401k Plan data: AXIA FINANCIAL 401(K) PLAN plan

AXIA FINANCIAL 401(K) PLAN 401k Plan overview

Plan Name	AXIA FINANCIAL 401(K) PLAN
Plan identification number	001

AXIA FINANCIAL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AXIA FINANCIAL, LLC has sponsored the creation of one or more 401k plans.

Company Name: AXIA FINANCIAL, LLC

Employer identification number (EIN): 260455770

NAIC Classification: 522292
NAIC Description: Real Estate Credit

Additional information about AXIA FINANCIAL, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 2007-06-27

Company Identification Number: 602739560

Legal Registered Office Address: 3009 112TH AVE NE STE 200

BELLEVUE
United States of America (USA)
980048019

More information about AXIA FINANCIAL, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AXIA FINANCIAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 JESSIE HIBBARD
001 2016-01-01 GELLERT DORNAY
001 2015-01-01 GELLERT DORNAY
001 2014-01-01 GELLERT DORNAY
001 2014-01-01 GELLERT DORNAY
001 2013-01-01 GELLERT DORNAY
001 2012-01-01 GELLERT DORNAY
001 2011-01-01 GELLERT DORNAY

Plan Statistics for AXIA FINANCIAL 401(K) PLAN

401k plan membership statisitcs for AXIA FINANCIAL 401(K) PLAN

Measure Date Value
2022: AXIA FINANCIAL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 454
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 338
Number of retired or separated participants receiving benefits 2022-01-01 75
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 413
Number of participants with account balances 2022-01-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 37
2021: AXIA FINANCIAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 414
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 398
Number of retired or separated participants receiving benefits 2021-01-01 56
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 454
Number of participants with account balances 2021-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 35
2020: AXIA FINANCIAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 355
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 347
Number of retired or separated participants receiving benefits 2020-01-01 60
Total of all active and inactive participants 2020-01-01 407
Total participants 2020-01-01 407
Number of participants with account balances 2020-01-01 274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 17
2019: AXIA FINANCIAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 382
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 287
Number of retired or separated participants receiving benefits 2019-01-01 67
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 354
Number of participants with account balances 2019-01-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 33
2018: AXIA FINANCIAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 393
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 323
Number of retired or separated participants receiving benefits 2018-01-01 56
Total of all active and inactive participants 2018-01-01 379
Total participants 2018-01-01 379
Number of participants with account balances 2018-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 32
2017: AXIA FINANCIAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 354
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 319
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 69
Total of all active and inactive participants 2017-01-01 388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 388
Number of participants with account balances 2017-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 26
2016: AXIA FINANCIAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 292
Number of retired or separated participants receiving benefits 2016-01-01 7
Number of other retired or separated participants entitled to future benefits 2016-01-01 55
Total of all active and inactive participants 2016-01-01 354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 354
Number of participants with account balances 2016-01-01 205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 28
2015: AXIA FINANCIAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 306
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 268
Number of retired or separated participants receiving benefits 2015-01-01 7
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 324
Number of participants with account balances 2015-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 25
2014: AXIA FINANCIAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 299
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 238
Number of other retired or separated participants entitled to future benefits 2014-01-01 59
Total of all active and inactive participants 2014-01-01 297
Total participants 2014-01-01 297
Number of participants with account balances 2014-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 50
2013: AXIA FINANCIAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 271
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 195
Number of retired or separated participants receiving benefits 2013-01-01 7
Number of other retired or separated participants entitled to future benefits 2013-01-01 97
Total of all active and inactive participants 2013-01-01 299
Total participants 2013-01-01 299
Number of participants with account balances 2013-01-01 205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 68
2012: AXIA FINANCIAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 199
Number of retired or separated participants receiving benefits 2012-01-01 7
Number of other retired or separated participants entitled to future benefits 2012-01-01 65
Total of all active and inactive participants 2012-01-01 271
Total participants 2012-01-01 271
Number of participants with account balances 2012-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 17
2011: AXIA FINANCIAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 117
Number of retired or separated participants receiving benefits 2011-01-01 16
Number of other retired or separated participants entitled to future benefits 2011-01-01 47
Total of all active and inactive participants 2011-01-01 180
Total participants 2011-01-01 180
Number of participants with account balances 2011-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 27

Measure	Date	Value
2022: AXIA FINANCIAL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	454
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	338
Number of retired or separated participants receiving benefits	2022-01-01	75
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	413
Number of participants with account balances	2022-01-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	37
2021: AXIA FINANCIAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	414
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	398
Number of retired or separated participants receiving benefits	2021-01-01	56
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	454
Number of participants with account balances	2021-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	35
2020: AXIA FINANCIAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	355
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	347
Number of retired or separated participants receiving benefits	2020-01-01	60
Total of all active and inactive participants	2020-01-01	407
Total participants	2020-01-01	407
Number of participants with account balances	2020-01-01	274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	17
2019: AXIA FINANCIAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	382
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	287
Number of retired or separated participants receiving benefits	2019-01-01	67
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	354
Number of participants with account balances	2019-01-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	33
2018: AXIA FINANCIAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	393
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	323
Number of retired or separated participants receiving benefits	2018-01-01	56
Total of all active and inactive participants	2018-01-01	379
Total participants	2018-01-01	379
Number of participants with account balances	2018-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	32
2017: AXIA FINANCIAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	354
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	319
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	69
Total of all active and inactive participants	2017-01-01	388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	388
Number of participants with account balances	2017-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	26
2016: AXIA FINANCIAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	292
Number of retired or separated participants receiving benefits	2016-01-01	7
Number of other retired or separated participants entitled to future benefits	2016-01-01	55
Total of all active and inactive participants	2016-01-01	354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	354
Number of participants with account balances	2016-01-01	205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	28
2015: AXIA FINANCIAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	306
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	268
Number of retired or separated participants receiving benefits	2015-01-01	7
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	324
Number of participants with account balances	2015-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	25
2014: AXIA FINANCIAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	299
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	238
Number of other retired or separated participants entitled to future benefits	2014-01-01	59
Total of all active and inactive participants	2014-01-01	297
Total participants	2014-01-01	297
Number of participants with account balances	2014-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	50
2013: AXIA FINANCIAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	271
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	195
Number of retired or separated participants receiving benefits	2013-01-01	7
Number of other retired or separated participants entitled to future benefits	2013-01-01	97
Total of all active and inactive participants	2013-01-01	299
Total participants	2013-01-01	299
Number of participants with account balances	2013-01-01	205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	68
2012: AXIA FINANCIAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	199
Number of retired or separated participants receiving benefits	2012-01-01	7
Number of other retired or separated participants entitled to future benefits	2012-01-01	65
Total of all active and inactive participants	2012-01-01	271
Total participants	2012-01-01	271
Number of participants with account balances	2012-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	17
2011: AXIA FINANCIAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	117
Number of retired or separated participants receiving benefits	2011-01-01	16
Number of other retired or separated participants entitled to future benefits	2011-01-01	47
Total of all active and inactive participants	2011-01-01	180
Total participants	2011-01-01	180
Number of participants with account balances	2011-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	27

Financial Data on AXIA FINANCIAL 401(K) PLAN

Measure	Date	Value
2022 : AXIA FINANCIAL 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-263,680
Total of all expenses incurred	2022-12-31	$2,657,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,648,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,041,530
Value of total assets at end of year	2022-12-31	$15,594,609
Value of total assets at beginning of year	2022-12-31	$18,515,969
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$8,941
Total interest from all sources	2022-12-31	$12,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,233,543
Participant contributions at end of year	2022-12-31	$263,979
Participant contributions at beginning of year	2022-12-31	$289,466
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$463,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,921,360
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$15,594,609
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$18,515,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$14,559,081
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$17,678,833
Interest on participant loans	2022-12-31	$12,176
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$771,549
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$547,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,317,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$344,771
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,648,739
Contract administrator fees	2022-12-31	$8,941
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	COHNREZNICK LLP
Accountancy firm EIN	2022-12-31	221478099
2021 : AXIA FINANCIAL 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$6,443,137
Total of all expenses incurred	2021-12-31	$2,359,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,350,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$4,136,723
Value of total assets at end of year	2021-12-31	$18,515,969
Value of total assets at beginning of year	2021-12-31	$14,432,154
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$9,077
Total interest from all sources	2021-12-31	$12,288
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$471
Administrative expenses professional fees incurred	2021-12-31	$4,622
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$3,500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,851,211
Participant contributions at end of year	2021-12-31	$289,466
Participant contributions at beginning of year	2021-12-31	$231,638
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$835,820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,083,815
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$18,515,969
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$14,432,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$17,678,833
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$13,500,967
Interest on participant loans	2021-12-31	$12,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$547,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$699,549
Net investment gain/loss from pooled separate accounts	2021-12-31	$2,293,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$449,692
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,350,245
Contract administrator fees	2021-12-31	$4,455
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BKM SOWAN HORAN, LLP
Accountancy firm EIN	2021-12-31	272602152
2020 : AXIA FINANCIAL 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$4,901,564
Total of all expenses incurred	2020-12-31	$769,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$766,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,078,508
Value of total assets at end of year	2020-12-31	$14,432,154
Value of total assets at beginning of year	2020-12-31	$10,299,848
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,700
Total interest from all sources	2020-12-31	$11,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$2,700
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,480,505
Participant contributions at end of year	2020-12-31	$231,638
Participant contributions at beginning of year	2020-12-31	$197,513
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$219,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,132,306
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$14,432,154
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$10,299,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$13,500,967
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$9,929,944
Interest on participant loans	2020-12-31	$11,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$699,549
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$172,391
Net investment gain/loss from pooled separate accounts	2020-12-31	$1,811,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$378,046
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$766,558
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : AXIA FINANCIAL 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$3,806,532
Total of all expenses incurred	2019-12-31	$763,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$757,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,092,406
Value of total assets at end of year	2019-12-31	$10,299,848
Value of total assets at beginning of year	2019-12-31	$7,256,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$5,864
Total interest from all sources	2019-12-31	$11,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$5,864
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,720,574
Participant contributions at end of year	2019-12-31	$197,513
Participant contributions at beginning of year	2019-12-31	$120,253
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$37,206
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$169,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,043,006
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$10,299,848
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,256,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$9,929,944
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$6,943,980
Interest on participant loans	2019-12-31	$11,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$172,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$148,787
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,702,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$202,264
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$6,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$757,662
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2019-12-31	410746749
2018 : AXIA FINANCIAL 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$1,610,000
Total of all expenses incurred	2018-12-31	$956,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$914,924
Value of total corrective distributions	2018-12-31	$32,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,127,398
Value of total assets at end of year	2018-12-31	$7,256,842
Value of total assets at beginning of year	2018-12-31	$6,603,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$9,015
Total interest from all sources	2018-12-31	$6,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$9,015
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,557,193
Participant contributions at end of year	2018-12-31	$120,253
Participant contributions at beginning of year	2018-12-31	$115,792
Participant contributions at end of year	2018-12-31	$37,206
Participant contributions at beginning of year	2018-12-31	$43,417
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$317,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$653,734
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,256,842
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,603,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$6,943,980
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$6,308,634
Interest on participant loans	2018-12-31	$6,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$148,787
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$127,708
Net investment gain/loss from pooled separate accounts	2018-12-31	$-523,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$252,595
Employer contributions (assets) at end of year	2018-12-31	$6,616
Employer contributions (assets) at beginning of year	2018-12-31	$7,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$914,924
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : AXIA FINANCIAL 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,538,905
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$403,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$380,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,657,833
Value of total assets at end of year	2017-12-31	$6,603,108
Value of total assets at beginning of year	2017-12-31	$4,467,374
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$23,100
Total interest from all sources	2017-12-31	$6,347
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$23,100
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,750,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,415,318
Participant contributions at end of year	2017-12-31	$115,792
Participant contributions at beginning of year	2017-12-31	$168,849
Participant contributions at end of year	2017-12-31	$43,417
Participant contributions at beginning of year	2017-12-31	$30,868
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$20,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,135,734
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,603,108
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,467,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$6,308,634
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$4,152,411
Interest on participant loans	2017-12-31	$6,347
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$127,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$108,993
Net investment gain/loss from pooled separate accounts	2017-12-31	$874,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$221,555
Employer contributions (assets) at end of year	2017-12-31	$7,557
Employer contributions (assets) at beginning of year	2017-12-31	$6,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$380,071
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTON LARSON ALLEN, LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : AXIA FINANCIAL 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,849,629
Total of all expenses incurred	2016-12-31	$382,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$374,614
Expenses. Certain deemed distributions of participant loans	2016-12-31	$6,264
Value of total corrective distributions	2016-12-31	$1,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,585,140
Value of total assets at end of year	2016-12-31	$4,467,374
Value of total assets at beginning of year	2016-12-31	$3,000,051
Total interest from all sources	2016-12-31	$6,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,750,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,101,178
Participant contributions at end of year	2016-12-31	$168,849
Participant contributions at beginning of year	2016-12-31	$78,751
Participant contributions at end of year	2016-12-31	$30,868
Participant contributions at beginning of year	2016-12-31	$24,390
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$313,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,467,323
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,467,374
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,000,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,892,454
Value of interest in pooled separate accounts at end of year	2016-12-31	$4,152,411
Interest on participant loans	2016-12-31	$6,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$108,993
Net investment gain/loss from pooled separate accounts	2016-12-31	$258,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$170,252
Employer contributions (assets) at end of year	2016-12-31	$6,253
Employer contributions (assets) at beginning of year	2016-12-31	$4,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$374,614
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : AXIA FINANCIAL 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,147,217
Total of all expenses incurred	2015-12-31	$265,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$256,854
Expenses. Certain deemed distributions of participant loans	2015-12-31	$6,270
Value of total corrective distributions	2015-12-31	$2,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,207,077
Value of total assets at end of year	2015-12-31	$3,000,051
Value of total assets at beginning of year	2015-12-31	$2,117,981
Total interest from all sources	2015-12-31	$3,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$927,640
Participant contributions at end of year	2015-12-31	$78,751
Participant contributions at beginning of year	2015-12-31	$60,979
Participant contributions at end of year	2015-12-31	$24,390
Participant contributions at beginning of year	2015-12-31	$26,999
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$145,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$882,070
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,000,051
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,117,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,892,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,025,717
Interest on participant loans	2015-12-31	$3,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-63,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$133,909
Employer contributions (assets) at end of year	2015-12-31	$4,456
Employer contributions (assets) at beginning of year	2015-12-31	$4,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$256,854
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SPIEGEL ACCOUNTANCY CORP.
Accountancy firm EIN	2015-12-31	264802175
2014 : AXIA FINANCIAL 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$875,423
Total of all expenses incurred	2014-12-31	$785,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$765,783
Expenses. Certain deemed distributions of participant loans	2014-12-31	$19,274
Value of total corrective distributions	2014-12-31	$344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$759,563
Value of total assets at end of year	2014-12-31	$2,117,981
Value of total assets at beginning of year	2014-12-31	$2,027,959
Total interest from all sources	2014-12-31	$2,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$577,102
Participant contributions at end of year	2014-12-31	$60,979
Participant contributions at beginning of year	2014-12-31	$46,626
Participant contributions at end of year	2014-12-31	$26,999
Participant contributions at beginning of year	2014-12-31	$26,680
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$139,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$90,022
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,117,981
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,027,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,025,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,951,883
Interest earned on other investments	2014-12-31	$2,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$113,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$42,921
Employer contributions (assets) at end of year	2014-12-31	$4,286
Employer contributions (assets) at beginning of year	2014-12-31	$2,770
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$765,783
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HARRIS KIDD, P.L.L.C.
Accountancy firm EIN	2014-12-31	262416417
2013 : AXIA FINANCIAL 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$987,929
Total of all expenses incurred	2013-12-31	$775,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$760,661
Expenses. Certain deemed distributions of participant loans	2013-12-31	$4,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$712,673
Value of total assets at end of year	2013-12-31	$2,027,959
Value of total assets at beginning of year	2013-12-31	$1,815,286
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,400
Total interest from all sources	2013-12-31	$2,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$592,638
Participant contributions at end of year	2013-12-31	$46,626
Participant contributions at beginning of year	2013-12-31	$58,455
Participant contributions at end of year	2013-12-31	$26,680
Participant contributions at beginning of year	2013-12-31	$19,619
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$33,275
Administrative expenses (other) incurred	2013-12-31	$10,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$212,673
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,027,959
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,815,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,951,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,728,380
Interest earned on other investments	2013-12-31	$2,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$272,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$86,760
Employer contributions (assets) at end of year	2013-12-31	$2,770
Employer contributions (assets) at beginning of year	2013-12-31	$8,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$760,661
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HARRIS KIDD, P.L.L.C.
Accountancy firm EIN	2013-12-31	262416417
2012 : AXIA FINANCIAL 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$637,194
Total of all expenses incurred	2012-12-31	$117,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$81,373
Value of total corrective distributions	2012-12-31	$36,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$505,848
Value of total assets at end of year	2012-12-31	$1,815,286
Value of total assets at beginning of year	2012-12-31	$1,295,953
Total interest from all sources	2012-12-31	$2,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$427,125
Participant contributions at end of year	2012-12-31	$58,455
Participant contributions at beginning of year	2012-12-31	$58,745
Participant contributions at end of year	2012-12-31	$19,619
Participant contributions at beginning of year	2012-12-31	$9,143
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$35,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$519,333
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,815,286
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,295,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,728,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,228,065
Interest on participant loans	2012-12-31	$2,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$129,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$43,321
Employer contributions (assets) at end of year	2012-12-31	$8,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$81,373
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HARRIS KIDD, P.L.L.C.
Accountancy firm EIN	2012-12-31	262416417
2011 : AXIA FINANCIAL 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$338,806
Total of all expenses incurred	2011-12-31	$75,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$72,236
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,682
Value of total corrective distributions	2011-12-31	$102
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$347,716
Value of total assets at end of year	2011-12-31	$1,295,953
Value of total assets at beginning of year	2011-12-31	$1,032,167
Total interest from all sources	2011-12-31	$609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$296,947
Participant contributions at end of year	2011-12-31	$58,745
Participant contributions at beginning of year	2011-12-31	$10,168
Participant contributions at end of year	2011-12-31	$9,143
Participant contributions at beginning of year	2011-12-31	$28,180
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$50,769
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$263,786
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,295,953
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,032,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,228,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$993,666
Interest on participant loans	2011-12-31	$609
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-9,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$72,236
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HARRIS KIDD, P.L.L.C.
Accountancy firm EIN	2011-12-31	262416417
2010 : AXIA FINANCIAL 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$273,196
Total of all expenses incurred	2010-12-31	$240,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$194,484
Expenses. Certain deemed distributions of participant loans	2010-12-31	$42,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$181,467
Value of total assets at end of year	2010-12-31	$1,032,014
Value of total assets at beginning of year	2010-12-31	$999,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,033
Total interest from all sources	2010-12-31	$700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$133,181
Participant contributions at end of year	2010-12-31	$10,168
Participant contributions at beginning of year	2010-12-31	$52,246
Participant contributions at end of year	2010-12-31	$28,180
Participant contributions at beginning of year	2010-12-31	$7,361
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$44,253
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$153
Administrative expenses (other) incurred	2010-12-31	$4,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$32,606
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,032,014
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$999,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$993,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$939,801
Interest on participant loans	2010-12-31	$700
Interest earned on other investments	2010-12-31	$153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$91,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$4,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$194,484
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HARRIS KIDD, PLLC
Accountancy firm EIN	2010-12-31	262416417

Form 5500 Responses for AXIA FINANCIAL 401(K) PLAN

2022: AXIA FINANCIAL 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: AXIA FINANCIAL 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: AXIA FINANCIAL 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: AXIA FINANCIAL 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: AXIA FINANCIAL 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: AXIA FINANCIAL 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AXIA FINANCIAL 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AXIA FINANCIAL 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AXIA FINANCIAL 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AXIA FINANCIAL 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AXIA FINANCIAL 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AXIA FINANCIAL 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812121

Policy instance

Insurance contract or identification number	812121
Number of Individuals Covered	290
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812121

Policy instance

Insurance contract or identification number	812121
Number of Individuals Covered	295
Total amount of commissions paid to insurance broker	USD $30,865
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $30,865
Additional information about fees paid to insurance broker	ADVISOR COMMISSION
Insurance broker organization code?	7

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812121

Policy instance

Insurance contract or identification number	812121
Number of Individuals Covered	274
Total amount of commissions paid to insurance broker	USD $43,941
Total amount of fees paid to insurance company	USD $5,206
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $43,941
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	7

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812121

Policy instance

Insurance contract or identification number	812121
Total amount of commissions paid to insurance broker	USD $33,389
Total amount of fees paid to insurance company	USD $4,007
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $21,159
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	4
Amount paid for insurance broker fees	4007

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812121

Policy instance

Insurance contract or identification number	812121
Number of Individuals Covered	245
Total amount of commissions paid to insurance broker	USD $28,867
Total amount of fees paid to insurance company	USD $3,495
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $28,867
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	4
Amount paid for insurance broker fees	3495

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812121

Policy instance

Insurance contract or identification number	812121
Number of Individuals Covered	248
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $21,041
Total amount of fees paid to insurance company	USD $1,936
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $21,041
Insurance broker organization code?	6
Amount paid for insurance broker fees	1936
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	PANAGIOTU PENSION ADVISORS, INC.

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Company Name:	AXIA FINANCIAL, LLC
Employer identification number (EIN):	260455770
NAIC Classification:	522292
NAIC Description:	Real Estate Credit

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	2007-06-27
Company Identification Number:	602739560
Legal Registered Office Address:	3009 112TH AVE NE STE 200 BELLEVUE United States of America (USA) 980048019