401k Plan data: ROCKWELL AUTOMATION 1165(E) PLAN plan

ROCKWELL AUTOMATION 1165(E) PLAN 401k Plan overview

Plan Name	ROCKWELL AUTOMATION 1165(E) PLAN
Plan identification number	011

ROCKWELL AUTOMATION 1165(E) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKWELL AUTOMATION CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ROCKWELL AUTOMATION CORPORATION

Employer identification number (EIN): 251797617

NAIC Classification: 541600

Additional information about ROCKWELL AUTOMATION CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2650151

More information about ROCKWELL AUTOMATION CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWELL AUTOMATION 1165(E) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
011 2022-01-01
011 2021-01-01
011 2020-01-01
011 2019-01-01
011 2018-01-01 TERESA E. CARPENTER
011 2017-01-01 TERESA E. CARPENTER
011 2016-01-01 TERESA E. CARPENTER
011 2015-01-01 TERESA E. CARPENTER
011 2014-01-01 TERESA E. CARPENTER TERESA E. CARPENTER 2015-07-20
011 2013-01-01 TERESA E. CARPENTER TERESA CARPENTER 2014-07-24
011 2012-01-01 TERESA E. CARPENTER
011 2011-01-01 TERESA E. CARPENTER TERESA E CARPENTER 2012-06-25
011 2010-01-01 TERESA E. CARPENTER TERESA E. CARPENTER 2011-06-29
011 2009-01-01 TERESA E. CARPENTER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
011	2022-01-01
011	2021-01-01
011	2020-01-01
011	2019-01-01
011	2018-01-01	TERESA E. CARPENTER
011	2017-01-01	TERESA E. CARPENTER
011	2016-01-01	TERESA E. CARPENTER
011	2015-01-01	TERESA E. CARPENTER
011	2014-01-01	TERESA E. CARPENTER	TERESA E. CARPENTER	2015-07-20
011	2013-01-01	TERESA E. CARPENTER	TERESA CARPENTER	2014-07-24
011	2012-01-01	TERESA E. CARPENTER
011	2011-01-01	TERESA E. CARPENTER	TERESA E CARPENTER	2012-06-25
011	2010-01-01	TERESA E. CARPENTER	TERESA E. CARPENTER	2011-06-29
011	2009-01-01	TERESA E. CARPENTER

Plan Statistics for ROCKWELL AUTOMATION 1165(E) PLAN

401k plan membership statisitcs for ROCKWELL AUTOMATION 1165(E) PLAN

Measure Date Value
2022: ROCKWELL AUTOMATION 1165(E) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 34
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 40
Total of all active and inactive participants 2022-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 74
Number of participants with account balances 2022-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: ROCKWELL AUTOMATION 1165(E) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 34
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 36
Total of all active and inactive participants 2021-01-01 70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 70
Number of participants with account balances 2021-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: ROCKWELL AUTOMATION 1165(E) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 68
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 31
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 35
Total of all active and inactive participants 2020-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 66
Number of participants with account balances 2020-01-01 65
2019: ROCKWELL AUTOMATION 1165(E) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 31
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 37
Total of all active and inactive participants 2019-01-01 68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 68
Number of participants with account balances 2019-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 3
2018: ROCKWELL AUTOMATION 1165(E) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 30
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 33
Total of all active and inactive participants 2018-01-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 63
Number of participants with account balances 2018-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ROCKWELL AUTOMATION 1165(E) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 65
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 31
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 35
Total of all active and inactive participants 2017-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 66
Number of participants with account balances 2017-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROCKWELL AUTOMATION 1165(E) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 29
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 36
Total of all active and inactive participants 2016-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 65
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 64
2015: ROCKWELL AUTOMATION 1165(E) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 30
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 40
Total of all active and inactive participants 2015-01-01 70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 70
Number of participants with account balances 2015-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROCKWELL AUTOMATION 1165(E) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 32
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 38
Total of all active and inactive participants 2014-01-01 70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 70
Number of participants with account balances 2014-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROCKWELL AUTOMATION 1165(E) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 78
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 37
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 34
Total of all active and inactive participants 2013-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 71
Number of participants with account balances 2013-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: ROCKWELL AUTOMATION 1165(E) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 38
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 40
Total of all active and inactive participants 2012-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 78
Number of participants with account balances 2012-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROCKWELL AUTOMATION 1165(E) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 82
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 44
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 33
Total of all active and inactive participants 2011-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 77
Number of participants with account balances 2011-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: ROCKWELL AUTOMATION 1165(E) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 61
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 48
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 34
Total of all active and inactive participants 2010-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 82
Number of participants with account balances 2010-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: ROCKWELL AUTOMATION 1165(E) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 51
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 10
Total of all active and inactive participants 2009-01-01 61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 61
Number of participants with account balances 2009-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2022: ROCKWELL AUTOMATION 1165(E) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	34
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	40
Total of all active and inactive participants	2022-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	74
Number of participants with account balances	2022-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: ROCKWELL AUTOMATION 1165(E) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	34
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	36
Total of all active and inactive participants	2021-01-01	70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	70
Number of participants with account balances	2021-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: ROCKWELL AUTOMATION 1165(E) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	68
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	31
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	35
Total of all active and inactive participants	2020-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	66
Number of participants with account balances	2020-01-01	65
2019: ROCKWELL AUTOMATION 1165(E) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	31
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	37
Total of all active and inactive participants	2019-01-01	68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	68
Number of participants with account balances	2019-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	3
2018: ROCKWELL AUTOMATION 1165(E) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	30
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	33
Total of all active and inactive participants	2018-01-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	63
Number of participants with account balances	2018-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ROCKWELL AUTOMATION 1165(E) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	65
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	31
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	35
Total of all active and inactive participants	2017-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	66
Number of participants with account balances	2017-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROCKWELL AUTOMATION 1165(E) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	29
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	36
Total of all active and inactive participants	2016-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	65
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	64
2015: ROCKWELL AUTOMATION 1165(E) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	30
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	40
Total of all active and inactive participants	2015-01-01	70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	70
Number of participants with account balances	2015-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROCKWELL AUTOMATION 1165(E) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	32
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	38
Total of all active and inactive participants	2014-01-01	70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	70
Number of participants with account balances	2014-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROCKWELL AUTOMATION 1165(E) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	78
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	37
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	34
Total of all active and inactive participants	2013-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	71
Number of participants with account balances	2013-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: ROCKWELL AUTOMATION 1165(E) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	38
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	40
Total of all active and inactive participants	2012-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	78
Number of participants with account balances	2012-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROCKWELL AUTOMATION 1165(E) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	82
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	44
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	33
Total of all active and inactive participants	2011-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	77
Number of participants with account balances	2011-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: ROCKWELL AUTOMATION 1165(E) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	61
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	48
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	34
Total of all active and inactive participants	2010-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	82
Number of participants with account balances	2010-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: ROCKWELL AUTOMATION 1165(E) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	51
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	10
Total of all active and inactive participants	2009-01-01	61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	61
Number of participants with account balances	2009-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on ROCKWELL AUTOMATION 1165(E) PLAN

Measure	Date	Value
2022 : ROCKWELL AUTOMATION 1165(E) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-1,153,634
Expenses. Total of all expenses incurred	2022-12-31	$91,435
Benefits paid (including direct rollovers)	2022-12-31	$91,435
Total plan assets at end of year	2022-12-31	$6,898,362
Total plan assets at beginning of year	2022-12-31	$8,143,431
Value of fidelity bond covering the plan	2022-12-31	$25,000,000
Total contributions received or receivable from participants	2022-12-31	$253,707
Other income received	2022-12-31	$-1,498,880
Net income (gross income less expenses)	2022-12-31	$-1,245,069
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$6,898,362
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$8,143,431
Assets. Value of participant loans	2022-12-31	$132,897
Total contributions received or receivable from employer(s)	2022-12-31	$91,539
2021 : ROCKWELL AUTOMATION 1165(E) PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$1,650,199
Expenses. Total of all expenses incurred	2021-12-31	$39,759
Benefits paid (including direct rollovers)	2021-12-31	$61
Total plan assets at end of year	2021-12-31	$8,143,431
Total plan assets at beginning of year	2021-12-31	$6,532,991
Value of fidelity bond covering the plan	2021-12-31	$25,000,000
Total contributions received or receivable from participants	2021-12-31	$243,657
Other income received	2021-12-31	$1,320,842
Net income (gross income less expenses)	2021-12-31	$1,610,440
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$8,143,431
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$6,532,991
Assets. Value of participant loans	2021-12-31	$165,673
Total contributions received or receivable from employer(s)	2021-12-31	$85,700
Value of corrective distributions	2021-12-31	$39,698
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : ROCKWELL AUTOMATION 1165(E) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$1,154,009
Expenses. Total of all expenses incurred	2020-12-31	$708,944
Benefits paid (including direct rollovers)	2020-12-31	$708,944
Total plan assets at end of year	2020-12-31	$6,532,991
Total plan assets at beginning of year	2020-12-31	$6,087,926
Value of fidelity bond covering the plan	2020-12-31	$25,000,000
Total contributions received or receivable from participants	2020-12-31	$222,237
Other income received	2020-12-31	$855,911
Net income (gross income less expenses)	2020-12-31	$445,065
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$6,532,991
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$6,087,926
Assets. Value of participant loans	2020-12-31	$135,096
Total contributions received or receivable from employer(s)	2020-12-31	$75,861
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : ROCKWELL AUTOMATION 1165(E) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$1,471,366
Expenses. Total of all expenses incurred	2019-12-31	$95,791
Benefits paid (including direct rollovers)	2019-12-31	$95,791
Total plan assets at end of year	2019-12-31	$6,087,926
Total plan assets at beginning of year	2019-12-31	$4,712,351
Value of fidelity bond covering the plan	2019-12-31	$25,000,000
Total contributions received or receivable from participants	2019-12-31	$185,672
Other income received	2019-12-31	$1,215,609
Net income (gross income less expenses)	2019-12-31	$1,375,575
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$6,087,926
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$4,712,351
Assets. Value of participant loans	2019-12-31	$176,402
Total contributions received or receivable from employer(s)	2019-12-31	$70,085
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : ROCKWELL AUTOMATION 1165(E) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$-694,611
Total income from all sources	2018-12-31	$-208,373
Expenses. Total of all expenses incurred	2018-12-31	$144,545
Benefits paid (including direct rollovers)	2018-12-31	$140,515
Total plan assets at end of year	2018-12-31	$4,712,351
Total plan assets at beginning of year	2018-12-31	$5,759,880
Value of fidelity bond covering the plan	2018-12-31	$25,000,000
Total contributions received or receivable from participants	2018-12-31	$191,729
Other income received	2018-12-31	$-468,495
Net income (gross income less expenses)	2018-12-31	$-352,918
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$4,712,351
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,759,880
Assets. Value of participant loans	2018-12-31	$108,120
Total contributions received or receivable from employer(s)	2018-12-31	$68,393
Value of corrective distributions	2018-12-31	$4,030
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : ROCKWELL AUTOMATION 1165(E) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$1,317,518
Expenses. Total of all expenses incurred	2017-12-31	$209,360
Benefits paid (including direct rollovers)	2017-12-31	$209,203
Total plan assets at end of year	2017-12-31	$5,759,880
Total plan assets at beginning of year	2017-12-31	$4,651,722
Value of fidelity bond covering the plan	2017-12-31	$25,000,000
Total contributions received or receivable from participants	2017-12-31	$156,515
Other income received	2017-12-31	$1,101,833
Net income (gross income less expenses)	2017-12-31	$1,108,158
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,759,880
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,651,722
Assets. Value of participant loans	2017-12-31	$82,841
Total contributions received or receivable from employer(s)	2017-12-31	$59,170
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$157
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : ROCKWELL AUTOMATION 1165(E) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$702,338
Expenses. Total of all expenses incurred	2016-12-31	$60,051
Benefits paid (including direct rollovers)	2016-12-31	$56,177
Total plan assets at end of year	2016-12-31	$4,651,722
Total plan assets at beginning of year	2016-12-31	$4,009,435
Value of fidelity bond covering the plan	2016-12-31	$25,000,000
Total contributions received or receivable from participants	2016-12-31	$145,556
Other income received	2016-12-31	$504,437
Net income (gross income less expenses)	2016-12-31	$642,287
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,651,722
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,009,435
Assets. Value of participant loans	2016-12-31	$88,225
Total contributions received or receivable from employer(s)	2016-12-31	$52,345
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$3,874
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : ROCKWELL AUTOMATION 1165(E) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$174,868
Expenses. Total of all expenses incurred	2015-12-31	$20,646
Benefits paid (including direct rollovers)	2015-12-31	$15,375
Total plan assets at end of year	2015-12-31	$4,009,435
Total plan assets at beginning of year	2015-12-31	$3,855,213
Value of fidelity bond covering the plan	2015-12-31	$25,000,000
Total contributions received or receivable from participants	2015-12-31	$145,285
Expenses. Other expenses not covered elsewhere	2015-12-31	$554
Other income received	2015-12-31	$-26,681
Net income (gross income less expenses)	2015-12-31	$154,222
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,009,435
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,855,213
Assets. Value of participant loans	2015-12-31	$86,283
Total contributions received or receivable from employer(s)	2015-12-31	$56,264
Value of corrective distributions	2015-12-31	$4,717
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : ROCKWELL AUTOMATION 1165(E) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$328,907
Expenses. Total of all expenses incurred	2014-12-31	$209,255
Benefits paid (including direct rollovers)	2014-12-31	$209,255
Total plan assets at end of year	2014-12-31	$3,855,213
Total plan assets at beginning of year	2014-12-31	$3,735,561
Value of fidelity bond covering the plan	2014-12-31	$50,000,000
Total contributions received or receivable from participants	2014-12-31	$138,135
Other income received	2014-12-31	$135,938
Net income (gross income less expenses)	2014-12-31	$119,652
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,855,213
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,735,561
Assets. Value of participant loans	2014-12-31	$32,418
Total contributions received or receivable from employer(s)	2014-12-31	$54,834
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ROCKWELL AUTOMATION 1165(E) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$946,922
Expenses. Total of all expenses incurred	2013-12-31	$240,506
Benefits paid (including direct rollovers)	2013-12-31	$218,250
Total plan assets at end of year	2013-12-31	$3,735,561
Total plan assets at beginning of year	2013-12-31	$3,029,145
Value of fidelity bond covering the plan	2013-12-31	$50,000,000
Total contributions received or receivable from participants	2013-12-31	$136,874
Expenses. Other expenses not covered elsewhere	2013-12-31	$22,256
Other income received	2013-12-31	$750,906
Net income (gross income less expenses)	2013-12-31	$706,416
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,735,561
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,029,145
Assets. Value of participant loans	2013-12-31	$37,337
Total contributions received or receivable from employer(s)	2013-12-31	$59,142
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ROCKWELL AUTOMATION 1165(E) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$623,637
Expenses. Total of all expenses incurred	2012-12-31	$57,384
Benefits paid (including direct rollovers)	2012-12-31	$5,634
Total plan assets at end of year	2012-12-31	$3,029,145
Total plan assets at beginning of year	2012-12-31	$2,462,892
Value of fidelity bond covering the plan	2012-12-31	$50,000,000
Total contributions received or receivable from participants	2012-12-31	$159,819
Contributions received from other sources (not participants or employers)	2012-12-31	$67,570
Other income received	2012-12-31	$331,066
Net income (gross income less expenses)	2012-12-31	$566,253
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,029,145
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,462,892
Assets. Value of participant loans	2012-12-31	$36,721
Total contributions received or receivable from employer(s)	2012-12-31	$65,182
Value of certain deemed distributions of participant loans	2012-12-31	$3,137
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$48,613
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ROCKWELL AUTOMATION 1165(E) PLAN 2011 401k financial data
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$195,842
Expenses. Total of all expenses incurred	2011-12-31	$227,096
Benefits paid (including direct rollovers)	2011-12-31	$226,190
Total plan assets at end of year	2011-12-31	$2,462,892
Total plan assets at beginning of year	2011-12-31	$2,494,146
Value of fidelity bond covering the plan	2011-12-31	$50,000,000
Total contributions received or receivable from participants	2011-12-31	$148,094
Expenses. Other expenses not covered elsewhere	2011-12-31	$906
Contributions received from other sources (not participants or employers)	2011-12-31	$10,693
Other income received	2011-12-31	$-19,273
Net income (gross income less expenses)	2011-12-31	$-31,254
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,462,892
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,494,146
Assets. Value of participant loans	2011-12-31	$43,603
Total contributions received or receivable from employer(s)	2011-12-31	$56,328
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ROCKWELL AUTOMATION 1165(E) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$1,589,881
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$2,695
Total income from all sources	2010-12-31	$604,207
Expenses. Total of all expenses incurred	2010-12-31	$54,450
Benefits paid (including direct rollovers)	2010-12-31	$24,641
Total plan assets at end of year	2010-12-31	$2,494,146
Total plan assets at beginning of year	2010-12-31	$357,203
Value of fidelity bond covering the plan	2010-12-31	$50,000,000
Total contributions received or receivable from participants	2010-12-31	$176,447
Other income received	2010-12-31	$360,638
Net income (gross income less expenses)	2010-12-31	$549,757
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,494,146
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$354,508
Assets. Value of participant loans	2010-12-31	$52,428
Total contributions received or receivable from employer(s)	2010-12-31	$67,122
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$29,809
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ROCKWELL AUTOMATION 1165(E) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCKWELL AUTOMATION 1165(E) PLAN

2022: ROCKWELL AUTOMATION 1165(E) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ROCKWELL AUTOMATION 1165(E) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ROCKWELL AUTOMATION 1165(E) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ROCKWELL AUTOMATION 1165(E) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROCKWELL AUTOMATION 1165(E) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROCKWELL AUTOMATION 1165(E) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROCKWELL AUTOMATION 1165(E) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROCKWELL AUTOMATION 1165(E) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROCKWELL AUTOMATION 1165(E) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROCKWELL AUTOMATION 1165(E) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROCKWELL AUTOMATION 1165(E) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROCKWELL AUTOMATION 1165(E) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROCKWELL AUTOMATION 1165(E) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCKWELL AUTOMATION 1165(E) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROCKWELL AUTOMATION CORPORATION
Employer identification number (EIN):	251797617
NAIC Classification:	541600

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2650151