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SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 401k Plan overview

Plan NameSOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN
Plan identification number 001

SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Health (other than dental or vision)

401k Sponsoring company profile

SOUTHWESTERN PA HUMAN SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWESTERN PA HUMAN SERVICES, INC.
Employer identification number (EIN):251492288
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01KELLIE MCKEVITT2022-10-04
0012020-01-01KELLIE MCKEVITT2021-10-11
0012019-01-01JEFF BURKS MASCARA2020-10-06 JEFF BURKS MASCARA2020-10-06
0012018-01-01JEFF BURKS MASCARA2019-10-11 JEFF BURKS MASCARA2019-10-11
0012017-01-01JEFF MASCARA JEFF MASCARA2018-10-12
0012016-01-01KELLY VAVASORI
0012015-01-01KELLY VAVASORI
0012014-01-01KELLY VAVASORI
0012013-01-01KELLY VAVASORI
0012012-01-01KELLY VAVASORI
0012011-01-01KELLY VAVASORI
0012009-01-01KELLY VAVASORI

Plan Statistics for SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN

401k plan membership statisitcs for SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN

Measure Date Value
2022: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01679
Total number of active participants reported on line 7a of the Form 55002022-01-01525
Number of retired or separated participants receiving benefits2022-01-0119
Number of other retired or separated participants entitled to future benefits2022-01-01214
Total of all active and inactive participants2022-01-01758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01761
Number of participants with account balances2022-01-01758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0116
2021: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01561
Total number of active participants reported on line 7a of the Form 55002021-01-01528
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-01135
Total of all active and inactive participants2021-01-01677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01679
Number of participants with account balances2021-01-01666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0118
2020: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01654
Total number of active participants reported on line 7a of the Form 55002020-01-01561
Number of retired or separated participants receiving benefits2020-01-0112
Number of other retired or separated participants entitled to future benefits2020-01-01125
Total of all active and inactive participants2020-01-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01699
Number of participants with account balances2020-01-01687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01645
Total number of active participants reported on line 7a of the Form 55002019-01-01541
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-01118
Total of all active and inactive participants2019-01-01668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01669
Number of participants with account balances2019-01-01654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01545
Total number of active participants reported on line 7a of the Form 55002018-01-01538
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-0198
Total of all active and inactive participants2018-01-01644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01645
Number of participants with account balances2018-01-01629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01545
Total number of active participants reported on line 7a of the Form 55002017-01-01528
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0185
Total of all active and inactive participants2017-01-01620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01621
Number of participants with account balances2017-01-01609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01547
Total number of active participants reported on line 7a of the Form 55002016-01-01454
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-0182
Total of all active and inactive participants2016-01-01543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01545
Number of participants with account balances2016-01-01531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01556
Total number of active participants reported on line 7a of the Form 55002015-01-01453
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-0186
Total of all active and inactive participants2015-01-01547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01547
Number of participants with account balances2015-01-01531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
Number of employers contributing to the scheme2015-01-019
2014: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01507
Total number of active participants reported on line 7a of the Form 55002014-01-01379
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01124
Total of all active and inactive participants2014-01-01504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01507
Number of participants with account balances2014-01-01507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
Number of employers contributing to the scheme2014-01-019
2013: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01533
Total number of active participants reported on line 7a of the Form 55002013-01-01433
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0176
Total of all active and inactive participants2013-01-01514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01514
Number of participants with account balances2013-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01555
Total number of active participants reported on line 7a of the Form 55002012-01-01451
Number of retired or separated participants receiving benefits2012-01-018
Number of other retired or separated participants entitled to future benefits2012-01-0174
Total of all active and inactive participants2012-01-01533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01533
Number of participants with account balances2012-01-01513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01530
Total number of active participants reported on line 7a of the Form 55002011-01-01480
Number of retired or separated participants receiving benefits2011-01-0110
Number of other retired or separated participants entitled to future benefits2011-01-0163
Total of all active and inactive participants2011-01-01553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01555
Number of participants with account balances2011-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01398
Total number of active participants reported on line 7a of the Form 55002009-01-01442
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-0155
Total of all active and inactive participants2009-01-01504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01506
Number of participants with account balances2009-01-01487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN

Measure Date Value
2022 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,009,553
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$949,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$936,501
Value of total corrective distributions2022-12-31$12,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,186,881
Value of total assets at end of year2022-12-31$19,711,054
Value of total assets at beginning of year2022-12-31$22,670,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$400
Total interest from all sources2022-12-31$61,177
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,240,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,240,693
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Administrative expenses (other) incurred2022-12-31$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,959,246
Value of net assets at end of year (total assets less liabilities)2022-12-31$19,711,054
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$22,670,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,301,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$19,537,404
Interest earned on other investments2022-12-31$61,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,361,218
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,086,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,498,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,186,881
Employer contributions (assets) at end of year2022-12-31$48,755
Employer contributions (assets) at beginning of year2022-12-31$46,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$936,501
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ZELENKOFSKE AXELROD, LLC
Accountancy firm EIN2022-12-31233022325
2021 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,868,779
Total of all expenses incurred2021-12-31$2,093,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,093,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,139,424
Value of total assets at end of year2021-12-31$22,670,300
Value of total assets at beginning of year2021-12-31$20,895,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$184
Total interest from all sources2021-12-31$55,865
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,796,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,796,048
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$1,136,906
Amount contributed by the employer to the plan for this plan year2021-12-31$1,136,906
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$184
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,774,905
Value of net assets at end of year (total assets less liabilities)2021-12-31$22,670,300
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$20,895,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$19,537,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$16,998,082
Interest earned on other investments2021-12-31$55,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,086,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,853,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$877,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,139,424
Employer contributions (assets) at end of year2021-12-31$46,456
Employer contributions (assets) at beginning of year2021-12-31$43,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,093,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,523,057
Total of all expenses incurred2020-12-31$1,387,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,387,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,092,299
Value of total assets at end of year2020-12-31$20,895,395
Value of total assets at beginning of year2020-12-31$18,760,173
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$100
Total interest from all sources2020-12-31$78,644
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$910,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$910,712
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$1,091,457
Amount contributed by the employer to the plan for this plan year2020-12-31$1,091,457
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,135,222
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,895,395
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,760,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$16,998,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,267,714
Interest earned on other investments2020-12-31$78,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,853,375
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,449,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,441,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,092,299
Employer contributions (assets) at end of year2020-12-31$43,938
Employer contributions (assets) at beginning of year2020-12-31$43,096
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,387,735
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$4,125,062
Total of all expenses incurred2019-12-31$1,568,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,568,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,051,944
Value of total assets at end of year2019-12-31$18,760,173
Value of total assets at beginning of year2019-12-31$16,203,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$346
Total interest from all sources2019-12-31$65,286
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$824,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$824,668
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$1,051,847
Amount contributed by the employer to the plan for this plan year2019-12-31$1,051,847
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,556,615
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,760,173
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,203,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,267,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,991,359
Interest earned on other investments2019-12-31$65,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,449,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,169,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,183,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,051,944
Employer contributions (assets) at end of year2019-12-31$43,096
Employer contributions (assets) at beginning of year2019-12-31$42,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,568,101
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
2018 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$202,697
Total of all expenses incurred2018-12-31$1,323,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,322,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,030,485
Value of total assets at end of year2018-12-31$16,203,558
Value of total assets at beginning of year2018-12-31$17,323,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$379
Total interest from all sources2018-12-31$47,938
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$929,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$929,301
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$1,030,485
Amount contributed by the employer to the plan for this plan year2018-12-31$1,030,485
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,120,378
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,203,558
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,323,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,991,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,762,578
Interest earned on other investments2018-12-31$47,938
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,169,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,521,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,805,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,030,485
Employer contributions (assets) at end of year2018-12-31$42,999
Employer contributions (assets) at beginning of year2018-12-31$39,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,322,696
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,201,398
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$793,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$786,009
Value of total corrective distributions2017-12-31$7,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,000,979
Value of total assets at end of year2017-12-31$17,323,936
Value of total assets at beginning of year2017-12-31$14,915,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$230
Total interest from all sources2017-12-31$46,980
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$570,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$570,572
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$946,140
Amount contributed by the employer to the plan for this plan year2017-12-31$946,140
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$54,839
Administrative expenses (other) incurred2017-12-31$230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,408,028
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,323,936
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$14,915,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,762,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,658,079
Interest earned on other investments2017-12-31$46,980
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,521,375
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,224,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,582,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$946,140
Employer contributions (assets) at end of year2017-12-31$39,983
Employer contributions (assets) at beginning of year2017-12-31$33,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$786,009
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ZELENKOFSKE AXELROD LLC
Accountancy firm EIN2017-12-31233022325
2016 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,638,489
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$758,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$755,023
Value of total corrective distributions2016-12-31$3,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$758,947
Value of total assets at end of year2016-12-31$14,915,908
Value of total assets at beginning of year2016-12-31$14,036,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$392
Total interest from all sources2016-12-31$44,813
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$370,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$370,220
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$758,947
Amount contributed by the employer to the plan for this plan year2016-12-31$758,947
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$879,569
Value of net assets at end of year (total assets less liabilities)2016-12-31$14,915,908
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,036,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$392
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,658,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,622,645
Interest earned on other investments2016-12-31$44,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,224,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,380,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$464,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$758,947
Employer contributions (assets) at end of year2016-12-31$33,740
Employer contributions (assets) at beginning of year2016-12-31$33,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$755,023
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ZELENKOFSKE, AXELROD, LLC
Accountancy firm EIN2016-12-31233022325
2015 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3
Total income from all sources (including contributions)2015-12-31$899,109
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$654,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$582,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$790,169
Value of total assets at end of year2015-12-31$14,036,339
Value of total assets at beginning of year2015-12-31$13,792,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$72,243
Total interest from all sources2015-12-31$40,399
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$537,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$537,363
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$790,169
Amount contributed by the employer to the plan for this plan year2015-12-31$790,169
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$170
Liabilities. Value of operating payables at beginning of year2015-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$244,183
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,036,339
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,792,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$72,073
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,622,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,130,271
Interest earned on other investments2015-12-31$40,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,380,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,629,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-468,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$790,169
Employer contributions (assets) at end of year2015-12-31$33,283
Employer contributions (assets) at beginning of year2015-12-31$31,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$582,683
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ZELENKOFSKE, AXELROD, LLC
Accountancy firm EIN2015-12-31233022325
2014 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,619,996
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$868,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$868,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$778,071
Value of total assets at end of year2014-12-31$13,792,159
Value of total assets at beginning of year2014-12-31$13,041,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$631
Total interest from all sources2014-12-31$65,990
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$588,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$588,174
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$778,071
Amount contributed by the employer to the plan for this plan year2014-12-31$778,071
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$631
Liabilities. Value of operating payables at end of year2014-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$751,059
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,792,156
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,041,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,130,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,484,971
Interest earned on other investments2014-12-31$65,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,629,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,525,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$187,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$778,071
Employer contributions (assets) at end of year2014-12-31$31,926
Employer contributions (assets) at beginning of year2014-12-31$30,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$868,306
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ZELENKOFSKE AXELROD, LLC
Accountancy firm EIN2014-12-31233022325
2013 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,469,008
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$661,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$661,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$760,725
Value of total assets at end of year2013-12-31$13,041,097
Value of total assets at beginning of year2013-12-31$11,233,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$137
Total interest from all sources2013-12-31$66,585
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$373,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$373,268
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$760,725
Amount contributed by the employer to the plan for this plan year2013-12-31$760,725
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,807,627
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,041,097
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,233,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,484,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,399,333
Interest earned on other investments2013-12-31$66,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,525,705
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,803,174
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,268,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$760,725
Employer contributions (assets) at end of year2013-12-31$30,421
Employer contributions (assets) at beginning of year2013-12-31$30,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$661,244
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ZELENKOFSKE AXELROD, LLC
Accountancy firm EIN2013-12-31233022325
2012 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,738,482
Total of all expenses incurred2012-12-31$982,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$981,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$718,324
Value of total assets at end of year2012-12-31$11,233,470
Value of total assets at beginning of year2012-12-31$10,477,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$643
Total interest from all sources2012-12-31$92,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$717,983
Amount contributed by the employer to the plan for this plan year2012-12-31$717,983
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$341
Administrative expenses (other) incurred2012-12-31$643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$756,328
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,233,470
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,477,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,399,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,684,786
Interest earned on other investments2012-12-31$92,186
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,803,174
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,761,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$927,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$717,983
Employer contributions (assets) at end of year2012-12-31$30,963
Employer contributions (assets) at beginning of year2012-12-31$31,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$981,511
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MAHER DUESSEL, CPAS
Accountancy firm EIN2012-12-31261622758
2011 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$701,976
Total of all expenses incurred2011-12-31$207,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$207,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$741,135
Value of total assets at end of year2011-12-31$10,477,142
Value of total assets at beginning of year2011-12-31$9,982,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$155
Total interest from all sources2011-12-31$103,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$741,135
Amount contributed by the employer to the plan for this plan year2011-12-31$741,135
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$494,282
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,477,142
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,982,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,684,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,470,346
Interest earned on other investments2011-12-31$103,298
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,761,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,481,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-142,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$741,135
Employer contributions (assets) at end of year2011-12-31$31,120
Employer contributions (assets) at beginning of year2011-12-31$31,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$207,539
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MAHER DUESSEL, CPAS
Accountancy firm EIN2011-12-31261622758
2010 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$1,680,833
Total of all expenses incurred2010-12-31$210,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$208,300
Value of total corrective distributions2010-12-31$1,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$756,429
Value of total assets at end of year2010-12-31$9,982,860
Value of total assets at beginning of year2010-12-31$8,512,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$267
Total interest from all sources2010-12-31$140,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$748,453
Amount contributed by the employer to the plan for this plan year2010-12-31$748,453
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,976
Administrative expenses (other) incurred2010-12-31$267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,470,776
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,982,860
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,512,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,470,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,093,763
Interest earned on other investments2010-12-31$140,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,481,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,390,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$784,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$748,453
Employer contributions (assets) at end of year2010-12-31$31,220
Employer contributions (assets) at beginning of year2010-12-31$28,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$208,300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MAHER DUESSEL, CPAS
Accountancy firm EIN2010-12-31261622758
2009 : SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$665,748
Amount contributed by the employer to the plan for this plan year2009-12-31$665,748

Form 5500 Responses for SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN

2022: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SOUTHWESTERN PA HUMAN SERVICES, INC. PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711-711544
Policy instance 1
Insurance contract or identification number439711-711544
Number of Individuals Covered7
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711-711544
Policy instance 1
Insurance contract or identification number439711-711544
Number of Individuals Covered66
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,860
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8860
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711-711544
Policy instance 1
Insurance contract or identification number439711-711544
Number of Individuals Covered687
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711-711544
Policy instance 1
Insurance contract or identification number439711-711544
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711-711544
Policy instance 1
Insurance contract or identification number439711-711544
Number of Individuals Covered629
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711/711544
Policy instance 1
Insurance contract or identification number439711/711544
Number of Individuals Covered609
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,411
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees8411
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711/711544
Policy instance 1
Insurance contract or identification number439711/711544
Number of Individuals Covered531
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,576
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees8576
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439711/711544
Policy instance 1
Insurance contract or identification number439711/711544
Number of Individuals Covered97
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,834
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees8834
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
HEALTHAMERICA OF PENNSYLVANIA, INC. (National Association of Insurance Commissioners NAIC id number: 95060 )
Policy contract number2181970000
Policy instance 2
Insurance contract or identification number2181970000
Number of Individuals Covered825
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $86,265
Total amount of fees paid to insurance companyUSD $3,743
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $4,313,249
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3743
Additional information about fees paid to insurance brokerBROKERAGE COMMISSIONS
Insurance broker organization code?3
Insurance broker nameCAPITAL INSURANCE ADVISORS, LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-39711/711544
Policy instance 1
Insurance contract or identification number4-39711/711544
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of fees paid to insurance companyUSD $11,292
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees11292
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-39711/711544
Policy instance 1
Insurance contract or identification number4-39711/711544
Number of Individuals Covered0
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,316
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees7316
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INV TAX EXEMPT SERVICES CO
HEALTHAMERICA OF PENNSYLVANIA, INC. (National Association of Insurance Commissioners NAIC id number: 95060 )
Policy contract number2181970000
Policy instance 2
Insurance contract or identification number2181970000
Number of Individuals Covered907
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $116,417
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $4,779,056
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $95,581
Insurance broker organization code?3
Insurance broker nameBENEFITS NETWORK INC.
HEALTHAMERICA OF PENNSYLVANIA, INC. (National Association of Insurance Commissioners NAIC id number: 95060 )
Policy contract number2181970000
Policy instance 2
Insurance contract or identification number2181970000
Number of Individuals Covered983
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $122,780
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $4,988,412
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-39711
Policy instance 1
Insurance contract or identification number4-39711
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,979
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HEALTHAMERICA OF PENNSYLVANIA, INC. (National Association of Insurance Commissioners NAIC id number: 95060 )
Policy contract number2181970000
Policy instance 2
Insurance contract or identification number2181970000
Number of Individuals Covered1004
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $108,965
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $4,486,243
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-39711
Policy instance 1
Insurance contract or identification number4-39711
Number of Individuals Covered0
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,702
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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