AXIA FINANCIAL, LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2023 : AXIA FINANCIAL 401(K) PLAN 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-12-31 | $4,327,145 |
| Total of all expenses incurred | 2023-12-31 | $4,100,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $4,076,894 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,877,034 |
| Value of total assets at end of year | 2023-12-31 | $15,821,084 |
| Value of total assets at beginning of year | 2023-12-31 | $15,594,609 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $23,776 |
| Total interest from all sources | 2023-12-31 | $11,656 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,336,410 |
| Participant contributions at end of year | 2023-12-31 | $173,556 |
| Participant contributions at beginning of year | 2023-12-31 | $263,979 |
| Participant contributions at beginning of year | 2023-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $540,283 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $226,475 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $15,821,084 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $15,594,609 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $14,786,424 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $14,559,081 |
| Interest on participant loans | 2023-12-31 | $11,656 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $861,104 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $771,549 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,438,455 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $341 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $4,076,894 |
| Contract administrator fees | 2023-12-31 | $23,776 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2023-12-31 | 221478099 |
| Total income from all sources (including contributions) | 2023-01-01 | $4,327,145 |
| Total of all expenses incurred | 2023-01-01 | $4,100,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $4,076,894 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,877,034 |
| Value of total assets at end of year | 2023-01-01 | $15,821,084 |
| Value of total assets at beginning of year | 2023-01-01 | $15,594,609 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $23,776 |
| Total interest from all sources | 2023-01-01 | $11,656 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,336,410 |
| Participant contributions at end of year | 2023-01-01 | $173,556 |
| Participant contributions at beginning of year | 2023-01-01 | $263,979 |
| Participant contributions at beginning of year | 2023-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $540,283 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $226,475 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $15,821,084 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $15,594,609 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $14,786,424 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $14,559,081 |
| Interest on participant loans | 2023-01-01 | $11,656 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $861,104 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $771,549 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,438,455 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $341 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $4,076,894 |
| Contract administrator fees | 2023-01-01 | $23,776 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | COHNREZNICK LLP |
| Accountancy firm EIN | 2023-01-01 | 221478099 |
| 2022 : AXIA FINANCIAL 401(K) PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-263,680 |
| Total of all expenses incurred | 2022-12-31 | $2,657,680 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,648,739 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,041,530 |
| Value of total assets at end of year | 2022-12-31 | $15,594,609 |
| Value of total assets at beginning of year | 2022-12-31 | $18,515,969 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $8,941 |
| Total interest from all sources | 2022-12-31 | $12,176 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,233,543 |
| Participant contributions at end of year | 2022-12-31 | $263,979 |
| Participant contributions at beginning of year | 2022-12-31 | $289,466 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $463,216 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-2,921,360 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $15,594,609 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $18,515,969 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $14,559,081 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $17,678,833 |
| Interest on participant loans | 2022-12-31 | $12,176 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $771,549 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $547,670 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,317,386 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $344,771 |
| Employer contributions (assets) at end of year | 2022-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,648,739 |
| Contract administrator fees | 2022-12-31 | $8,941 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2022-12-31 | 221478099 |
| Total income from all sources (including contributions) | 2022-01-01 | $-263,680 |
| Total of all expenses incurred | 2022-01-01 | $2,657,680 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,648,739 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,041,530 |
| Value of total assets at end of year | 2022-01-01 | $15,594,609 |
| Value of total assets at beginning of year | 2022-01-01 | $18,515,969 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $8,941 |
| Total interest from all sources | 2022-01-01 | $12,176 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $2,233,543 |
| Participant contributions at end of year | 2022-01-01 | $263,979 |
| Participant contributions at beginning of year | 2022-01-01 | $289,466 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $463,216 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-2,921,360 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $15,594,609 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $18,515,969 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $14,559,081 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $17,678,833 |
| Interest on participant loans | 2022-01-01 | $12,176 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $771,549 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $547,670 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-3,317,386 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $344,771 |
| Employer contributions (assets) at end of year | 2022-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,648,739 |
| Contract administrator fees | 2022-01-01 | $8,941 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | COHNREZNICK LLP |
| Accountancy firm EIN | 2022-01-01 | 221478099 |
| 2021 : AXIA FINANCIAL 401(K) PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $6,443,137 |
| Total of all expenses incurred | 2021-12-31 | $2,359,322 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,350,245 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,136,723 |
| Value of total assets at end of year | 2021-12-31 | $18,515,969 |
| Value of total assets at beginning of year | 2021-12-31 | $14,432,154 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $9,077 |
| Total interest from all sources | 2021-12-31 | $12,288 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $471 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $471 |
| Administrative expenses professional fees incurred | 2021-12-31 | $4,622 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $3,500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,851,211 |
| Participant contributions at end of year | 2021-12-31 | $289,466 |
| Participant contributions at beginning of year | 2021-12-31 | $231,638 |
| Participant contributions at end of year | 2021-12-31 | $0 |
| Participant contributions at beginning of year | 2021-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $835,820 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $4,083,815 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $18,515,969 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $14,432,154 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $17,678,833 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $13,500,967 |
| Interest on participant loans | 2021-12-31 | $12,288 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $547,670 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $699,549 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $2,293,655 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $449,692 |
| Employer contributions (assets) at end of year | 2021-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,350,245 |
| Contract administrator fees | 2021-12-31 | $4,455 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BKM SOWAN HORAN, LLP |
| Accountancy firm EIN | 2021-12-31 | 272602152 |
| 2020 : AXIA FINANCIAL 401(K) PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $4,901,564 |
| Total of all expenses incurred | 2020-12-31 | $769,258 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $766,558 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,078,508 |
| Value of total assets at end of year | 2020-12-31 | $14,432,154 |
| Value of total assets at beginning of year | 2020-12-31 | $10,299,848 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,700 |
| Total interest from all sources | 2020-12-31 | $11,899 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $2,700 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,480,505 |
| Participant contributions at end of year | 2020-12-31 | $231,638 |
| Participant contributions at beginning of year | 2020-12-31 | $197,513 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $219,957 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $4,132,306 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $14,432,154 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,299,848 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $13,500,967 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $9,929,944 |
| Interest on participant loans | 2020-12-31 | $11,899 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $699,549 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $172,391 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $1,811,157 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $378,046 |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $766,558 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN, LLP |
| Accountancy firm EIN | 2020-12-31 | 410746749 |
| 2019 : AXIA FINANCIAL 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $3,806,532 |
| Total of all expenses incurred | 2019-12-31 | $763,526 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $757,662 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,092,406 |
| Value of total assets at end of year | 2019-12-31 | $10,299,848 |
| Value of total assets at beginning of year | 2019-12-31 | $7,256,842 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $5,864 |
| Total interest from all sources | 2019-12-31 | $11,333 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $5,864 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,720,574 |
| Participant contributions at end of year | 2019-12-31 | $197,513 |
| Participant contributions at beginning of year | 2019-12-31 | $120,253 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $37,206 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $169,568 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $3,043,006 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,299,848 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,256,842 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $9,929,944 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $6,943,980 |
| Interest on participant loans | 2019-12-31 | $11,333 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $172,391 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $148,787 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,702,793 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $202,264 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $6,616 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $757,662 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | CLIFTONLARSONALLEN, LLP |
| Accountancy firm EIN | 2019-12-31 | 410746749 |
| 2018 : AXIA FINANCIAL 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $1,610,000 |
| Total of all expenses incurred | 2018-12-31 | $956,266 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $914,924 |
| Value of total corrective distributions | 2018-12-31 | $32,327 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,127,398 |
| Value of total assets at end of year | 2018-12-31 | $7,256,842 |
| Value of total assets at beginning of year | 2018-12-31 | $6,603,108 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,015 |
| Total interest from all sources | 2018-12-31 | $6,284 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $9,015 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,557,193 |
| Participant contributions at end of year | 2018-12-31 | $120,253 |
| Participant contributions at beginning of year | 2018-12-31 | $115,792 |
| Participant contributions at end of year | 2018-12-31 | $37,206 |
| Participant contributions at beginning of year | 2018-12-31 | $43,417 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $317,610 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $653,734 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $7,256,842 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,603,108 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $6,943,980 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $6,308,634 |
| Interest on participant loans | 2018-12-31 | $6,284 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $148,787 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $127,708 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-523,682 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $252,595 |
| Employer contributions (assets) at end of year | 2018-12-31 | $6,616 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $7,557 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $914,924 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | CLIFTONLARSONALLEN, LLP |
| Accountancy firm EIN | 2018-12-31 | 410746749 |
| 2017 : AXIA FINANCIAL 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,538,905 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $403,171 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $380,071 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,657,833 |
| Value of total assets at end of year | 2017-12-31 | $6,603,108 |
| Value of total assets at beginning of year | 2017-12-31 | $4,467,374 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $23,100 |
| Total interest from all sources | 2017-12-31 | $6,347 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $23,100 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,750,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,415,318 |
| Participant contributions at end of year | 2017-12-31 | $115,792 |
| Participant contributions at beginning of year | 2017-12-31 | $168,849 |
| Participant contributions at end of year | 2017-12-31 | $43,417 |
| Participant contributions at beginning of year | 2017-12-31 | $30,868 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $20,960 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,135,734 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $6,603,108 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,467,374 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $6,308,634 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $4,152,411 |
| Interest on participant loans | 2017-12-31 | $6,347 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $127,708 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $108,993 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $874,725 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $221,555 |
| Employer contributions (assets) at end of year | 2017-12-31 | $7,557 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $6,253 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $380,071 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | CLIFTON LARSON ALLEN, LLP |
| Accountancy firm EIN | 2017-12-31 | 410746749 |
| 2016 : AXIA FINANCIAL 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $1,849,629 |
| Total of all expenses incurred | 2016-12-31 | $382,306 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $374,614 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $6,264 |
| Value of total corrective distributions | 2016-12-31 | $1,428 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,585,140 |
| Value of total assets at end of year | 2016-12-31 | $4,467,374 |
| Value of total assets at beginning of year | 2016-12-31 | $3,000,051 |
| Total interest from all sources | 2016-12-31 | $6,149 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,750,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,101,178 |
| Participant contributions at end of year | 2016-12-31 | $168,849 |
| Participant contributions at beginning of year | 2016-12-31 | $78,751 |
| Participant contributions at end of year | 2016-12-31 | $30,868 |
| Participant contributions at beginning of year | 2016-12-31 | $24,390 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $313,710 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $1,467,323 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,467,374 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,000,051 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,892,454 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $4,152,411 |
| Interest on participant loans | 2016-12-31 | $6,149 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $108,993 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $258,340 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $170,252 |
| Employer contributions (assets) at end of year | 2016-12-31 | $6,253 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $4,456 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $374,614 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CLIFTONLARSONALLEN, LLP |
| Accountancy firm EIN | 2016-12-31 | 410746749 |
| 2015 : AXIA FINANCIAL 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $1,147,217 |
| Total of all expenses incurred | 2015-12-31 | $265,147 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $256,854 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $6,270 |
| Value of total corrective distributions | 2015-12-31 | $2,023 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,207,077 |
| Value of total assets at end of year | 2015-12-31 | $3,000,051 |
| Value of total assets at beginning of year | 2015-12-31 | $2,117,981 |
| Total interest from all sources | 2015-12-31 | $3,497 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $927,640 |
| Participant contributions at end of year | 2015-12-31 | $78,751 |
| Participant contributions at beginning of year | 2015-12-31 | $60,979 |
| Participant contributions at end of year | 2015-12-31 | $24,390 |
| Participant contributions at beginning of year | 2015-12-31 | $26,999 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $145,528 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $882,070 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,000,051 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,117,981 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,892,454 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,025,717 |
| Interest on participant loans | 2015-12-31 | $3,497 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-63,357 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $133,909 |
| Employer contributions (assets) at end of year | 2015-12-31 | $4,456 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $4,286 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $256,854 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | SPIEGEL ACCOUNTANCY CORP. |
| Accountancy firm EIN | 2015-12-31 | 264802175 |
| 2014 : AXIA FINANCIAL 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $875,423 |
| Total of all expenses incurred | 2014-12-31 | $785,401 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $765,783 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $19,274 |
| Value of total corrective distributions | 2014-12-31 | $344 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $759,563 |
| Value of total assets at end of year | 2014-12-31 | $2,117,981 |
| Value of total assets at beginning of year | 2014-12-31 | $2,027,959 |
| Total interest from all sources | 2014-12-31 | $2,029 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $577,102 |
| Participant contributions at end of year | 2014-12-31 | $60,979 |
| Participant contributions at beginning of year | 2014-12-31 | $46,626 |
| Participant contributions at end of year | 2014-12-31 | $26,999 |
| Participant contributions at beginning of year | 2014-12-31 | $26,680 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $139,540 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $90,022 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,117,981 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,027,959 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,025,717 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,951,883 |
| Interest earned on other investments | 2014-12-31 | $2,029 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $113,831 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $42,921 |
| Employer contributions (assets) at end of year | 2014-12-31 | $4,286 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $2,770 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $765,783 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HARRIS KIDD, P.L.L.C. |
| Accountancy firm EIN | 2014-12-31 | 262416417 |
| 2013 : AXIA FINANCIAL 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $987,929 |
| Total of all expenses incurred | 2013-12-31 | $775,256 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $760,661 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $4,195 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $712,673 |
| Value of total assets at end of year | 2013-12-31 | $2,027,959 |
| Value of total assets at beginning of year | 2013-12-31 | $1,815,286 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $10,400 |
| Total interest from all sources | 2013-12-31 | $2,408 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $592,638 |
| Participant contributions at end of year | 2013-12-31 | $46,626 |
| Participant contributions at beginning of year | 2013-12-31 | $58,455 |
| Participant contributions at end of year | 2013-12-31 | $26,680 |
| Participant contributions at beginning of year | 2013-12-31 | $19,619 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $33,275 |
| Administrative expenses (other) incurred | 2013-12-31 | $10,400 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $212,673 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,027,959 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,815,286 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,951,883 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,728,380 |
| Interest earned on other investments | 2013-12-31 | $2,408 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $272,848 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $86,760 |
| Employer contributions (assets) at end of year | 2013-12-31 | $2,770 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $8,832 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $760,661 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | HARRIS KIDD, P.L.L.C. |
| Accountancy firm EIN | 2013-12-31 | 262416417 |
| 2012 : AXIA FINANCIAL 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $637,194 |
| Total of all expenses incurred | 2012-12-31 | $117,861 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $81,373 |
| Value of total corrective distributions | 2012-12-31 | $36,488 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $505,848 |
| Value of total assets at end of year | 2012-12-31 | $1,815,286 |
| Value of total assets at beginning of year | 2012-12-31 | $1,295,953 |
| Total interest from all sources | 2012-12-31 | $2,293 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $427,125 |
| Participant contributions at end of year | 2012-12-31 | $58,455 |
| Participant contributions at beginning of year | 2012-12-31 | $58,745 |
| Participant contributions at end of year | 2012-12-31 | $19,619 |
| Participant contributions at beginning of year | 2012-12-31 | $9,143 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $35,402 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $519,333 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,815,286 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,295,953 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,728,380 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,228,065 |
| Interest on participant loans | 2012-12-31 | $2,293 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $129,053 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $43,321 |
| Employer contributions (assets) at end of year | 2012-12-31 | $8,832 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $81,373 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | HARRIS KIDD, P.L.L.C. |
| Accountancy firm EIN | 2012-12-31 | 262416417 |
| 2011 : AXIA FINANCIAL 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $338,806 |
| Total of all expenses incurred | 2011-12-31 | $75,020 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $72,236 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $2,682 |
| Value of total corrective distributions | 2011-12-31 | $102 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $347,716 |
| Value of total assets at end of year | 2011-12-31 | $1,295,953 |
| Value of total assets at beginning of year | 2011-12-31 | $1,032,167 |
| Total interest from all sources | 2011-12-31 | $609 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $296,947 |
| Participant contributions at end of year | 2011-12-31 | $58,745 |
| Participant contributions at beginning of year | 2011-12-31 | $10,168 |
| Participant contributions at end of year | 2011-12-31 | $9,143 |
| Participant contributions at beginning of year | 2011-12-31 | $28,180 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $50,769 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $153 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $263,786 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,295,953 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,032,167 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,228,065 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $993,666 |
| Interest on participant loans | 2011-12-31 | $609 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-9,519 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $72,236 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | HARRIS KIDD, P.L.L.C. |
| Accountancy firm EIN | 2011-12-31 | 262416417 |
| 2010 : AXIA FINANCIAL 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $273,196 |
| Total of all expenses incurred | 2010-12-31 | $240,590 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $194,484 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $42,073 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $181,467 |
| Value of total assets at end of year | 2010-12-31 | $1,032,014 |
| Value of total assets at beginning of year | 2010-12-31 | $999,408 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,033 |
| Total interest from all sources | 2010-12-31 | $700 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $133,181 |
| Participant contributions at end of year | 2010-12-31 | $10,168 |
| Participant contributions at beginning of year | 2010-12-31 | $52,246 |
| Participant contributions at end of year | 2010-12-31 | $28,180 |
| Participant contributions at beginning of year | 2010-12-31 | $7,361 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $44,253 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $153 |
| Administrative expenses (other) incurred | 2010-12-31 | $4,033 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $32,606 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,032,014 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $999,408 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $993,666 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $939,801 |
| Interest on participant loans | 2010-12-31 | $700 |
| Interest earned on other investments | 2010-12-31 | $153 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $91,029 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $4,033 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $194,484 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | HARRIS KIDD, PLLC |
| Accountancy firm EIN | 2010-12-31 | 262416417 |
