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HEARTFLOW, INC. 401(K) PLAN 401k Plan overview

Plan NameHEARTFLOW, INC. 401(K) PLAN
Plan identification number 001

HEARTFLOW, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

HEARTFLOW, INC. has sponsored the creation of one or more 401k plans.

Company Name:HEARTFLOW, INC.
Employer identification number (EIN):260506743
NAIC Classification:339110

Additional information about HEARTFLOW, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4386041

More information about HEARTFLOW, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEARTFLOW, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012020-01-01RENATA NAOUMOV2021-10-13 RENATA NAOUMOV2021-10-13
0012019-01-01JOOST DE SCHUTTER2020-10-14
0012018-01-01HARLAN BAIRD RADFORD III2019-10-13
0012017-01-01
0012016-01-01HARLAN BAIRD RADFORD III HARLAN BAIRD RADFORD III2017-09-15
0012015-01-01HARLAN BAIRD RADFORD III HARLAN BAIRD RADFORD III2016-09-28
0012014-01-01JOSH LEE JOSH LEE2015-10-09
0012013-01-01
0012012-01-01JEFF KIRK2013-07-18 JEFF KIRK2013-07-18
0012011-10-01JEFF KIRK2012-08-09 JEFF KIRK2012-08-09

Plan Statistics for HEARTFLOW, INC. 401(K) PLAN

401k plan membership statisitcs for HEARTFLOW, INC. 401(K) PLAN

Measure Date Value
2022: HEARTFLOW, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01589
Total number of active participants reported on line 7a of the Form 55002022-01-01509
Number of retired or separated participants receiving benefits2022-01-019
Number of other retired or separated participants entitled to future benefits2022-01-01287
Total of all active and inactive participants2022-01-01805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01805
Number of participants with account balances2022-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2020: HEARTFLOW, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01471
Total number of active participants reported on line 7a of the Form 55002020-01-01250
Number of retired or separated participants receiving benefits2020-01-019
Number of other retired or separated participants entitled to future benefits2020-01-01168
Total of all active and inactive participants2020-01-01427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01427
Number of participants with account balances2020-01-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HEARTFLOW, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01405
Total number of active participants reported on line 7a of the Form 55002019-01-01267
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01166
Total of all active and inactive participants2019-01-01433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01433
Number of participants with account balances2019-01-01423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HEARTFLOW, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01327
Total number of active participants reported on line 7a of the Form 55002018-01-01337
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01126
Total of all active and inactive participants2018-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01463
Number of participants with account balances2018-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HEARTFLOW, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01227
Total number of active participants reported on line 7a of the Form 55002017-01-01242
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0168
Total of all active and inactive participants2017-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01310
Number of participants with account balances2017-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HEARTFLOW, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01191
Total number of active participants reported on line 7a of the Form 55002016-01-01160
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0161
Total of all active and inactive participants2016-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01227
Number of participants with account balances2016-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HEARTFLOW, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01171
Total number of active participants reported on line 7a of the Form 55002015-01-01130
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0153
Total of all active and inactive participants2015-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01183
Number of participants with account balances2015-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HEARTFLOW, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01123
Total number of active participants reported on line 7a of the Form 55002014-01-01110
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0143
Total of all active and inactive participants2014-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01153
Number of participants with account balances2014-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on HEARTFLOW, INC. 401(K) PLAN

Measure Date Value
2022 : HEARTFLOW, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$1,273,279
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,719,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,611,457
Expenses. Certain deemed distributions of participant loans2022-12-31$7,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,200,624
Value of total assets at end of year2022-12-31$23,782,974
Value of total assets at beginning of year2022-12-31$25,228,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$99,920
Total interest from all sources2022-12-31$4,900
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$471,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$471,295
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,824,876
Participant contributions at end of year2022-12-31$180,863
Participant contributions at beginning of year2022-12-31$65,049
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$992,379
Administrative expenses (other) incurred2022-12-31$2,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,445,981
Value of net assets at end of year (total assets less liabilities)2022-12-31$23,782,974
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$25,228,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,352,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$24,958,219
Interest on participant loans2022-12-31$4,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$249,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$205,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$205,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,403,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$383,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,611,457
Contract administrator fees2022-12-31$97,520
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : HEARTFLOW, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,920,289
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,822,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,741,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,668,469
Value of total assets at end of year2021-12-31$25,228,955
Value of total assets at beginning of year2021-12-31$19,131,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$81,045
Total interest from all sources2021-12-31$2,171
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$363,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$363,998
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,047,652
Participant contributions at end of year2021-12-31$65,049
Participant contributions at beginning of year2021-12-31$43,045
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,199,871
Administrative expenses (other) incurred2021-12-31$1,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,097,423
Value of net assets at end of year (total assets less liabilities)2021-12-31$25,228,955
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$19,131,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$24,958,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$18,990,120
Interest on participant loans2021-12-31$2,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$205,687
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$98,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$98,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,885,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$420,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,741,821
Contract administrator fees2021-12-31$79,785
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : HEARTFLOW, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,789,538
Total loss/gain on sale of assets2020-12-31$308,115
Total of all expenses incurred2020-12-31$1,206,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,033,617
Expenses. Certain deemed distributions of participant loans2020-12-31$104,107
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,028,187
Value of total assets at end of year2020-12-31$19,131,532
Value of total assets at beginning of year2020-12-31$14,548,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$68,992
Total interest from all sources2020-12-31$1,608
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$288,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$288,494
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,547,363
Participant contributions at end of year2020-12-31$43,045
Participant contributions at beginning of year2020-12-31$131,585
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,173
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Administrative expenses (other) incurred2020-12-31$1,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$4,582,822
Value of net assets at end of year (total assets less liabilities)2020-12-31$19,131,532
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,548,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$18,990,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$14,205,118
Interest on participant loans2020-12-31$1,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$98,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$212,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$212,007
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,163,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$474,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,033,617
Contract administrator fees2020-12-31$67,582
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$308,115
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS, LLC
Accountancy firm EIN2020-12-31910189318
2019 : HEARTFLOW, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,164,565
Total income from all sources (including contributions)2019-12-31$6,164,565
Total loss/gain on sale of assets2019-12-31$36,367
Total loss/gain on sale of assets2019-12-31$36,367
Total of all expenses incurred2019-12-31$1,310,008
Total of all expenses incurred2019-12-31$1,310,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,247,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,247,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,554,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,554,986
Value of total assets at end of year2019-12-31$14,548,710
Value of total assets at end of year2019-12-31$14,548,710
Value of total assets at beginning of year2019-12-31$9,694,153
Value of total assets at beginning of year2019-12-31$9,694,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$62,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$62,036
Total interest from all sources2019-12-31$8,298
Total interest from all sources2019-12-31$8,298
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$294,263
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$294,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$294,263
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$294,263
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,159,102
Contributions received from participants2019-12-31$3,159,102
Participant contributions at end of year2019-12-31$131,585
Participant contributions at end of year2019-12-31$131,585
Participant contributions at beginning of year2019-12-31$150,352
Participant contributions at beginning of year2019-12-31$150,352
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$54,757
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$54,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,854,557
Value of net income/loss2019-12-31$4,854,557
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,548,710
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,548,710
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,694,153
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,694,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$23,410
Investment advisory and management fees2019-12-31$23,410
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,205,118
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,205,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,513,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,513,430
Interest on participant loans2019-12-31$8,298
Interest on participant loans2019-12-31$8,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$212,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$212,007
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$30,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$30,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$30,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$30,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,270,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,270,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$341,127
Contributions received in cash from employer2019-12-31$341,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,247,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,247,972
Contract administrator fees2019-12-31$38,626
Contract administrator fees2019-12-31$38,626
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$36,367
Aggregate proceeds on sale of assets2019-12-31$36,367
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS, LLC
Accountancy firm name2019-12-31MOSS ADAMS, LLC
Accountancy firm EIN2019-12-31910189318
2018 : HEARTFLOW, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,477,470
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$771,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$720,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,199,366
Value of total assets at end of year2018-12-31$9,694,153
Value of total assets at beginning of year2018-12-31$7,988,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,313
Total interest from all sources2018-12-31$4,833
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$209,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$209,155
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,657,964
Participant contributions at end of year2018-12-31$150,352
Participant contributions at beginning of year2018-12-31$108,054
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$318,929
Administrative expenses (other) incurred2018-12-31$23,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,705,669
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,694,153
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,988,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$18,194
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,513,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,867,863
Interest on participant loans2018-12-31$4,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$30,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$12,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$12,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-935,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$222,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$720,488
Contract administrator fees2018-12-31$10,072
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS, LLP
Accountancy firm EIN2018-12-31910189318
2017 : HEARTFLOW, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,005,019
Total loss/gain on sale of assets2017-12-31$27,148
Total of all expenses incurred2017-12-31$425,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$401,006
Expenses. Certain deemed distributions of participant loans2017-12-31$602
Value of total corrective distributions2017-12-31$8,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,858,758
Value of total assets at end of year2017-12-31$7,988,484
Value of total assets at beginning of year2017-12-31$5,409,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,758
Total interest from all sources2017-12-31$4,048
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$168,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$168,801
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,568,666
Participant contributions at end of year2017-12-31$108,054
Participant contributions at beginning of year2017-12-31$85,937
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$83,971
Administrative expenses (other) incurred2017-12-31$631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,579,484
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,988,484
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,409,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$5,888
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,867,863
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,323,063
Interest on participant loans2017-12-31$4,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$12,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$596,552
Net investment gain/loss from pooled separate accounts2017-12-31$349,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$206,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$401,006
Contract administrator fees2017-12-31$9,239
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$27,148
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : HEARTFLOW, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,012,668
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$390,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$354,946
Value of total corrective distributions2016-12-31$29,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,594,208
Value of total assets at end of year2016-12-31$5,409,000
Value of total assets at beginning of year2016-12-31$3,786,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,069
Total interest from all sources2016-12-31$2,827
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,377,178
Participant contributions at end of year2016-12-31$85,937
Participant contributions at beginning of year2016-12-31$47,963
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$59,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,622,640
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,409,000
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,786,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$5,323,063
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,738,397
Interest on participant loans2016-12-31$2,827
Net investment gain/loss from pooled separate accounts2016-12-31$415,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$157,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$354,946
Contract administrator fees2016-12-31$6,069
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS, LLP
Accountancy firm EIN2016-12-31910189318
2015 : HEARTFLOW, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,406,521
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$292,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$286,920
Value of total corrective distributions2015-12-31$690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,477,553
Value of total assets at end of year2015-12-31$3,786,360
Value of total assets at beginning of year2015-12-31$2,672,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,661
Total interest from all sources2015-12-31$1,575
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,063,986
Participant contributions at end of year2015-12-31$47,963
Participant contributions at beginning of year2015-12-31$29,360
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$267,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,114,250
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,786,360
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,672,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,738,397
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,642,750
Interest on participant loans2015-12-31$1,575
Net investment gain/loss from pooled separate accounts2015-12-31$-72,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$145,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$286,920
Contract administrator fees2015-12-31$4,661
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS, LLP
Accountancy firm EIN2015-12-31910189318
2014 : HEARTFLOW, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$969,037
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$203,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$199,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$853,474
Value of total assets at end of year2014-12-31$2,672,110
Value of total assets at beginning of year2014-12-31$1,906,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,725
Total interest from all sources2014-12-31$1,010
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$150,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$695,720
Participant contributions at end of year2014-12-31$29,360
Participant contributions at beginning of year2014-12-31$8,820
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$65,172
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$765,539
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,672,110
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,906,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,642,750
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,897,751
Interest on participant loans2014-12-31$1,010
Net investment gain/loss from pooled separate accounts2014-12-31$114,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$92,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$199,773
Contract administrator fees2014-12-31$3,725
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318

Form 5500 Responses for HEARTFLOW, INC. 401(K) PLAN

2022: HEARTFLOW, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2020: HEARTFLOW, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HEARTFLOW, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HEARTFLOW, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HEARTFLOW, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HEARTFLOW, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HEARTFLOW, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HEARTFLOW, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102931
Policy instance 1
Insurance contract or identification number102931
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,590
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8590
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
Insurance broker organization code?5
Insurance broker nameUNITED 401(K) PLANS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102931
Policy instance 1
Insurance contract or identification number102931
Number of Individuals Covered177
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $14,100
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7908
Additional information about fees paid to insurance brokerINVESTMENT ADVISORY FEES
Insurance broker organization code?4
Insurance broker nameUNITED 401(K) PLANS, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102931
Policy instance 1
Insurance contract or identification number102931
Number of Individuals Covered143
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,610
Total amount of fees paid to insurance companyUSD $4,844
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,610
Insurance broker organization code?4
Amount paid for insurance broker fees4844
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
Insurance broker nameUNITED 401(K) PLANS, INC

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