401k Plan data: ELKEM METALS INC. RETIREMENT PROGRAM PLAN plan

ELKEM METALS INC. RETIREMENT PROGRAM PLAN 401k Plan overview

Plan Name	ELKEM METALS INC. RETIREMENT PROGRAM PLAN
Plan identification number	001

ELKEM METALS INC. RETIREMENT PROGRAM PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Benefits are primarily flat dollar (includes dollars per year of service)
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMC METALS, INC. has sponsored the creation of one or more 401k plans.

Company Name: EMC METALS, INC.

Employer identification number (EIN): 251838805

NAIC Classification: 331200

Additional information about EMC METALS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3050129

More information about EMC METALS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ELKEM METALS INC. RETIREMENT PROGRAM PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 ROBERT J. RUBICKY ROBERT J. RUBICKY 2015-10-15
001 2013-01-01 DAVID RENFREW
001 2012-01-01 DAVID RENFREW
001 2011-01-01 DAVID RENFREW
001 2010-01-01 DAVID RENFREW DAVID RENFREW 2011-10-14
001 2009-01-01 DAVID RENFREW DAVID RENFREW 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	ROBERT J. RUBICKY	ROBERT J. RUBICKY	2015-10-15
001	2013-01-01	DAVID RENFREW
001	2012-01-01	DAVID RENFREW
001	2011-01-01	DAVID RENFREW
001	2010-01-01	DAVID RENFREW	DAVID RENFREW	2011-10-14
001	2009-01-01	DAVID RENFREW	DAVID RENFREW	2010-10-13

Plan Statistics for ELKEM METALS INC. RETIREMENT PROGRAM PLAN

401k plan membership statisitcs for ELKEM METALS INC. RETIREMENT PROGRAM PLAN

Measure Date Value
2014: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,372
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 848
Number of other retired or separated participants entitled to future benefits 2014-01-01 204
Total of all active and inactive participants 2014-01-01 1,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 272
Total participants 2014-01-01 1,330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,406
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 871
Number of other retired or separated participants entitled to future benefits 2013-01-01 215
Total of all active and inactive participants 2013-01-01 1,094
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 278
Total participants 2013-01-01 1,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,434
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 8
Number of retired or separated participants receiving benefits 2012-01-01 876
Number of other retired or separated participants entitled to future benefits 2012-01-01 236
Total of all active and inactive participants 2012-01-01 1,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 286
Total participants 2012-01-01 1,406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,461
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 8
Number of retired or separated participants receiving benefits 2011-01-01 900
Number of other retired or separated participants entitled to future benefits 2011-01-01 247
Total of all active and inactive participants 2011-01-01 1,155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 279
Total participants 2011-01-01 1,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,493
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 15
Number of retired or separated participants receiving benefits 2010-01-01 908
Number of other retired or separated participants entitled to future benefits 2010-01-01 265
Total of all active and inactive participants 2010-01-01 1,188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 273
Total participants 2010-01-01 1,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,526
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18
Number of retired or separated participants receiving benefits 2009-01-01 924
Number of other retired or separated participants entitled to future benefits 2009-01-01 279
Total of all active and inactive participants 2009-01-01 1,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 272
Total participants 2009-01-01 1,493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,372
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	848
Number of other retired or separated participants entitled to future benefits	2014-01-01	204
Total of all active and inactive participants	2014-01-01	1,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	272
Total participants	2014-01-01	1,330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,406
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	871
Number of other retired or separated participants entitled to future benefits	2013-01-01	215
Total of all active and inactive participants	2013-01-01	1,094
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	278
Total participants	2013-01-01	1,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,434
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	8
Number of retired or separated participants receiving benefits	2012-01-01	876
Number of other retired or separated participants entitled to future benefits	2012-01-01	236
Total of all active and inactive participants	2012-01-01	1,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	286
Total participants	2012-01-01	1,406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,461
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	8
Number of retired or separated participants receiving benefits	2011-01-01	900
Number of other retired or separated participants entitled to future benefits	2011-01-01	247
Total of all active and inactive participants	2011-01-01	1,155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	279
Total participants	2011-01-01	1,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,493
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	15
Number of retired or separated participants receiving benefits	2010-01-01	908
Number of other retired or separated participants entitled to future benefits	2010-01-01	265
Total of all active and inactive participants	2010-01-01	1,188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	273
Total participants	2010-01-01	1,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,526
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18
Number of retired or separated participants receiving benefits	2009-01-01	924
Number of other retired or separated participants entitled to future benefits	2009-01-01	279
Total of all active and inactive participants	2009-01-01	1,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	272
Total participants	2009-01-01	1,493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ELKEM METALS INC. RETIREMENT PROGRAM PLAN

Measure	Date	Value
2014 : ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$14,172,432
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$11,230,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$10,567,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,000,000
Value of total assets at end of year	2014-12-31	$120,703,459
Value of total assets at beginning of year	2014-12-31	$117,761,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$663,676
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,651,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,651,700
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$267,052
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$276,932
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$144,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,941,574
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$120,703,459
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$117,761,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$437,390
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$117,436,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$114,484,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$7,520,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,000,000
Employer contributions (assets) at end of year	2014-12-31	$3,000,000
Employer contributions (assets) at beginning of year	2014-12-31	$3,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$10,567,182
Contract administrator fees	2014-12-31	$81,500
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$570,783
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$570,783
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590
2013 : ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$7,530,990
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$11,753,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$11,080,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,000,000
Value of total assets at end of year	2013-12-31	$117,761,885
Value of total assets at beginning of year	2013-12-31	$121,984,579
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$673,189
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,815,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,815,407
Administrative expenses professional fees incurred	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$276,932
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$270,484
Administrative expenses (other) incurred	2013-12-31	$124,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-4,222,694
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$117,761,885
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$121,984,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$466,721
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$114,484,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$118,714,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$715,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,000,000
Employer contributions (assets) at end of year	2013-12-31	$3,000,000
Employer contributions (assets) at beginning of year	2013-12-31	$3,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$11,080,495
Contract administrator fees	2013-12-31	$82,285
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$597,957
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$597,957
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590
2012 : ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$76,154
Total income from all sources (including contributions)	2012-12-31	$15,277,780
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$12,367,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$11,683,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,000,000
Value of total assets at end of year	2012-12-31	$121,984,579
Value of total assets at beginning of year	2012-12-31	$119,150,669
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$684,019
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,929,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,929,787
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$270,484
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$323,671
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$76,154
Other income not declared elsewhere	2012-12-31	$530
Administrative expenses (other) incurred	2012-12-31	$138,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,910,064
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$121,984,579
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$119,074,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$465,582
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$118,714,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$112,187,469
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$8,347,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,000,000
Employer contributions (assets) at end of year	2012-12-31	$3,000,000
Employer contributions (assets) at beginning of year	2012-12-31	$6,639,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$11,683,697
Contract administrator fees	2012-12-31	$80,396
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$588,740
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$588,740
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ALPERN ROSENTHAL
Accountancy firm EIN	2012-12-31	251724342
2011 : ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$76,154
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$17,729,768
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$12,836,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$12,185,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,613,280
Value of total assets at end of year	2011-12-31	$119,150,669
Value of total assets at beginning of year	2011-12-31	$114,181,686
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$651,075
Total interest from all sources	2011-12-31	$4
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$4,223,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$4,223,032
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$323,671
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$322,322
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$76,154
Other income not declared elsewhere	2011-12-31	$474
Administrative expenses (other) incurred	2011-12-31	$174,098
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,892,829
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$119,074,515
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$114,181,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$431,265
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$112,187,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$107,924,364
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$4,892,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$8,613,280
Employer contributions (assets) at end of year	2011-12-31	$6,639,529
Employer contributions (assets) at beginning of year	2011-12-31	$5,935,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$12,185,864
Contract administrator fees	2011-12-31	$45,712
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$3,485,774
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$3,485,774
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ALPERN ROSENTHAL
Accountancy firm EIN	2011-12-31	251724342
2010 : ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$19,073,845
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$13,208,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$12,681,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,935,000
Value of total assets at end of year	2010-12-31	$114,181,686
Value of total assets at beginning of year	2010-12-31	$108,316,073
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$526,439
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,567,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$4,567,753
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$322,322
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$402,182
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$199,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,865,613
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$114,181,686
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$108,316,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$265,803
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$107,924,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$107,913,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$8,571,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$5,935,000
Employer contributions (assets) at end of year	2010-12-31	$5,935,000
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$12,681,793
Contract administrator fees	2010-12-31	$60,666
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$377,000
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$377,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ALPERN ROSENTHAL
Accountancy firm EIN	2010-12-31	251724342
2009 : ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ELKEM METALS INC. RETIREMENT PROGRAM PLAN

2014: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ELKEM METALS INC. RETIREMENT PROGRAM PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EMC METALS, INC.
Employer identification number (EIN):	251838805
NAIC Classification:	331200

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3050129