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CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 401k Plan overview

Plan NameCAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES
Plan identification number 025

CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATI, INC. has sponsored the creation of one or more 401k plans.

Company Name:ATI, INC.
Employer identification number (EIN):251792394
NAIC Classification:331110
NAIC Description:Iron and Steel Mills and Ferroalloy Manufacturing

Additional information about ATI, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-12-28
Company Identification Number: 0802357357
Legal Registered Office Address: 116 15TH ST STE 301

PITTSBURGH
United States of America (USA)
15222

More information about ATI, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0252022-01-01
0252021-01-01
0252020-01-01
0252019-01-01
0252018-01-01
0252017-01-01TERRANCE R. BROWN TERRANCE R. BROWN2018-10-01
0252016-01-01TERRANCE R. BROWN TERRANCE R. BROWN2017-10-10
0252015-01-01TERRANCE R. BROWN TERRANCE R. BROWN2016-10-11
0252014-01-01RICHARD MERCER RICHARD MERCER2015-10-13
0252013-01-01RICHARD MERCER RICHARD MERCER2014-10-14
0252012-01-01RICHARD MERCER RICHARD MERCER2013-10-11
0252011-01-01RICHARD D. MERCER RICHARD D. MERCER2012-10-12
0252009-01-01RICHARD MERCER RICHARD MERCER2010-10-08

Plan Statistics for CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES

401k plan membership statisitcs for CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES

Measure Date Value
2022: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2022 401k membership
Total participants, beginning-of-year2022-01-01102
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2021 401k membership
Total participants, beginning-of-year2021-01-01113
Total number of active participants reported on line 7a of the Form 55002021-01-0120
Number of retired or separated participants receiving benefits2021-01-0122
Number of other retired or separated participants entitled to future benefits2021-01-0157
Total of all active and inactive participants2021-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01102
Number of participants with account balances2021-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2020 401k membership
Total participants, beginning-of-year2020-01-01119
Total number of active participants reported on line 7a of the Form 55002020-01-0123
Number of retired or separated participants receiving benefits2020-01-0123
Number of other retired or separated participants entitled to future benefits2020-01-0164
Total of all active and inactive participants2020-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01113
Number of participants with account balances2020-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2019 401k membership
Total participants, beginning-of-year2019-01-01133
Total number of active participants reported on line 7a of the Form 55002019-01-0122
Number of retired or separated participants receiving benefits2019-01-0122
Number of other retired or separated participants entitled to future benefits2019-01-0173
Total of all active and inactive participants2019-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01119
Number of participants with account balances2019-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2018 401k membership
Total participants, beginning-of-year2018-01-01138
Total number of active participants reported on line 7a of the Form 55002018-01-01119
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01133
Number of participants with account balances2018-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-01-01146
Total number of active participants reported on line 7a of the Form 55002017-01-01125
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-016
Total of all active and inactive participants2017-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01138
Number of participants with account balances2017-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-01-01161
Total number of active participants reported on line 7a of the Form 55002016-01-01134
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01146
Number of participants with account balances2016-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-01-01174
Total number of active participants reported on line 7a of the Form 55002015-01-01148
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01161
Number of participants with account balances2015-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-01-01179
Total number of active participants reported on line 7a of the Form 55002014-01-01163
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01174
Number of participants with account balances2014-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-01187
Total number of active participants reported on line 7a of the Form 55002013-01-01168
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01179
Number of participants with account balances2013-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-01194
Total number of active participants reported on line 7a of the Form 55002012-01-01175
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01187
Number of participants with account balances2012-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-01204
Total number of active participants reported on line 7a of the Form 55002011-01-01183
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01194
Number of participants with account balances2011-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-01227
Total number of active participants reported on line 7a of the Form 55002009-01-01202
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01214
Number of participants with account balances2009-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES

Measure Date Value
2022 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-10-01$0
Total transfer of assets from this plan2022-10-01$3,734,261
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-01$0
Total income from all sources (including contributions)2022-10-01$-1,029,201
Total loss/gain on sale of assets2022-10-01$0
Total of all expenses incurred2022-10-01$650,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-01$649,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-01$0
Value of total assets at end of year2022-10-01$0
Value of total assets at beginning of year2022-10-01$5,413,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-01$600
Total interest from all sources2022-10-01$0
Total dividends received (eg from common stock, registered investment company shares)2022-10-01$20,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-10-01$0
Total dividends received from registered investment company shares (eg mutual funds)2022-10-01$20,627
Was this plan covered by a fidelity bond2022-10-01Yes
Value of fidelity bond cover2022-10-01$25,000,000
If this is an individual account plan, was there a blackout period2022-10-01No
Were there any nonexempt tranactions with any party-in-interest2022-10-01No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-10-01$15
Other income not declared elsewhere2022-10-01$137
Administrative expenses (other) incurred2022-10-01$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-01No
Value of net income/loss2022-10-01$-1,679,655
Value of net assets at end of year (total assets less liabilities)2022-10-01$0
Value of net assets at beginning of year (total assets less liabilities)2022-10-01$5,413,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-01No
Were any leases to which the plan was party in default or uncollectible2022-10-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-10-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-10-01$5,413,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-10-01$-1,049,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-01No
Was there a failure to transmit to the plan any participant contributions2022-10-01No
Has the plan failed to provide any benefit when due under the plan2022-10-01No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-01$649,839
Did the plan have assets held for investment2022-10-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-01Yes
Opinion of an independent qualified public accountant for this plan2022-10-01Unqualified
Accountancy firm name2022-10-01SCHNEIDER DOWNS
Accountancy firm EIN2022-10-01251408703
2021 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$821,085
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,339,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,337,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$5,413,916
Value of total assets at beginning of year2021-12-31$5,932,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,600
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$437,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$437,498
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Other income not declared elsewhere2021-12-31$106
Administrative expenses (other) incurred2021-12-31$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-518,511
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,413,916
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,932,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,413,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,932,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$383,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,337,996
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SCHNEIDER DOWNS
Accountancy firm EIN2021-12-31251408703
2020 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$990,632
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,153,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,152,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$5,932,427
Value of total assets at beginning of year2020-12-31$6,095,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,127
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$345,249
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$345,249
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Other income not declared elsewhere2020-12-31$22
Administrative expenses (other) incurred2020-12-31$1,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-163,278
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,932,427
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,095,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$5,932,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,095,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$645,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,152,783
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SCHNEIDER DOWNS
Accountancy firm EIN2020-12-31251408703
2019 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,128,141
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$760,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$760,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$6,095,705
Value of total assets at beginning of year2019-12-31$5,727,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$326,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$326,197
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$368,052
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,095,705
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,727,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,095,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,727,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$801,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$760,089
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SCHNEIDER DOWNS
Accountancy firm EIN2019-12-31251408703
2018 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-123,881
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$158,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$158,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$5,727,653
Value of total assets at beginning of year2018-12-31$6,010,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$373,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$373,185
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-282,351
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,727,653
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,010,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,727,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,010,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-497,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$158,470
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SCHNEIDER DOWNS
Accountancy firm EIN2018-12-31251408703
2017 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$944,172
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$344,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$344,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$6,010,004
Value of total assets at beginning of year2017-12-31$5,410,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$238,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$238,982
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$599,266
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,010,004
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,410,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,010,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,410,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$705,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$344,906
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHNEIDER DOWNS
Accountancy firm EIN2017-12-31251408703
2016 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$281,428
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,711,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,711,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$5,410,738
Value of total assets at beginning of year2016-12-31$6,840,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$60
Total interest from all sources2016-12-31$178
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$170,814
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$170,814
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$14,932
Administrative expenses (other) incurred2016-12-31$60
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,429,646
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,410,738
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,840,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,410,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,825,452
Interest on participant loans2016-12-31$178
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$110,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,711,014
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHNEIDER DOWNS
Accountancy firm EIN2016-12-31251408703
2015 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$174,797
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,439,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,439,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$68,797
Value of total assets at end of year2015-12-31$6,840,384
Value of total assets at beginning of year2015-12-31$8,105,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$40
Total interest from all sources2015-12-31$338
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$347,816
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$347,816
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$59,665
Participant contributions at end of year2015-12-31$14,932
Participant contributions at beginning of year2015-12-31$12,153
Administrative expenses (other) incurred2015-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,265,006
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,840,384
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,105,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,825,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,093,237
Interest on participant loans2015-12-31$338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-242,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,439,763
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHNEIDER DOWNS
Accountancy firm EIN2015-12-31251408703
2014 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$861,376
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$283,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$283,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$115,117
Value of total assets at end of year2014-12-31$8,105,390
Value of total assets at beginning of year2014-12-31$7,527,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$40
Total interest from all sources2014-12-31$140
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$384,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$384,653
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$96,270
Participant contributions at end of year2014-12-31$12,153
Participant contributions at beginning of year2014-12-31$7,893
Administrative expenses (other) incurred2014-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$577,443
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,105,390
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,527,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,093,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,520,054
Interest on participant loans2014-12-31$140
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$361,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$18,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$283,893
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHNEIDER DOWNS
Accountancy firm EIN2014-12-31251408703
2013 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,413,108
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$263,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$266,162
Expenses. Certain deemed distributions of participant loans2013-12-31$-3,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$116,200
Value of total assets at end of year2013-12-31$7,527,947
Value of total assets at beginning of year2013-12-31$6,377,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$20
Total interest from all sources2013-12-31$189
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$186,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$186,764
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$96,695
Participant contributions at end of year2013-12-31$7,893
Participant contributions at beginning of year2013-12-31$1,130
Administrative expenses (other) incurred2013-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,149,962
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,527,947
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,377,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,520,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,376,855
Interest on participant loans2013-12-31$189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,109,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$19,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$266,162
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHNEIDER DOWNS
Accountancy firm EIN2013-12-31251408703
2012 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$801,056
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$466,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$442,565
Expenses. Certain deemed distributions of participant loans2012-12-31$23,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$120,283
Value of total assets at end of year2012-12-31$6,377,985
Value of total assets at beginning of year2012-12-31$6,043,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6
Total interest from all sources2012-12-31$430
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$118,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$118,911
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$98,124
Participant contributions at end of year2012-12-31$1,130
Participant contributions at beginning of year2012-12-31$22,875
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$8,174
Administrative expenses (other) incurred2012-12-31$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$334,755
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,377,985
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,043,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,376,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,011,233
Interest on participant loans2012-12-31$430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$561,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$22,159
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$442,565
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$97,259
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$313,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$303,299
Expenses. Certain deemed distributions of participant loans2011-12-31$10,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$130,900
Value of total assets at end of year2011-12-31$6,043,230
Value of total assets at beginning of year2011-12-31$6,259,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$235
Total interest from all sources2011-12-31$1,054
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$135,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$135,558
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$102,612
Participant contributions at end of year2011-12-31$22,875
Participant contributions at beginning of year2011-12-31$20,624
Participant contributions at end of year2011-12-31$8,174
Participant contributions at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$1
Administrative expenses (other) incurred2011-12-31$235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-216,342
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,043,230
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,259,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,011,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,238,948
Interest on participant loans2011-12-31$1,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-170,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$28,288
Employer contributions (assets) at end of year2011-12-31$948
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$303,299
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2011-12-31346565596
2010 : CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$612,435
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$669,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$650,846
Expenses. Certain deemed distributions of participant loans2010-12-31$17,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$90,735
Value of total assets at end of year2010-12-31$6,259,572
Value of total assets at beginning of year2010-12-31$6,316,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,104
Total interest from all sources2010-12-31$555
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$98,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$98,295
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$65,341
Participant contributions at end of year2010-12-31$20,624
Participant contributions at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$26,830
Administrative expenses (other) incurred2010-12-31$1,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-56,653
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,259,572
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,316,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,238,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,289,395
Interest on participant loans2010-12-31$555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$422,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$25,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$650,846
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES

2022: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAPITAL ACCUMULATION PLAN FOR ALLEGHENY LUDLUM CORPORATION HOUSTON EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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