THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2016 : EB LONG CORPORATE ALPHA FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-02-05 | $-42,276,709 |
| Total unrealized appreciation/depreciation of assets | 2016-02-05 | $-42,276,709 |
| Total transfer of assets from this plan | 2016-02-05 | $578,928,176 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-02-05 | $162,343 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-02-05 | $7,997,543 |
| Total income from all sources (including contributions) | 2016-02-05 | $-41,140,474 |
| Total loss/gain on sale of assets | 2016-02-05 | $-14,914,980 |
| Total of all expenses incurred | 2016-02-05 | $43,998 |
| Value of total assets at end of year | 2016-02-05 | $162,343 |
| Value of total assets at beginning of year | 2016-02-05 | $628,110,191 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-02-05 | $43,998 |
| Total interest from all sources | 2016-02-05 | $17,563,715 |
| Administrative expenses professional fees incurred | 2016-02-05 | $14,210 |
| Assets. Other investments not covered elsewhere at end of year | 2016-02-05 | $156,497 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-02-05 | $13,948,172 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-02-05 | $5,846 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-02-05 | $6,535,234 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-02-05 | $162,343 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-02-05 | $7,997,543 |
| Other income not declared elsewhere | 2016-02-05 | $-1,520,689 |
| Administrative expenses (other) incurred | 2016-02-05 | $29,788 |
| Value of net income/loss | 2016-02-05 | $-41,184,472 |
| Value of net assets at end of year (total assets less liabilities) | 2016-02-05 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-02-05 | $620,112,648 |
| Interest earned on other investments | 2016-02-05 | $-260,678 |
| Income. Interest from US Government securities | 2016-02-05 | $495,135 |
| Income. Interest from corporate debt instruments | 2016-02-05 | $17,329,258 |
| Value of interest in common/collective trusts at beginning of year | 2016-02-05 | $540,785 |
| Asset value of US Government securities at beginning of year | 2016-02-05 | $25,859,886 |
| Net investment gain or loss from common/collective trusts | 2016-02-05 | $8,189 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-02-05 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-02-05 | $581,226,114 |
| Aggregate proceeds on sale of assets | 2016-02-05 | $707,359,171 |
| Aggregate carrying amount (costs) on sale of assets | 2016-02-05 | $722,274,151 |
| 2015 : EB LONG CORPORATE ALPHA FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-03-31 | $40,716,509 |
| Total unrealized appreciation/depreciation of assets | 2015-03-31 | $40,716,509 |
| Total transfer of assets from this plan | 2015-03-31 | $62,055,589 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $7,997,543 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $12,821,155 |
| Total income from all sources (including contributions) | 2015-03-31 | $86,723,391 |
| Total loss/gain on sale of assets | 2015-03-31 | $11,876,850 |
| Total of all expenses incurred | 2015-03-31 | $77,127 |
| Value of total assets at end of year | 2015-03-31 | $628,110,191 |
| Value of total assets at beginning of year | 2015-03-31 | $608,343,128 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $77,127 |
| Total interest from all sources | 2015-03-31 | $27,091,281 |
| Administrative expenses professional fees incurred | 2015-03-31 | $34,000 |
| Assets. Other investments not covered elsewhere at end of year | 2015-03-31 | $13,948,172 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-03-31 | $11,234,840 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-03-31 | $6,535,234 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-03-31 | $6,981,708 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-03-31 | $7,997,543 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-03-31 | $12,821,155 |
| Other income not declared elsewhere | 2015-03-31 | $7,035,505 |
| Administrative expenses (other) incurred | 2015-03-31 | $43,127 |
| Value of net income/loss | 2015-03-31 | $86,646,264 |
| Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $620,112,648 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $595,521,973 |
| Interest earned on other investments | 2015-03-31 | $258,088 |
| Income. Interest from US Government securities | 2015-03-31 | $931,166 |
| Income. Interest from corporate debt instruments | 2015-03-31 | $25,902,027 |
| Value of interest in common/collective trusts at end of year | 2015-03-31 | $540,785 |
| Value of interest in common/collective trusts at beginning of year | 2015-03-31 | $439,174 |
| Asset value of US Government securities at end of year | 2015-03-31 | $25,859,886 |
| Asset value of US Government securities at beginning of year | 2015-03-31 | $29,337,919 |
| Net investment gain or loss from common/collective trusts | 2015-03-31 | $3,246 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-03-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-03-31 | $560,349,487 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-03-31 | $581,226,114 |
| Aggregate proceeds on sale of assets | 2015-03-31 | $303,364,462 |
| Aggregate carrying amount (costs) on sale of assets | 2015-03-31 | $291,487,612 |
| 2014 : EB LONG CORPORATE ALPHA FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-31 | $371,440 |
| Total unrealized appreciation/depreciation of assets | 2014-03-31 | $371,440 |
| Total transfer of assets from this plan | 2014-03-31 | $1,893,759 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $12,821,155 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $11,634,065 |
| Total income from all sources (including contributions) | 2014-03-31 | $11,217,794 |
| Total loss/gain on sale of assets | 2014-03-31 | $-18,732,301 |
| Total of all expenses incurred | 2014-03-31 | $40,395 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $0 |
| Value of total assets at end of year | 2014-03-31 | $608,343,128 |
| Value of total assets at beginning of year | 2014-03-31 | $597,872,398 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $40,395 |
| Total interest from all sources | 2014-03-31 | $25,810,935 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $0 |
| Administrative expenses professional fees incurred | 2014-03-31 | $30,528 |
| Assets. Other investments not covered elsewhere at end of year | 2014-03-31 | $11,234,840 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-03-31 | $8,038,723 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-03-31 | $6,981,708 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-03-31 | $6,399,383 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-31 | $12,821,155 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-03-31 | $11,634,065 |
| Other income not declared elsewhere | 2014-03-31 | $3,764,669 |
| Administrative expenses (other) incurred | 2014-03-31 | $9,867 |
| Value of net income/loss | 2014-03-31 | $11,177,399 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $595,521,973 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $586,238,333 |
| Interest earned on other investments | 2014-03-31 | $2,130 |
| Income. Interest from US Government securities | 2014-03-31 | $898,356 |
| Income. Interest from corporate debt instruments | 2014-03-31 | $24,910,449 |
| Value of interest in common/collective trusts at end of year | 2014-03-31 | $439,174 |
| Value of interest in common/collective trusts at beginning of year | 2014-03-31 | $2,679,862 |
| Asset value of US Government securities at end of year | 2014-03-31 | $29,337,919 |
| Asset value of US Government securities at beginning of year | 2014-03-31 | $33,062,986 |
| Net investment gain or loss from common/collective trusts | 2014-03-31 | $3,051 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-03-31 | $560,349,487 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-03-31 | $547,691,444 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-03-31 | $560,349,487 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-03-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-03-31 | $0 |
| Aggregate proceeds on sale of assets | 2014-03-31 | $273,725,945 |
| Aggregate carrying amount (costs) on sale of assets | 2014-03-31 | $292,458,246 |
| 2013 : EB LONG CORPORATE ALPHA FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-03-31 | $-2,688,487 |
| Total unrealized appreciation/depreciation of assets | 2013-03-31 | $-2,688,487 |
| Total transfer of assets to this plan | 2013-03-31 | $100,000,000 |
| Total transfer of assets from this plan | 2013-03-31 | $1,619,152 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $11,634,065 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $8,063,915 |
| Total income from all sources (including contributions) | 2013-03-31 | $42,976,257 |
| Total loss/gain on sale of assets | 2013-03-31 | $16,392,460 |
| Total of all expenses incurred | 2013-03-31 | $30,900 |
| Value of total assets at end of year | 2013-03-31 | $597,872,398 |
| Value of total assets at beginning of year | 2013-03-31 | $452,976,043 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $30,900 |
| Total interest from all sources | 2013-03-31 | $22,856,019 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $0 |
| Administrative expenses professional fees incurred | 2013-03-31 | $30,900 |
| Assets. Other investments not covered elsewhere at end of year | 2013-03-31 | $8,038,723 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-03-31 | $6,724,006 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-03-31 | $6,399,383 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-03-31 | $5,952,807 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-03-31 | $11,634,065 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-03-31 | $8,063,915 |
| Other income not declared elsewhere | 2013-03-31 | $6,407,430 |
| Value of net income/loss | 2013-03-31 | $42,945,357 |
| Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $586,238,333 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $444,912,128 |
| Interest earned on other investments | 2013-03-31 | $22,178,872 |
| Income. Interest from US Government securities | 2013-03-31 | $677,147 |
| Value of interest in common/collective trusts at end of year | 2013-03-31 | $2,679,862 |
| Value of interest in common/collective trusts at beginning of year | 2013-03-31 | $1,012,912 |
| Asset value of US Government securities at end of year | 2013-03-31 | $33,062,986 |
| Asset value of US Government securities at beginning of year | 2013-03-31 | $18,916,395 |
| Net investment gain or loss from common/collective trusts | 2013-03-31 | $8,835 |
| Income. Dividends from common stock | 2013-03-31 | $0 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-03-31 | $547,691,444 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-03-31 | $420,369,923 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-03-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-03-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-03-31 | $0 |
| Aggregate proceeds on sale of assets | 2013-03-31 | $438,712,483 |
| Aggregate carrying amount (costs) on sale of assets | 2013-03-31 | $422,320,023 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2013-03-31 | $0 |
| 2012 : EB LONG CORPORATE ALPHA FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-03-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-03-31 | $3,877,248 |
| Total unrealized appreciation/depreciation of assets | 2012-03-31 | $3,877,248 |
| Total transfer of assets to this plan | 2012-03-31 | $419,304,191 |
| Total transfer of assets from this plan | 2012-03-31 | $541,070 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $8,063,915 |
| Total income from all sources (including contributions) | 2012-03-31 | $26,179,007 |
| Total loss/gain on sale of assets | 2012-03-31 | $8,102,836 |
| Total of all expenses incurred | 2012-03-31 | $30,000 |
| Value of total assets at end of year | 2012-03-31 | $452,976,043 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $30,000 |
| Total interest from all sources | 2012-03-31 | $11,301,312 |
| Administrative expenses professional fees incurred | 2012-03-31 | $30,000 |
| Assets. Other investments not covered elsewhere at end of year | 2012-03-31 | $6,724,006 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-03-31 | $5,952,807 |
| Other income not declared elsewhere | 2012-03-31 | $2,894,944 |
| Value of net income/loss | 2012-03-31 | $26,149,007 |
| Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $444,912,128 |
| Interest earned on other investments | 2012-03-31 | $11,309,518 |
| Income. Interest from US Government securities | 2012-03-31 | $-8,206 |
| Value of interest in common/collective trusts at end of year | 2012-03-31 | $1,012,912 |
| Asset value of US Government securities at end of year | 2012-03-31 | $18,916,395 |
| Net investment gain or loss from common/collective trusts | 2012-03-31 | $2,667 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-03-31 | $420,369,923 |
| Aggregate proceeds on sale of assets | 2012-03-31 | $173,263,244 |
| Aggregate carrying amount (costs) on sale of assets | 2012-03-31 | $165,160,408 |
| Liabilities. Value of acquisition indebtedness at end of year | 2012-03-31 | $8,063,915 |
