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HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 401k Plan overview

Plan NameHARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN
Plan identification number 001

HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY has sponsored the creation of one or more 401k plans.

Company Name:HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY
Employer identification number (EIN):251900793
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DUANE MAUN2023-09-28 DUANE MAUN2023-09-28
0012021-01-01DUANE MAUN2022-10-04 DUANE MAUN2022-10-04
0012020-01-01DUANE MAUN2021-10-14 DUANE MAUN2021-10-14
0012019-01-01DUANE MAUN2020-09-25 DUANE MAUN2020-09-25
0012018-01-01DUANE MAUN2019-09-20 DUANE MAUN2019-09-20
0012017-01-01
0012016-01-01
0012015-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01PAMELA A. CRUEY2013-04-15 PAMELA A. CRUEY2013-04-15
0012011-01-01LINDA M. WRIGHT2012-03-21 LINDA M. WRIGHT2012-03-21
0012010-01-01LINDA M. WRIGHT2011-03-09 LINDA M. WRIGHT2011-03-09

Plan Statistics for HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN

401k plan membership statisitcs for HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN

Measure Date Value
2022: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01563
Total number of active participants reported on line 7a of the Form 55002022-01-01483
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0188
Total of all active and inactive participants2022-01-01571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01574
Number of participants with account balances2022-01-01569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0116
2021: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01490
Total number of active participants reported on line 7a of the Form 55002021-01-01465
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0196
Total of all active and inactive participants2021-01-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01563
Number of participants with account balances2021-01-01559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01318
Total number of active participants reported on line 7a of the Form 55002020-01-01410
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01492
Number of participants with account balances2020-01-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-019
2019: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01261
Total number of active participants reported on line 7a of the Form 55002019-01-01246
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0163
Total of all active and inactive participants2019-01-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01310
Number of participants with account balances2019-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01265
Total number of active participants reported on line 7a of the Form 55002018-01-01304
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0165
Total of all active and inactive participants2018-01-01369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01369
Number of participants with account balances2018-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01208
Total number of active participants reported on line 7a of the Form 55002017-01-01244
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0155
Total of all active and inactive participants2017-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01299
Number of participants with account balances2017-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01156
Total number of active participants reported on line 7a of the Form 55002016-01-01172
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0149
Total of all active and inactive participants2016-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01221
Number of participants with account balances2016-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015

Financial Data on HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN

Measure Date Value
2022 : HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$527,622
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$774,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$628,670
Expenses. Certain deemed distributions of participant loans2022-12-31$9,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,162,841
Value of total assets at end of year2022-12-31$21,713,660
Value of total assets at beginning of year2022-12-31$21,960,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$136,385
Total interest from all sources2022-12-31$32,691
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$287,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$287,927
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,485,792
Participant contributions at end of year2022-12-31$193,104
Participant contributions at beginning of year2022-12-31$82,397
Assets. Other investments not covered elsewhere at end of year2022-12-31$8,444,987
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$11,348,273
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$344,292
Other income not declared elsewhere2022-12-31$46,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-247,208
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,713,660
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,960,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$28,797
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,867,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,548,764
Value of interest in pooled separate accounts at end of year2022-12-31$352,005
Value of interest in pooled separate accounts at beginning of year2022-12-31$277,135
Interest on participant loans2022-12-31$7,249
Interest earned on other investments2022-12-31$25,442
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$855,704
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$704,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,026,280
Net investment gain/loss from pooled separate accounts2022-12-31$24,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,332,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$628,670
Contract administrator fees2022-12-31$107,588
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2022-12-31520783935
2021 : HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,363,725
Total of all expenses incurred2021-12-31$431,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$362,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,107,352
Value of total assets at end of year2021-12-31$21,960,868
Value of total assets at beginning of year2021-12-31$16,028,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$69,261
Total interest from all sources2021-12-31$22,326
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$829,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$829,974
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,301,012
Participant contributions at end of year2021-12-31$82,397
Participant contributions at beginning of year2021-12-31$17,547
Assets. Other investments not covered elsewhere at end of year2021-12-31$11,348,273
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$10,553,603
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$255,550
Other income not declared elsewhere2021-12-31$29,780
Administrative expenses (other) incurred2021-12-31$9,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,931,970
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,960,868
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,028,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$27,837
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,548,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,560,044
Value of interest in pooled separate accounts at end of year2021-12-31$277,135
Value of interest in pooled separate accounts at beginning of year2021-12-31$231,762
Interest on participant loans2021-12-31$1,828
Interest earned on other investments2021-12-31$20,498
Income. Interest from corporate debt instruments2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$704,299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$665,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,331,270
Net investment gain/loss from pooled separate accounts2021-12-31$43,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,550,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$362,494
Contract administrator fees2021-12-31$31,466
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2021-12-31520783935
2020 : HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$5,735,678
Total of all expenses incurred2020-12-31$450,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$431,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,668,504
Value of total assets at end of year2020-12-31$16,023,946
Value of total assets at beginning of year2020-12-31$10,738,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$19,060
Total interest from all sources2020-12-31$19,540
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$96,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$96,469
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,143,319
Participant contributions at end of year2020-12-31$12,595
Assets. Other investments not covered elsewhere at end of year2020-12-31$10,553,603
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$9,747,426
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$547,564
Other income not declared elsewhere2020-12-31$5,268
Administrative expenses (other) incurred2020-12-31$212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,284,985
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,023,946
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,738,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$16,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,560,044
Value of interest in pooled separate accounts at end of year2020-12-31$231,762
Value of interest in pooled separate accounts at beginning of year2020-12-31$412,965
Interest on participant loans2020-12-31$62
Interest earned on other investments2020-12-31$19,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$665,942
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$578,570
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,949,587
Net investment gain/loss from pooled separate accounts2020-12-31$-3,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$977,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$431,633
Contract administrator fees2020-12-31$2,471
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2020-12-31520783935
2019 : HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,679,721
Total income from all sources (including contributions)2019-12-31$4,679,721
Total of all expenses incurred2019-12-31$178,682
Total of all expenses incurred2019-12-31$178,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$168,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$168,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,393,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,393,761
Value of total assets at end of year2019-12-31$10,738,961
Value of total assets at end of year2019-12-31$10,738,961
Value of total assets at beginning of year2019-12-31$6,237,922
Value of total assets at beginning of year2019-12-31$6,237,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$9,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$9,707
Total interest from all sources2019-12-31$17,046
Total interest from all sources2019-12-31$17,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,607,001
Contributions received from participants2019-12-31$1,607,001
Assets. Other investments not covered elsewhere at end of year2019-12-31$9,747,426
Assets. Other investments not covered elsewhere at end of year2019-12-31$9,747,426
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,421,114
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,421,114
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$673,566
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$673,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,501,039
Value of net income/loss2019-12-31$4,501,039
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,738,961
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,738,961
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,237,922
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,237,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$9,707
Investment advisory and management fees2019-12-31$9,707
Value of interest in pooled separate accounts at end of year2019-12-31$412,965
Value of interest in pooled separate accounts at end of year2019-12-31$412,965
Value of interest in pooled separate accounts at beginning of year2019-12-31$291,478
Value of interest in pooled separate accounts at beginning of year2019-12-31$291,478
Interest earned on other investments2019-12-31$17,046
Interest earned on other investments2019-12-31$17,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$578,570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$578,570
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$525,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$525,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,250,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,250,642
Net investment gain/loss from pooled separate accounts2019-12-31$18,272
Net investment gain/loss from pooled separate accounts2019-12-31$18,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,113,194
Contributions received in cash from employer2019-12-31$1,113,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$168,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$168,975
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm name2019-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2019-12-31520783935
Accountancy firm EIN2019-12-31520783935
2018 : HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,904,357
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$143,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$136,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,193,746
Value of total assets at end of year2018-12-31$6,237,922
Value of total assets at beginning of year2018-12-31$4,477,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,523
Total interest from all sources2018-12-31$15,877
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,207,280
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,421,114
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,817,759
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$154,469
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,760,885
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,237,922
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,477,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$6,377
Value of interest in pooled separate accounts at end of year2018-12-31$291,478
Value of interest in pooled separate accounts at beginning of year2018-12-31$228,572
Interest earned on other investments2018-12-31$15,877
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$525,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$430,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-316,536
Net investment gain/loss from pooled separate accounts2018-12-31$11,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$831,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$136,949
Contract administrator fees2018-12-31$146
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2018-12-31520783935
2017 : HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,604,148
Total of all expenses incurred2017-12-31$133,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$130,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,200,082
Value of total assets at end of year2017-12-31$4,539,287
Value of total assets at beginning of year2017-12-31$3,068,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,372
Total interest from all sources2017-12-31$769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$742,779
Participant contributions at end of year2017-12-31$37,814
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,817,759
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,455,047
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$25,357
Other income not declared elsewhere2017-12-31$403,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,471,072
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,539,287
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,068,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$228,572
Value of interest in pooled separate accounts at beginning of year2017-12-31$175,956
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$769
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$430,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$437,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$431,946
Employer contributions (assets) at end of year2017-12-31$24,436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$130,704
Contract administrator fees2017-12-31$2,372
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2017-12-31520783935
2016 : HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$75,059
Total income from all sources (including contributions)2016-12-31$834,148
Total of all expenses incurred2016-12-31$50,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$50,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$719,888
Value of total assets at end of year2016-12-31$3,068,215
Value of total assets at beginning of year2016-12-31$2,360,054
Total interest from all sources2016-12-31$14,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$494,452
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,455,047
Other income not declared elsewhere2016-12-31$91,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$783,220
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,068,215
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,284,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,771,748
Value of interest in pooled separate accounts at end of year2016-12-31$175,956
Value of interest in pooled separate accounts at beginning of year2016-12-31$187,004
Interest earned on other investments2016-12-31$14,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$437,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$401,302
Net investment gain/loss from pooled separate accounts2016-12-31$8,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$225,436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$50,928
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$75,059
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2016-12-31520783935

Form 5500 Responses for HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN

2022: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARRISBURG UNIVERSITY OF SCIENCE & TECHNOLOGY 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number408030
Policy instance 1
Insurance contract or identification number408030
Number of Individuals Covered322
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number408030
Policy instance 1
Insurance contract or identification number408030
Number of Individuals Covered353
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number408030
Policy instance 1
Insurance contract or identification number408030
Number of Individuals Covered366
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number388609
Policy instance 1
Insurance contract or identification number388609
Number of Individuals Covered305
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number388609
Policy instance 1
Insurance contract or identification number388609
Number of Individuals Covered189
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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