THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CF CIS GOVERNMENT/CREDIT INDEX
| Measure | Date | Value |
|---|
| 2012 : CF CIS GOVERNMENT/CREDIT INDEX 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets to this plan | 2012-12-31 | $24,566,241 |
| Total transfer of assets from this plan | 2012-12-31 | $192,897,385 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $127,517,870 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,925,382 |
| Total income from all sources (including contributions) | 2012-12-31 | $7,277,995 |
| Total loss/gain on sale of assets | 2012-12-31 | $2,231,974 |
| Total of all expenses incurred | 2012-12-31 | $40,234 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $127,517,870 |
| Value of total assets at beginning of year | 2012-12-31 | $163,018,765 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $40,234 |
| Total interest from all sources | 2012-12-31 | $5,040,425 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $39,967 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $10,583,739 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $127,517,870 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $4,238,815 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $127,517,870 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $1,925,382 |
| Administrative expenses (other) incurred | 2012-12-31 | $267 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $38,244 |
| Value of net income/loss | 2012-12-31 | $7,237,761 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $161,093,383 |
| Interest earned on other investments | 2012-12-31 | $89,703 |
| Income. Interest from US Government securities | 2012-12-31 | $2,247,552 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $2,703,168 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,914,961 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $2 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $91,127,917 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $5,596 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $55,115,089 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $82,780,155 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $80,548,181 |
| 2011 : CF CIS GOVERNMENT/CREDIT INDEX 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $7,891,107 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $7,891,107 |
| Total transfer of assets to this plan | 2011-12-31 | $12,289,190 |
| Total transfer of assets from this plan | 2011-12-31 | $84,061,963 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,925,382 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,410,508 |
| Total income from all sources (including contributions) | 2011-12-31 | $14,413,087 |
| Total loss/gain on sale of assets | 2011-12-31 | $-514,138 |
| Total of all expenses incurred | 2011-12-31 | $22,553 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $163,018,765 |
| Value of total assets at beginning of year | 2011-12-31 | $219,886,130 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $22,553 |
| Total interest from all sources | 2011-12-31 | $7,033,294 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Administrative expenses professional fees incurred | 2011-12-31 | $22,275 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $10,583,739 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $1,196,330 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $4,238,815 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $3,448,028 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,925,382 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $1,410,508 |
| Administrative expenses (other) incurred | 2011-12-31 | $278 |
| Total non interest bearing cash at end of year | 2011-12-31 | $38,244 |
| Value of net income/loss | 2011-12-31 | $14,390,534 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $161,093,383 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $218,475,622 |
| Interest earned on other investments | 2011-12-31 | $97,945 |
| Income. Interest from US Government securities | 2011-12-31 | $3,222,994 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $3,712,355 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,914,961 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $560,583 |
| Asset value of US Government securities at end of year | 2011-12-31 | $91,127,917 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $105,358,508 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,824 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $55,115,089 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $109,322,681 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $96,059,803 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $96,573,941 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-01-31 | $2,519,644 |
| Total unrealized appreciation/depreciation of assets | 2011-01-31 | $2,519,644 |
| Total transfer of assets to this plan | 2011-01-31 | $18,830,212 |
| Total transfer of assets from this plan | 2011-01-31 | $37,670,641 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-01-31 | $1,410,508 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-01-31 | $79,611,590 |
| Total income from all sources (including contributions) | 2011-01-31 | $11,610,730 |
| Total loss/gain on sale of assets | 2011-01-31 | $207,603 |
| Total of all expenses incurred | 2011-01-31 | $23,655 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-01-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-01-31 | $0 |
| Value of total assets at end of year | 2011-01-31 | $219,886,130 |
| Value of total assets at beginning of year | 2011-01-31 | $305,340,566 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-01-31 | $23,655 |
| Total interest from all sources | 2011-01-31 | $8,842,979 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-01-31 | $36,406 |
| Administrative expenses professional fees incurred | 2011-01-31 | $22,695 |
| Assets. Other investments not covered elsewhere at end of year | 2011-01-31 | $1,196,330 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-01-31 | $654,583 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-01-31 | $3,448,028 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-01-31 | $4,099,180 |
| Assets. Loans (other than to participants) at beginning of year | 2011-01-31 | $74,427,604 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-01-31 | $1,410,508 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-01-31 | $79,611,590 |
| Administrative expenses (other) incurred | 2011-01-31 | $960 |
| Total non interest bearing cash at beginning of year | 2011-01-31 | $2,953 |
| Value of net income/loss | 2011-01-31 | $11,587,075 |
| Value of net assets at end of year (total assets less liabilities) | 2011-01-31 | $218,475,622 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-01-31 | $225,728,976 |
| Interest earned on other investments | 2011-01-31 | $75,505 |
| Income. Interest from US Government securities | 2011-01-31 | $4,223,082 |
| Income. Interest from corporate debt instruments | 2011-01-31 | $4,544,391 |
| Value of interest in common/collective trusts at end of year | 2011-01-31 | $560,583 |
| Value of interest in common/collective trusts at beginning of year | 2011-01-31 | $5,833,383 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-01-31 | $1 |
| Asset value of US Government securities at end of year | 2011-01-31 | $105,358,508 |
| Asset value of US Government securities at beginning of year | 2011-01-31 | $104,142,119 |
| Net investment gain or loss from common/collective trusts | 2011-01-31 | $4,098 |
| Income. Dividends from common stock | 2011-01-31 | $36,406 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-01-31 | $109,322,681 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-01-31 | $116,180,744 |
| Aggregate proceeds on sale of assets | 2011-01-31 | $120,859,843 |
| Aggregate carrying amount (costs) on sale of assets | 2011-01-31 | $120,652,240 |
| 2010 : CF CIS GOVERNMENT/CREDIT INDEX 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-01-31 | $7,771,364 |
| Total unrealized appreciation/depreciation of assets | 2010-01-31 | $7,771,364 |
| Total transfer of assets to this plan | 2010-01-31 | $17,540,152 |
| Total transfer of assets from this plan | 2010-01-31 | $45,371,932 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-01-31 | $79,611,590 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-01-31 | $120,375,401 |
| Total income from all sources (including contributions) | 2010-01-31 | $19,494,791 |
| Total loss/gain on sale of assets | 2010-01-31 | $1,835,171 |
| Total of all expenses incurred | 2010-01-31 | $22,859 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-01-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-01-31 | $0 |
| Value of total assets at end of year | 2010-01-31 | $305,340,566 |
| Value of total assets at beginning of year | 2010-01-31 | $354,464,225 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-01-31 | $22,859 |
| Total interest from all sources | 2010-01-31 | $9,874,717 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-01-31 | $0 |
| Administrative expenses professional fees incurred | 2010-01-31 | $22,859 |
| Assets. Other investments not covered elsewhere at end of year | 2010-01-31 | $654,583 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-01-31 | $6,428,455 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-01-31 | $4,099,180 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-01-31 | $3,174,363 |
| Assets. Loans (other than to participants) at end of year | 2010-01-31 | $74,427,604 |
| Assets. Loans (other than to participants) at beginning of year | 2010-01-31 | $115,419,795 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-01-31 | $79,611,590 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-01-31 | $120,375,401 |
| Total non interest bearing cash at end of year | 2010-01-31 | $2,953 |
| Total non interest bearing cash at beginning of year | 2010-01-31 | $122,228 |
| Value of net income/loss | 2010-01-31 | $19,471,932 |
| Value of net assets at end of year (total assets less liabilities) | 2010-01-31 | $225,728,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-01-31 | $234,088,824 |
| Income. Interest from loans (other than to participants) | 2010-01-31 | $100,934 |
| Interest earned on other investments | 2010-01-31 | $217,307 |
| Income. Interest from US Government securities | 2010-01-31 | $4,595,300 |
| Income. Interest from corporate debt instruments | 2010-01-31 | $4,961,168 |
| Value of interest in common/collective trusts at end of year | 2010-01-31 | $5,833,383 |
| Value of interest in common/collective trusts at beginning of year | 2010-01-31 | $3,341,622 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-01-31 | $8 |
| Asset value of US Government securities at end of year | 2010-01-31 | $104,142,119 |
| Asset value of US Government securities at beginning of year | 2010-01-31 | $140,500,719 |
| Net investment gain or loss from common/collective trusts | 2010-01-31 | $13,539 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-01-31 | $116,180,744 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-01-31 | $85,477,043 |
| Aggregate proceeds on sale of assets | 2010-01-31 | $98,228,759 |
| Aggregate carrying amount (costs) on sale of assets | 2010-01-31 | $96,393,588 |
