BOARD OF TRUSTEES TRI-STATE UFCW & EMPLOYERS BENEFIT FUND has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan TRI-STATE UFCW AND EMPLOYERS BENEFIT FUND
| Measure | Date | Value |
|---|
| 2012 : TRI-STATE UFCW AND EMPLOYERS BENEFIT FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-01-01 | $-659 |
| Total unrealized appreciation/depreciation of assets | 2012-01-01 | $-659 |
| Total transfer of assets from this plan | 2012-01-01 | $3,820,453 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-01-01 | $398,179 |
| Total income from all sources (including contributions) | 2012-01-01 | $3,732,922 |
| Total loss/gain on sale of assets | 2012-01-01 | $-11,658 |
| Total of all expenses incurred | 2012-01-01 | $3,081,712 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-01-01 | $2,771,292 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-01-01 | $3,705,562 |
| Value of total assets at end of year | 2012-01-01 | $0 |
| Value of total assets at beginning of year | 2012-01-01 | $3,567,422 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-01-01 | $310,420 |
| Total interest from all sources | 2012-01-01 | $49,555 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-01-01 | $25,464 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-01-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-01-01 | $17,673 |
| Administrative expenses professional fees incurred | 2012-01-01 | $114,394 |
| Was this plan covered by a fidelity bond | 2012-01-01 | Yes |
| Value of fidelity bond cover | 2012-01-01 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-01-01 | No |
| Contributions received from participants | 2012-01-01 | $23,885 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-01-01 | $132,815 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-01-01 | $16,702 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-01-01 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-01-01 | $2,156 |
| Administrative expenses (other) incurred | 2012-01-01 | $181,488 |
| Liabilities. Value of operating payables at end of year | 2012-01-01 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2012-01-01 | $20,435 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-01-01 | No |
| Value of net income/loss | 2012-01-01 | $651,210 |
| Value of net assets at end of year (total assets less liabilities) | 2012-01-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-01-01 | $3,169,243 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-01-01 | No |
| Investment advisory and management fees | 2012-01-01 | $14,538 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-01-01 | $504,151 |
| Income. Interest from US Government securities | 2012-01-01 | $20,001 |
| Income. Interest from corporate debt instruments | 2012-01-01 | $29,494 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-01-01 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-01-01 | $726,092 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-01-01 | $726,092 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-01-01 | $60 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-01-01 | $2,480,282 |
| Asset value of US Government securities at end of year | 2012-01-01 | $0 |
| Asset value of US Government securities at beginning of year | 2012-01-01 | $758,414 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-01-01 | $-35,342 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-01-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-01-01 | No |
| Contributions received in cash from employer | 2012-01-01 | $3,681,677 |
| Employer contributions (assets) at end of year | 2012-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2012-01-01 | $4,485 |
| Income. Dividends from common stock | 2012-01-01 | $7,791 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-01-01 | $158,195 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-01-01 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-01-01 | $991,331 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-01-01 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-01-01 | $528,434 |
| Liabilities. Value of benefit claims payable at end of year | 2012-01-01 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-01-01 | $375,588 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2012-01-01 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-01-01 | $37,813 |
| Did the plan have assets held for investment | 2012-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-01-01 | Yes |
| Aggregate proceeds on sale of assets | 2012-01-01 | $971,461 |
| Aggregate carrying amount (costs) on sale of assets | 2012-01-01 | $983,119 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-01-01 | Unqualified |
| Accountancy firm name | 2012-01-01 | DICLAUDIO & KRAMER, LLC |
| Accountancy firm EIN | 2012-01-01 | 270889793 |
| 2011 : TRI-STATE UFCW AND EMPLOYERS BENEFIT FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-03-31 | $107,672 |
| Total unrealized appreciation/depreciation of assets | 2011-03-31 | $107,672 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $398,179 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $406,258 |
| Total income from all sources (including contributions) | 2011-03-31 | $4,980,473 |
| Total loss/gain on sale of assets | 2011-03-31 | $11,690 |
| Total of all expenses incurred | 2011-03-31 | $4,583,381 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $4,322,360 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $4,741,305 |
| Value of total assets at end of year | 2011-03-31 | $3,567,422 |
| Value of total assets at beginning of year | 2011-03-31 | $3,178,409 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $261,021 |
| Total interest from all sources | 2011-03-31 | $63,046 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $19,769 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-31 | $13,510 |
| Administrative expenses professional fees incurred | 2011-03-31 | $33,703 |
| Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
| Value of fidelity bond cover | 2011-03-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
| Contributions received from participants | 2011-03-31 | $53,255 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-03-31 | $192,507 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-03-31 | $16,702 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-03-31 | $42,082 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-03-31 | $2,156 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-03-31 | $6,532 |
| Administrative expenses (other) incurred | 2011-03-31 | $211,659 |
| Liabilities. Value of operating payables at end of year | 2011-03-31 | $20,435 |
| Liabilities. Value of operating payables at beginning of year | 2011-03-31 | $44,196 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
| Value of net income/loss | 2011-03-31 | $397,092 |
| Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $3,169,243 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $2,772,151 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
| Investment advisory and management fees | 2011-03-31 | $15,659 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $504,151 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $481,974 |
| Income. Interest from US Government securities | 2011-03-31 | $21,773 |
| Income. Interest from corporate debt instruments | 2011-03-31 | $41,175 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-03-31 | $726,092 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-03-31 | $320,488 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-03-31 | $320,488 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-03-31 | $98 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-03-31 | $3,879,812 |
| Asset value of US Government securities at end of year | 2011-03-31 | $758,414 |
| Asset value of US Government securities at beginning of year | 2011-03-31 | $641,609 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-03-31 | $36,991 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
| Contributions received in cash from employer | 2011-03-31 | $4,688,050 |
| Employer contributions (assets) at end of year | 2011-03-31 | $4,485 |
| Employer contributions (assets) at beginning of year | 2011-03-31 | $4,489 |
| Income. Dividends from common stock | 2011-03-31 | $6,259 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $250,041 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-03-31 | $991,331 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-03-31 | $1,132,614 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-03-31 | $528,434 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-03-31 | $518,457 |
| Liabilities. Value of benefit claims payable at end of year | 2011-03-31 | $375,588 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-03-31 | $355,530 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2011-03-31 | $37,813 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-03-31 | $36,696 |
| Did the plan have assets held for investment | 2011-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
| Aggregate proceeds on sale of assets | 2011-03-31 | $1,301,606 |
| Aggregate carrying amount (costs) on sale of assets | 2011-03-31 | $1,289,916 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Unqualified |
| Accountancy firm name | 2011-03-31 | DICLAUDIO & KRAMER, LLC |
| Accountancy firm EIN | 2011-03-31 | 270889793 |
