401k Plan data: ESM GROUP INC. 401(K) PLAN plan

ESM GROUP INC. 401(K) PLAN 401k Plan overview

Plan Name	ESM GROUP INC. 401(K) PLAN
Plan identification number	004

ESM GROUP INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OPTA USA, INC has sponsored the creation of one or more 401k plans.

Company Name: OPTA USA, INC

Employer identification number (EIN): 251589289

NAIC Classification: 331110
NAIC Description: Iron and Steel Mills and Ferroalloy Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESM GROUP INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2018-01-01
004 2017-01-01 DANIEL BATZ DANIEL BATZ 2018-10-12
004 2016-01-01 DANIEL BATZ DANIEL BATZ 2017-10-12
004 2015-01-01 DANIEL BATZ DANIEL BATZ 2016-10-17
004 2014-01-01 DANIEL J. BATZ DANIEL J. BATZ 2015-09-28
004 2013-01-01 CRISTINA S. HIGGINS CRISTINA S. HIGGINS 2014-09-04
004 2012-01-01 CRISTINA HIGGINS CRISTINA HIGGINS 2013-10-09
004 2011-01-01 CRISTINA HIGGINS
004 2009-01-01 CRISTINA S. HIGGINS DANIEL BATZ 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2018-01-01
004	2017-01-01	DANIEL BATZ	DANIEL BATZ	2018-10-12
004	2016-01-01	DANIEL BATZ	DANIEL BATZ	2017-10-12
004	2015-01-01	DANIEL BATZ	DANIEL BATZ	2016-10-17
004	2014-01-01	DANIEL J. BATZ	DANIEL J. BATZ	2015-09-28
004	2013-01-01	CRISTINA S. HIGGINS	CRISTINA S. HIGGINS	2014-09-04
004	2012-01-01	CRISTINA HIGGINS	CRISTINA HIGGINS	2013-10-09
004	2011-01-01	CRISTINA HIGGINS
004	2009-01-01	CRISTINA S. HIGGINS	DANIEL BATZ	2010-10-08

Plan Statistics for ESM GROUP INC. 401(K) PLAN

401k plan membership statisitcs for ESM GROUP INC. 401(K) PLAN

Measure Date Value
2018: ESM GROUP INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 115
Number of retired or separated participants receiving benefits 2018-01-01 11
Number of other retired or separated participants entitled to future benefits 2018-01-01 34
Total of all active and inactive participants 2018-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 161
Number of participants with account balances 2018-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ESM GROUP INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 201
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 119
Number of retired or separated participants receiving benefits 2017-01-01 16
Number of other retired or separated participants entitled to future benefits 2017-01-01 50
Total of all active and inactive participants 2017-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 186
Number of participants with account balances 2017-01-01 179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ESM GROUP INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 139
Number of retired or separated participants receiving benefits 2016-01-01 9
Number of other retired or separated participants entitled to future benefits 2016-01-01 50
Total of all active and inactive participants 2016-01-01 198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 199
Number of participants with account balances 2016-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ESM GROUP INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 247
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 191
Number of other retired or separated participants entitled to future benefits 2015-01-01 42
Total of all active and inactive participants 2015-01-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 234
Number of participants with account balances 2015-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ESM GROUP INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 265
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 204
Number of retired or separated participants receiving benefits 2014-01-01 8
Number of other retired or separated participants entitled to future benefits 2014-01-01 33
Total of all active and inactive participants 2014-01-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 246
Number of participants with account balances 2014-01-01 238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ESM GROUP INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 215
Number of retired or separated participants receiving benefits 2013-01-01 6
Number of other retired or separated participants entitled to future benefits 2013-01-01 32
Total of all active and inactive participants 2013-01-01 253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 254
Number of participants with account balances 2013-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: ESM GROUP INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 273
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 207
Number of retired or separated participants receiving benefits 2012-01-01 9
Number of other retired or separated participants entitled to future benefits 2012-01-01 53
Total of all active and inactive participants 2012-01-01 269
Total participants 2012-01-01 269
Number of participants with account balances 2012-01-01 255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ESM GROUP INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 270
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 231
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 33
Total of all active and inactive participants 2011-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 266
Number of participants with account balances 2011-01-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ESM GROUP INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 221
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 37
Total of all active and inactive participants 2009-01-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 261
Number of participants with account balances 2009-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2018: ESM GROUP INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	115
Number of retired or separated participants receiving benefits	2018-01-01	11
Number of other retired or separated participants entitled to future benefits	2018-01-01	34
Total of all active and inactive participants	2018-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	161
Number of participants with account balances	2018-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ESM GROUP INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	201
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	119
Number of retired or separated participants receiving benefits	2017-01-01	16
Number of other retired or separated participants entitled to future benefits	2017-01-01	50
Total of all active and inactive participants	2017-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	186
Number of participants with account balances	2017-01-01	179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ESM GROUP INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	139
Number of retired or separated participants receiving benefits	2016-01-01	9
Number of other retired or separated participants entitled to future benefits	2016-01-01	50
Total of all active and inactive participants	2016-01-01	198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	199
Number of participants with account balances	2016-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ESM GROUP INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	247
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	191
Number of other retired or separated participants entitled to future benefits	2015-01-01	42
Total of all active and inactive participants	2015-01-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	234
Number of participants with account balances	2015-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ESM GROUP INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	265
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	204
Number of retired or separated participants receiving benefits	2014-01-01	8
Number of other retired or separated participants entitled to future benefits	2014-01-01	33
Total of all active and inactive participants	2014-01-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	246
Number of participants with account balances	2014-01-01	238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ESM GROUP INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	215
Number of retired or separated participants receiving benefits	2013-01-01	6
Number of other retired or separated participants entitled to future benefits	2013-01-01	32
Total of all active and inactive participants	2013-01-01	253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	254
Number of participants with account balances	2013-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: ESM GROUP INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	273
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	207
Number of retired or separated participants receiving benefits	2012-01-01	9
Number of other retired or separated participants entitled to future benefits	2012-01-01	53
Total of all active and inactive participants	2012-01-01	269
Total participants	2012-01-01	269
Number of participants with account balances	2012-01-01	255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ESM GROUP INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	270
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	231
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	33
Total of all active and inactive participants	2011-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	266
Number of participants with account balances	2011-01-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ESM GROUP INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	221
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	37
Total of all active and inactive participants	2009-01-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	261
Number of participants with account balances	2009-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on ESM GROUP INC. 401(K) PLAN

Measure	Date	Value
2018 : ESM GROUP INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$292,370
Total of all expenses incurred	2018-12-31	$5,199,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$5,059,598
Value of total corrective distributions	2018-12-31	$39
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,185,678
Value of total assets at end of year	2018-12-31	$18,039,544
Value of total assets at beginning of year	2018-12-31	$22,946,476
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$139,665
Total interest from all sources	2018-12-31	$72,691
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$372,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$372,677
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$735,886
Other income not declared elsewhere	2018-12-31	$389
Administrative expenses (other) incurred	2018-12-31	$6,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-4,906,932
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$18,039,544
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$22,946,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$105,050
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$15,221,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$19,159,459
Interest earned on other investments	2018-12-31	$72,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,817,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$3,786,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,339,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$449,792
Employer contributions (assets) at beginning of year	2018-12-31	$235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$5,059,598
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$0
Contract administrator fees	2018-12-31	$27,883
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2018-12-31	160929175
2017 : ESM GROUP INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$4,441,100
Total of all expenses incurred	2017-12-31	$5,015,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,857,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,303,583
Value of total assets at end of year	2017-12-31	$22,946,476
Value of total assets at beginning of year	2017-12-31	$23,520,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$157,850
Total interest from all sources	2017-12-31	$102,143
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$416,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$416,825
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$810,584
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$1,006
Other income not declared elsewhere	2017-12-31	$207
Administrative expenses (other) incurred	2017-12-31	$7,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-574,270
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$22,946,476
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$23,520,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$103,065
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$19,159,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$19,339,924
Interest earned on other investments	2017-12-31	$102,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$3,786,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$4,179,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,618,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$492,999
Employer contributions (assets) at end of year	2017-12-31	$235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,857,520
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$47,744
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2017-12-31	160929175
2016 : ESM GROUP INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$2,708,777
Total of all expenses incurred	2016-12-31	$4,414,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,205,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,343,439
Value of total assets at end of year	2016-12-31	$23,520,746
Value of total assets at beginning of year	2016-12-31	$25,226,856
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$209,601
Total interest from all sources	2016-12-31	$64,635
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$443,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$443,660
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$825,970
Participant contributions at beginning of year	2016-12-31	$14,829
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$1,006
Other income not declared elsewhere	2016-12-31	$1,006
Administrative expenses (other) incurred	2016-12-31	$9,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,706,110
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$23,520,746
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$25,226,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$75,218
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$19,339,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$25,201,901
Interest earned on other investments	2016-12-31	$64,635
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$4,179,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$856,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$517,469
Employer contributions (assets) at beginning of year	2016-12-31	$10,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,205,286
Contract administrator fees	2016-12-31	$125,179
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2016-12-31	160929175
2015 : ESM GROUP INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,413,284
Total of all expenses incurred	2015-12-31	$2,607,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,382,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,717,263
Value of total assets at end of year	2015-12-31	$25,226,856
Value of total assets at beginning of year	2015-12-31	$26,421,491
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$225,536
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$477,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$477,860
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,063,415
Participant contributions at end of year	2015-12-31	$14,829
Administrative expenses (other) incurred	2015-12-31	$3,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,194,635
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$25,226,856
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$26,421,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$83,050
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$25,201,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$19,531,527
Value of interest in common/collective trusts at beginning of year	2015-12-31	$6,889,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-811,733
Net investment gain or loss from common/collective trusts	2015-12-31	$29,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$653,848
Employer contributions (assets) at end of year	2015-12-31	$10,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,382,383
Contract administrator fees	2015-12-31	$138,938
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2015-12-31	160929175
2014 : ESM GROUP INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,790,068
Total of all expenses incurred	2014-12-31	$1,143,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,048,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,755,973
Value of total assets at end of year	2014-12-31	$26,421,491
Value of total assets at beginning of year	2014-12-31	$24,774,612
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$94,681
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$448,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$448,589
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,086,563
Administrative expenses (other) incurred	2014-12-31	$5,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,646,879
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$26,421,491
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$24,774,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$88,738
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$19,531,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$18,941,509
Value of interest in common/collective trusts at end of year	2014-12-31	$6,889,964
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,833,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$556,547
Net investment gain or loss from common/collective trusts	2014-12-31	$28,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$669,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,048,508
Contract administrator fees	2014-12-31	$737
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2014-12-31	160929175
2013 : ESM GROUP INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$4,430,640
Total of all expenses incurred	2013-12-31	$3,125,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,015,242
Value of total corrective distributions	2013-12-31	$1,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,745,823
Value of total assets at end of year	2013-12-31	$24,774,612
Value of total assets at beginning of year	2013-12-31	$23,469,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$108,457
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$580,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$580,236
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,078,815
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$5,180
Other income not declared elsewhere	2013-12-31	$3
Administrative expenses (other) incurred	2013-12-31	$6,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,305,438
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$24,774,612
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$23,469,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$101,026
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$18,941,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$21,026,151
Value of interest in common/collective trusts at end of year	2013-12-31	$5,833,103
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,443,023
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,104,368
Net investment gain or loss from common/collective trusts	2013-12-31	$210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$661,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,015,242
Contract administrator fees	2013-12-31	$749
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2013-12-31	160929175
2012 : ESM GROUP INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$4,213,671
Total of all expenses incurred	2012-12-31	$2,961,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,910,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,831,194
Value of total assets at end of year	2012-12-31	$23,469,174
Value of total assets at beginning of year	2012-12-31	$22,217,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$51,011
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$729,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$729,842
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,143,206
Other income not declared elsewhere	2012-12-31	$301
Administrative expenses (other) incurred	2012-12-31	$4,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,252,119
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$23,469,174
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$22,217,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$44,888
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$21,026,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$18,981,184
Value of interest in common/collective trusts at end of year	2012-12-31	$2,443,023
Value of interest in common/collective trusts at beginning of year	2012-12-31	$3,235,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,591,317
Net investment gain or loss from common/collective trusts	2012-12-31	$61,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$687,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,910,541
Contract administrator fees	2012-12-31	$1,279
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2012-12-31	160929175
2011 : ESM GROUP INC. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,592,231
Total of all expenses incurred	2011-12-31	$2,883,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,817,879
Value of total corrective distributions	2011-12-31	$222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,756,740
Value of total assets at end of year	2011-12-31	$22,217,055
Value of total assets at beginning of year	2011-12-31	$23,508,782
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$65,857
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$143,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$143,456
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,087,715
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$2
Administrative expenses (other) incurred	2011-12-31	$875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,291,727
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$22,217,055
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$23,508,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$5,638
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$18,981,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$22,573,337
Value of interest in common/collective trusts at end of year	2011-12-31	$3,235,871
Value of interest in common/collective trusts at beginning of year	2011-12-31	$935,445
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-335,098
Net investment gain or loss from common/collective trusts	2011-12-31	$27,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$669,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,817,879
Contract administrator fees	2011-12-31	$59,344
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2011-12-31	160929175
2010 : ESM GROUP INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,925,648
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$525,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$492,884
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$18,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,578,391
Value of total assets at end of year	2010-12-31	$23,508,782
Value of total assets at beginning of year	2010-12-31	$20,108,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$13,834
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$614,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$614,994
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$995,432
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$7
Administrative expenses (other) incurred	2010-12-31	$0
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$3,400,603
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$23,508,782
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$20,108,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$22,573,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$19,388,437
Interest on participant loans	2010-12-31	$0
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$935,445
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$719,742
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$719,742
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,719,790
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$12,466
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$582,959
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$492,884
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$13,834
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2010-12-31	160929175
2009 : ESM GROUP INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ESM GROUP INC. 401(K) PLAN

2018: ESM GROUP INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ESM GROUP INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ESM GROUP INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ESM GROUP INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ESM GROUP INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ESM GROUP INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ESM GROUP INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ESM GROUP INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ESM GROUP INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

743-81108

Policy instance

Insurance contract or identification number	743-81108
Number of Individuals Covered	26
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

743-81108

Policy instance

Insurance contract or identification number	743-81108
Number of Individuals Covered	34
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,245
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $2,245
Insurance broker organization code?	3
Insurance broker name	COMMONWEALTH FINANCIAL NETWORK

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Company Name:	OPTA USA, INC
Employer identification number (EIN):	251589289
NAIC Classification:	331110
NAIC Description:	Iron and Steel Mills and Ferroalloy Manufacturing