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SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 401k Plan overview

Plan NameSNOW ECONOMICS, INC. PROFIT-SHARING PLAN
Plan identification number 001

SNOW ECONOMICS, INC. PROFIT-SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SNOW ECONOMICS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SNOW ECONOMICS, INC.
Employer identification number (EIN):251672119
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SNOW ECONOMICS, INC. PROFIT-SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHARLES SANTRY
0012016-01-01CHARLES SANTRY
0012015-01-01CHARLES SANTRY CHARLES SANTRY2016-07-01
0012014-01-01CHARLES SANTRY CHARLES SANTRY2015-10-05
0012013-01-01CHARLES SANTRY
0012012-01-01CHARLES SANTRY
0012011-01-01CHARLES SANTRY
0012009-01-01 CHARLES SANTRY2010-08-06
0012009-01-01CHARLES SANTRY

Plan Statistics for SNOW ECONOMICS, INC. PROFIT-SHARING PLAN

401k plan membership statisitcs for SNOW ECONOMICS, INC. PROFIT-SHARING PLAN

Measure Date Value
2022: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0118
Total number of active participants reported on line 7a of the Form 55002022-01-0115
Number of other retired or separated participants entitled to future benefits2022-01-015
Total of all active and inactive participants2022-01-0120
Total participants2022-01-0120
Number of participants with account balances2022-01-0120
2021: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0116
Total number of active participants reported on line 7a of the Form 55002021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-0118
Total participants2021-01-0118
Number of participants with account balances2021-01-0118
2020: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0114
Total number of active participants reported on line 7a of the Form 55002020-01-0114
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-0116
Total participants2020-01-0116
Number of participants with account balances2020-01-0116
2019: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0114
Total number of active participants reported on line 7a of the Form 55002019-01-0114
Number of other retired or separated participants entitled to future benefits2019-01-011
Total of all active and inactive participants2019-01-0115
Total participants2019-01-0115
Number of participants with account balances2019-01-0115
2018: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0112
Total number of active participants reported on line 7a of the Form 55002018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-0114
Total participants2018-01-0114
Number of participants with account balances2018-01-0114
2017: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0110
Total number of active participants reported on line 7a of the Form 55002017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-0112
Total participants2017-01-0112
Number of participants with account balances2017-01-0112
2016: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110
Total number of active participants reported on line 7a of the Form 55002016-01-0110
Total of all active and inactive participants2016-01-0110
Total participants2016-01-0110
Number of participants with account balances2016-01-0110
2015: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Total of all active and inactive participants2015-01-0110
Total participants2015-01-0110
Number of participants with account balances2015-01-0110
2014: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-019
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-019
Number of participants with account balances2014-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-018
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-018
Total participants2013-01-018
Number of participants with account balances2013-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-016
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SNOW ECONOMICS, INC. PROFIT-SHARING PLAN

Measure Date Value
2022 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2022 401k financial data
Total income from all sources2022-12-31$-464,860
Expenses. Total of all expenses incurred2022-12-31$30
Total plan assets at end of year2022-12-31$5,853,430
Total plan assets at beginning of year2022-12-31$6,318,320
Value of fidelity bond covering the plan2022-12-31$400,000
Expenses. Other expenses not covered elsewhere2022-12-31$30
Other income received2022-12-31$-861,334
Net income (gross income less expenses)2022-12-31$-464,890
Net plan assets at end of year (total assets less liabilities)2022-12-31$5,853,430
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$6,318,320
Total contributions received or receivable from employer(s)2022-12-31$396,474
2021 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2021 401k financial data
Total income from all sources2021-12-31$852,992
Expenses. Total of all expenses incurred2021-12-31$60
Total plan assets at end of year2021-12-31$6,318,320
Total plan assets at beginning of year2021-12-31$5,465,388
Value of fidelity bond covering the plan2021-12-31$400,000
Expenses. Other expenses not covered elsewhere2021-12-31$60
Other income received2021-12-31$512,393
Net income (gross income less expenses)2021-12-31$852,932
Net plan assets at end of year (total assets less liabilities)2021-12-31$6,318,320
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$5,465,388
Total contributions received or receivable from employer(s)2021-12-31$340,599
2020 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$716,501
Expenses. Total of all expenses incurred2020-12-31$30
Total plan assets at end of year2020-12-31$5,465,388
Total plan assets at beginning of year2020-12-31$4,748,917
Value of fidelity bond covering the plan2020-12-31$400,000
Expenses. Other expenses not covered elsewhere2020-12-31$30
Other income received2020-12-31$391,154
Net income (gross income less expenses)2020-12-31$716,471
Net plan assets at end of year (total assets less liabilities)2020-12-31$5,465,388
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$4,748,917
Total contributions received or receivable from employer(s)2020-12-31$325,347
2019 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$886,367
Expenses. Total of all expenses incurred2019-12-31$60
Total plan assets at end of year2019-12-31$4,748,917
Total plan assets at beginning of year2019-12-31$3,862,610
Value of fidelity bond covering the plan2019-12-31$400,000
Expenses. Other expenses not covered elsewhere2019-12-31$60
Other income received2019-12-31$581,663
Net income (gross income less expenses)2019-12-31$886,307
Net plan assets at end of year (total assets less liabilities)2019-12-31$4,748,917
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,862,610
Total contributions received or receivable from employer(s)2019-12-31$304,704
2018 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$60,705
Total plan assets at end of year2018-12-31$3,862,610
Total plan assets at beginning of year2018-12-31$3,801,905
Other income received2018-12-31$-198,624
Net income (gross income less expenses)2018-12-31$60,705
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,862,610
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,801,905
Total contributions received or receivable from employer(s)2018-12-31$259,329
2017 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$567,137
Expenses. Total of all expenses incurred2017-12-31$60
Total plan assets at end of year2017-12-31$3,801,905
Total plan assets at beginning of year2017-12-31$3,234,828
Expenses. Other expenses not covered elsewhere2017-12-31$60
Other income received2017-12-31$334,175
Net income (gross income less expenses)2017-12-31$567,077
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,801,905
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,234,828
Total contributions received or receivable from employer(s)2017-12-31$232,962
2016 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$421,706
Expenses. Total of all expenses incurred2016-12-31$60
Total plan assets at end of year2016-12-31$3,234,828
Total plan assets at beginning of year2016-12-31$2,813,182
Expenses. Other expenses not covered elsewhere2016-12-31$60
Other income received2016-12-31$206,289
Net income (gross income less expenses)2016-12-31$421,646
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,234,828
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,813,182
Total contributions received or receivable from employer(s)2016-12-31$215,417
2015 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$132,098
Expenses. Total of all expenses incurred2015-12-31$58
Total plan assets at end of year2015-12-31$2,813,182
Total plan assets at beginning of year2015-12-31$2,681,142
Value of fidelity bond covering the plan2015-12-31$300,000
Expenses. Other expenses not covered elsewhere2015-12-31$58
Other income received2015-12-31$-78,819
Net income (gross income less expenses)2015-12-31$132,040
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,813,182
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,681,142
Total contributions received or receivable from employer(s)2015-12-31$210,917
2014 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$246,508
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$2,681,142
Total plan assets at beginning of year2014-12-31$2,434,634
Value of fidelity bond covering the plan2014-12-31$300,000
Other income received2014-12-31$65,248
Net income (gross income less expenses)2014-12-31$246,508
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,681,142
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,434,634
Total contributions received or receivable from employer(s)2014-12-31$181,260
2013 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$546,924
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$2,434,634
Total plan assets at beginning of year2013-12-31$1,887,710
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$240,562
Expenses. Other expenses not covered elsewhere2013-12-31$0
Other income received2013-12-31$306,362
Net income (gross income less expenses)2013-12-31$546,924
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,434,634
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,887,710
2012 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$407,523
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$1,887,710
Total plan assets at beginning of year2012-12-31$1,480,187
Value of fidelity bond covering the plan2012-12-31$300,000
Total contributions received or receivable from participants2012-12-31$136,250
Expenses. Other expenses not covered elsewhere2012-12-31$0
Other income received2012-12-31$271,273
Net income (gross income less expenses)2012-12-31$407,523
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,887,710
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,480,187
2011 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$-104,588
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$1,480,187
Total plan assets at beginning of year2011-12-31$1,584,775
Value of fidelity bond covering the plan2011-12-31$300,000
Total contributions received or receivable from participants2011-12-31$98,229
Expenses. Other expenses not covered elsewhere2011-12-31$0
Other income received2011-12-31$-202,817
Net income (gross income less expenses)2011-12-31$-104,588
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,480,187
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,584,775
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$265,236
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$1,584,775
Total plan assets at beginning of year2010-12-31$1,319,539
Value of fidelity bond covering the plan2010-12-31$300,000
Total contributions received or receivable from participants2010-12-31$115,886
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$149,350
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$265,236
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,584,775
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,319,539
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for SNOW ECONOMICS, INC. PROFIT-SHARING PLAN

2022: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: SNOW ECONOMICS, INC. PROFIT-SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered20
Total amount of commissions paid to insurance brokerUSD $8,535
Total amount of fees paid to insurance companyUSD $5,783
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,249
Amount paid for insurance broker fees5595
Additional information about fees paid to insurance brokerSERVICING FEE & OTHER COMPENSATION
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered18
Total amount of commissions paid to insurance brokerUSD $7,324
Total amount of fees paid to insurance companyUSD $5,743
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,099
Amount paid for insurance broker fees5596
Additional information about fees paid to insurance brokerSERVICING FEE & OTHER COMPENSATION
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered16
Total amount of commissions paid to insurance brokerUSD $7,329
Total amount of fees paid to insurance companyUSD $4,934
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,188
Amount paid for insurance broker fees4742
Additional information about fees paid to insurance brokerSERVICING FEE & OTHER COMPENSATION
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered15
Total amount of commissions paid to insurance brokerUSD $6,088
Total amount of fees paid to insurance companyUSD $4,010
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,248
Amount paid for insurance broker fees3871
Additional information about fees paid to insurance brokerSERVICING FEE & OTHER COMPENSATION
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered12
Total amount of commissions paid to insurance brokerUSD $3,927
Total amount of fees paid to insurance companyUSD $3,544
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,372
Amount paid for insurance broker fees3495
Additional information about fees paid to insurance brokerSERVICING FEE & OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameR. AARON MILLER AGY LLC
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered10
Total amount of commissions paid to insurance brokerUSD $3,099
Total amount of fees paid to insurance companyUSD $2,649
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $417
Amount paid for insurance broker fees39
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameCRAIG H. FELD
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered9
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSERVICING FEE
Insurance broker organization code?3
Insurance broker nameCRAIG H. FELD
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered8
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSERVICING FEE
Insurance broker organization code?3
Insurance broker nameNEIL JOSEPH ICKES
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered6
Total amount of commissions paid to insurance brokerUSD $1,624
Total amount of fees paid to insurance companyUSD $2,376
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,483
Amount paid for insurance broker fees2355
Additional information about fees paid to insurance brokerSERVICING FEE
Insurance broker organization code?3
Insurance broker nameKEM FINANCIAL SERVICES, INC.
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered6
Total amount of fees paid to insurance companyUSD $2,376
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39595
Policy instance 1
Insurance contract or identification number39595
Number of Individuals Covered6
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,424
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2424
Additional information about fees paid to insurance brokerSERVICING FEE
Insurance broker organization code?3
Insurance broker nameNEIL JOSEPH ICKES

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