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ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN
Plan identification number 008

ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKWELL AUTOMATION CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ROCKWELL AUTOMATION CORPORATION
Employer identification number (EIN):251797617
NAIC Classification:541600

Additional information about ROCKWELL AUTOMATION CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2650151

More information about ROCKWELL AUTOMATION CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0082022-01-01
0082021-01-01
0082020-01-01
0082019-01-01
0082018-01-01TERESA E. CARPENTER
0082017-01-01TERESA E. CARPENTER
0082016-01-01TERESA E. CARPENTER
0082015-01-01TERESA E. CARPENTER
0082014-01-01TERESA E. CARPENTER TERESA E. CARPENTER2015-07-20
0082013-01-01TERESA E. CARPENTER TERESA E CARPENTER2014-07-24
0082012-01-01TERESA E. CARPENTER
0082011-01-01TERESA E. CARPENTER TERESA E CARPENTER2012-06-25
0082010-01-01TERESA E. CARPENTER TERESA E. CARPENTER2011-06-29
0082009-01-01TERESA E. CARPENTER

Plan Statistics for ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN

Measure Date Value
2022: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0116,387
Total number of active participants reported on line 7a of the Form 55002022-01-018,877
Number of retired or separated participants receiving benefits2022-01-01644
Number of other retired or separated participants entitled to future benefits2022-01-015,991
Total of all active and inactive participants2022-01-0115,512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01115
Total participants2022-01-0115,627
Number of participants with account balances2022-01-0114,758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01629
2021: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0114,387
Total number of active participants reported on line 7a of the Form 55002021-01-018,032
Number of retired or separated participants receiving benefits2021-01-01884
Number of other retired or separated participants entitled to future benefits2021-01-017,354
Total of all active and inactive participants2021-01-0116,270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01117
Total participants2021-01-0116,387
Number of participants with account balances2021-01-0116,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01454
2020: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0114,990
Total number of active participants reported on line 7a of the Form 55002020-01-017,994
Number of retired or separated participants receiving benefits2020-01-01181
Number of other retired or separated participants entitled to future benefits2020-01-016,159
Total of all active and inactive participants2020-01-0114,334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0153
Total participants2020-01-0114,387
Number of participants with account balances2020-01-0114,183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01305
2019: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0115,305
Total number of active participants reported on line 7a of the Form 55002019-01-018,534
Number of retired or separated participants receiving benefits2019-01-01633
Number of other retired or separated participants entitled to future benefits2019-01-015,765
Total of all active and inactive participants2019-01-0114,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0158
Total participants2019-01-0114,990
Number of participants with account balances2019-01-0114,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01515
2018: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0115,430
Total number of active participants reported on line 7a of the Form 55002018-01-018,717
Number of retired or separated participants receiving benefits2018-01-01623
Number of other retired or separated participants entitled to future benefits2018-01-015,897
Total of all active and inactive participants2018-01-0115,237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0168
Total participants2018-01-0115,305
Number of participants with account balances2018-01-0114,924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01469
2017: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0114,900
Total number of active participants reported on line 7a of the Form 55002017-01-018,544
Number of retired or separated participants receiving benefits2017-01-01568
Number of other retired or separated participants entitled to future benefits2017-01-016,261
Total of all active and inactive participants2017-01-0115,373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0157
Total participants2017-01-0115,430
Number of participants with account balances2017-01-0115,106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01374
2016: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0115,300
Total number of active participants reported on line 7a of the Form 55002016-01-018,138
Number of retired or separated participants receiving benefits2016-01-01550
Number of other retired or separated participants entitled to future benefits2016-01-016,162
Total of all active and inactive participants2016-01-0114,850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0150
Total participants2016-01-0114,900
Number of participants with account balances2016-01-0114,634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01419
2015: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0115,071
Total number of active participants reported on line 7a of the Form 55002015-01-018,363
Number of retired or separated participants receiving benefits2015-01-01526
Number of other retired or separated participants entitled to future benefits2015-01-016,375
Total of all active and inactive participants2015-01-0115,264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0136
Total participants2015-01-0115,300
Number of participants with account balances2015-01-0115,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01412
2014: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0116,155
Total number of active participants reported on line 7a of the Form 55002014-01-017,816
Number of retired or separated participants receiving benefits2014-01-01507
Number of other retired or separated participants entitled to future benefits2014-01-016,703
Total of all active and inactive participants2014-01-0115,026
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0145
Total participants2014-01-0115,071
Number of participants with account balances2014-01-0114,877
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0116,432
Total number of active participants reported on line 7a of the Form 55002013-01-018,457
Number of retired or separated participants receiving benefits2013-01-01479
Number of other retired or separated participants entitled to future benefits2013-01-017,180
Total of all active and inactive participants2013-01-0116,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0139
Total participants2013-01-0116,155
Number of participants with account balances2013-01-0115,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01927
2012: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0117,705
Total number of active participants reported on line 7a of the Form 55002012-01-018,274
Number of retired or separated participants receiving benefits2012-01-01568
Number of other retired or separated participants entitled to future benefits2012-01-017,555
Total of all active and inactive participants2012-01-0116,397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0135
Total participants2012-01-0116,432
Number of participants with account balances2012-01-0116,350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01156
2011: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0116,282
Total number of active participants reported on line 7a of the Form 55002011-01-018,883
Number of retired or separated participants receiving benefits2011-01-01533
Number of other retired or separated participants entitled to future benefits2011-01-018,157
Total of all active and inactive participants2011-01-0117,573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01132
Total participants2011-01-0117,705
Number of participants with account balances2011-01-0117,067
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01107
2010: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0117,135
Total number of active participants reported on line 7a of the Form 55002010-01-017,761
Number of retired or separated participants receiving benefits2010-01-01406
Number of other retired or separated participants entitled to future benefits2010-01-018,010
Total of all active and inactive participants2010-01-0116,177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01105
Total participants2010-01-0116,282
Number of participants with account balances2010-01-0115,672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01102
2009: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0118,331
Total number of active participants reported on line 7a of the Form 55002009-01-017,930
Number of retired or separated participants receiving benefits2009-01-01406
Number of other retired or separated participants entitled to future benefits2009-01-018,668
Total of all active and inactive participants2009-01-0117,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01131
Total participants2009-01-0117,135
Number of participants with account balances2009-01-0116,512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01193

Financial Data on ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$30,274,207
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-487,977,094
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$360,671,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$360,632,467
Expenses. Certain deemed distributions of participant loans2022-12-31$21,301
Value of total corrective distributions2022-12-31$18,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$162,938,236
Value of total assets at end of year2022-12-31$3,151,693,798
Value of total assets at beginning of year2022-12-31$3,970,068,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$722,095
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$117,776,717
Participant contributions at end of year2022-12-31$15,401,301
Participant contributions at beginning of year2022-12-31$15,340,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-848,648,924
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,151,693,798
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,970,068,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest on participant loans2022-12-31$722,095
Value of interest in master investment trust accounts at end of year2022-12-31$3,114,327,771
Value of interest in master investment trust accounts at beginning of year2022-12-31$3,936,778,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$45,161,519
Employer contributions (assets) at end of year2022-12-31$21,964,726
Employer contributions (assets) at beginning of year2022-12-31$17,949,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$360,632,467
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$730,772,998
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$378,882,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$378,808,899
Expenses. Certain deemed distributions of participant loans2021-12-31$57,091
Value of total corrective distributions2021-12-31$16,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$146,492,376
Value of total assets at end of year2021-12-31$3,970,068,515
Value of total assets at beginning of year2021-12-31$3,618,177,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$930,510
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$102,001,145
Participant contributions at end of year2021-12-31$15,340,271
Participant contributions at beginning of year2021-12-31$17,380,099
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$81
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$351,890,807
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,970,068,515
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,618,177,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$930,510
Value of interest in master investment trust accounts at end of year2021-12-31$3,936,778,952
Value of interest in master investment trust accounts at beginning of year2021-12-31$3,585,844,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$44,491,150
Employer contributions (assets) at end of year2021-12-31$17,949,292
Employer contributions (assets) at beginning of year2021-12-31$14,952,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$378,808,899
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$125
Total transfer of assets from this plan2020-12-31$15,888,114
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$552,161,245
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$287,104,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$287,058,906
Expenses. Certain deemed distributions of participant loans2020-12-31$28,468
Value of total corrective distributions2020-12-31$17,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$125,045,515
Value of total assets at end of year2020-12-31$3,618,177,708
Value of total assets at beginning of year2020-12-31$3,369,009,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$931,232
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$96,033,707
Participant contributions at end of year2020-12-31$17,380,099
Participant contributions at beginning of year2020-12-31$18,414,959
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$265,056,677
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,618,177,708
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,369,009,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$931,232
Value of interest in master investment trust accounts at end of year2020-12-31$3,585,844,884
Value of interest in master investment trust accounts at beginning of year2020-12-31$3,333,984,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$29,010,937
Employer contributions (assets) at end of year2020-12-31$14,952,725
Employer contributions (assets) at beginning of year2020-12-31$16,609,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$287,058,906
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$774,116,883
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$251,190,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$251,103,662
Expenses. Certain deemed distributions of participant loans2019-12-31$48,934
Value of total corrective distributions2019-12-31$37,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$141,877,045
Value of total assets at end of year2019-12-31$3,369,009,020
Value of total assets at beginning of year2019-12-31$2,846,082,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$1,019,067
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$99,235,707
Participant contributions at end of year2019-12-31$18,414,959
Participant contributions at beginning of year2019-12-31$19,896,271
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$522,926,450
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,369,009,020
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,846,082,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$1,019,067
Value of interest in master investment trust accounts at end of year2019-12-31$3,333,984,551
Value of interest in master investment trust accounts at beginning of year2019-12-31$2,812,611,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$42,638,418
Employer contributions (assets) at end of year2019-12-31$16,609,510
Employer contributions (assets) at beginning of year2019-12-31$13,575,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$251,103,662
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2019-12-31390859910
2018 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$694,611
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-108,519,426
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$256,259,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$256,196,911
Expenses. Certain deemed distributions of participant loans2018-12-31$52,807
Value of total corrective distributions2018-12-31$10,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$127,244,105
Value of total assets at end of year2018-12-31$2,846,082,570
Value of total assets at beginning of year2018-12-31$3,210,167,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$946,431
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$91,330,744
Participant contributions at end of year2018-12-31$19,896,271
Participant contributions at beginning of year2018-12-31$19,650,455
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-364,779,177
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,846,082,570
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,210,167,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$946,431
Value of interest in master investment trust accounts at end of year2018-12-31$2,812,611,031
Value of interest in master investment trust accounts at beginning of year2018-12-31$3,178,909,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$35,910,574
Employer contributions (assets) at end of year2018-12-31$13,575,268
Employer contributions (assets) at beginning of year2018-12-31$11,607,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$256,196,911
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2018-12-31390859910
2017 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$43,410,887
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$639,269,231
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$247,584,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$247,527,999
Expenses. Certain deemed distributions of participant loans2017-12-31$53,689
Value of total corrective distributions2017-12-31$3,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$112,319,477
Value of total assets at end of year2017-12-31$3,210,167,136
Value of total assets at beginning of year2017-12-31$2,775,072,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$852,313
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$81,213,626
Participant contributions at end of year2017-12-31$19,650,455
Participant contributions at beginning of year2017-12-31$19,379,399
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$12,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$391,684,245
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,210,167,136
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,775,072,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$852,313
Value of interest in master investment trust accounts at end of year2017-12-31$3,178,909,309
Value of interest in master investment trust accounts at beginning of year2017-12-31$2,746,410,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$31,093,782
Employer contributions (assets) at end of year2017-12-31$11,607,372
Employer contributions (assets) at beginning of year2017-12-31$9,282,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$247,527,999
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2017-12-31390859910
2016 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$352,803,422
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$213,600,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$213,588,414
Expenses. Certain deemed distributions of participant loans2016-12-31$10,168
Value of total corrective distributions2016-12-31$1,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$105,550,260
Value of total assets at end of year2016-12-31$2,775,072,004
Value of total assets at beginning of year2016-12-31$2,635,868,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$808,020
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$76,883,954
Participant contributions at end of year2016-12-31$19,379,399
Participant contributions at beginning of year2016-12-31$19,271,491
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$5,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$139,203,251
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,775,072,004
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,635,868,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$808,020
Value of interest in master investment trust accounts at end of year2016-12-31$2,746,410,261
Value of interest in master investment trust accounts at beginning of year2016-12-31$2,607,959,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$28,660,700
Employer contributions (assets) at end of year2016-12-31$9,282,344
Employer contributions (assets) at beginning of year2016-12-31$8,637,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$213,588,414
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2016-12-31390859910
2015 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$73,823,016
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$231,386,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$231,364,415
Expenses. Certain deemed distributions of participant loans2015-12-31$12,389
Value of total corrective distributions2015-12-31$9,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$103,453,181
Value of total assets at end of year2015-12-31$2,635,868,753
Value of total assets at beginning of year2015-12-31$2,793,431,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$807,445
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$75,988,871
Participant contributions at end of year2015-12-31$19,271,491
Participant contributions at beginning of year2015-12-31$18,956,751
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$5,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-157,563,224
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,635,868,753
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,793,431,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$807,445
Value of interest in master investment trust accounts at end of year2015-12-31$2,607,959,328
Value of interest in master investment trust accounts at beginning of year2015-12-31$2,766,916,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31Yes
Contributions received in cash from employer2015-12-31$27,458,380
Employer contributions (assets) at end of year2015-12-31$8,637,934
Employer contributions (assets) at beginning of year2015-12-31$7,558,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$231,364,415
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2015-12-31390859910
2014 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$238,878,407
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$202,553,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$202,551,476
Expenses. Certain deemed distributions of participant loans2014-12-31$-1,649
Value of total corrective distributions2014-12-31$3,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$101,180,143
Value of total assets at end of year2014-12-31$2,793,431,977
Value of total assets at beginning of year2014-12-31$2,757,106,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$766,261
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$74,757,941
Participant contributions at end of year2014-12-31$18,956,751
Participant contributions at beginning of year2014-12-31$17,720,571
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$24,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$36,325,102
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,793,431,977
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,757,106,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$766,261
Value of interest in master investment trust accounts at end of year2014-12-31$2,766,916,355
Value of interest in master investment trust accounts at beginning of year2014-12-31$2,733,610,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$26,397,613
Employer contributions (assets) at end of year2014-12-31$7,558,871
Employer contributions (assets) at beginning of year2014-12-31$5,775,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$202,551,476
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$549,850,379
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$200,893,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$198,749,405
Expenses. Certain deemed distributions of participant loans2013-12-31$-8,954
Value of total corrective distributions2013-12-31$1,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$94,379,037
Value of total assets at end of year2013-12-31$2,757,106,875
Value of total assets at beginning of year2013-12-31$2,408,149,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,151,556
Total interest from all sources2013-12-31$735,287
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$70,436,760
Participant contributions at end of year2013-12-31$17,720,571
Participant contributions at beginning of year2013-12-31$16,643,349
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$17,490
Administrative expenses (other) incurred2013-12-31$2,151,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$348,956,886
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,757,106,875
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,408,149,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$735,287
Value of interest in master investment trust accounts at end of year2013-12-31$2,733,610,945
Value of interest in master investment trust accounts at beginning of year2013-12-31$2,387,266,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$23,924,787
Employer contributions (assets) at end of year2013-12-31$5,775,359
Employer contributions (assets) at beginning of year2013-12-31$4,239,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$198,749,405
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2013-12-31390859910
2012 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$2,865,833
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$326,100,310
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$173,949,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$172,136,918
Expenses. Certain deemed distributions of participant loans2012-12-31$6,415
Value of total corrective distributions2012-12-31$1,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$91,460,325
Value of total assets at end of year2012-12-31$2,408,149,989
Value of total assets at beginning of year2012-12-31$2,253,133,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,804,287
Total interest from all sources2012-12-31$692,976
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$63,865,732
Participant contributions at end of year2012-12-31$16,643,349
Participant contributions at beginning of year2012-12-31$15,812,584
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,226,442
Administrative expenses (other) incurred2012-12-31$1,804,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$152,150,995
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,408,149,989
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,253,133,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$692,976
Value of interest in master investment trust accounts at end of year2012-12-31$2,387,266,921
Value of interest in master investment trust accounts at beginning of year2012-12-31$2,234,891,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$22,368,151
Employer contributions (assets) at end of year2012-12-31$4,239,719
Employer contributions (assets) at beginning of year2012-12-31$2,429,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$172,136,918
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2012-12-31390859910
2011 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$72,875,814
Total transfer of assets from this plan2011-12-31$217,660
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$107,354,444
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$171,045,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$170,370,910
Expenses. Certain deemed distributions of participant loans2011-12-31$1,152
Value of total corrective distributions2011-12-31$5,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$82,701,635
Value of total assets at end of year2011-12-31$2,253,133,161
Value of total assets at beginning of year2011-12-31$2,244,165,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$667,553
Total interest from all sources2011-12-31$733,063
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$59,189,269
Participant contributions at end of year2011-12-31$15,812,584
Participant contributions at beginning of year2011-12-31$14,920,816
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,760,531
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$2,566,400
Administrative expenses (other) incurred2011-12-31$667,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-63,690,853
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,253,133,161
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,244,165,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$733,063
Value of interest in master investment trust accounts at end of year2011-12-31$2,234,891,368
Value of interest in master investment trust accounts at beginning of year2011-12-31$2,229,245,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$19,751,835
Employer contributions (assets) at end of year2011-12-31$2,429,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$167,804,510
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2011-12-31390859910
2010 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$339,747
Total transfer of assets from this plan2010-12-31$999,242
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$394,447,399
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$167,344,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$166,976,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$70,042,226
Value of total assets at end of year2010-12-31$2,244,165,860
Value of total assets at beginning of year2010-12-31$2,017,722,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$368,084
Total interest from all sources2010-12-31$849,003
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$54,846,428
Participant contributions at end of year2010-12-31$14,920,816
Participant contributions at beginning of year2010-12-31$14,872,443
Administrative expenses (other) incurred2010-12-31$368,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$227,103,185
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,244,165,860
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,017,722,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$849,003
Value of interest in master investment trust accounts at end of year2010-12-31$2,229,245,044
Value of interest in master investment trust accounts at beginning of year2010-12-31$2,002,849,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$15,195,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$166,976,130
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2010-12-31390859910
2009 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN

2022: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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