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GENCO RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameGENCO RETIREMENT SAVINGS PLAN
Plan identification number 001

GENCO RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FEDEX SUPPLY CHAIN has sponsored the creation of one or more 401k plans.

Company Name:FEDEX SUPPLY CHAIN
Employer identification number (EIN):251638278
NAIC Classification:484110
NAIC Description:General Freight Trucking, Local

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GENCO RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01MATTHEW HOOKS MATTHEW HOOKS2017-10-12
0012015-01-01MATTHEW HOOKS MATTHEW HOOKS2016-10-14
0012014-01-01JAMES HALL JAMES HALL2015-10-13
0012013-01-01JAMES HALL JAMES HALL2014-10-10
0012012-01-01JAMES HALL JAMES HALL2013-10-14
0012011-01-01JAMES HALL
0012009-01-01DOUGLAS J WINGENBACH DOUGLAS J WINGENBACH2010-10-11

Plan Statistics for GENCO RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for GENCO RETIREMENT SAVINGS PLAN

Measure Date Value
2016: GENCO RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-019,129
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: GENCO RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-018,219
Total number of active participants reported on line 7a of the Form 55002015-01-018,186
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01827
Total of all active and inactive participants2015-01-019,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-019,020
Number of participants with account balances2015-01-014,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: GENCO RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,153
Total number of active participants reported on line 7a of the Form 55002014-01-017,549
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01552
Total of all active and inactive participants2014-01-018,101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-018,104
Number of participants with account balances2014-01-014,368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: GENCO RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018,514
Total number of active participants reported on line 7a of the Form 55002013-01-016,621
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01527
Total of all active and inactive participants2013-01-017,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-017,153
Number of participants with account balances2013-01-014,324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: GENCO RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,427
Total number of active participants reported on line 7a of the Form 55002012-01-018,074
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01434
Total of all active and inactive participants2012-01-018,508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-018,514
Number of participants with account balances2012-01-014,698
2011: GENCO RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,456
Total number of active participants reported on line 7a of the Form 55002011-01-015,141
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01282
Total of all active and inactive participants2011-01-015,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-015,427
Number of participants with account balances2011-01-013,078
2009: GENCO RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,612
Total number of active participants reported on line 7a of the Form 55002009-01-014,621
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01857
Total of all active and inactive participants2009-01-015,478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-018
Total participants2009-01-015,486
Number of participants with account balances2009-01-013,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on GENCO RETIREMENT SAVINGS PLAN

Measure Date Value
2016 : GENCO RETIREMENT SAVINGS PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$169,051,178
Total income from all sources (including contributions)2016-12-31$36,353,920
Total of all expenses incurred2016-12-31$24,305,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,096,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$23,336,054
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$157,002,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$208,574
Total interest from all sources2016-12-31$329,335
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$928,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$928,321
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$13,189,042
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$7,806,393
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,063,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$12,048,579
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$157,002,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$58,570,708
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$62,407,534
Interest on participant loans2016-12-31$329,335
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$28,217,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,756,329
Net investment gain/loss from pooled separate accounts2016-12-31$7,664,309
Net investment gain or loss from common/collective trusts2016-12-31$339,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,083,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,096,767
Contract administrator fees2016-12-31$208,574
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2016-12-31251408703
2015 : GENCO RETIREMENT SAVINGS PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$10,201
Total income from all sources (including contributions)2015-12-31$23,724,507
Total of all expenses incurred2015-12-31$17,941,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$17,734,739
Value of total corrective distributions2015-12-31$2,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$22,944,770
Value of total assets at end of year2015-12-31$157,002,599
Value of total assets at beginning of year2015-12-31$151,209,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$204,598
Total interest from all sources2015-12-31$319,302
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$796,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$796,044
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$12,080,273
Participant contributions at end of year2015-12-31$7,806,393
Participant contributions at beginning of year2015-12-31$7,485,896
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,396,381
Administrative expenses (other) incurred2015-12-31$204,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,782,545
Value of net assets at end of year (total assets less liabilities)2015-12-31$157,002,599
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$151,209,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$58,570,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$52,868,721
Value of interest in pooled separate accounts at end of year2015-12-31$62,407,534
Value of interest in pooled separate accounts at beginning of year2015-12-31$61,542,283
Interest on participant loans2015-12-31$319,302
Value of interest in common/collective trusts at end of year2015-12-31$28,217,964
Value of interest in common/collective trusts at beginning of year2015-12-31$29,312,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-980,413
Net investment gain/loss from pooled separate accounts2015-12-31$365,878
Net investment gain or loss from common/collective trusts2015-12-31$278,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,468,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$17,734,739
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2015-12-31251408703
2014 : GENCO RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$29,870,245
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$16,265,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$16,069,966
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$22,403,670
Value of total assets at end of year2014-12-31$151,209,853
Value of total assets at beginning of year2014-12-31$137,605,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$196,027
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$294,218
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$693,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$693,944
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$10,911,754
Participant contributions at end of year2014-12-31$7,485,896
Participant contributions at beginning of year2014-12-31$6,563,990
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$-254,441
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$-101,145
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,426,184
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,604,252
Value of net assets at end of year (total assets less liabilities)2014-12-31$151,209,853
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$137,605,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$52,868,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$42,639,927
Value of interest in pooled separate accounts at end of year2014-12-31$61,542,283
Value of interest in pooled separate accounts at beginning of year2014-12-31$57,489,762
Interest on participant loans2014-12-31$294,218
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$29,567,394
Value of interest in common/collective trusts at beginning of year2014-12-31$31,013,067
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,004,211
Net investment gain/loss from pooled separate accounts2014-12-31$4,262,317
Net investment gain or loss from common/collective trusts2014-12-31$211,885
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,065,732
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$16,069,966
Contract administrator fees2014-12-31$196,027
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHNEIDERDOWNS & CO., INC.
Accountancy firm EIN2014-12-31251408703
2013 : GENCO RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$36,084,766
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$12,932,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$12,792,079
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,236,685
Value of total assets at end of year2013-12-31$137,605,601
Value of total assets at beginning of year2013-12-31$114,453,295
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$140,381
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$266,362
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$472,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$472,149
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,428,904
Participant contributions at end of year2013-12-31$6,563,990
Participant contributions at beginning of year2013-12-31$6,287,629
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$-101,145
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$-620,321
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$934,713
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$23,152,306
Value of net assets at end of year (total assets less liabilities)2013-12-31$137,605,601
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$114,453,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$42,639,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$31,095,747
Value of interest in pooled separate accounts at end of year2013-12-31$57,489,762
Value of interest in pooled separate accounts at beginning of year2013-12-31$44,758,696
Interest on participant loans2013-12-31$266,362
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$31,013,067
Value of interest in common/collective trusts at beginning of year2013-12-31$32,931,544
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,322,481
Net investment gain/loss from pooled separate accounts2013-12-31$11,565,122
Net investment gain or loss from common/collective trusts2013-12-31$221,727
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,873,068
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$12,792,079
Contract administrator fees2013-12-31$140,381
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2013-12-31251408703
2012 : GENCO RETIREMENT SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$45,767,959
Total transfer of assets from this plan2012-12-31$-18,989,653
Total income from all sources (including contributions)2012-12-31$29,925,470
Total of all expenses incurred2012-12-31$16,097,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$15,997,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$19,333,200
Value of total assets at end of year2012-12-31$114,453,295
Value of total assets at beginning of year2012-12-31$73,847,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$100,234
Total interest from all sources2012-12-31$296,505
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$434,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$431,128
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$11,148,689
Participant contributions at end of year2012-12-31$6,287,629
Participant contributions at beginning of year2012-12-31$4,748,550
Assets. Other investments not covered elsewhere at end of year2012-12-31$-620,321
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,718,615
Other income not declared elsewhere2012-12-31$903
Administrative expenses (other) incurred2012-12-31$126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,827,483
Value of net assets at end of year (total assets less liabilities)2012-12-31$114,453,295
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$73,847,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$30,914,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,902,337
Value of interest in pooled separate accounts at end of year2012-12-31$44,758,696
Value of interest in pooled separate accounts at beginning of year2012-12-31$63,131,135
Interest on participant loans2012-12-31$296,491
Interest earned on other investments2012-12-31$14
Value of interest in common/collective trusts at end of year2012-12-31$32,931,544
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$171,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,849,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,927,938
Net investment gain/loss from pooled separate accounts2012-12-31$6,569,525
Net investment gain or loss from common/collective trusts2012-12-31$362,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$6,465,896
Income. Dividends from common stock2012-12-31$3,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$15,997,753
Contract administrator fees2012-12-31$100,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$9,365
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$216,176
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHNEIDERDOWNS & CO., INC.
Accountancy firm EIN2012-12-31251408703
2011 : GENCO RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-25,332
Total unrealized appreciation/depreciation of assets2011-12-31$-25,332
Total income from all sources (including contributions)2011-12-31$11,177,333
Total of all expenses incurred2011-12-31$6,726,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,651,892
Expenses. Certain deemed distributions of participant loans2011-12-31$6,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$11,696,647
Value of total assets at end of year2011-12-31$73,847,506
Value of total assets at beginning of year2011-12-31$69,396,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$68,289
Total interest from all sources2011-12-31$206,485
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,743
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,978,831
Participant contributions at end of year2011-12-31$4,748,550
Participant contributions at beginning of year2011-12-31$4,411,044
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$585,279
Other income not declared elsewhere2011-12-31$-11,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,450,886
Value of net assets at end of year (total assets less liabilities)2011-12-31$73,847,506
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$69,396,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,902,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,742,649
Value of interest in pooled separate accounts at end of year2011-12-31$63,131,135
Value of interest in pooled separate accounts at beginning of year2011-12-31$59,263,493
Interest on participant loans2011-12-31$202,776
Interest earned on other investments2011-12-31$3,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,849,308
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,642,811
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$26,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-75,220
Net investment gain/loss from pooled separate accounts2011-12-31$-617,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,132,537
Income. Dividends from common stock2011-12-31$2,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,625,305
Contract administrator fees2011-12-31$68,289
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$216,176
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$336,623
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2011-12-31251408703
2010 : GENCO RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$36,581
Total unrealized appreciation/depreciation of assets2010-12-31$36,581
Total income from all sources (including contributions)2010-12-31$19,890,379
Total of all expenses incurred2010-12-31$8,896,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,796,504
Expenses. Certain deemed distributions of participant loans2010-12-31$2,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,202,625
Value of total assets at end of year2010-12-31$69,396,620
Value of total assets at beginning of year2010-12-31$58,402,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$96,907
Total interest from all sources2010-12-31$213,008
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,592
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,178,011
Participant contributions at end of year2010-12-31$4,411,044
Participant contributions at beginning of year2010-12-31$3,792,089
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$517,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,994,195
Value of net assets at end of year (total assets less liabilities)2010-12-31$69,396,620
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$58,402,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,742,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,013,834
Value of interest in pooled separate accounts at end of year2010-12-31$59,263,493
Value of interest in pooled separate accounts at beginning of year2010-12-31$50,930,110
Interest on participant loans2010-12-31$201,761
Interest earned on other investments2010-12-31$11,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$213
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$213
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,642,811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,506,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$245,436
Net investment gain/loss from pooled separate accounts2010-12-31$7,188,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,506,682
Income. Dividends from common stock2010-12-31$776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,796,504
Contract administrator fees2010-12-31$96,907
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$336,623
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$159,322
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2010-12-31251408703

Form 5500 Responses for GENCO RETIREMENT SAVINGS PLAN

2016: GENCO RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GENCO RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GENCO RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GENCO RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GENCO RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GENCO RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: GENCO RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number449388
Policy instance 1
Insurance contract or identification number449388
Number of Individuals Covered4642
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number449388
Policy instance 1
Insurance contract or identification number449388
Number of Individuals Covered8104
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number449388
Policy instance 1
Insurance contract or identification number449388
Number of Individuals Covered7153
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number449388
Policy instance 1
Insurance contract or identification number449388
Number of Individuals Covered8514
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number449388
Policy instance 1
Insurance contract or identification number449388
Number of Individuals Covered5427
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $18,346
Total amount of fees paid to insurance companyUSD $22,388
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number449388
Policy instance 1
Insurance contract or identification number449388
Number of Individuals Covered5289
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $41,332
Total amount of fees paid to insurance companyUSD $16,283
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41,332
Amount paid for insurance broker fees5413
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES, INC.

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