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UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NameUNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN
Plan identification number 002

UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PGT TRUCKING, INC. has sponsored the creation of one or more 401k plans.

Company Name:PGT TRUCKING, INC.
Employer identification number (EIN):251338962
NAIC Classification:484110
NAIC Description:General Freight Trucking, Local

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LUIS GUZMAN LUIS GUZMAN2018-10-11
0022016-01-01LUIS GUZMAN LUIS GUZMAN2017-10-16
0022015-01-01LUIS GUZMAN LUIS GUZMAN2016-10-17
0022014-01-01LUIS GUZMAN LUIS GUZMAN2015-10-15
0022013-01-01LUIS GUZMAN LUIS GUZMAN2014-10-14
0022012-01-01JOSEPH VARGO JOSEPH VARGO2013-07-29
0022011-01-01JOSEPH VARGO JOSEPH VARGO2012-08-30
0022009-01-01ROBERT DUNN ROBERT DUNN2010-10-13
0022009-01-01ROBERT DUNN ROBERT DUNN2010-10-13

Plan Statistics for UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2022: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01673
Total number of active participants reported on line 7a of the Form 55002022-01-01492
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01144
Total of all active and inactive participants2022-01-01637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01637
Number of participants with account balances2022-01-01374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0155
2021: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01616
Total number of active participants reported on line 7a of the Form 55002021-01-01454
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01138
Total of all active and inactive participants2021-01-01594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01594
Number of participants with account balances2021-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0154
2020: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01655
Total number of active participants reported on line 7a of the Form 55002020-01-01452
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01115
Total of all active and inactive participants2020-01-01567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01567
Number of participants with account balances2020-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0153
2019: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01658
Total number of active participants reported on line 7a of the Form 55002019-01-01495
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0189
Total of all active and inactive participants2019-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01588
Number of participants with account balances2019-01-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0127
2018: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01743
Total number of active participants reported on line 7a of the Form 55002018-01-01519
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-0188
Total of all active and inactive participants2018-01-01611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01611
Number of participants with account balances2018-01-01356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0126
2017: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01733
Total number of active participants reported on line 7a of the Form 55002017-01-01557
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01111
Total of all active and inactive participants2017-01-01671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01671
Number of participants with account balances2017-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01689
Total number of active participants reported on line 7a of the Form 55002016-01-01550
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01117
Total of all active and inactive participants2016-01-01667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01667
Number of participants with account balances2016-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01742
Total number of active participants reported on line 7a of the Form 55002015-01-01572
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01103
Total of all active and inactive participants2015-01-01678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01678
Number of participants with account balances2015-01-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01662
Total number of active participants reported on line 7a of the Form 55002014-01-01575
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01105
Total of all active and inactive participants2014-01-01682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01682
Number of participants with account balances2014-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01707
Total number of active participants reported on line 7a of the Form 55002013-01-01521
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01141
Total of all active and inactive participants2013-01-01662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01662
Number of participants with account balances2013-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01725
Total number of active participants reported on line 7a of the Form 55002012-01-01497
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01210
Total of all active and inactive participants2012-01-01707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01707
Number of participants with account balances2012-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01717
Total number of active participants reported on line 7a of the Form 55002011-01-01494
Number of other retired or separated participants entitled to future benefits2011-01-01144
Total of all active and inactive participants2011-01-01638
Total participants2011-01-01638
Number of participants with account balances2011-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0121
2009: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01743
Total number of active participants reported on line 7a of the Form 55002009-01-01517
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01142
Total of all active and inactive participants2009-01-01659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01659
Number of participants with account balances2009-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2022 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$9,368
Total unrealized appreciation/depreciation of assets2022-12-31$9,368
Total income from all sources (including contributions)2022-12-31$-662,493
Total of all expenses incurred2022-12-31$1,726,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,633,670
Value of total corrective distributions2022-12-31$1,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,120,854
Value of total assets at end of year2022-12-31$16,148,169
Value of total assets at beginning of year2022-12-31$18,537,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$91,042
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$491,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$491,757
Administrative expenses professional fees incurred2022-12-31$42,085
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,280,438
Participant contributions at end of year2022-12-31$39,456
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$131,061
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$133,570
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$27,422
Total non interest bearing cash at end of year2022-12-31$9
Total non interest bearing cash at beginning of year2022-12-31$57,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,389,185
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,148,169
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,537,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$48,957
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,585,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,021,016
Value of interest in common/collective trusts at end of year2022-12-31$5,369,210
Value of interest in common/collective trusts at beginning of year2022-12-31$5,325,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,589,548
Net investment gain or loss from common/collective trusts2022-12-31$-694,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$812,994
Employer contributions (assets) at end of year2022-12-31$22,765
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,633,670
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CASE SABATINI
Accountancy firm EIN2022-12-31251371209
2021 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$9,422
Total unrealized appreciation/depreciation of assets2021-12-31$9,422
Total income from all sources (including contributions)2021-12-31$3,887,608
Total of all expenses incurred2021-12-31$1,536,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,444,121
Value of total corrective distributions2021-12-31$988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,950,008
Value of total assets at end of year2021-12-31$18,537,354
Value of total assets at beginning of year2021-12-31$16,186,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$91,408
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$372,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$372,896
Administrative expenses professional fees incurred2021-12-31$39,605
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,180,653
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$24,327
Assets. Other investments not covered elsewhere at end of year2021-12-31$133,570
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$136,025
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$90,865
Total non interest bearing cash at end of year2021-12-31$57,555
Total non interest bearing cash at beginning of year2021-12-31$723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,351,091
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,537,354
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,186,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$51,803
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,021,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$11,358,622
Value of interest in common/collective trusts at end of year2021-12-31$5,325,213
Value of interest in common/collective trusts at beginning of year2021-12-31$4,649,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$914,892
Net investment gain or loss from common/collective trusts2021-12-31$640,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$678,490
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$17,446
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,444,121
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CASE SABATINI
Accountancy firm EIN2021-12-31251371209
2020 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$9,200
Total unrealized appreciation/depreciation of assets2020-12-31$9,200
Total income from all sources (including contributions)2020-12-31$3,767,387
Total of all expenses incurred2020-12-31$3,134,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,025,199
Value of total corrective distributions2020-12-31$21,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,932,814
Value of total assets at end of year2020-12-31$16,186,263
Value of total assets at beginning of year2020-12-31$15,553,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,632
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$372,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$372,569
Administrative expenses professional fees incurred2020-12-31$39,123
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,147,615
Participant contributions at end of year2020-12-31$24,327
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$136,025
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$138,702
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$12,769
Total non interest bearing cash at end of year2020-12-31$723
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$632,506
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,186,263
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,553,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$49,509
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$11,358,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,000,222
Value of interest in common/collective trusts at end of year2020-12-31$4,649,120
Value of interest in common/collective trusts at beginning of year2020-12-31$3,414,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,011,578
Net investment gain or loss from common/collective trusts2020-12-31$441,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$772,430
Employer contributions (assets) at end of year2020-12-31$17,446
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,025,199
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CASE SABATINI
Accountancy firm EIN2020-12-31251371209
2019 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$9,500
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$9,500
Total unrealized appreciation/depreciation of assets2019-12-31$9,500
Total unrealized appreciation/depreciation of assets2019-12-31$9,500
Total income from all sources (including contributions)2019-12-31$4,350,417
Total income from all sources (including contributions)2019-12-31$4,350,417
Total of all expenses incurred2019-12-31$1,878,977
Total of all expenses incurred2019-12-31$1,878,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,768,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,768,855
Value of total corrective distributions2019-12-31$21,404
Value of total corrective distributions2019-12-31$21,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,857,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,857,823
Value of total assets at end of year2019-12-31$15,553,757
Value of total assets at end of year2019-12-31$15,553,757
Value of total assets at beginning of year2019-12-31$13,082,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$88,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$88,718
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$283,281
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$283,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$283,281
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$283,281
Administrative expenses professional fees incurred2019-12-31$40,332
Administrative expenses professional fees incurred2019-12-31$40,332
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,192,637
Contributions received from participants2019-12-31$1,192,637
Assets. Other investments not covered elsewhere at end of year2019-12-31$138,702
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$141,079
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$39,834
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$39,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,471,440
Value of net income/loss2019-12-31$2,471,440
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,553,757
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,082,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$48,386
Investment advisory and management fees2019-12-31$48,386
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,000,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,654,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,654,274
Value of interest in common/collective trusts at end of year2019-12-31$3,414,833
Value of interest in common/collective trusts at beginning of year2019-12-31$1,286,964
Value of interest in common/collective trusts at beginning of year2019-12-31$1,286,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,820,409
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,820,409
Net investment gain or loss from common/collective trusts2019-12-31$379,404
Net investment gain or loss from common/collective trusts2019-12-31$379,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$625,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,768,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,768,855
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CASE SABATINI
Accountancy firm name2019-12-31CASE SABATINI
Accountancy firm EIN2019-12-31251371209
Accountancy firm EIN2019-12-31251371209
2018 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$9,549
Total unrealized appreciation/depreciation of assets2018-12-31$9,549
Total income from all sources (including contributions)2018-12-31$1,449,323
Total of all expenses incurred2018-12-31$2,902,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,775,572
Value of total corrective distributions2018-12-31$27,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,100,745
Value of total assets at end of year2018-12-31$13,082,317
Value of total assets at beginning of year2018-12-31$14,535,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$99,704
Total interest from all sources2018-12-31$74
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$291,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$291,083
Administrative expenses professional fees incurred2018-12-31$49,939
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,159,204
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$4,221
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$7,919
Assets. Other investments not covered elsewhere at end of year2018-12-31$141,079
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$143,407
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$221,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,453,453
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,082,317
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,535,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$49,765
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,654,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,209,364
Interest on participant loans2018-12-31$74
Value of interest in common/collective trusts at end of year2018-12-31$1,286,964
Value of interest in common/collective trusts at beginning of year2018-12-31$1,165,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-985,659
Net investment gain or loss from common/collective trusts2018-12-31$33,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$719,582
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$5,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,775,572
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CASE SABATINI
Accountancy firm EIN2018-12-31251371209
2017 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$10,615
Total unrealized appreciation/depreciation of assets2017-12-31$10,615
Total income from all sources (including contributions)2017-12-31$3,738,359
Total of all expenses incurred2017-12-31$1,069,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$967,742
Value of total corrective distributions2017-12-31$16,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,880,890
Value of total assets at end of year2017-12-31$14,535,770
Value of total assets at beginning of year2017-12-31$11,867,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$86,045
Total interest from all sources2017-12-31$512
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$258,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$258,288
Administrative expenses professional fees incurred2017-12-31$20,309
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,026,520
Participant contributions at end of year2017-12-31$4,221
Participant contributions at beginning of year2017-12-31$17,588
Participant contributions at end of year2017-12-31$7,919
Participant contributions at beginning of year2017-12-31$6,355
Assets. Other investments not covered elsewhere at end of year2017-12-31$143,407
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$144,668
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$170,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,668,539
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,535,770
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,867,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$65,736
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,209,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,454,562
Interest on participant loans2017-12-31$512
Value of interest in common/collective trusts at end of year2017-12-31$1,165,076
Value of interest in common/collective trusts at beginning of year2017-12-31$1,239,183
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,558,151
Net investment gain or loss from common/collective trusts2017-12-31$29,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$683,586
Employer contributions (assets) at end of year2017-12-31$5,783
Employer contributions (assets) at beginning of year2017-12-31$4,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$967,742
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CASE SABATINI
Accountancy firm EIN2017-12-31251371209
2016 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$9,801
Total unrealized appreciation/depreciation of assets2016-12-31$9,801
Total income from all sources (including contributions)2016-12-31$2,375,357
Total of all expenses incurred2016-12-31$2,343,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,217,458
Expenses. Certain deemed distributions of participant loans2016-12-31$32,524
Value of total corrective distributions2016-12-31$17,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,582,934
Value of total assets at end of year2016-12-31$11,867,231
Value of total assets at beginning of year2016-12-31$11,835,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$76,459
Total interest from all sources2016-12-31$3,283
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$192,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$192,046
Administrative expenses professional fees incurred2016-12-31$40,811
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$958,080
Participant contributions at end of year2016-12-31$17,588
Participant contributions at beginning of year2016-12-31$66,447
Participant contributions at end of year2016-12-31$6,355
Participant contributions at beginning of year2016-12-31$7,090
Assets. Other investments not covered elsewhere at end of year2016-12-31$144,668
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$146,744
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$36,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$31,863
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,867,231
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,835,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$35,648
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,454,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,915,737
Interest on participant loans2016-12-31$3,283
Value of interest in common/collective trusts at end of year2016-12-31$1,239,183
Value of interest in common/collective trusts at beginning of year2016-12-31$1,694,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$554,965
Net investment gain or loss from common/collective trusts2016-12-31$32,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$588,737
Employer contributions (assets) at end of year2016-12-31$4,875
Employer contributions (assets) at beginning of year2016-12-31$5,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,217,458
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CASE SABATINI
Accountancy firm EIN2016-12-31251371209
2015 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$9,849
Total unrealized appreciation/depreciation of assets2015-12-31$9,849
Total income from all sources (including contributions)2015-12-31$1,405,423
Total of all expenses incurred2015-12-31$1,468,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,385,855
Value of total corrective distributions2015-12-31$1,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,540,241
Value of total assets at end of year2015-12-31$11,835,368
Value of total assets at beginning of year2015-12-31$11,898,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$81,902
Total interest from all sources2015-12-31$2,605
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$199,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$199,163
Administrative expenses professional fees incurred2015-12-31$41,433
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$943,897
Participant contributions at end of year2015-12-31$66,447
Participant contributions at beginning of year2015-12-31$97,153
Participant contributions at end of year2015-12-31$7,090
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$146,744
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$148,772
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$59,783
Other income not declared elsewhere2015-12-31$-49,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-63,412
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,835,368
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,898,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$40,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,915,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,863,173
Interest on participant loans2015-12-31$2,605
Value of interest in common/collective trusts at end of year2015-12-31$1,694,267
Value of interest in common/collective trusts at beginning of year2015-12-31$1,789,682
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-335,643
Net investment gain or loss from common/collective trusts2015-12-31$39,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$536,561
Employer contributions (assets) at end of year2015-12-31$5,083
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,385,855
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CASE SABATINI
Accountancy firm EIN2015-12-31251371209
2014 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$560
Total unrealized appreciation/depreciation of assets2014-12-31$560
Total transfer of assets to this plan2014-12-31$145,924
Total income from all sources (including contributions)2014-12-31$2,092,530
Total of all expenses incurred2014-12-31$866,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$762,264
Expenses. Certain deemed distributions of participant loans2014-12-31$11,623
Value of total corrective distributions2014-12-31$3,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,421,830
Value of total assets at end of year2014-12-31$11,898,780
Value of total assets at beginning of year2014-12-31$10,526,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$88,850
Total interest from all sources2014-12-31$5,640
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$175,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$175,206
Administrative expenses professional fees incurred2014-12-31$46,339
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$836,439
Participant contributions at end of year2014-12-31$97,153
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$148,772
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$153,160
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$18,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,225,971
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,898,780
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,526,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$42,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,863,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,842,279
Interest on participant loans2014-12-31$4,495
Interest earned on other investments2014-12-31$1,145
Value of interest in common/collective trusts at end of year2014-12-31$1,789,682
Value of interest in common/collective trusts at beginning of year2014-12-31$425,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$106,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$408,830
Net investment gain or loss from common/collective trusts2014-12-31$80,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$566,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$762,264
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CASE SABATINI
Accountancy firm EIN2014-12-31251371209
2013 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$7,985
Total unrealized appreciation/depreciation of assets2013-12-31$7,985
Total income from all sources (including contributions)2013-12-31$3,789,874
Total of all expenses incurred2013-12-31$3,376,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,352,540
Value of total corrective distributions2013-12-31$10,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,259,133
Value of total assets at end of year2013-12-31$10,526,885
Value of total assets at beginning of year2013-12-31$10,113,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,855
Total interest from all sources2013-12-31$9,019
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$272,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$272,230
Administrative expenses professional fees incurred2013-12-31$1,989
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$646,490
Assets. Other investments not covered elsewhere at end of year2013-12-31$153,160
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$145,175
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,168,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$413,203
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,526,885
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,113,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$11,866
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,842,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,914,027
Interest earned on other investments2013-12-31$9,019
Value of interest in common/collective trusts at end of year2013-12-31$425,074
Value of interest in common/collective trusts at beginning of year2013-12-31$1,336,649
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$106,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$717,831
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,239,646
Net investment gain or loss from common/collective trusts2013-12-31$1,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$443,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,352,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CASE SABATINI
Accountancy firm EIN2013-12-31251371209
2012 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,161,347
Total of all expenses incurred2012-12-31$853,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$843,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,112,001
Value of total assets at end of year2012-12-31$10,113,682
Value of total assets at beginning of year2012-12-31$8,805,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,676
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$277,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$277,164
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$569,094
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$205
Assets. Other investments not covered elsewhere at end of year2012-12-31$145,175
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$137,607
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$177,004
Other income not declared elsewhere2012-12-31$7,568
Administrative expenses (other) incurred2012-12-31$9,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,308,261
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,113,682
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,805,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,914,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,707,099
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$1,336,649
Value of interest in common/collective trusts at beginning of year2012-12-31$1,517,680
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$717,831
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$442,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$734,281
Net investment gain/loss from pooled separate accounts2012-12-31$8,617
Net investment gain or loss from common/collective trusts2012-12-31$21,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$365,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$843,410
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CASE SABATINI
Accountancy firm EIN2012-12-31251371209
2011 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$933,723
Total of all expenses incurred2011-12-31$1,245,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,233,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,040,355
Value of total assets at end of year2011-12-31$8,805,421
Value of total assets at beginning of year2011-12-31$9,117,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,188
Total interest from all sources2011-12-31$3,188
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$216,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$216,839
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$590,804
Participant contributions at end of year2011-12-31$205
Assets. Other investments not covered elsewhere at end of year2011-12-31$137,607
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$130,433
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$42,555
Other income not declared elsewhere2011-12-31$7,174
Administrative expenses (other) incurred2011-12-31$12,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-311,803
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,805,421
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,117,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,707,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,176,839
Value of interest in pooled separate accounts at end of year2011-12-31$0
Interest earned on other investments2011-12-31$3,188
Value of interest in common/collective trusts at end of year2011-12-31$1,517,680
Value of interest in common/collective trusts at beginning of year2011-12-31$1,713,192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$442,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$96,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-369,113
Net investment gain/loss from pooled separate accounts2011-12-31$4,857
Net investment gain or loss from common/collective trusts2011-12-31$30,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$406,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,233,338
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CASE SABATINI
Accountancy firm EIN2011-12-31251371209
2010 : UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$6,800
Total unrealized appreciation/depreciation of assets2010-12-31$6,800
Total transfer of assets to this plan2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,294,147
Total of all expenses incurred2010-12-31$1,165,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,117,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,321,763
Value of total assets at end of year2010-12-31$9,115,372
Value of total assets at beginning of year2010-12-31$7,986,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$47,896
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$185,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$185,851
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$564,298
Participant contributions at beginning of year2010-12-31$14,619
Assets. Other investments not covered elsewhere at end of year2010-12-31$130,433
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$123,633
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$469,052
Administrative expenses (other) incurred2010-12-31$12,134
Total non interest bearing cash at end of year2010-12-31$9,473
Total non interest bearing cash at beginning of year2010-12-31$7,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,129,147
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,115,372
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,986,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$22,912
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,176,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,783,973
Value of interest in common/collective trusts at end of year2010-12-31$1,711,833
Value of interest in common/collective trusts at beginning of year2010-12-31$2,056,200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$96,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$779,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$86,794
Contributions received in cash from employer2010-12-31$288,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,117,104
Contract administrator fees2010-12-31$12,850
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LABRIOLA NEIGHBORS LLP
Accountancy firm EIN2010-12-31251860952

Form 5500 Responses for UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

2022: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSAL INDUSTRIES EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332018-01
Policy instance 1
Insurance contract or identification number332018-01
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-11-19
Total amount of commissions paid to insurance brokerUSD $190
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $95
Insurance broker organization code?3
Insurance broker nameALLEN LONG
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332018-01
Policy instance 1
Insurance contract or identification number332018-01
Number of Individuals Covered45
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $18,974
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,758
Insurance broker organization code?3
Insurance broker nameALLEN LONG
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332018-01
Policy instance 1
Insurance contract or identification number332018-01
Number of Individuals Covered120
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,341
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,341
Insurance broker organization code?3
Insurance broker nameDEAN PROZZOLY
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332018-01
Policy instance 1
Insurance contract or identification number332018-01
Number of Individuals Covered137
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $933
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332018-01
Policy instance 1
Insurance contract or identification number332018-01
Number of Individuals Covered141
Insurance policy start date2010-09-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $249
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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