THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2014 : EB EQUITY MARKET NEUTRAL FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-06-13 | $-33,098 |
| Total unrealized appreciation/depreciation of assets | 2014-06-13 | $-33,098 |
| Total transfer of assets from this plan | 2014-06-13 | $8,659,724 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-13 | $17,082,792 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-13 | $8,532,791 |
| Total income from all sources (including contributions) | 2014-06-13 | $90,227 |
| Total loss/gain on sale of assets | 2014-06-13 | $57,151 |
| Total of all expenses incurred | 2014-06-13 | $78,315 |
| Value of total assets at end of year | 2014-06-13 | $17,082,792 |
| Value of total assets at beginning of year | 2014-06-13 | $17,180,603 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-13 | $78,315 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-06-13 | $66,174 |
| Administrative expenses professional fees incurred | 2014-06-13 | $18,461 |
| Assets. Other investments not covered elsewhere at end of year | 2014-06-13 | $17,071,289 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-06-13 | $8,655,817 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-06-13 | $11,503 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-06-13 | $12,851 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-06-13 | $17,082,792 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-06-13 | $8,532,791 |
| Administrative expenses (other) incurred | 2014-06-13 | $59,854 |
| Value of net income/loss | 2014-06-13 | $11,912 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-13 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-13 | $8,647,812 |
| Income. Dividends from common stock | 2014-06-13 | $66,174 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-06-13 | $8,511,935 |
| Aggregate proceeds on sale of assets | 2014-06-13 | $38,796,886 |
| Aggregate carrying amount (costs) on sale of assets | 2014-06-13 | $38,739,735 |
| 2013 : EB EQUITY MARKET NEUTRAL FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-132,539 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-132,539 |
| Total transfer of assets from this plan | 2013-12-31 | $10,282,085 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $8,532,791 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $17,861,938 |
| Total income from all sources (including contributions) | 2013-12-31 | $781,067 |
| Total loss/gain on sale of assets | 2013-12-31 | $655,298 |
| Total of all expenses incurred | 2013-12-31 | $218,352 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $17,180,603 |
| Value of total assets at beginning of year | 2013-12-31 | $36,229,120 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $218,352 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $184,126 |
| Administrative expenses professional fees incurred | 2013-12-31 | $23,689 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $8,655,817 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $18,482,723 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $12,851 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $8,443 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $8,532,791 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $17,861,938 |
| Other income not declared elsewhere | 2013-12-31 | $74,182 |
| Administrative expenses (other) incurred | 2013-12-31 | $194,663 |
| Value of net income/loss | 2013-12-31 | $562,715 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,647,812 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $18,367,182 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
| Income. Dividends from common stock | 2013-12-31 | $184,126 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $8,511,935 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $17,737,954 |
| Aggregate proceeds on sale of assets | 2013-12-31 | $83,949,282 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $83,293,984 |
| 2012 : EB EQUITY MARKET NEUTRAL FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-905,795 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-905,795 |
| Total transfer of assets to this plan | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $17,861,938 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $17,539,736 |
| Total income from all sources (including contributions) | 2012-12-31 | $175,974 |
| Total loss/gain on sale of assets | 2012-12-31 | $663,668 |
| Total of all expenses incurred | 2012-12-31 | $355,930 |
| Value of total assets at end of year | 2012-12-31 | $36,229,120 |
| Value of total assets at beginning of year | 2012-12-31 | $36,086,874 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $355,930 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $418,101 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $23,000 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $18,482,723 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $8,443 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $11,767 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $17,861,938 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $17,539,736 |
| Administrative expenses (other) incurred | 2012-12-31 | $332,930 |
| Value of net income/loss | 2012-12-31 | $-179,956 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,367,182 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $18,547,138 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
| Income. Dividends from common stock | 2012-12-31 | $418,101 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $17,737,954 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $36,075,107 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $71,914,326 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $71,250,658 |
| 2011 : EB EQUITY MARKET NEUTRAL FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $291,308 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $291,308 |
| Total transfer of assets from this plan | 2011-12-31 | $5,500,001 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $17,539,736 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $23,780,426 |
| Total income from all sources (including contributions) | 2011-12-31 | $460,066 |
| Total loss/gain on sale of assets | 2011-12-31 | $-140,290 |
| Total of all expenses incurred | 2011-12-31 | $347,459 |
| Value of total assets at end of year | 2011-12-31 | $36,086,874 |
| Value of total assets at beginning of year | 2011-12-31 | $47,714,958 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $347,459 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $309,048 |
| Administrative expenses professional fees incurred | 2011-12-31 | $23,447 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $11,767 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $8,255 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $17,539,736 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $23,780,426 |
| Administrative expenses (other) incurred | 2011-12-31 | $324,012 |
| Value of net income/loss | 2011-12-31 | $112,607 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $18,547,138 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $23,934,532 |
| Income. Dividends from common stock | 2011-12-31 | $309,048 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $36,075,107 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $47,706,703 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $60,463,841 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $60,604,131 |
| 2010 : EB EQUITY MARKET NEUTRAL FUND 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,025,536 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,025,536 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $23,780,426 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $22,199,860 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,696,074 |
| Total loss/gain on sale of assets | 2010-12-31 | $4,558,321 |
| Total of all expenses incurred | 2010-12-31 | $22,695 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $47,714,958 |
| Value of total assets at beginning of year | 2010-12-31 | $44,461,013 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $22,695 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $63,721 |
| Administrative expenses professional fees incurred | 2010-12-31 | $22,695 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $8,255 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $25,351 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $23,780,426 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $22,199,860 |
| Other income not declared elsewhere | 2010-12-31 | $-3,951,504 |
| Value of net income/loss | 2010-12-31 | $1,673,379 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $23,934,532 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $22,261,153 |
| Income. Dividends from common stock | 2010-12-31 | $63,721 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $47,706,703 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $44,435,662 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $59,471,475 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $54,913,154 |
