401k Plan data: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN plan

HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN
Plan identification number	001

HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HITACHI METALS AUTOMOTIVE COMPONENTS USA, LLC has sponsored the creation of one or more 401k plans.

Company Name: HITACHI METALS AUTOMOTIVE COMPONENTS USA, LLC

Employer identification number (EIN): 251832075

NAIC Classification: 331500

Additional information about HITACHI METALS AUTOMOTIVE COMPONENTS USA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3013744

More information about HITACHI METALS AUTOMOTIVE COMPONENTS USA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JOEY LEONARD JOEY LEONARD 2016-10-13
001 2014-01-01 JOHN SPANGLER JOHN SPANGLER 2015-10-14
001 2013-01-01 JOHN SPANGLER JOHN SPANGLER 2014-10-15
001 2012-01-01 JOHN SPANGLER JOHN SPANGLER 2013-10-08
001 2011-01-01 JOHN SPANGLER JOHN SPANGLER 2012-10-16
001 2010-01-01 LAURA STEPHENS
001 2009-01-01 LAURA STEPHENS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	JOEY LEONARD	JOEY LEONARD	2016-10-13
001	2014-01-01	JOHN SPANGLER	JOHN SPANGLER	2015-10-14
001	2013-01-01	JOHN SPANGLER	JOHN SPANGLER	2014-10-15
001	2012-01-01	JOHN SPANGLER	JOHN SPANGLER	2013-10-08
001	2011-01-01	JOHN SPANGLER	JOHN SPANGLER	2012-10-16
001	2010-01-01	LAURA STEPHENS
001	2009-01-01	LAURA STEPHENS

Plan Statistics for HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN

Measure Date Value
2015: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 264
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 213
Number of retired or separated participants receiving benefits 2015-01-01 6
Number of other retired or separated participants entitled to future benefits 2015-01-01 37
Total of all active and inactive participants 2015-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 256
Number of participants with account balances 2015-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 16
2014: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 315
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 211
Number of retired or separated participants receiving benefits 2014-01-01 4
Number of other retired or separated participants entitled to future benefits 2014-01-01 48
Total of all active and inactive participants 2014-01-01 263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 263
Number of participants with account balances 2014-01-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 47
2013: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 258
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 45
Total of all active and inactive participants 2013-01-01 308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 308
Number of participants with account balances 2013-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 55
2012: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 325
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 294
Number of retired or separated participants receiving benefits 2012-01-01 4
Number of other retired or separated participants entitled to future benefits 2012-01-01 48
Total of all active and inactive participants 2012-01-01 346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 346
Number of participants with account balances 2012-01-01 346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 37
2011: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 212
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 55
Total of all active and inactive participants 2011-01-01 268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 268
Number of participants with account balances 2011-01-01 258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 11
2010: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 182
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 35
Total of all active and inactive participants 2010-01-01 217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 218
Number of participants with account balances 2010-01-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 4
2009: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 183
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 149
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 36
Total of all active and inactive participants 2009-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 186
Number of participants with account balances 2009-01-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2015: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	264
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	213
Number of retired or separated participants receiving benefits	2015-01-01	6
Number of other retired or separated participants entitled to future benefits	2015-01-01	37
Total of all active and inactive participants	2015-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	256
Number of participants with account balances	2015-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	16
2014: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	315
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	211
Number of retired or separated participants receiving benefits	2014-01-01	4
Number of other retired or separated participants entitled to future benefits	2014-01-01	48
Total of all active and inactive participants	2014-01-01	263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	263
Number of participants with account balances	2014-01-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	47
2013: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	258
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	45
Total of all active and inactive participants	2013-01-01	308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	308
Number of participants with account balances	2013-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	55
2012: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	325
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	294
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	48
Total of all active and inactive participants	2012-01-01	346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	346
Number of participants with account balances	2012-01-01	346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	37
2011: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	212
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	55
Total of all active and inactive participants	2011-01-01	268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	268
Number of participants with account balances	2011-01-01	258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	11
2010: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	182
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	35
Total of all active and inactive participants	2010-01-01	217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	218
Number of participants with account balances	2010-01-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	4
2009: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	183
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	149
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	36
Total of all active and inactive participants	2009-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	186
Number of participants with account balances	2009-01-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN

Measure	Date	Value
2015 : HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$132,078
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,000,971
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,194,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,159,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,078,660
Value of total assets at end of year	2015-12-31	$10,257,700
Value of total assets at beginning of year	2015-12-31	$10,319,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$35,282
Total interest from all sources	2015-12-31	$28,787
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$35,282
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$433,658
Participant contributions at end of year	2015-12-31	$601,343
Participant contributions at beginning of year	2015-12-31	$464,443
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,324
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$5,815
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$10,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-193,862
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,257,700
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,319,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,757,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,823,040
Interest on participant loans	2015-12-31	$28,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$399,008
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$562,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$562,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-106,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$642,678
Employer contributions (assets) at end of year	2015-12-31	$494,143
Employer contributions (assets) at beginning of year	2015-12-31	$458,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,159,551
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,542,994
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,504,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,470,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,017,442
Value of total assets at end of year	2014-12-31	$10,319,484
Value of total assets at beginning of year	2014-12-31	$10,280,629
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$33,717
Total interest from all sources	2014-12-31	$22,231
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$33,717
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$750,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$427,154
Participant contributions at end of year	2014-12-31	$464,443
Participant contributions at beginning of year	2014-12-31	$412,898
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$10,351
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$6,469
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$38,855
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,319,484
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,280,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,823,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,881,763
Interest on participant loans	2014-12-31	$22,231
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$562,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$421,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$421,118
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$503,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$590,288
Employer contributions (assets) at end of year	2014-12-31	$458,687
Employer contributions (assets) at beginning of year	2014-12-31	$558,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,470,422
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,879,124
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,643,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,612,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,258,528
Value of total assets at end of year	2013-12-31	$10,280,629
Value of total assets at beginning of year	2013-12-31	$9,045,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$30,613
Total interest from all sources	2013-12-31	$20,380
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$30,613
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$750,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$497,471
Participant contributions at end of year	2013-12-31	$412,898
Participant contributions at beginning of year	2013-12-31	$328,409
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$24,426
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$6,469
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$5,214
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,235,601
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,280,629
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,045,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,881,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,704,502
Interest on participant loans	2013-12-31	$20,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$421,118
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$398,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$398,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,600,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$736,631
Employer contributions (assets) at end of year	2013-12-31	$558,381
Employer contributions (assets) at beginning of year	2013-12-31	$607,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,612,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2013-12-31	390859910
2012 : HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,424,123
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$698,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$670,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,522,668
Value of total assets at end of year	2012-12-31	$9,045,028
Value of total assets at beginning of year	2012-12-31	$7,319,338
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$27,647
Total interest from all sources	2012-12-31	$233,798
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$750,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$609,292
Participant contributions at end of year	2012-12-31	$328,409
Participant contributions at beginning of year	2012-12-31	$241,380
Participant contributions at beginning of year	2012-12-31	$18,697
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$62,071
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$5,214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$5,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$27,647
Total non interest bearing cash at end of year	2012-12-31	$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,725,690
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,045,028
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,319,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,704,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,473,507
Interest on participant loans	2012-12-31	$16,181
Interest earned on other investments	2012-12-31	$217,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$398,095
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$161,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$161,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$667,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$851,305
Employer contributions (assets) at end of year	2012-12-31	$607,808
Employer contributions (assets) at beginning of year	2012-12-31	$418,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$670,786
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2012-12-31	232932984
2011 : HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,390,956
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$844,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$840,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,430,787
Value of total assets at end of year	2011-12-31	$7,319,338
Value of total assets at beginning of year	2011-12-31	$6,772,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,383
Total interest from all sources	2011-12-31	$14,877
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$750,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$448,009
Participant contributions at end of year	2011-12-31	$241,380
Participant contributions at beginning of year	2011-12-31	$256,714
Participant contributions at end of year	2011-12-31	$18,697
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$18,815
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$5,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$546,883
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,319,338
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,772,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$3,383
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,473,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,211,402
Interest on participant loans	2011-12-31	$14,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$161,489
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$304,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$304,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-54,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$963,963
Employer contributions (assets) at end of year	2011-12-31	$418,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$840,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2011-12-31	232932984
2010 : HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,480,317
Total of all expenses incurred	2010-12-31	$520,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$506,537
Value of total corrective distributions	2010-12-31	$10,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$610,157
Value of total assets at end of year	2010-12-31	$6,772,455
Value of total assets at beginning of year	2010-12-31	$5,812,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,217
Total interest from all sources	2010-12-31	$17,188
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$87,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$87,369
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$750,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$397,730
Participant contributions at end of year	2010-12-31	$256,714
Participant contributions at beginning of year	2010-12-31	$278,021
Administrative expenses (other) incurred	2010-12-31	$3,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$959,771
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,772,455
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,812,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,211,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,293,407
Interest on participant loans	2010-12-31	$17,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$304,339
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$241,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$241,256
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$765,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$212,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$506,537
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DOEHRING WINDERS AND CO LLP
Accountancy firm EIN	2010-12-31	371206717
2009 : HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN

2015: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HITACHI METALS AUTOMOTIVE COMPONENTS RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HITACHI METALS AUTOMOTIVE COMPONENTS USA, LLC
Employer identification number (EIN):	251832075
NAIC Classification:	331500

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3013744