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CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 401k Plan overview

Plan NameCARLISLE CARRIER CORPORATION PROFIT SHARING PLAN
Plan identification number 001

CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARLISLE CARRIER, LLC has sponsored the creation of one or more 401k plans.

Company Name:CARLISLE CARRIER, LLC
Employer identification number (EIN):251611449
NAIC Classification:484110
NAIC Description:General Freight Trucking, Local

Additional information about CARLISLE CARRIER, LLC

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0100901484

More information about CARLISLE CARRIER, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01MARK BREITHAUPT MARK BREITHAUPT2019-07-11
0012017-01-01MARK BREITHAUPT
0012016-01-01MARK BREITHAUPT
0012015-01-01MARK BREITHAUPT
0012014-01-01MARK BREITHAUPT MARK BREITHAUPT2015-07-17
0012013-01-01MARK BREITHAUPT
0012012-01-01MARK BREITHAUPT
0012011-01-01MARK BREITHAUPT
0012010-01-01MARK BREITHAUPT
0012009-01-01MARK BREITHAUPT

Plan Statistics for CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN

401k plan membership statisitcs for CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN

Measure Date Value
2021: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01372
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01420
Total number of active participants reported on line 7a of the Form 55002020-01-01283
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0187
Total of all active and inactive participants2020-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01372
Number of participants with account balances2020-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0142
2019: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01391
Total number of active participants reported on line 7a of the Form 55002019-01-01293
Number of retired or separated participants receiving benefits2019-01-017
Number of other retired or separated participants entitled to future benefits2019-01-01100
Total of all active and inactive participants2019-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01402
Number of participants with account balances2019-01-01380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0141
2018: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01384
Total number of active participants reported on line 7a of the Form 55002018-01-01285
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0188
Total of all active and inactive participants2018-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01381
Number of participants with account balances2018-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0144
2017: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01390
Total number of active participants reported on line 7a of the Form 55002017-01-01299
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0159
Total of all active and inactive participants2017-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01368
Number of participants with account balances2017-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0134
2016: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01450
Total number of active participants reported on line 7a of the Form 55002016-01-01279
Number of retired or separated participants receiving benefits2016-01-0130
Number of other retired or separated participants entitled to future benefits2016-01-0159
Total of all active and inactive participants2016-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01371
Number of participants with account balances2016-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0128
2015: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01441
Total number of active participants reported on line 7a of the Form 55002015-01-01290
Number of retired or separated participants receiving benefits2015-01-0110
Number of other retired or separated participants entitled to future benefits2015-01-01135
Total of all active and inactive participants2015-01-01435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01439
Number of participants with account balances2015-01-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01414
Total number of active participants reported on line 7a of the Form 55002014-01-01262
Number of retired or separated participants receiving benefits2014-01-0119
Number of other retired or separated participants entitled to future benefits2014-01-01138
Total of all active and inactive participants2014-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-01423
Number of participants with account balances2014-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0141
2013: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01397
Total number of active participants reported on line 7a of the Form 55002013-01-01281
Number of retired or separated participants receiving benefits2013-01-0118
Number of other retired or separated participants entitled to future benefits2013-01-0192
Total of all active and inactive participants2013-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01396
Number of participants with account balances2013-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0130
2012: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01382
Total number of active participants reported on line 7a of the Form 55002012-01-01282
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01104
Total of all active and inactive participants2012-01-01387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01389
Number of participants with account balances2012-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0130
2011: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01357
Total number of active participants reported on line 7a of the Form 55002011-01-01256
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01113
Total of all active and inactive participants2011-01-01369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01372
Number of participants with account balances2011-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0131
2010: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01320
Total number of active participants reported on line 7a of the Form 55002010-01-01273
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0182
Total of all active and inactive participants2010-01-01355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01356
Number of participants with account balances2010-01-01317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0129
2009: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01354
Total number of active participants reported on line 7a of the Form 55002009-01-01250
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0161
Total of all active and inactive participants2009-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01313
Number of participants with account balances2009-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0123

Financial Data on CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN

Measure Date Value
2021 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-02-04$0
Total transfer of assets from this plan2021-02-04$8,634,493
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-02-04$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-02-04$0
Total income from all sources (including contributions)2021-02-04$222,964
Total loss/gain on sale of assets2021-02-04$0
Total of all expenses incurred2021-02-04$354,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-02-04$337,304
Value of total corrective distributions2021-02-04$9,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-02-04$0
Value of total assets at end of year2021-02-04$0
Value of total assets at beginning of year2021-02-04$8,765,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-02-04$7,026
Total interest from all sources2021-02-04$21,016
Total dividends received (eg from common stock, registered investment company shares)2021-02-04$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-02-04Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-02-04$0
Administrative expenses professional fees incurred2021-02-04$7,026
Was this plan covered by a fidelity bond2021-02-04Yes
Value of fidelity bond cover2021-02-04$750,000
If this is an individual account plan, was there a blackout period2021-02-04No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-02-04$0
Were there any nonexempt tranactions with any party-in-interest2021-02-04No
Contributions received from participants2021-02-04$0
Participant contributions at end of year2021-02-04$0
Participant contributions at beginning of year2021-02-04$60
Income. Received or receivable in cash from other sources (including rollovers)2021-02-04$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-02-04$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-02-04$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-02-04No
Value of net income/loss2021-02-04$-131,218
Value of net assets at end of year (total assets less liabilities)2021-02-04$0
Value of net assets at beginning of year (total assets less liabilities)2021-02-04$8,765,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-02-04No
Were any loans by the plan or fixed income obligations due to the plan in default2021-02-04No
Were any leases to which the plan was party in default or uncollectible2021-02-04No
Value of interest in pooled separate accounts at end of year2021-02-04$0
Value of interest in pooled separate accounts at beginning of year2021-02-04$8,297,106
Interest earned on other investments2021-02-04$21,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-02-04$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-02-04$468,066
Net investment gain/loss from pooled separate accounts2021-02-04$201,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-02-04Yes
Was there a failure to transmit to the plan any participant contributions2021-02-04No
Has the plan failed to provide any benefit when due under the plan2021-02-04No
Contributions received in cash from employer2021-02-04$0
Employer contributions (assets) at end of year2021-02-04$0
Employer contributions (assets) at beginning of year2021-02-04$479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-02-04$337,304
Did the plan have assets held for investment2021-02-04Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-02-04No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-02-04Yes
Opinion of an independent qualified public accountant for this plan2021-02-04Disclaimer
Accountancy firm name2021-02-04BOYER & RITTER, LLC
Accountancy firm EIN2021-02-04231311005
2020 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,724,722
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,231,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,175,891
Value of total corrective distributions2020-12-31$7,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$723,379
Value of total assets at end of year2020-12-31$8,765,711
Value of total assets at beginning of year2020-12-31$9,272,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$48,796
Total interest from all sources2020-12-31$10,784
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$48,796
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$750,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$687,818
Participant contributions at end of year2020-12-31$60
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,482
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-507,241
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,765,711
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,272,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$8,297,106
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,695,516
Interest earned on other investments2020-12-31$10,784
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$468,066
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$577,110
Net investment gain/loss from pooled separate accounts2020-12-31$990,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$30,079
Employer contributions (assets) at end of year2020-12-31$479
Employer contributions (assets) at beginning of year2020-12-31$326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,175,891
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BOYER & RITTER, LLC
Accountancy firm EIN2020-12-31231311005
2019 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$329
Total income from all sources (including contributions)2019-12-31$2,489,943
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,404,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,359,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$809,096
Value of total assets at end of year2019-12-31$9,272,952
Value of total assets at beginning of year2019-12-31$8,187,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$45,288
Total interest from all sources2019-12-31$11,044
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$45,288
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$750,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$679,720
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,043
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,085,296
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,272,952
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,187,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$8,695,516
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,569,319
Interest earned on other investments2019-12-31$11,044
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$577,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$436,482
Net investment gain/loss from pooled separate accounts2019-12-31$1,669,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$128,333
Employer contributions (assets) at end of year2019-12-31$326
Employer contributions (assets) at beginning of year2019-12-31$182,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,359,359
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BOYER & RITTER, LLC
Accountancy firm EIN2019-12-31231311005
2018 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$329
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$435,394
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$710,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$667,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$773,298
Value of total assets at end of year2018-12-31$8,187,985
Value of total assets at beginning of year2018-12-31$8,462,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$43,511
Total interest from all sources2018-12-31$10,495
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$43,511
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$750,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$552,630
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$7,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$329
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-275,276
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,187,656
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,462,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$7,569,319
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,988,718
Interest earned on other investments2018-12-31$10,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$436,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$327,003
Net investment gain/loss from pooled separate accounts2018-12-31$-348,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$220,668
Employer contributions (assets) at end of year2018-12-31$182,184
Employer contributions (assets) at beginning of year2018-12-31$140,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$667,159
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BOYER & RITTER, LLC
Accountancy firm EIN2018-12-31231311005
2017 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,857,139
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$720,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$675,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$654,384
Value of total assets at end of year2017-12-31$8,462,932
Value of total assets at beginning of year2017-12-31$7,325,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$44,103
Total interest from all sources2017-12-31$10,648
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$44,103
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$750,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$480,732
Participant contributions at end of year2017-12-31$7,019
Participant contributions at beginning of year2017-12-31$5,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,137,097
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,462,932
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,325,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$7,988,718
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,745,245
Interest earned on other investments2017-12-31$10,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$327,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$330,573
Net investment gain/loss from pooled separate accounts2017-12-31$1,191,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$173,652
Employer contributions (assets) at end of year2017-12-31$140,192
Employer contributions (assets) at beginning of year2017-12-31$244,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$675,939
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BOYER & RITTER, LLC
Accountancy firm EIN2017-12-31231311005
2016 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$47
Total income from all sources (including contributions)2016-12-31$1,314,866
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$776,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$724,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$790,512
Value of total assets at end of year2016-12-31$7,325,835
Value of total assets at beginning of year2016-12-31$6,787,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$52,286
Total interest from all sources2016-12-31$10,531
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$52,286
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$750,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$468,730
Participant contributions at end of year2016-12-31$5,742
Participant contributions at beginning of year2016-12-31$5,059
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$45,669
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$47
Other income not declared elsewhere2016-12-31$1,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$538,452
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,325,835
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,787,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$6,745,245
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,124,368
Interest earned on other investments2016-12-31$10,531
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$330,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$362,595
Net investment gain/loss from pooled separate accounts2016-12-31$512,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$276,113
Employer contributions (assets) at end of year2016-12-31$244,275
Employer contributions (assets) at beginning of year2016-12-31$295,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$724,128
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BOYER & RITTER, LLC
Accountancy firm EIN2016-12-31231311005
2015 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$47
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$130
Total income from all sources (including contributions)2015-12-31$826,394
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$861,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$815,847
Value of total corrective distributions2015-12-31$334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$776,575
Value of total assets at end of year2015-12-31$6,787,430
Value of total assets at beginning of year2015-12-31$6,822,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$45,117
Total interest from all sources2015-12-31$11,094
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$45,117
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$750,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$445,288
Participant contributions at end of year2015-12-31$5,059
Participant contributions at beginning of year2015-12-31$436
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,629
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$47
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$130
Other income not declared elsewhere2015-12-31$151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-34,904
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,787,383
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,822,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$6,124,368
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,236,646
Interest earned on other investments2015-12-31$11,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$362,595
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$386,299
Net investment gain/loss from pooled separate accounts2015-12-31$38,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$323,658
Employer contributions (assets) at end of year2015-12-31$295,408
Employer contributions (assets) at beginning of year2015-12-31$199,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$815,847
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BOYER & RITTER, LLC
Accountancy firm EIN2015-12-31231311005
2014 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$325
Total income from all sources (including contributions)2014-12-31$1,079,363
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$522,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$473,189
Value of total corrective distributions2014-12-31$5,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$624,620
Value of total assets at end of year2014-12-31$6,822,417
Value of total assets at beginning of year2014-12-31$6,265,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$43,763
Total interest from all sources2014-12-31$13,049
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$43,763
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$750,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$397,277
Participant contributions at end of year2014-12-31$436
Participant contributions at beginning of year2014-12-31$32
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$325
Other income not declared elsewhere2014-12-31$626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$556,880
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,822,287
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,265,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$6,236,646
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,641,719
Interest earned on other investments2014-12-31$13,049
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$386,299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$429,453
Net investment gain/loss from pooled separate accounts2014-12-31$441,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$227,343
Employer contributions (assets) at end of year2014-12-31$199,036
Employer contributions (assets) at beginning of year2014-12-31$194,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$473,189
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BOYER & RITTER, LLC
Accountancy firm EIN2014-12-31231311005
2013 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$325
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,186
Total income from all sources (including contributions)2013-12-31$1,652,394
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$579,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$532,565
Value of total corrective distributions2013-12-31$7,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$600,619
Value of total assets at end of year2013-12-31$6,265,732
Value of total assets at beginning of year2013-12-31$5,193,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$39,778
Total interest from all sources2013-12-31$12,283
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$39,778
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$750,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$377,056
Participant contributions at end of year2013-12-31$32
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,720
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,186
Other income not declared elsewhere2013-12-31$3,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,072,959
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,265,407
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,192,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$5,641,719
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,646,475
Interest earned on other investments2013-12-31$12,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$429,453
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$389,811
Net investment gain/loss from pooled separate accounts2013-12-31$1,036,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$220,843
Employer contributions (assets) at end of year2013-12-31$194,528
Employer contributions (assets) at beginning of year2013-12-31$157,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$532,565
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BOYER & RITTER, LLC
Accountancy firm EIN2013-12-31231311005
2012 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,186
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$977
Total income from all sources (including contributions)2012-12-31$1,232,086
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,273,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,234,124
Value of total corrective distributions2012-12-31$6,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$565,573
Value of total assets at end of year2012-12-31$5,193,634
Value of total assets at beginning of year2012-12-31$5,235,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$33,316
Total interest from all sources2012-12-31$12,050
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$33,316
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$380,456
Participant contributions at beginning of year2012-12-31$14,835
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-41,675
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,192,448
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,234,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$4,646,475
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,711,054
Interest earned on other investments2012-12-31$12,050
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$389,811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$394,486
Net investment gain/loss from pooled separate accounts2012-12-31$654,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$185,117
Employer contributions (assets) at end of year2012-12-31$157,348
Employer contributions (assets) at beginning of year2012-12-31$114,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,234,124
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BOYER & RITTER CPA
Accountancy firm EIN2012-12-31231311005
2011 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$977
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$449,263
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$500,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$465,297
Value of total corrective distributions2011-12-31$3,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$503,143
Value of total assets at end of year2011-12-31$5,235,100
Value of total assets at beginning of year2011-12-31$5,285,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,801
Total interest from all sources2011-12-31$11,572
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$31,801
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$358,701
Participant contributions at end of year2011-12-31$14,835
Participant contributions at beginning of year2011-12-31$11,464
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,862
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-51,345
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,234,123
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,285,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,711,054
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,771,417
Interest earned on other investments2011-12-31$11,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$394,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$419,706
Net investment gain/loss from pooled separate accounts2011-12-31$-65,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$141,580
Employer contributions (assets) at end of year2011-12-31$114,725
Employer contributions (assets) at beginning of year2011-12-31$82,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$465,297
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BOYER & RITTER, CPA
Accountancy firm EIN2011-12-31231311005
2010 : CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$718
Total income from all sources (including contributions)2010-12-31$1,187,142
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$360,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$332,569
Value of total corrective distributions2010-12-31$978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$607,542
Value of total assets at end of year2010-12-31$5,285,468
Value of total assets at beginning of year2010-12-31$4,459,816
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,225
Total interest from all sources2010-12-31$10,637
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$2,425
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$357,407
Participant contributions at end of year2010-12-31$11,464
Participant contributions at beginning of year2010-12-31$86
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$139,077
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$718
Other income not declared elsewhere2010-12-31$720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$826,370
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,285,468
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,459,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$4,771,417
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,006,740
Interest earned on other investments2010-12-31$10,637
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$419,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$318,534
Net investment gain/loss from pooled separate accounts2010-12-31$568,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$111,058
Employer contributions (assets) at end of year2010-12-31$82,881
Employer contributions (assets) at beginning of year2010-12-31$134,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$332,569
Contract administrator fees2010-12-31$24,800
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BOYER & RITTER, CPA
Accountancy firm EIN2010-12-31231311005

Form 5500 Responses for CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN

2021: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CARLISLE CARRIER CORPORATION PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-02-04
Total amount of commissions paid to insurance brokerUSD $4,997
Total amount of fees paid to insurance companyUSD $1,054
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,997
Insurance broker organization code?3
Amount paid for insurance broker fees1054
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered322
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $29,535
Total amount of fees paid to insurance companyUSD $4,311
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,535
Insurance broker organization code?3
Amount paid for insurance broker fees4311
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered372
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $31,477
Total amount of fees paid to insurance companyUSD $4,409
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,477
Insurance broker organization code?3
Amount paid for insurance broker fees4409
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered354
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $30,072
Total amount of fees paid to insurance companyUSD $4,288
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,072
Insurance broker organization code?3
Amount paid for insurance broker fees4288
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered331
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $28,072
Total amount of fees paid to insurance companyUSD $3,780
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,072
Insurance broker organization code?3
Amount paid for insurance broker fees3780
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker namePENNSYLVANIA PENSION PLANNERS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered403
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $33,146
Total amount of fees paid to insurance companyUSD $3,321
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,146
Insurance broker organization code?3
Amount paid for insurance broker fees3321
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker namePENNSYLVANIA PENSION PLANNERS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered403
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $32,204
Total amount of fees paid to insurance companyUSD $3,159
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,327
Insurance broker organization code?3
Amount paid for insurance broker fees3159
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker namePENNSYLVANIA PENSION PLANNERS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered349
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $27,740
Total amount of fees paid to insurance companyUSD $2,688
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,192
Insurance broker organization code?3
Amount paid for insurance broker fees2688
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker namePENNSYLVANIA PENSION PLANNERS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $26,161
Total amount of fees paid to insurance companyUSD $2,630
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $20,929
Insurance broker organization code?3
Amount paid for insurance broker fees2630
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker namePENNSYLVANIA PENSION PLANNERS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered313
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $26,562
Total amount of fees paid to insurance companyUSD $2,637
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878170
Policy instance 1
Insurance contract or identification number878170
Number of Individuals Covered294
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $22,599
Total amount of fees paid to insurance companyUSD $2,200
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $21,017
Insurance broker organization code?3
Amount paid for insurance broker fees2200
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameSAGEWORTH TRUST CO

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