CARLOW UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN
| Measure | Date | Value |
|---|
| 2022 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-3,951,996 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $6,258,656 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,226,156 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,804,371 |
| Value of total assets at end of year | 2022-12-31 | $49,199,358 |
| Value of total assets at beginning of year | 2022-12-31 | $59,410,010 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $32,500 |
| Total interest from all sources | 2022-12-31 | $573,106 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $486,588 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $486,588 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,585,496 |
| Participant contributions at end of year | 2022-12-31 | $87,285 |
| Participant contributions at beginning of year | 2022-12-31 | $52,565 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $291,638 |
| Other income not declared elsewhere | 2022-12-31 | $26,850 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-10,210,652 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $49,199,358 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $59,410,010 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $33,516,225 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $43,186,425 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $1,421,279 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $1,835,340 |
| Interest on participant loans | 2022-12-31 | $3,077 |
| Interest earned on other investments | 2022-12-31 | $570,029 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $14,174,569 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $14,335,680 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $199,888 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-7,993,360 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $150,449 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $927,237 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $6,026,268 |
| Contract administrator fees | 2022-12-31 | $32,500 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-12-31 | 410746749 |
| 2021 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $9,111,685 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $5,772,796 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,742,796 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,520,890 |
| Value of total assets at end of year | 2021-12-31 | $59,410,010 |
| Value of total assets at beginning of year | 2021-12-31 | $56,071,121 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $30,000 |
| Total interest from all sources | 2021-12-31 | $755,420 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $30,000 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,414,674 |
| Participant contributions at end of year | 2021-12-31 | $52,565 |
| Participant contributions at beginning of year | 2021-12-31 | $89,585 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,039,466 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $3,338,889 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $59,410,010 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $56,071,121 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $43,186,425 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $38,488,071 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $1,835,340 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $1,637,015 |
| Interest on participant loans | 2021-12-31 | $3,785 |
| Interest earned on other investments | 2021-12-31 | $751,635 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $14,335,680 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $15,856,450 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,554,584 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $280,791 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $66,750 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,742,796 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2021-12-31 | 410746749 |
| 2020 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $7,993,831 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $3,997,253 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,974,753 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,076,923 |
| Value of total assets at end of year | 2020-12-31 | $56,071,121 |
| Value of total assets at beginning of year | 2020-12-31 | $52,074,543 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $22,500 |
| Total interest from all sources | 2020-12-31 | $454,718 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $22,500 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,358,891 |
| Participant contributions at end of year | 2020-12-31 | $89,585 |
| Participant contributions at beginning of year | 2020-12-31 | $34,002 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $252,515 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $3,996,578 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $56,071,121 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $52,074,543 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $38,488,071 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $34,525,441 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,637,015 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $2,137,782 |
| Interest on participant loans | 2020-12-31 | $2,953 |
| Interest earned on other investments | 2020-12-31 | $451,765 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $15,856,450 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $15,377,318 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,479,626 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-17,436 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $465,517 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,974,753 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2020-12-31 | 410746749 |
| 2019 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $5,070,782 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $10,220,161 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $5,035,766 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,035,766 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,635,030 |
| Value of total assets at end of year | 2019-12-31 | $52,074,543 |
| Value of total assets at beginning of year | 2019-12-31 | $41,819,366 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
| Total interest from all sources | 2019-12-31 | $410,212 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,222,194 |
| Participant contributions at end of year | 2019-12-31 | $34,002 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $541,628 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $5,184,395 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $52,074,543 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $41,819,366 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $34,525,441 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $25,600,755 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $2,137,782 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $2,350,947 |
| Interest on participant loans | 2019-12-31 | $1,459 |
| Interest earned on other investments | 2019-12-31 | $408,753 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $15,377,318 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $13,867,664 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,048,084 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $126,835 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $871,208 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,035,766 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2019-12-31 | 410746749 |
| 2018 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 401k financial data |
|---|
| Total transfer of assets from this plan | 2018-12-31 | $12,392 |
| Total income from all sources (including contributions) | 2018-12-31 | $378,153 |
| Total of all expenses incurred | 2018-12-31 | $3,181,446 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,181,446 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,973,037 |
| Value of total assets at end of year | 2018-12-31 | $41,819,366 |
| Value of total assets at beginning of year | 2018-12-31 | $44,635,051 |
| Total interest from all sources | 2018-12-31 | $132,125 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $928,824 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $243,973 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-2,803,293 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $41,819,366 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $44,635,051 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $25,600,755 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $28,874,390 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $2,350,947 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $2,093,276 |
| Interest earned on other investments | 2018-12-31 | $132,125 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $13,867,664 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $13,667,385 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $310,351 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-1,727,009 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $800,240 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,871,095 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2018-12-31 | 390859910 |
| 2017 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 401k financial data |
|---|
| Total transfer of assets from this plan | 2017-12-31 | $23,765 |
| Total income from all sources (including contributions) | 2017-12-31 | $7,466,600 |
| Total of all expenses incurred | 2017-12-31 | $2,680,885 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,680,885 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,883,051 |
| Value of total assets at end of year | 2017-12-31 | $44,635,051 |
| Value of total assets at beginning of year | 2017-12-31 | $39,873,101 |
| Total interest from all sources | 2017-12-31 | $123,078 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,012,396 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $36,224 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $4,785,715 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $44,635,051 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $39,873,101 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $28,874,390 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $24,454,584 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $2,093,276 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $2,010,425 |
| Interest earned on other investments | 2017-12-31 | $123,078 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $13,667,385 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $13,408,092 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $348,089 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $5,460,471 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $834,431 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,332,796 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2017-12-31 | 390859910 |
| 2016 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 401k financial data |
|---|
| Total transfer of assets from this plan | 2016-12-31 | $29,528 |
| Total income from all sources (including contributions) | 2016-12-31 | $4,432,459 |
| Total of all expenses incurred | 2016-12-31 | $1,211,717 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,211,717 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,035,762 |
| Value of total assets at end of year | 2016-12-31 | $39,873,101 |
| Value of total assets at beginning of year | 2016-12-31 | $36,681,887 |
| Total interest from all sources | 2016-12-31 | $157,487 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,064,390 |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $79,234 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $124,496 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $3,220,742 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $39,873,101 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $36,681,887 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $24,454,584 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $21,835,007 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $2,010,425 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $1,814,152 |
| Interest earned on other investments | 2016-12-31 | $157,487 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $13,408,092 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $12,889,407 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $22,496 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $2,239,210 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $846,876 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $64,087 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,189,221 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2016-12-31 | 390859910 |
| 2015 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 401k financial data |
|---|
| Total transfer of assets from this plan | 2015-12-31 | $30,488 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,647,070 |
| Total of all expenses incurred | 2015-12-31 | $2,460,416 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,460,416 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,063,057 |
| Value of total assets at end of year | 2015-12-31 | $36,681,887 |
| Value of total assets at beginning of year | 2015-12-31 | $36,525,721 |
| Total interest from all sources | 2015-12-31 | $519,824 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,056,059 |
| Participant contributions at end of year | 2015-12-31 | $79,234 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $195,089 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $186,654 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $36,681,887 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $36,525,721 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $21,835,007 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $22,445,269 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $1,814,152 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $1,666,918 |
| Interest earned on other investments | 2015-12-31 | $519,824 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $12,889,407 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $12,413,534 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $373,237 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-73,630 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $137,819 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $811,909 |
| Employer contributions (assets) at end of year | 2015-12-31 | $64,087 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,087,179 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2015-12-31 | 390859910 |
| 2014 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 401k financial data |
|---|
| Total transfer of assets from this plan | 2014-12-31 | $48,373 |
| Total income from all sources (including contributions) | 2014-12-31 | $4,032,614 |
| Total of all expenses incurred | 2014-12-31 | $2,542,605 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,542,605 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,900,426 |
| Value of total assets at end of year | 2014-12-31 | $36,525,721 |
| Value of total assets at beginning of year | 2014-12-31 | $35,084,085 |
| Total interest from all sources | 2014-12-31 | $528,078 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,033,964 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $68,628 |
| Other income not declared elsewhere | 2014-12-31 | $150,653 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,490,009 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $36,525,721 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $35,084,085 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $22,445,269 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $21,432,418 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,666,918 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,427,099 |
| Interest earned on other investments | 2014-12-31 | $528,078 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $12,413,534 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $12,224,568 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $594,342 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,275,817 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $177,640 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $797,834 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,948,263 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2014-12-31 | 390859910 |
| 2013 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 401k financial data |
|---|
| Total transfer of assets from this plan | 2013-12-31 | $33,126 |
| Total income from all sources (including contributions) | 2013-12-31 | $6,558,160 |
| Total of all expenses incurred | 2013-12-31 | $2,552,344 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,552,344 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,830,567 |
| Value of total assets at end of year | 2013-12-31 | $35,084,085 |
| Value of total assets at beginning of year | 2013-12-31 | $31,111,395 |
| Total interest from all sources | 2013-12-31 | $503,181 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,024,466 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $38,667 |
| Other income not declared elsewhere | 2013-12-31 | $395,915 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $4,005,816 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $35,084,085 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $31,111,395 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $21,432,418 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,918,775 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,427,099 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,221,466 |
| Interest earned on other investments | 2013-12-31 | $503,181 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $12,224,568 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $11,971,154 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $127,055 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,704,818 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $123,679 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $767,434 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,425,289 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | PARENTEBEARD LLC |
| Accountancy firm EIN | 2013-12-31 | 232932984 |
| 2012 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $4,767,790 |
| Total of all expenses incurred | 2012-12-31 | $2,011,954 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,011,954 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,856,896 |
| Value of total assets at end of year | 2012-12-31 | $31,111,395 |
| Value of total assets at beginning of year | 2012-12-31 | $28,355,559 |
| Total interest from all sources | 2012-12-31 | $112,770 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,060,039 |
| Other income not declared elsewhere | 2012-12-31 | $378,598 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,755,836 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $31,111,395 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $28,355,559 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,918,775 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $15,272,850 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $1,221,466 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,052,541 |
| Interest earned on other investments | 2012-12-31 | $112,770 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $11,971,154 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $12,030,168 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $610,396 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,312,133 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $107,393 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $796,857 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,401,558 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | SCHNEIDER DOWNS & CO., INC. |
| Accountancy firm EIN | 2012-12-31 | 251408703 |
| 2011 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $2,012,836 |
| Total of all expenses incurred | 2011-12-31 | $2,040,068 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,040,068 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,792,653 |
| Value of total assets at end of year | 2011-12-31 | $28,355,559 |
| Value of total assets at beginning of year | 2011-12-31 | $28,382,791 |
| Total interest from all sources | 2011-12-31 | $110,079 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,019,062 |
| Other income not declared elsewhere | 2011-12-31 | $376,380 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-27,232 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $28,355,559 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $28,382,791 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $15,272,850 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $15,617,344 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,052,541 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $800,294 |
| Interest earned on other investments | 2011-12-31 | $110,079 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $12,030,168 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $11,965,153 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $271,669 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-376,862 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $110,586 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $773,591 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,768,399 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | SCHNEIDER DOWNS & CO., INC. |
| Accountancy firm EIN | 2011-12-31 | 251408703 |
| 2010 : CARLOW UNIVERSITY DEFINED CONTRIBUTION PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $4,185,983 |
| Total of all expenses incurred | 2010-12-31 | $1,524,251 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,524,251 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,770,551 |
| Value of total assets at end of year | 2010-12-31 | $28,382,791 |
| Value of total assets at beginning of year | 2010-12-31 | $25,721,059 |
| Total interest from all sources | 2010-12-31 | $89,487 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $994,150 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $5,720 |
| Other income not declared elsewhere | 2010-12-31 | $370,975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,661,732 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $28,382,791 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $25,721,059 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $15,617,344 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,084,668 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $800,294 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $636,391 |
| Interest earned on other investments | 2010-12-31 | $89,487 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $11,965,153 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $604,456 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,865,887 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $89,083 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $770,681 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $919,795 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | SCHNEIDER DOWNS & CO. INC. |
| Accountancy firm EIN | 2010-12-31 | 251408703 |
