401k Plan data: PENTA PS PLAN plan

PENTA PS PLAN 401k Plan overview

Plan Name	PENTA PS PLAN
Plan identification number	002

PENTA PS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PITTSBURGH EAR NOSE & THROAT has sponsored the creation of one or more 401k plans.

Company Name: PITTSBURGH EAR NOSE & THROAT

Employer identification number (EIN): 251195831

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENTA PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-07-01 JOSEPH TURNER JOSEPH TURNER 2017-07-20
002 2014-07-01 JOSEPH TURNER JOSEPH TURNER 2017-07-20
002 2013-07-01 JOSEPH TURNER JOSEPH TURNER 2015-04-11
002 2012-07-01 JOSEPH TURNER JOSEPH TURNER 2014-01-23
002 2011-07-01 JOSEPH TURNER JOSEPH TURNER 2013-02-26
002 2009-07-01 JOSEPH TURNER JOSEPH TURNER 2011-03-31

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-07-01	JOSEPH TURNER	JOSEPH TURNER	2017-07-20
002	2014-07-01	JOSEPH TURNER	JOSEPH TURNER	2017-07-20
002	2013-07-01	JOSEPH TURNER	JOSEPH TURNER	2015-04-11
002	2012-07-01	JOSEPH TURNER	JOSEPH TURNER	2014-01-23
002	2011-07-01	JOSEPH TURNER	JOSEPH TURNER	2013-02-26
002	2009-07-01	JOSEPH TURNER	JOSEPH TURNER	2011-03-31

Plan Statistics for PENTA PS PLAN

401k plan membership statisitcs for PENTA PS PLAN

Measure Date Value
2015: PENTA PS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 21
Number of other retired or separated participants entitled to future benefits 2015-07-01 21
Total of all active and inactive participants 2015-07-01 21
Total participants 2015-07-01 21
Number of participants with account balances 2015-07-01 21
2014: PENTA PS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 21
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 21
Total of all active and inactive participants 2014-07-01 21
Total participants 2014-07-01 21
Number of participants with account balances 2014-07-01 21
2013: PENTA PS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 21
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 21
Total of all active and inactive participants 2013-07-01 21
Total participants 2013-07-01 21
Number of participants with account balances 2013-07-01 21
2012: PENTA PS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 19
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 21
Total of all active and inactive participants 2012-07-01 21
Total participants 2012-07-01 21
Number of participants with account balances 2012-07-01 21
2011: PENTA PS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 15
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 19
Total of all active and inactive participants 2011-07-01 19
Total participants 2011-07-01 19
Number of participants with account balances 2011-07-01 19
2009: PENTA PS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 17
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 17
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 0
Total of all active and inactive participants 2009-07-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 17
Number of participants with account balances 2009-07-01 17

Measure	Date	Value
2015: PENTA PS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	21
Number of other retired or separated participants entitled to future benefits	2015-07-01	21
Total of all active and inactive participants	2015-07-01	21
Total participants	2015-07-01	21
Number of participants with account balances	2015-07-01	21
2014: PENTA PS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	21
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	21
Total of all active and inactive participants	2014-07-01	21
Total participants	2014-07-01	21
Number of participants with account balances	2014-07-01	21
2013: PENTA PS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	21
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	21
Total of all active and inactive participants	2013-07-01	21
Total participants	2013-07-01	21
Number of participants with account balances	2013-07-01	21
2012: PENTA PS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	19
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	21
Total of all active and inactive participants	2012-07-01	21
Total participants	2012-07-01	21
Number of participants with account balances	2012-07-01	21
2011: PENTA PS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	15
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	19
Total of all active and inactive participants	2011-07-01	19
Total participants	2011-07-01	19
Number of participants with account balances	2011-07-01	19
2009: PENTA PS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	17
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	17
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	0
Total of all active and inactive participants	2009-07-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	17
Number of participants with account balances	2009-07-01	17

Financial Data on PENTA PS PLAN

Measure	Date	Value
2016 : PENTA PS PLAN 2016 401k financial data
Total income from all sources	2016-06-30	$54,697
Expenses. Total of all expenses incurred	2016-06-30	$31,952
Total plan assets at end of year	2016-06-30	$6,380,511
Total plan assets at beginning of year	2016-06-30	$6,357,766
Expenses. Other expenses not covered elsewhere	2016-06-30	$0
Other income received	2016-06-30	$54,697
Net income (gross income less expenses)	2016-06-30	$22,745
Net plan assets at end of year (total assets less liabilities)	2016-06-30	$6,380,511
Net plan assets at beginning of year (total assets less liabilities)	2016-06-30	$6,357,766
Assets. Value of participant loans	2016-06-30	$39,623
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2016-06-30	$8,335
Expenses. Administrative service providers (salaries,fees and commissions)	2016-06-30	$31,952
2015 : PENTA PS PLAN 2015 401k financial data
Total income from all sources	2015-06-30	$102,166
Expenses. Total of all expenses incurred	2015-06-30	$52,141
Benefits paid (including direct rollovers)	2015-06-30	$20,000
Total plan assets at end of year	2015-06-30	$6,357,766
Total plan assets at beginning of year	2015-06-30	$6,307,741
Total contributions received or receivable from participants	2015-06-30	$1,720
Expenses. Other expenses not covered elsewhere	2015-06-30	$0
Other income received	2015-06-30	$100,446
Net income (gross income less expenses)	2015-06-30	$50,025
Net plan assets at end of year (total assets less liabilities)	2015-06-30	$6,357,766
Net plan assets at beginning of year (total assets less liabilities)	2015-06-30	$6,307,741
Assets. Value of participant loans	2015-06-30	$38,376
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-06-30	$8,335
Total contributions received or receivable from employer(s)	2015-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-06-30	$32,141
2014 : PENTA PS PLAN 2014 401k financial data
Total income from all sources	2014-06-30	$1,041,061
Expenses. Total of all expenses incurred	2014-06-30	$31,345
Benefits paid (including direct rollovers)	2014-06-30	$575
Total plan assets at end of year	2014-06-30	$6,555,422
Total plan assets at beginning of year	2014-06-30	$5,545,706
Value of fidelity bond covering the plan	2014-06-30	$500,000
Total contributions received or receivable from participants	2014-06-30	$33,700
Other income received	2014-06-30	$895,991
Net income (gross income less expenses)	2014-06-30	$1,009,716
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$6,555,422
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$5,545,706
Total contributions received or receivable from employer(s)	2014-06-30	$111,370
Expenses. Administrative service providers (salaries,fees and commissions)	2014-06-30	$30,770
2013 : PENTA PS PLAN 2013 401k financial data
Total income from all sources	2013-06-30	$730,849
Expenses. Total of all expenses incurred	2013-06-30	$406,573
Benefits paid (including direct rollovers)	2013-06-30	$377,764
Total plan assets at end of year	2013-06-30	$5,545,706
Total plan assets at beginning of year	2013-06-30	$5,221,430
Value of fidelity bond covering the plan	2013-06-30	$500,000
Total contributions received or receivable from participants	2013-06-30	$30,705
Other income received	2013-06-30	$588,547
Net income (gross income less expenses)	2013-06-30	$324,276
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$5,545,706
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$5,221,430
Total contributions received or receivable from employer(s)	2013-06-30	$111,597
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$28,809
2012 : PENTA PS PLAN 2012 401k financial data
Total income from all sources	2012-06-30	$118,820
Expenses. Total of all expenses incurred	2012-06-30	$291,985
Benefits paid (including direct rollovers)	2012-06-30	$260,555
Total plan assets at end of year	2012-06-30	$5,221,430
Total plan assets at beginning of year	2012-06-30	$5,394,595
Value of fidelity bond covering the plan	2012-06-30	$500,000
Total contributions received or receivable from participants	2012-06-30	$17,980
Other income received	2012-06-30	$-9,561
Net income (gross income less expenses)	2012-06-30	$-173,165
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$5,221,430
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$5,394,595
Total contributions received or receivable from employer(s)	2012-06-30	$110,401
Expenses. Administrative service providers (salaries,fees and commissions)	2012-06-30	$31,430
2011 : PENTA PS PLAN 2011 401k financial data
Total income from all sources	2011-06-30	$1,047,780
Expenses. Total of all expenses incurred	2011-06-30	$166,305
Benefits paid (including direct rollovers)	2011-06-30	$135,976
Total plan assets at end of year	2011-06-30	$5,394,595
Total plan assets at beginning of year	2011-06-30	$4,513,120
Value of fidelity bond covering the plan	2011-06-30	$500,000
Total contributions received or receivable from participants	2011-06-30	$35,325
Other income received	2011-06-30	$904,788
Net income (gross income less expenses)	2011-06-30	$881,475
Net plan assets at end of year (total assets less liabilities)	2011-06-30	$5,394,595
Net plan assets at beginning of year (total assets less liabilities)	2011-06-30	$4,513,120
Total contributions received or receivable from employer(s)	2011-06-30	$107,667
Expenses. Administrative service providers (salaries,fees and commissions)	2011-06-30	$30,329

Form 5500 Responses for PENTA PS PLAN

2015: PENTA PS PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: PENTA PS PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: PENTA PS PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: PENTA PS PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: PENTA PS PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: PENTA PS PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	This submission is the final filing	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

08022

Policy instance

Insurance contract or identification number	08022
Number of Individuals Covered	2
Insurance policy start date	2013-08-01
Insurance policy end date	2014-07-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

5179153

Policy instance

Insurance contract or identification number	5179153
Insurance policy start date	2013-03-15
Insurance policy end date	2014-03-15
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

08022

Policy instance

Insurance contract or identification number	08022
Number of Individuals Covered	2
Insurance policy start date	2012-08-01
Insurance policy end date	2013-07-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

5179153

Policy instance

Insurance contract or identification number	5179153
Insurance policy start date	2012-03-15
Insurance policy end date	2013-03-15
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

08022

Policy instance

Insurance contract or identification number	08022
Number of Individuals Covered	2
Insurance policy start date	2011-08-01
Insurance policy end date	2012-07-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

5179153

Policy instance

Insurance contract or identification number	5179153
Insurance policy start date	2011-03-15
Insurance policy end date	2012-03-15
Total amount of commissions paid to insurance broker	USD $540
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

08022

Policy instance

Insurance contract or identification number	08022
Number of Individuals Covered	2
Insurance policy start date	2010-08-01
Insurance policy end date	2011-07-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

5179153

Policy instance

Insurance contract or identification number	5179153
Number of Individuals Covered	1
Insurance policy start date	2010-03-15
Insurance policy end date	2011-03-15
Total amount of commissions paid to insurance broker	USD $900
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	PITTSBURGH EAR NOSE & THROAT
Employer identification number (EIN):	251195831
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)