THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2014 : EB DV MLP INDEX FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-30 | $-225,925,361 |
| Total unrealized appreciation/depreciation of assets | 2014-12-30 | $-225,925,361 |
| Total transfer of assets from this plan | 2014-12-30 | $490,843,062 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-30 | $81,343,547 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-30 | $255,803,918 |
| Total income from all sources (including contributions) | 2014-12-30 | $-74,778,100 |
| Total loss/gain on sale of assets | 2014-12-30 | $150,512,886 |
| Total of all expenses incurred | 2014-12-30 | $43,070 |
| Value of total assets at end of year | 2014-12-30 | $81,343,547 |
| Value of total assets at beginning of year | 2014-12-30 | $821,468,150 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-30 | $43,070 |
| Total interest from all sources | 2014-12-30 | $285,682 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-30 | $230,597 |
| Administrative expenses professional fees incurred | 2014-12-30 | $18,460 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-30 | $81,137,302 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-30 | $37,824 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-30 | $130,846 |
| Assets. Loans (other than to participants) at end of year | 2014-12-30 | $60,153 |
| Assets. Loans (other than to participants) at beginning of year | 2014-12-30 | $255,753,213 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-30 | $81,343,547 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-30 | $255,803,918 |
| Other income not declared elsewhere | 2014-12-30 | $117,928 |
| Administrative expenses (other) incurred | 2014-12-30 | $24,610 |
| Value of net income/loss | 2014-12-30 | $-74,821,170 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-30 | $565,664,232 |
| Interest on participant loans | 2014-12-30 | $285,676 |
| Income. Interest from US Government securities | 2014-12-30 | $6 |
| Value of interest in common/collective trusts at end of year | 2014-12-30 | $108,268 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-30 | $186,352 |
| Asset value of US Government securities at beginning of year | 2014-12-30 | $24,999 |
| Net investment gain or loss from common/collective trusts | 2014-12-30 | $168 |
| Income. Dividends from common stock | 2014-12-30 | $230,597 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-30 | $565,372,740 |
| Aggregate proceeds on sale of assets | 2014-12-30 | $612,967,365 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-30 | $462,454,479 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $113,901,796 |
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $113,901,796 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $255,803,918 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $120,140,523 |
| Total income from all sources (including contributions) | 2014-09-30 | $130,435,968 |
| Total loss/gain on sale of assets | 2014-09-30 | $12,681,008 |
| Total of all expenses incurred | 2014-09-30 | $87,438 |
| Value of total assets at end of year | 2014-09-30 | $821,468,150 |
| Value of total assets at beginning of year | 2014-09-30 | $555,456,225 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $87,438 |
| Total interest from all sources | 2014-09-30 | $1,254,267 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $2,366,271 |
| Administrative expenses professional fees incurred | 2014-09-30 | $23,174 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $130,846 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-09-30 | $69,440 |
| Assets. Loans (other than to participants) at end of year | 2014-09-30 | $255,753,213 |
| Assets. Loans (other than to participants) at beginning of year | 2014-09-30 | $120,092,191 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-09-30 | $255,803,918 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-09-30 | $120,140,523 |
| Other income not declared elsewhere | 2014-09-30 | $232,282 |
| Administrative expenses (other) incurred | 2014-09-30 | $64,264 |
| Value of net income/loss | 2014-09-30 | $130,348,530 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $565,664,232 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $435,315,702 |
| Interest on participant loans | 2014-09-30 | $1,254,234 |
| Income. Interest from US Government securities | 2014-09-30 | $33 |
| Value of interest in common/collective trusts at end of year | 2014-09-30 | $186,352 |
| Value of interest in common/collective trusts at beginning of year | 2014-09-30 | $399,479 |
| Asset value of US Government securities at end of year | 2014-09-30 | $24,999 |
| Asset value of US Government securities at beginning of year | 2014-09-30 | $20,000 |
| Net investment gain or loss from common/collective trusts | 2014-09-30 | $344 |
| Income. Dividends from common stock | 2014-09-30 | $2,366,271 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-09-30 | $565,372,740 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-09-30 | $434,875,115 |
| Aggregate proceeds on sale of assets | 2014-09-30 | $66,868,089 |
| Aggregate carrying amount (costs) on sale of assets | 2014-09-30 | $54,187,081 |
| 2013 : EB DV MLP INDEX FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $55,901,725 |
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $55,901,725 |
| Total transfer of assets to this plan | 2013-09-30 | $100,000,000 |
| Total transfer of assets from this plan | 2013-09-30 | $145,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $120,140,523 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $160,234,290 |
| Total income from all sources (including contributions) | 2013-09-30 | $98,252,380 |
| Total loss/gain on sale of assets | 2013-09-30 | $40,700,551 |
| Total of all expenses incurred | 2013-09-30 | $102,114 |
| Value of total assets at end of year | 2013-09-30 | $555,456,225 |
| Value of total assets at beginning of year | 2013-09-30 | $542,399,726 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $102,114 |
| Total interest from all sources | 2013-09-30 | $1,052,303 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $290,657 |
| Administrative expenses professional fees incurred | 2013-09-30 | $23,690 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-09-30 | $69,440 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-09-30 | $78,921 |
| Assets. Loans (other than to participants) at end of year | 2013-09-30 | $120,092,191 |
| Assets. Loans (other than to participants) at beginning of year | 2013-09-30 | $160,199,175 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-09-30 | $120,140,523 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-09-30 | $160,234,290 |
| Other income not declared elsewhere | 2013-09-30 | $305,079 |
| Administrative expenses (other) incurred | 2013-09-30 | $78,424 |
| Value of net income/loss | 2013-09-30 | $98,150,266 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $435,315,702 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $382,165,436 |
| Interest on participant loans | 2013-09-30 | $1,052,213 |
| Interest earned on other investments | 2013-09-30 | $1 |
| Income. Interest from US Government securities | 2013-09-30 | $89 |
| Value of interest in common/collective trusts at end of year | 2013-09-30 | $399,479 |
| Value of interest in common/collective trusts at beginning of year | 2013-09-30 | $1,236,321 |
| Asset value of US Government securities at end of year | 2013-09-30 | $20,000 |
| Asset value of US Government securities at beginning of year | 2013-09-30 | $84,984 |
| Net investment gain or loss from common/collective trusts | 2013-09-30 | $2,065 |
| Income. Dividends from common stock | 2013-09-30 | $290,657 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-09-30 | $434,875,115 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-09-30 | $380,800,325 |
| Aggregate proceeds on sale of assets | 2013-09-30 | $198,950,018 |
| Aggregate carrying amount (costs) on sale of assets | 2013-09-30 | $158,249,467 |
| 2012 : EB DV MLP INDEX FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-30 | $71,856,471 |
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $71,856,471 |
| Total transfer of assets to this plan | 2012-09-30 | $65,000,000 |
| Total transfer of assets from this plan | 2012-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $160,234,290 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $39,935,928 |
| Total income from all sources (including contributions) | 2012-09-30 | $74,312,222 |
| Total loss/gain on sale of assets | 2012-09-30 | $1,718,087 |
| Total of all expenses incurred | 2012-09-30 | $45,500 |
| Value of total assets at end of year | 2012-09-30 | $542,399,726 |
| Value of total assets at beginning of year | 2012-09-30 | $282,834,642 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $45,500 |
| Total interest from all sources | 2012-09-30 | $622,148 |
| Administrative expenses professional fees incurred | 2012-09-30 | $23,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $78,921 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $25,999 |
| Assets. Loans (other than to participants) at end of year | 2012-09-30 | $160,199,175 |
| Assets. Loans (other than to participants) at beginning of year | 2012-09-30 | $39,912,193 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-09-30 | $160,234,290 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-09-30 | $39,935,928 |
| Other income not declared elsewhere | 2012-09-30 | $114,166 |
| Administrative expenses (other) incurred | 2012-09-30 | $22,500 |
| Value of net income/loss | 2012-09-30 | $74,266,722 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $382,165,436 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $242,898,714 |
| Income. Interest from loans (other than to participants) | 2012-09-30 | $621,918 |
| Interest earned on other investments | 2012-09-30 | $140 |
| Income. Interest from US Government securities | 2012-09-30 | $90 |
| Value of interest in common/collective trusts at end of year | 2012-09-30 | $1,236,321 |
| Value of interest in common/collective trusts at beginning of year | 2012-09-30 | $226,151 |
| Asset value of US Government securities at end of year | 2012-09-30 | $84,984 |
| Asset value of US Government securities at beginning of year | 2012-09-30 | $9,998 |
| Net investment gain or loss from common/collective trusts | 2012-09-30 | $1,350 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-09-30 | $380,800,325 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-09-30 | $242,660,301 |
| Aggregate proceeds on sale of assets | 2012-09-30 | $25,088,835 |
| Aggregate carrying amount (costs) on sale of assets | 2012-09-30 | $23,370,748 |
| 2011 : EB DV MLP INDEX FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-15,734,631 |
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-15,734,631 |
| Total transfer of assets to this plan | 2011-09-30 | $246,527,120 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $39,935,928 |
| Total income from all sources (including contributions) | 2011-09-30 | $-3,592,714 |
| Total loss/gain on sale of assets | 2011-09-30 | $2,000,472 |
| Total of all expenses incurred | 2011-09-30 | $35,692 |
| Value of total assets at end of year | 2011-09-30 | $282,834,642 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $35,692 |
| Total interest from all sources | 2011-09-30 | $70,218 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $10,528,500 |
| Administrative expenses professional fees incurred | 2011-09-30 | $35,692 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $25,999 |
| Assets. Loans (other than to participants) at end of year | 2011-09-30 | $39,912,193 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-09-30 | $39,935,928 |
| Other income not declared elsewhere | 2011-09-30 | $-457,702 |
| Value of net income/loss | 2011-09-30 | $-3,628,406 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $242,898,714 |
| Income. Interest from loans (other than to participants) | 2011-09-30 | $70,191 |
| Income. Interest from US Government securities | 2011-09-30 | $27 |
| Value of interest in common/collective trusts at end of year | 2011-09-30 | $226,151 |
| Asset value of US Government securities at end of year | 2011-09-30 | $9,998 |
| Net investment gain or loss from common/collective trusts | 2011-09-30 | $429 |
| Income. Dividends from common stock | 2011-09-30 | $10,528,500 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-09-30 | $242,660,301 |
| Aggregate proceeds on sale of assets | 2011-09-30 | $48,994,241 |
| Aggregate carrying amount (costs) on sale of assets | 2011-09-30 | $46,993,769 |
