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NY COMMUNITY FINANCIAL LLC 401K PLAN 401k Plan overview

Plan NameNY COMMUNITY FINANCIAL LLC 401K PLAN
Plan identification number 001

NY COMMUNITY FINANCIAL LLC 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NY COMMUNITY FINANCIAL LLC has sponsored the creation of one or more 401k plans.

Company Name:NY COMMUNITY FINANCIAL LLC
Employer identification number (EIN):260061110
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about NY COMMUNITY FINANCIAL LLC

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0400067161

More information about NY COMMUNITY FINANCIAL LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NY COMMUNITY FINANCIAL LLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01DOUGLAS B FRANK2024-10-09
0012022-01-01DOUGLAS FRANK2023-10-11 DOUGLAS FRANK2023-10-11
0012021-01-01DOUGLAS FRANK2022-10-14 DOUGLAS FRANK2022-10-14
0012020-01-01DOUGLAS FRANK2021-10-05 DOUGLAS FRANK2021-10-05
0012019-01-01DOUGLAS FRANK2020-09-29 DOUGLAS FRANK2020-09-29
0012018-01-01DOUGLAS FRANK2019-10-04
0012017-01-01DOUGLAS FRANK2018-10-11
0012016-01-01
0012016-01-01DOUGLAS FRANK2017-10-04
0012015-01-01DOUGLAS FRANK DOUGLAS FRANK2016-10-14
0012015-01-01DOUGLAS FRANK DOUGLAS FRANK2016-10-14
0012014-01-01ANTHONY GUZZI ANTHONY GUZZI2015-10-13
0012013-01-01ANTHONY GUZZI
0012011-01-01ANTHONY GUZZI
0012009-01-01ANTHONY GUZZI
0012009-01-01ANTHONY GUZZI

Financial Data on NY COMMUNITY FINANCIAL LLC 401K PLAN

Measure Date Value
2023 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$1,418,492
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$244,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$232,983
Expenses. Certain deemed distributions of participant loans2023-12-31$2,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$640,510
Value of total assets at end of year2023-12-31$6,309,747
Value of total assets at beginning of year2023-12-31$5,135,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$8,729
Total interest from all sources2023-12-31$12,284
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$422,503
Participant contributions at end of year2023-12-31$255,949
Participant contributions at beginning of year2023-12-31$179,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,173,882
Value of net assets at end of year (total assets less liabilities)2023-12-31$6,309,747
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$5,135,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in pooled separate accounts at end of year2023-12-31$5,133,144
Value of interest in pooled separate accounts at beginning of year2023-12-31$4,099,801
Interest on participant loans2023-12-31$12,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$702,647
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$634,569
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$765,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$218,007
Employer contributions (assets) at end of year2023-12-31$218,007
Employer contributions (assets) at beginning of year2023-12-31$221,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$232,983
Contract administrator fees2023-12-31$8,729
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31SMOLIN, LUPIN & CO, LLC
Accountancy firm EIN2023-12-31222258733
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$1,418,492
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$244,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$232,983
Expenses. Certain deemed distributions of participant loans2023-01-01$2,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$640,510
Value of total assets at end of year2023-01-01$6,309,747
Value of total assets at beginning of year2023-01-01$5,135,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$8,729
Total interest from all sources2023-01-01$12,284
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$422,503
Participant contributions at end of year2023-01-01$255,949
Participant contributions at beginning of year2023-01-01$179,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$1,173,882
Value of net assets at end of year (total assets less liabilities)2023-01-01$6,309,747
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$5,135,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in pooled separate accounts at end of year2023-01-01$5,133,144
Value of interest in pooled separate accounts at beginning of year2023-01-01$4,099,801
Interest on participant loans2023-01-01$12,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$702,647
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$634,569
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$765,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$218,007
Employer contributions (assets) at end of year2023-01-01$218,007
Employer contributions (assets) at beginning of year2023-01-01$221,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$232,983
Contract administrator fees2023-01-01$8,729
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01SMOLIN, LUPIN & CO, LLC
Accountancy firm EIN2023-01-01222258733
2022 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-206,868
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$441,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$431,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$647,827
Value of total assets at end of year2022-12-31$5,135,865
Value of total assets at beginning of year2022-12-31$5,784,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,840
Total interest from all sources2022-12-31$15,113
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$426,309
Participant contributions at end of year2022-12-31$179,977
Participant contributions at beginning of year2022-12-31$147,144
Administrative expenses (other) incurred2022-12-31$9,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-648,635
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,135,865
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,784,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$4,099,801
Value of interest in pooled separate accounts at beginning of year2022-12-31$4,867,342
Interest on participant loans2022-12-31$9,519
Interest earned on other investments2022-12-31$5,592
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$634,569
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$536,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-869,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$221,518
Employer contributions (assets) at end of year2022-12-31$221,518
Employer contributions (assets) at beginning of year2022-12-31$233,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$431,927
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SMOLIN, LUPIN & CO, LLC
Accountancy firm EIN2022-12-31222258733
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-206,868
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$441,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$431,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$647,827
Value of total assets at end of year2022-01-01$5,135,865
Value of total assets at beginning of year2022-01-01$5,784,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$9,840
Total interest from all sources2022-01-01$15,113
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$426,309
Participant contributions at end of year2022-01-01$179,977
Participant contributions at beginning of year2022-01-01$147,144
Administrative expenses (other) incurred2022-01-01$9,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-648,635
Value of net assets at end of year (total assets less liabilities)2022-01-01$5,135,865
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$5,784,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in pooled separate accounts at end of year2022-01-01$4,099,801
Value of interest in pooled separate accounts at beginning of year2022-01-01$4,867,342
Interest on participant loans2022-01-01$9,519
Interest earned on other investments2022-01-01$5,592
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$634,569
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$536,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-869,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$221,518
Employer contributions (assets) at end of year2022-01-01$221,518
Employer contributions (assets) at beginning of year2022-01-01$233,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$431,927
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01SMOLIN, LUPIN & CO, LLC
Accountancy firm EIN2022-01-01222258733
2021 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,444,666
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$604,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$559,999
Expenses. Certain deemed distributions of participant loans2021-12-31$6,831
Value of total corrective distributions2021-12-31$30,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$670,787
Value of total assets at end of year2021-12-31$5,784,500
Value of total assets at beginning of year2021-12-31$4,944,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,379
Total interest from all sources2021-12-31$14,152
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$435,642
Participant contributions at end of year2021-12-31$147,144
Participant contributions at beginning of year2021-12-31$165,667
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,168
Other income not declared elsewhere2021-12-31$405
Administrative expenses (other) incurred2021-12-31$7,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$840,165
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,784,500
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,944,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$4,867,342
Value of interest in pooled separate accounts at beginning of year2021-12-31$4,014,255
Interest on participant loans2021-12-31$8,862
Interest earned on other investments2021-12-31$5,290
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$536,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$540,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$759,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$233,977
Employer contributions (assets) at end of year2021-12-31$233,977
Employer contributions (assets) at beginning of year2021-12-31$224,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$559,999
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SMOLIN, LUPIN & CO, LLC
Accountancy firm EIN2021-12-31222258733
2020 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,191,383
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$342,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$330,539
Expenses. Certain deemed distributions of participant loans2020-12-31$4,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$598,694
Value of total assets at end of year2020-12-31$4,944,335
Value of total assets at beginning of year2020-12-31$4,095,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$7,319
Total interest from all sources2020-12-31$15,914
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$374,431
Participant contributions at end of year2020-12-31$165,667
Participant contributions at beginning of year2020-12-31$187,752
Administrative expenses (other) incurred2020-12-31$7,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$848,774
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,944,335
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,095,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$4,014,255
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,282,316
Interest on participant loans2020-12-31$11,261
Interest earned on other investments2020-12-31$4,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$540,150
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$397,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$576,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$224,263
Employer contributions (assets) at end of year2020-12-31$224,263
Employer contributions (assets) at beginning of year2020-12-31$227,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$330,539
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SMOLIN, LUPIN & CO, P.A.
Accountancy firm EIN2020-12-31222258733
2019 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,242,973
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$105,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$98,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$612,465
Value of total assets at end of year2019-12-31$4,095,561
Value of total assets at beginning of year2019-12-31$2,958,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,316
Total interest from all sources2019-12-31$14,512
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$400,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$383,349
Participant contributions at end of year2019-12-31$187,752
Participant contributions at beginning of year2019-12-31$151,813
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,581
Administrative expenses (other) incurred2019-12-31$7,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,137,365
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,095,561
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,958,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$3,282,316
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,286,215
Interest on participant loans2019-12-31$10,858
Interest earned on other investments2019-12-31$3,654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$397,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$326,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$615,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$226,535
Employer contributions (assets) at end of year2019-12-31$227,851
Employer contributions (assets) at beginning of year2019-12-31$193,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$98,292
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SMOLIN, LUPIN & CO, P.A.
Accountancy firm EIN2019-12-31222258733
2018 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$336,747
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$118,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$112,562
Expenses. Certain deemed distributions of participant loans2018-12-31$198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$510,490
Value of total assets at end of year2018-12-31$2,958,196
Value of total assets at beginning of year2018-12-31$2,739,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,659
Total interest from all sources2018-12-31$10,890
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$400,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$304,390
Participant contributions at end of year2018-12-31$151,813
Participant contributions at beginning of year2018-12-31$123,072
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$12,819
Administrative expenses (other) incurred2018-12-31$5,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$218,328
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,958,196
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,739,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$2,286,215
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,179,583
Interest on participant loans2018-12-31$7,777
Interest earned on other investments2018-12-31$3,113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$326,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$278,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-184,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$193,281
Employer contributions (assets) at end of year2018-12-31$193,281
Employer contributions (assets) at beginning of year2018-12-31$159,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$112,562
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SMOLIN, LUPIN & CO, P.A.
Accountancy firm EIN2018-12-31222258733
2017 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$747,728
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$237,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$232,279
Expenses. Certain deemed distributions of participant loans2017-12-31$3
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$405,583
Value of total assets at end of year2017-12-31$2,739,868
Value of total assets at beginning of year2017-12-31$2,229,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,531
Total interest from all sources2017-12-31$8,924
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$265,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$246,032
Participant contributions at end of year2017-12-31$123,072
Participant contributions at beginning of year2017-12-31$113,499
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$399
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$20,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$509,915
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,739,868
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,229,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$5,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,179,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,702,903
Interest on participant loans2017-12-31$6,076
Interest earned on other investments2017-12-31$2,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$278,061
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$266,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$333,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$159,152
Employer contributions (assets) at end of year2017-12-31$159,152
Employer contributions (assets) at beginning of year2017-12-31$146,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$212,036
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SMOLIN, LUPIN & CO, P.A.
Accountancy firm EIN2017-12-31222258733
2016 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$625,361
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$94,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$90,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$466,878
Value of total assets at end of year2016-12-31$2,229,953
Value of total assets at beginning of year2016-12-31$1,699,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,550
Total interest from all sources2016-12-31$6,236
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,559
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$265,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$203,618
Participant contributions at end of year2016-12-31$113,499
Participant contributions at beginning of year2016-12-31$138,295
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Other income not declared elsewhere2016-12-31$2,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$530,774
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,229,953
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,699,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,702,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,520,240
Interest on participant loans2016-12-31$6,236
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$40,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$266,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$145,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$263,260
Employer contributions (assets) at end of year2016-12-31$146,974
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$90,037
Contract administrator fees2016-12-31$4,550
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SMOLIN, LUPIN & CO, P.A.
Accountancy firm EIN2016-12-31222258733
2015 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$268,686
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$68,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$55,841
Expenses. Certain deemed distributions of participant loans2015-12-31$103
Value of total corrective distributions2015-12-31$8,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$274,446
Value of total assets at end of year2015-12-31$1,699,179
Value of total assets at beginning of year2015-12-31$1,498,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,225
Total interest from all sources2015-12-31$6,724
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$96,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$96,796
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$265,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$178,164
Participant contributions at end of year2015-12-31$138,295
Participant contributions at beginning of year2015-12-31$144,401
Other income not declared elsewhere2015-12-31$240
Administrative expenses (other) incurred2015-12-31$3,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$200,556
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,699,179
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,498,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,520,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,302,584
Interest on participant loans2015-12-31$6,724
Value of interest in common/collective trusts at end of year2015-12-31$40,644
Value of interest in common/collective trusts at beginning of year2015-12-31$51,638
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-109,685
Net investment gain or loss from common/collective trusts2015-12-31$165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$96,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$55,841
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FEINBERG & COMPANY
Accountancy firm EIN2015-12-31223419509
2014 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$325,748
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$166,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$149,845
Value of total corrective distributions2014-12-31$13,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$238,689
Value of total assets at end of year2014-12-31$1,498,623
Value of total assets at beginning of year2014-12-31$1,339,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,350
Total interest from all sources2014-12-31$5,755
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$64,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$64,913
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$143,019
Participant contributions at end of year2014-12-31$144,401
Participant contributions at beginning of year2014-12-31$80,834
Other income not declared elsewhere2014-12-31$45
Administrative expenses (other) incurred2014-12-31$3,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$159,471
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,498,623
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,339,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,302,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,222,260
Interest on participant loans2014-12-31$5,755
Value of interest in common/collective trusts at end of year2014-12-31$51,638
Value of interest in common/collective trusts at beginning of year2014-12-31$36,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$11,976
Net investment gain or loss from common/collective trusts2014-12-31$4,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$95,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$149,845
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FEINBERG & COMPANY
Accountancy firm EIN2014-12-31223419509
2013 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$448,440
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$77,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$73,025
Expenses. Certain deemed distributions of participant loans2013-12-31$992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$218,418
Value of total assets at end of year2013-12-31$1,339,152
Value of total assets at beginning of year2013-12-31$968,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,350
Total interest from all sources2013-12-31$4,046
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$46,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$46,663
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$135,332
Participant contributions at end of year2013-12-31$80,834
Participant contributions at beginning of year2013-12-31$74,097
Other income not declared elsewhere2013-12-31$396
Administrative expenses (other) incurred2013-12-31$3,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$371,073
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,339,152
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$968,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,222,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$871,444
Interest on participant loans2013-12-31$4,046
Value of interest in common/collective trusts at end of year2013-12-31$36,058
Value of interest in common/collective trusts at beginning of year2013-12-31$22,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$172,671
Net investment gain or loss from common/collective trusts2013-12-31$6,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$83,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$73,025
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FEINBERG & COMPANY
Accountancy firm EIN2013-12-31223419509
2012 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$206,367
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$45,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$42,852
Expenses. Certain deemed distributions of participant loans2012-12-31$347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$124,617
Value of total assets at end of year2012-12-31$968,079
Value of total assets at beginning of year2012-12-31$807,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,250
Total interest from all sources2012-12-31$3,464
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$20,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$20,126
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$124,617
Participant contributions at end of year2012-12-31$74,097
Participant contributions at beginning of year2012-12-31$32,500
Other income not declared elsewhere2012-12-31$-22,664
Administrative expenses (other) incurred2012-12-31$2,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$160,918
Value of net assets at end of year (total assets less liabilities)2012-12-31$968,079
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$807,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$871,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$686,592
Interest on participant loans2012-12-31$3,464
Value of interest in common/collective trusts at end of year2012-12-31$22,538
Value of interest in common/collective trusts at beginning of year2012-12-31$15,277
Net investment gain/loss from pooled separate accounts2012-12-31$76,283
Net investment gain or loss from common/collective trusts2012-12-31$4,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$72,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$42,852
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FEINBERG & COMAPNY
Accountancy firm EIN2012-12-31223419509
2011 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$232,583
Total loss/gain on sale of assets2011-12-31$5,816
Total of all expenses incurred2011-12-31$39,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$37,824
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$247,840
Value of total assets at end of year2011-12-31$807,161
Value of total assets at beginning of year2011-12-31$613,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,500
Total interest from all sources2011-12-31$1,904
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$14,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$14,022
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$106,646
Participant contributions at end of year2011-12-31$32,500
Participant contributions at beginning of year2011-12-31$41,699
Administrative expenses (other) incurred2011-12-31$1,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$193,259
Value of net assets at end of year (total assets less liabilities)2011-12-31$807,161
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$613,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$686,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$562,291
Interest on participant loans2011-12-31$1,904
Value of interest in common/collective trusts at end of year2011-12-31$15,277
Value of interest in common/collective trusts at beginning of year2011-12-31$9,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-37,152
Net investment gain or loss from common/collective trusts2011-12-31$153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$141,194
Employer contributions (assets) at end of year2011-12-31$72,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$37,824
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$102,694
Aggregate carrying amount (costs) on sale of assets2011-12-31$96,878
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FEINBERG & COMPANY
Accountancy firm EIN2011-12-31223419509
2010 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$214,214
Total loss/gain on sale of assets2010-12-31$11,012
Total of all expenses incurred2010-12-31$8,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$160,792
Value of total assets at end of year2010-12-31$613,902
Value of total assets at beginning of year2010-12-31$407,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,889
Total interest from all sources2010-12-31$1,431
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$8,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,269
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$97,074
Participant contributions at end of year2010-12-31$41,699
Participant contributions at beginning of year2010-12-31$20,889
Administrative expenses (other) incurred2010-12-31$1,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$205,929
Value of net assets at end of year (total assets less liabilities)2010-12-31$613,902
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$407,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$562,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$373,571
Interest on participant loans2010-12-31$1,431
Value of interest in common/collective trusts at end of year2010-12-31$9,912
Value of interest in common/collective trusts at beginning of year2010-12-31$13,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$32,033
Net investment gain or loss from common/collective trusts2010-12-31$677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$63,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,396
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$91,550
Aggregate carrying amount (costs) on sale of assets2010-12-31$80,538
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FEINBERG & COMPANY
Accountancy firm EIN2010-12-31223419509
2009 : NY COMMUNITY FINANCIAL LLC 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NY COMMUNITY FINANCIAL LLC 401K PLAN

2023: NY COMMUNITY FINANCIAL LLC 401K PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: NY COMMUNITY FINANCIAL LLC 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NY COMMUNITY FINANCIAL LLC 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NY COMMUNITY FINANCIAL LLC 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NY COMMUNITY FINANCIAL LLC 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NY COMMUNITY FINANCIAL LLC 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NY COMMUNITY FINANCIAL LLC 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NY COMMUNITY FINANCIAL LLC 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NY COMMUNITY FINANCIAL LLC 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NY COMMUNITY FINANCIAL LLC 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NY COMMUNITY FINANCIAL LLC 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2011: NY COMMUNITY FINANCIAL LLC 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NY COMMUNITY FINANCIAL LLC 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815602
Policy instance 1
Insurance contract or identification number815602
Number of Individuals Covered227
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $20,993
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815602
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815602
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815602
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815602
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815602
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815602
Policy instance 1

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