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UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 401k Plan overview

Plan NameUNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN
Plan identification number 001

UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Employer identification number (EIN):251724540
NAIC Classification:331110
NAIC Description:Iron and Steel Mills and Ferroalloy Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PAUL A. MCGRATH
0012016-01-01PAUL A. MCGRATH
0012015-01-01PAUL A. MCGRATH
0012014-01-01PAUL MCGRATH
0012013-01-01PAUL MCGRATH
0012012-01-01PAUL MCGRATH
0012011-01-01DOUGLAS MCSORLEY
0012009-01-01DOUGLAS MCSORLEY

Plan Statistics for UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN

401k plan membership statisitcs for UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN

Measure Date Value
2022: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01987
Total number of active participants reported on line 7a of the Form 55002022-01-01604
Number of retired or separated participants receiving benefits2022-01-0140
Number of other retired or separated participants entitled to future benefits2022-01-01555
Total of all active and inactive participants2022-01-011,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,199
Number of participants with account balances2022-01-011,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0152
2021: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01941
Total number of active participants reported on line 7a of the Form 55002021-01-01507
Number of retired or separated participants receiving benefits2021-01-0153
Number of other retired or separated participants entitled to future benefits2021-01-01394
Total of all active and inactive participants2021-01-01954
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01954
Number of participants with account balances2021-01-01935
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,125
Total number of active participants reported on line 7a of the Form 55002020-01-01566
Number of retired or separated participants receiving benefits2020-01-0168
Number of other retired or separated participants entitled to future benefits2020-01-01306
Total of all active and inactive participants2020-01-01940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01940
Number of participants with account balances2020-01-01906
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,067
Total number of active participants reported on line 7a of the Form 55002019-01-01828
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01279
Total of all active and inactive participants2019-01-011,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,108
Number of participants with account balances2019-01-011,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0144
2018: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01896
Total number of active participants reported on line 7a of the Form 55002018-01-01676
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01390
Total of all active and inactive participants2018-01-011,067
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,067
Number of participants with account balances2018-01-011,067
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0184
2017: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01703
Total number of active participants reported on line 7a of the Form 55002017-01-01687
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01208
Total of all active and inactive participants2017-01-01896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01896
Number of participants with account balances2017-01-01858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0154
2016: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01780
Total number of active participants reported on line 7a of the Form 55002016-01-01581
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01120
Total of all active and inactive participants2016-01-01702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01703
Number of participants with account balances2016-01-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01876
Total number of active participants reported on line 7a of the Form 55002015-01-01647
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01132
Total of all active and inactive participants2015-01-01780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01780
Number of participants with account balances2015-01-01717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01747
Total number of active participants reported on line 7a of the Form 55002014-01-01777
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0198
Total of all active and inactive participants2014-01-01876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01876
Number of participants with account balances2014-01-01756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0123
2013: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01795
Total number of active participants reported on line 7a of the Form 55002013-01-01645
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0199
Total of all active and inactive participants2013-01-01745
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01745
Number of participants with account balances2013-01-01711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01686
Total number of active participants reported on line 7a of the Form 55002012-01-01676
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01117
Total of all active and inactive participants2012-01-01794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01795
Number of participants with account balances2012-01-01765
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01642
Total number of active participants reported on line 7a of the Form 55002011-01-01600
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0183
Total of all active and inactive participants2011-01-01684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01686
Number of participants with account balances2011-01-01679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0122
2009: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01488
Total number of active participants reported on line 7a of the Form 55002009-01-01633
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0197
Total of all active and inactive participants2009-01-01731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01731
Number of participants with account balances2009-01-01562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN

Measure Date Value
2022 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$5,852
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,922,708
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,227,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,140,482
Expenses. Certain deemed distributions of participant loans2022-12-31$54,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,567,107
Value of total assets at end of year2022-12-31$29,342,346
Value of total assets at beginning of year2022-12-31$36,486,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$31,881
Total interest from all sources2022-12-31$31,587
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$786,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$786,586
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,609,315
Participant contributions at end of year2022-12-31$561,493
Participant contributions at beginning of year2022-12-31$749,527
Participant contributions at end of year2022-12-31$48,098
Participant contributions at beginning of year2022-12-31$39,255
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$22,332
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$5,852
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,149,845
Value of net assets at end of year (total assets less liabilities)2022-12-31$29,336,494
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$36,486,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,664,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$28,668,889
Interest on participant loans2022-12-31$31,587
Value of interest in common/collective trusts at end of year2022-12-31$6,693,740
Value of interest in common/collective trusts at beginning of year2022-12-31$7,013,206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$314,590
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,307,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$935,460
Employer contributions (assets) at end of year2022-12-31$60,303
Employer contributions (assets) at beginning of year2022-12-31$15,462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,140,482
Contract administrator fees2022-12-31$31,881
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US LLP
Accountancy firm EIN2022-12-31390859910
2021 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$51,394
Total income from all sources (including contributions)2021-12-31$6,791,484
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,402,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,392,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,419,755
Value of total assets at end of year2021-12-31$36,486,339
Value of total assets at beginning of year2021-12-31$35,148,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$10,176
Total interest from all sources2021-12-31$38,065
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,364,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,364,271
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,546,340
Participant contributions at end of year2021-12-31$749,527
Participant contributions at beginning of year2021-12-31$883,524
Participant contributions at end of year2021-12-31$39,255
Participant contributions at beginning of year2021-12-31$21,896
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$16,089
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$51,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,388,843
Value of net assets at end of year (total assets less liabilities)2021-12-31$36,486,339
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$35,097,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$28,668,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$25,663,103
Interest on participant loans2021-12-31$38,065
Value of interest in common/collective trusts at end of year2021-12-31$7,013,206
Value of interest in common/collective trusts at beginning of year2021-12-31$8,564,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,917,475
Net investment gain or loss from common/collective trusts2021-12-31$51,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$857,326
Employer contributions (assets) at end of year2021-12-31$15,462
Employer contributions (assets) at beginning of year2021-12-31$15,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,392,465
Contract administrator fees2021-12-31$10,176
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2021-12-31251408703
2020 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$51,394
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$28,440
Total income from all sources (including contributions)2020-12-31$7,053,913
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,621,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,602,095
Value of total corrective distributions2020-12-31$3,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,803,095
Value of total assets at end of year2020-12-31$35,148,890
Value of total assets at beginning of year2020-12-31$32,693,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$15,154
Total interest from all sources2020-12-31$45,639
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,205,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,205,054
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,739,815
Participant contributions at end of year2020-12-31$883,524
Participant contributions at beginning of year2020-12-31$939,396
Participant contributions at end of year2020-12-31$21,896
Participant contributions at beginning of year2020-12-31$91,731
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$85,221
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$51,394
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$28,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,432,708
Value of net assets at end of year (total assets less liabilities)2020-12-31$35,097,496
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$32,664,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$25,663,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,769,100
Interest on participant loans2020-12-31$45,639
Value of interest in common/collective trusts at end of year2020-12-31$8,564,838
Value of interest in common/collective trusts at beginning of year2020-12-31$6,846,827
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,911,884
Net investment gain or loss from common/collective trusts2020-12-31$88,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$978,059
Employer contributions (assets) at end of year2020-12-31$15,529
Employer contributions (assets) at beginning of year2020-12-31$46,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,602,095
Contract administrator fees2020-12-31$15,154
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SCHNEIDER DOWNS & CO INC
Accountancy firm EIN2020-12-31251408703
2019 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$28,440
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$28,440
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$23,212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$23,212
Total income from all sources (including contributions)2019-12-31$8,890,496
Total income from all sources (including contributions)2019-12-31$8,890,496
Total loss/gain on sale of assets2019-12-31$563,393
Total loss/gain on sale of assets2019-12-31$563,393
Total of all expenses incurred2019-12-31$3,409,239
Total of all expenses incurred2019-12-31$3,409,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,387,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,387,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,909,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,909,710
Value of total assets at end of year2019-12-31$32,693,228
Value of total assets at end of year2019-12-31$32,693,228
Value of total assets at beginning of year2019-12-31$27,206,743
Value of total assets at beginning of year2019-12-31$27,206,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$21,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$21,824
Total interest from all sources2019-12-31$45,380
Total interest from all sources2019-12-31$45,380
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,327,353
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,327,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,327,353
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,327,353
Administrative expenses professional fees incurred2019-12-31$21,824
Administrative expenses professional fees incurred2019-12-31$21,824
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,282,250
Contributions received from participants2019-12-31$2,282,250
Participant contributions at end of year2019-12-31$939,396
Participant contributions at end of year2019-12-31$939,396
Participant contributions at beginning of year2019-12-31$1,048,147
Participant contributions at beginning of year2019-12-31$1,048,147
Participant contributions at end of year2019-12-31$91,731
Participant contributions at end of year2019-12-31$91,731
Participant contributions at beginning of year2019-12-31$71,268
Participant contributions at beginning of year2019-12-31$71,268
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$330,184
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$330,184
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$28,440
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$28,440
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$23,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$23,212
Other income not declared elsewhere2019-12-31$270
Other income not declared elsewhere2019-12-31$270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,481,257
Value of net income/loss2019-12-31$5,481,257
Value of net assets at end of year (total assets less liabilities)2019-12-31$32,664,788
Value of net assets at end of year (total assets less liabilities)2019-12-31$32,664,788
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,183,531
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,183,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,769,100
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,769,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$19,969,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$19,969,499
Interest on participant loans2019-12-31$45,380
Interest on participant loans2019-12-31$45,380
Value of interest in common/collective trusts at end of year2019-12-31$6,846,827
Value of interest in common/collective trusts at end of year2019-12-31$6,846,827
Value of interest in common/collective trusts at beginning of year2019-12-31$6,080,152
Value of interest in common/collective trusts at beginning of year2019-12-31$6,080,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,949,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,949,471
Net investment gain or loss from common/collective trusts2019-12-31$94,919
Net investment gain or loss from common/collective trusts2019-12-31$94,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,297,276
Contributions received in cash from employer2019-12-31$1,297,276
Employer contributions (assets) at end of year2019-12-31$46,174
Employer contributions (assets) at end of year2019-12-31$46,174
Employer contributions (assets) at beginning of year2019-12-31$37,677
Employer contributions (assets) at beginning of year2019-12-31$37,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,387,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,387,415
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$6,911,887
Aggregate proceeds on sale of assets2019-12-31$6,911,887
Aggregate carrying amount (costs) on sale of assets2019-12-31$6,348,494
Aggregate carrying amount (costs) on sale of assets2019-12-31$6,348,494
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SCHNEIDER DOWNS & CO INC
Accountancy firm name2019-12-31SCHNEIDER DOWNS & CO INC
Accountancy firm EIN2019-12-31251408703
Accountancy firm EIN2019-12-31251408703
2018 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-15
Total unrealized appreciation/depreciation of assets2018-12-31$-15
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$23,212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$35,563
Total income from all sources (including contributions)2018-12-31$2,290,403
Total loss/gain on sale of assets2018-12-31$36,732
Total of all expenses incurred2018-12-31$2,781,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,774,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,283,698
Value of total assets at end of year2018-12-31$27,206,743
Value of total assets at beginning of year2018-12-31$27,710,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,850
Total interest from all sources2018-12-31$44,029
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,714,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,714,017
Administrative expenses professional fees incurred2018-12-31$6,850
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,922,146
Participant contributions at end of year2018-12-31$1,048,147
Participant contributions at beginning of year2018-12-31$930,537
Participant contributions at end of year2018-12-31$71,268
Participant contributions at beginning of year2018-12-31$55,736
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$135,069
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$23,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$35,563
Other income not declared elsewhere2018-12-31$33
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-491,279
Value of net assets at end of year (total assets less liabilities)2018-12-31$27,183,531
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$27,674,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$19,969,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$21,448,164
Interest on participant loans2018-12-31$44,029
Value of interest in common/collective trusts at end of year2018-12-31$6,080,152
Value of interest in common/collective trusts at beginning of year2018-12-31$5,244,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,852,727
Net investment gain or loss from common/collective trusts2018-12-31$64,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,226,483
Employer contributions (assets) at end of year2018-12-31$37,677
Employer contributions (assets) at beginning of year2018-12-31$31,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,774,832
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$4,947,667
Aggregate carrying amount (costs) on sale of assets2018-12-31$4,910,935
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SCHNEIDER DOWNS & CO INC
Accountancy firm EIN2018-12-31251408703
2017 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-40
Total unrealized appreciation/depreciation of assets2017-12-31$-40
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$35,563
Total income from all sources (including contributions)2017-12-31$6,341,378
Total loss/gain on sale of assets2017-12-31$338,579
Total of all expenses incurred2017-12-31$3,333,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,331,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,853,379
Value of total assets at end of year2017-12-31$27,710,373
Value of total assets at beginning of year2017-12-31$24,666,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,200
Total interest from all sources2017-12-31$36,971
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,272,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,272,946
Administrative expenses professional fees incurred2017-12-31$2,200
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,651,346
Participant contributions at end of year2017-12-31$930,537
Participant contributions at beginning of year2017-12-31$894,913
Participant contributions at end of year2017-12-31$55,736
Participant contributions at beginning of year2017-12-31$46,531
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$189,583
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$35,563
Other income not declared elsewhere2017-12-31$138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,008,122
Value of net assets at end of year (total assets less liabilities)2017-12-31$27,674,810
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$24,666,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$21,448,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$18,461,870
Interest on participant loans2017-12-31$36,971
Value of interest in common/collective trusts at end of year2017-12-31$5,244,094
Value of interest in common/collective trusts at beginning of year2017-12-31$5,239,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,801,859
Net investment gain or loss from common/collective trusts2017-12-31$37,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,012,450
Employer contributions (assets) at end of year2017-12-31$31,842
Employer contributions (assets) at beginning of year2017-12-31$24,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,331,056
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$6,329,394
Aggregate carrying amount (costs) on sale of assets2017-12-31$5,990,815
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHNEIDER DOWNS & CO INC
Accountancy firm EIN2017-12-31251408703
2016 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,911,337
Total loss/gain on sale of assets2016-12-31$78,751
Total of all expenses incurred2016-12-31$3,508,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,508,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,435,063
Value of total assets at end of year2016-12-31$24,666,688
Value of total assets at beginning of year2016-12-31$24,263,351
Total interest from all sources2016-12-31$33,163
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$915,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$915,831
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,443,366
Participant contributions at end of year2016-12-31$894,913
Participant contributions at beginning of year2016-12-31$904,725
Participant contributions at end of year2016-12-31$46,531
Participant contributions at beginning of year2016-12-31$37,545
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$89,225
Other income not declared elsewhere2016-12-31$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$403,337
Value of net assets at end of year (total assets less liabilities)2016-12-31$24,666,688
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,263,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$18,461,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,151,842
Interest on participant loans2016-12-31$33,163
Value of interest in common/collective trusts at end of year2016-12-31$5,239,323
Value of interest in common/collective trusts at beginning of year2016-12-31$5,145,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$415,553
Net investment gain or loss from common/collective trusts2016-12-31$32,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$902,472
Employer contributions (assets) at end of year2016-12-31$24,051
Employer contributions (assets) at beginning of year2016-12-31$23,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,508,000
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$5,459,648
Aggregate carrying amount (costs) on sale of assets2016-12-31$5,380,897
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2016-12-31251408703
2015 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$18,226
Total income from all sources (including contributions)2015-12-31$2,931,777
Total loss/gain on sale of assets2015-12-31$37,279
Total of all expenses incurred2015-12-31$2,697,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,697,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,750,648
Value of total assets at end of year2015-12-31$24,263,351
Value of total assets at beginning of year2015-12-31$24,046,872
Total interest from all sources2015-12-31$31,452
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,041,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,041,848
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,621,335
Participant contributions at end of year2015-12-31$904,725
Participant contributions at beginning of year2015-12-31$725,695
Participant contributions at end of year2015-12-31$37,545
Participant contributions at beginning of year2015-12-31$47,947
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$231,094
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$18,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$234,705
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,263,351
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$24,028,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,151,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,345,449
Interest on participant loans2015-12-31$31,452
Value of interest in common/collective trusts at end of year2015-12-31$5,145,974
Value of interest in common/collective trusts at beginning of year2015-12-31$4,898,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-966,318
Net investment gain or loss from common/collective trusts2015-12-31$36,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$898,219
Employer contributions (assets) at end of year2015-12-31$23,265
Employer contributions (assets) at beginning of year2015-12-31$29,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,697,072
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$4,384,723
Aggregate carrying amount (costs) on sale of assets2015-12-31$4,347,444
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2015-12-31251408703
2014 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$18,226
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$11,460
Total income from all sources (including contributions)2014-12-31$3,973,306
Total loss/gain on sale of assets2014-12-31$36,853
Total of all expenses incurred2014-12-31$2,228,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,228,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,775,976
Value of total assets at end of year2014-12-31$24,046,872
Value of total assets at beginning of year2014-12-31$22,295,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$25,451
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,468,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,468,251
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,552,223
Participant contributions at end of year2014-12-31$725,695
Participant contributions at beginning of year2014-12-31$675,340
Participant contributions at end of year2014-12-31$47,947
Participant contributions at beginning of year2014-12-31$38,546
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$364,805
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$18,226
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$11,460
Other income not declared elsewhere2014-12-31$189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,744,421
Value of net assets at end of year (total assets less liabilities)2014-12-31$24,028,646
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,284,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,345,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,503,926
Interest on participant loans2014-12-31$25,451
Value of interest in common/collective trusts at end of year2014-12-31$4,898,451
Value of interest in common/collective trusts at beginning of year2014-12-31$5,055,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-363,959
Net investment gain or loss from common/collective trusts2014-12-31$30,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$858,948
Employer contributions (assets) at end of year2014-12-31$29,330
Employer contributions (assets) at beginning of year2014-12-31$22,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,228,885
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$4,119,245
Aggregate carrying amount (costs) on sale of assets2014-12-31$4,082,392
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2014-12-31251408703
2013 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,460
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$15,184
Total income from all sources (including contributions)2013-12-31$5,163,714
Total loss/gain on sale of assets2013-12-31$206,047
Total of all expenses incurred2013-12-31$2,270,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,270,048
Value of total corrective distributions2013-12-31$162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,140,315
Value of total assets at end of year2013-12-31$22,295,685
Value of total assets at beginning of year2013-12-31$19,405,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$26,137
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$705,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$705,187
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,365,587
Participant contributions at end of year2013-12-31$675,340
Participant contributions at beginning of year2013-12-31$667,998
Participant contributions at end of year2013-12-31$38,546
Participant contributions at beginning of year2013-12-31$50,107
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9,123
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$11,460
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$15,184
Other income not declared elsewhere2013-12-31$19,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,893,504
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,284,225
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,390,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,503,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,008,209
Interest on participant loans2013-12-31$26,137
Value of interest in common/collective trusts at end of year2013-12-31$5,055,869
Value of interest in common/collective trusts at beginning of year2013-12-31$4,621,636
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,028,293
Net investment gain or loss from common/collective trusts2013-12-31$38,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$765,605
Employer contributions (assets) at end of year2013-12-31$22,004
Employer contributions (assets) at beginning of year2013-12-31$57,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,270,048
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,843,311
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,637,264
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2013-12-31251408703
2012 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15,184
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,257,728
Total loss/gain on sale of assets2012-12-31$104,958
Total of all expenses incurred2012-12-31$1,760,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,760,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,544,045
Value of total assets at end of year2012-12-31$19,405,905
Value of total assets at beginning of year2012-12-31$16,893,141
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$24,956
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$392,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$392,001
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,593,183
Participant contributions at end of year2012-12-31$667,998
Participant contributions at beginning of year2012-12-31$566,952
Participant contributions at end of year2012-12-31$50,107
Participant contributions at beginning of year2012-12-31$46,650
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$152,375
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$15,184
Other income not declared elsewhere2012-12-31$1,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,497,580
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,390,721
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,893,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,008,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,839,070
Interest on participant loans2012-12-31$24,956
Value of interest in common/collective trusts at end of year2012-12-31$4,621,636
Value of interest in common/collective trusts at beginning of year2012-12-31$4,416,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,137,089
Net investment gain or loss from common/collective trusts2012-12-31$53,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$798,487
Employer contributions (assets) at end of year2012-12-31$57,955
Employer contributions (assets) at beginning of year2012-12-31$24,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,760,148
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,967,909
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,862,951
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2012-12-31251408703
2011 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,849,532
Total loss/gain on sale of assets2011-12-31$-39,762
Total of all expenses incurred2011-12-31$1,037,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,037,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,970,461
Value of total assets at end of year2011-12-31$16,893,141
Value of total assets at beginning of year2011-12-31$16,081,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$21,784
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$323,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$323,357
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,345,075
Participant contributions at end of year2011-12-31$566,952
Participant contributions at beginning of year2011-12-31$498,576
Participant contributions at end of year2011-12-31$46,650
Participant contributions at beginning of year2011-12-31$17,073
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$38,809
Other income not declared elsewhere2011-12-31$2,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$812,031
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,893,141
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,081,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,839,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,904,829
Interest on participant loans2011-12-31$21,784
Value of interest in common/collective trusts at end of year2011-12-31$4,416,184
Value of interest in common/collective trusts at beginning of year2011-12-31$3,653,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-490,206
Net investment gain or loss from common/collective trusts2011-12-31$61,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$586,577
Employer contributions (assets) at end of year2011-12-31$24,285
Employer contributions (assets) at beginning of year2011-12-31$7,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,037,501
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$2,976,547
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,016,309
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2011-12-31251408703
2010 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,292
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,065,426
Total loss/gain on sale of assets2010-12-31$52,757
Total of all expenses incurred2010-12-31$1,089,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,087,984
Value of total corrective distributions2010-12-31$1,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,510,255
Value of total assets at end of year2010-12-31$16,081,110
Value of total assets at beginning of year2010-12-31$14,103,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$24,816
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$247,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$247,530
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$967,255
Participant contributions at end of year2010-12-31$498,576
Participant contributions at beginning of year2010-12-31$508,035
Participant contributions at end of year2010-12-31$17,073
Participant contributions at beginning of year2010-12-31$32,029
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$171,689
Other income not declared elsewhere2010-12-31$1,058
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,976,240
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,081,110
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,103,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,904,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,187,601
Interest on participant loans2010-12-31$24,816
Value of interest in common/collective trusts at end of year2010-12-31$3,653,439
Value of interest in common/collective trusts at beginning of year2010-12-31$3,366,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,180,380
Net investment gain or loss from common/collective trusts2010-12-31$48,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$371,311
Employer contributions (assets) at end of year2010-12-31$7,193
Employer contributions (assets) at beginning of year2010-12-31$9,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,087,984
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,547,467
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,494,710
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2010-12-31251408703
2009 : UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN

2022: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. EMPLOYEES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

ING LIFE INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number861576
Policy instance 1
Insurance contract or identification number861576
Number of Individuals Covered1121
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $7,674
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,674
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER FEES
Insurance broker organization code?3

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