
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVE0250
Policy instance 1
Insurance contract or identification numberVE0250
Number of Individuals Covered115
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $3,528
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,528
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR60360-1
Policy instance 2
Insurance contract or identification numberMR60360-1
Number of Individuals Covered1427
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $135,000
Insurance broker organization code?4
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 3
Insurance contract or identification number839244
Number of Individuals Covered102
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 4
Insurance contract or identification number839244
Number of Individuals Covered102
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number004-607-C-10
Policy instance 5
Insurance contract or identification number004-607-C-10
Number of Individuals Covered118
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number004-607-C-10
Policy instance 5
Insurance contract or identification number004-607-C-10
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVE0250
Policy instance 4
Insurance contract or identification numberVE0250
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $3,249
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,249
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 3
Insurance contract or identification number839244
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 2
Insurance contract or identification number839244
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360-1
Policy instance 1
Insurance contract or identification numberMR 60360-1
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $135,000
Insurance broker organization code?4
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number004-607-C-10
Policy instance 5
Insurance contract or identification number004-607-C-10
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVE0250
Policy instance 4
Insurance contract or identification numberVE0250
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $3,132
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,132
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 3
Insurance contract or identification number839244
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 2
Insurance contract or identification number839244
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360-1
Policy instance 1
Insurance contract or identification numberMR 60360-1
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $135,000
Insurance broker organization code?4
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 2
Insurance contract or identification number839244
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360-1
Policy instance 1
Insurance contract or identification numberMR 60360-1
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $123,750
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 3
Insurance contract or identification number839244
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVE0250
Policy instance 4
Insurance contract or identification numberVE0250
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $2,835
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number004-607-C-10
Policy instance 5
Insurance contract or identification number004-607-C-10
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360
Policy instance 1
Insurance contract or identification numberMR 60360
Number of Individuals Covered2668
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $135,000
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360
Policy instance 1
Insurance contract or identification numberMR 60360
Number of Individuals Covered2933
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $135,000
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360
Policy instance 1
Insurance contract or identification numberMR 60360
Number of Individuals Covered3198
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $135,000
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360
Policy instance 1
Insurance contract or identification numberMR 60360
Number of Individuals Covered3516
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $146,250
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $146,250
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360
Policy instance 1
Insurance contract or identification numberMR 60360
Number of Individuals Covered0
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $135,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number839244
Policy instance 3
Insurance contract or identification number839244
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVE0250
Policy instance 2
Insurance contract or identification numberVE0250
Number of Individuals Covered216
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $3,053
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVE0240
Policy instance 1
Insurance contract or identification numberVE0240
Number of Individuals Covered2
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $150
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60360
Policy instance 4
Insurance contract or identification numberMR 60360
Number of Individuals Covered4315
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $90,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number60772
Policy instance 5
Insurance contract or identification number60772
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3