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AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 401k Plan overview

Plan NameAERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN
Plan identification number 001

AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AERO AUTOMATIC SPRINKLER COMPANY has sponsored the creation of one or more 401k plans.

Company Name:AERO AUTOMATIC SPRINKLER COMPANY
Employer identification number (EIN):260256730
NAIC Classification:236110

Additional information about AERO AUTOMATIC SPRINKLER COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4350427

More information about AERO AUTOMATIC SPRINKLER COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01BRENT THORNQUIST
0012016-01-01
0012015-01-01BRENT THORNQUIST BRENT THORNQUIST2016-08-03
0012014-01-01BRENT THORNQUIST BRENT THORNQUIST2015-06-29
0012013-01-01BRENT THORNQUIST BRENT THORNQUIST2014-07-30
0012012-01-01BRENT THORNQUIST BRENT THORNQUIST2013-07-18
0012011-01-01BRENT THORNQUIST
0012009-01-01 BRENT THORNQUIST2010-07-26
0012009-01-01BRENT THORNQUIST

Plan Statistics for AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN

401k plan membership statisitcs for AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN

Measure Date Value
2017: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01282
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01260
Total number of active participants reported on line 7a of the Form 55002016-01-01184
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0198
Total of all active and inactive participants2016-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01282
Number of participants with account balances2016-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0133
2015: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01268
Total number of active participants reported on line 7a of the Form 55002015-01-01180
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0182
Total of all active and inactive participants2015-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01264
Number of participants with account balances2015-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01256
Total number of active participants reported on line 7a of the Form 55002014-01-01195
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0173
Total of all active and inactive participants2014-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01268
Number of participants with account balances2014-01-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01360
Total number of active participants reported on line 7a of the Form 55002013-01-01162
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0193
Total of all active and inactive participants2013-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01255
Number of participants with account balances2013-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0158
2012: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01218
Total number of active participants reported on line 7a of the Form 55002012-01-01294
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0166
Total of all active and inactive participants2012-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01360
Number of participants with account balances2012-01-01317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0143
2011: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01201
Total number of active participants reported on line 7a of the Form 55002011-01-01181
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01218
Number of participants with account balances2011-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01211
Total number of active participants reported on line 7a of the Form 55002009-01-01158
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01166
Number of participants with account balances2009-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN

Measure Date Value
2017 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-05-01$0
Total transfer of assets from this plan2017-05-01$12,218,550
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-01$0
Total income from all sources (including contributions)2017-05-01$1,016,426
Total loss/gain on sale of assets2017-05-01$0
Total of all expenses incurred2017-05-01$1,538,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-05-01$1,533,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-05-01$274,038
Value of total assets at end of year2017-05-01$0
Value of total assets at beginning of year2017-05-01$12,740,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-05-01$5,115
Total interest from all sources2017-05-01$3,477
Total dividends received (eg from common stock, registered investment company shares)2017-05-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-05-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-05-01$0
Administrative expenses professional fees incurred2017-05-01$5,115
Was this plan covered by a fidelity bond2017-05-01Yes
Value of fidelity bond cover2017-05-01$500,000
If this is an individual account plan, was there a blackout period2017-05-01No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-05-01$0
Were there any nonexempt tranactions with any party-in-interest2017-05-01No
Contributions received from participants2017-05-01$152,732
Participant contributions at end of year2017-05-01$0
Participant contributions at beginning of year2017-05-01$246,079
Income. Received or receivable in cash from other sources (including rollovers)2017-05-01$8,926
Total non interest bearing cash at end of year2017-05-01$0
Total non interest bearing cash at beginning of year2017-05-01$53,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-01No
Value of net income/loss2017-05-01$-521,710
Value of net assets at end of year (total assets less liabilities)2017-05-01$0
Value of net assets at beginning of year (total assets less liabilities)2017-05-01$12,740,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-05-01No
Were any loans by the plan or fixed income obligations due to the plan in default2017-05-01No
Were any leases to which the plan was party in default or uncollectible2017-05-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-05-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-05-01$12,202,762
Interest on participant loans2017-05-01$3,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-05-01$738,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-05-01No
Was there a failure to transmit to the plan any participant contributions2017-05-01No
Has the plan failed to provide any benefit when due under the plan2017-05-01No
Contributions received in cash from employer2017-05-01$112,380
Employer contributions (assets) at end of year2017-05-01$0
Employer contributions (assets) at beginning of year2017-05-01$238,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-05-01$1,533,021
Did the plan have assets held for investment2017-05-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-05-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-05-01Yes
Opinion of an independent qualified public accountant for this plan2017-05-01Disclaimer
Accountancy firm name2017-05-01CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2017-05-01410746749
2016 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,916,175
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,673,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,652,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,162,598
Value of total assets at end of year2016-12-31$12,740,260
Value of total assets at beginning of year2016-12-31$12,497,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$21,810
Total interest from all sources2016-12-31$13,374
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$9,174
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$532,792
Participant contributions at end of year2016-12-31$246,079
Participant contributions at beginning of year2016-12-31$497,536
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$30,615
Other income not declared elsewhere2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$53,419
Total non interest bearing cash at beginning of year2016-12-31$50,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$242,298
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,740,260
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,497,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,202,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,717,976
Interest on participant loans2016-12-31$13,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$740,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$599,191
Employer contributions (assets) at end of year2016-12-31$238,000
Employer contributions (assets) at beginning of year2016-12-31$232,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,652,067
Contract administrator fees2016-12-31$12,636
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2016-12-31410746749
2015 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,223,643
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,006,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$985,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,353,299
Value of total assets at end of year2015-12-31$12,497,962
Value of total assets at beginning of year2015-12-31$12,281,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$21,384
Total interest from all sources2015-12-31$23,227
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$18,396
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$516,204
Participant contributions at end of year2015-12-31$497,536
Participant contributions at beginning of year2015-12-31$677,748
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,091
Total non interest bearing cash at end of year2015-12-31$50,450
Total non interest bearing cash at beginning of year2015-12-31$70,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$216,942
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,497,962
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,281,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,717,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,282,474
Interest on participant loans2015-12-31$23,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-152,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$835,004
Employer contributions (assets) at end of year2015-12-31$232,000
Employer contributions (assets) at beginning of year2015-12-31$250,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$985,317
Contract administrator fees2015-12-31$2,988
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2015-12-31410746749
2014 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,788,164
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,342,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,311,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,270,916
Value of total assets at end of year2014-12-31$12,281,020
Value of total assets at beginning of year2014-12-31$11,835,576
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$31,061
Total interest from all sources2014-12-31$32,841
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$20,003
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$483,706
Participant contributions at end of year2014-12-31$677,748
Participant contributions at beginning of year2014-12-31$1,055,188
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$6,584
Total non interest bearing cash at end of year2014-12-31$70,464
Total non interest bearing cash at beginning of year2014-12-31$68,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$445,444
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,281,020
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,835,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,282,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,558,108
Income. Interest from loans (other than to participants)2014-12-31$32,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$484,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$780,626
Employer contributions (assets) at end of year2014-12-31$250,334
Employer contributions (assets) at beginning of year2014-12-31$154,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,311,659
Contract administrator fees2014-12-31$11,058
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2014-12-31410746749
2013 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,838,750
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,359,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,212,511
Expenses. Certain deemed distributions of participant loans2013-12-31$123,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,262,138
Value of total assets at end of year2013-12-31$11,835,576
Value of total assets at beginning of year2013-12-31$11,356,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$24,046
Total interest from all sources2013-12-31$44,524
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$9,889
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$517,185
Participant contributions at end of year2013-12-31$1,055,188
Participant contributions at beginning of year2013-12-31$971,177
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$6,610
Total non interest bearing cash at end of year2013-12-31$68,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$479,015
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,835,576
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,356,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$9,069
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,558,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,127,546
Interest on participant loans2013-12-31$44,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,532,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$738,343
Employer contributions (assets) at end of year2013-12-31$154,236
Employer contributions (assets) at beginning of year2013-12-31$257,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,212,511
Contract administrator fees2013-12-31$5,088
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2013-12-31410746749
2012 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,943,762
Total of all expenses incurred2012-12-31$522,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$406,567
Expenses. Certain deemed distributions of participant loans2012-12-31$89,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,875,931
Value of total assets at end of year2012-12-31$11,356,561
Value of total assets at beginning of year2012-12-31$8,935,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,261
Total interest from all sources2012-12-31$43,730
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$8,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$8,652
Administrative expenses professional fees incurred2012-12-31$4,962
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$575,600
Participant contributions at end of year2012-12-31$971,177
Participant contributions at beginning of year2012-12-31$996,915
Participant contributions at beginning of year2012-12-31$8,383
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$124,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,420,798
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,356,561
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,935,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$18,165
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,127,546
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,808,971
Interest on participant loans2012-12-31$43,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$930,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,015,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,175,568
Employer contributions (assets) at end of year2012-12-31$257,838
Employer contributions (assets) at beginning of year2012-12-31$191,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$406,567
Contract administrator fees2012-12-31$4,134
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2012-12-31410746749
2011 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,132,402
Total of all expenses incurred2011-12-31$1,406,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,198,579
Expenses. Certain deemed distributions of participant loans2011-12-31$186,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,304,543
Value of total assets at end of year2011-12-31$8,935,763
Value of total assets at beginning of year2011-12-31$9,210,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,962
Total interest from all sources2011-12-31$44,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$21,962
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$452,402
Participant contributions at end of year2011-12-31$996,915
Participant contributions at beginning of year2011-12-31$944,030
Participant contributions at end of year2011-12-31$8,383
Participant contributions at beginning of year2011-12-31$10,682
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$90,415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$6,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-274,470
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,935,763
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,210,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,808,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,086,969
Interest on participant loans2011-12-31$44,055
Interest earned on other investments2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$930,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$928,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-216,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$761,726
Employer contributions (assets) at end of year2011-12-31$191,102
Employer contributions (assets) at beginning of year2011-12-31$234,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,198,579
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN,LLP
Accountancy firm EIN2011-12-31410746749
2010 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,015,200
Total of all expenses incurred2010-12-31$493,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$440,604
Expenses. Certain deemed distributions of participant loans2010-12-31$20,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,278,449
Value of total assets at end of year2010-12-31$9,210,233
Value of total assets at beginning of year2010-12-31$7,688,910
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$32,830
Total interest from all sources2010-12-31$39,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$32,830
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$522,054
Participant contributions at end of year2010-12-31$944,030
Participant contributions at beginning of year2010-12-31$670,638
Participant contributions at end of year2010-12-31$10,682
Participant contributions at beginning of year2010-12-31$10,009
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$6,068
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$32,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,521,323
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,210,233
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,688,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,086,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,803,345
Income. Interest from loans (other than to participants)2010-12-31$39,333
Interest earned on other investments2010-12-31$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$928,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$895,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$697,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$756,395
Employer contributions (assets) at end of year2010-12-31$234,431
Employer contributions (assets) at beginning of year2010-12-31$277,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$440,604
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LARSON ALLEN, LLP
Accountancy firm EIN2010-12-31410746749
2009 : AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN

2017: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AERO AUTOMATIC SPRINKLER COMPANY 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number104588
Policy instance 1
Insurance contract or identification number104588
Number of Individuals Covered275
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $47,383
Total amount of fees paid to insurance companyUSD $20,858
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $27,658
Insurance broker organization code?3
Amount paid for insurance broker fees17618
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker nameSTRATEGIC RETIREMENT PLAN DYNAMICS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number104588
Policy instance 1
Insurance contract or identification number104588
Number of Individuals Covered269
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $43,305
Total amount of fees paid to insurance companyUSD $20,129
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees20129
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $43,305
Insurance broker nameJOHN C. HOLZ
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number104588
Policy instance 1
Insurance contract or identification number104588
Number of Individuals Covered268
Insurance policy start date2013-02-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $36,052
Total amount of fees paid to insurance companyUSD $27,618
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees27618
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $36,052
Insurance broker nameJOHN C. HOLZ
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number788-80197
Policy instance 1
Insurance contract or identification number788-80197
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $356
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $356
Insurance broker organization code?3
Insurance broker nameAXA ADVISORS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number104588
Policy instance 2
Insurance contract or identification number104588
Number of Individuals Covered333
Insurance policy start date2012-02-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $101,000
Total amount of fees paid to insurance companyUSD $42,883
Commission paid to Insurance BrokerUSD $101,000
Insurance broker organization code?3
Amount paid for insurance broker fees42883
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
Insurance broker nameSTRATEGIC RETIREMENT PLAN DYNAMICS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number788-80197
Policy instance 1
Insurance contract or identification number788-80197
Number of Individuals Covered216
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,473
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number788-80197
Policy instance 1
Insurance contract or identification number788-80197
Number of Individuals Covered193
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $481
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $481
Insurance broker organization code?3
Insurance broker nameAXA ADVISORS, LLC

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