401k Plan data: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES plan

ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 401k Plan overview

Plan Name	ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES
Plan identification number	053

ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKWELL AUTOMATION CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ROCKWELL AUTOMATION CORPORATION

Employer identification number (EIN): 251797617

NAIC Classification: 541600

Additional information about ROCKWELL AUTOMATION CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2650151

More information about ROCKWELL AUTOMATION CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
053 2011-01-01 TERESA E. CARPENTER TERESA E CARPENTER 2012-01-25
053 2010-01-01 TERESA E. CARPENTER TERESA E. CARPENTER 2011-06-29
053 2009-01-01 TERESA E. CARPENTER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
053	2011-01-01	TERESA E. CARPENTER	TERESA E CARPENTER	2012-01-25
053	2010-01-01	TERESA E. CARPENTER	TERESA E. CARPENTER	2011-06-29
053	2009-01-01	TERESA E. CARPENTER

Plan Statistics for ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES

401k plan membership statisitcs for ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES

Measure Date Value
2011: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 64
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 7
Number of retired or separated participants receiving benefits 2010-01-01 10
Number of other retired or separated participants entitled to future benefits 2010-01-01 43
Total of all active and inactive participants 2010-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 4
Total participants 2010-01-01 64
Number of participants with account balances 2010-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 91
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 13
Number of retired or separated participants receiving benefits 2009-01-01 7
Number of other retired or separated participants entitled to future benefits 2009-01-01 49
Total of all active and inactive participants 2009-01-01 69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 71
Number of participants with account balances 2009-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	64
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	7
Number of retired or separated participants receiving benefits	2010-01-01	10
Number of other retired or separated participants entitled to future benefits	2010-01-01	43
Total of all active and inactive participants	2010-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	4
Total participants	2010-01-01	64
Number of participants with account balances	2010-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	91
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	13
Number of retired or separated participants receiving benefits	2009-01-01	7
Number of other retired or separated participants entitled to future benefits	2009-01-01	49
Total of all active and inactive participants	2009-01-01	69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	71
Number of participants with account balances	2009-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES

Measure	Date	Value
2011 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2011 401k financial data
Transfers to/from the plan	2011-07-21	$-3,609,864
Total income from all sources	2011-07-21	$107,042
Expenses. Total of all expenses incurred	2011-07-21	$466,938
Benefits paid (including direct rollovers)	2011-07-21	$455,018
Total plan assets at end of year	2011-07-21	$0
Total plan assets at beginning of year	2011-07-21	$3,969,760
Value of fidelity bond covering the plan	2011-07-21	$50,000,000
Total contributions received or receivable from participants	2011-07-21	$18,673
Expenses. Other expenses not covered elsewhere	2011-07-21	$11,920
Other income received	2011-07-21	$87,197
Net income (gross income less expenses)	2011-07-21	$-359,896
Net plan assets at end of year (total assets less liabilities)	2011-07-21	$0
Net plan assets at beginning of year (total assets less liabilities)	2011-07-21	$3,969,760
Total contributions received or receivable from employer(s)	2011-07-21	$1,172
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-07-21	$0
2010 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2010 401k financial data
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$459,516
Expenses. Total of all expenses incurred	2010-12-31	$309,923
Benefits paid (including direct rollovers)	2010-12-31	$296,263
Total plan assets at end of year	2010-12-31	$3,969,760
Total plan assets at beginning of year	2010-12-31	$3,820,167
Value of fidelity bond covering the plan	2010-12-31	$50,000,000
Total contributions received or receivable from participants	2010-12-31	$72,765
Other income received	2010-12-31	$385,701
Net income (gross income less expenses)	2010-12-31	$149,593
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,969,760
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,820,167
Assets. Value of participant loans	2010-12-31	$28,692
Total contributions received or receivable from employer(s)	2010-12-31	$1,050
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$13,660
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES

2011: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN FOR REPRESENTED HOURLY EMPLOYEES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROCKWELL AUTOMATION CORPORATION
Employer identification number (EIN):	251797617
NAIC Classification:	541600

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2650151