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FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 401k Plan overview

Plan NameFRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST
Plan identification number 001

FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FRIAS MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name:FRIAS MANAGEMENT, LLC
Employer identification number (EIN):260506965
NAIC Classification:485990

Additional information about FRIAS MANAGEMENT, LLC

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2007-06-29
Company Identification Number: 20071177588
Legal Registered Office Address: 5010 S VALLEY VIEW BLVD

LAS VEGAS
United States of America (USA)
89118

More information about FRIAS MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHRIS HIGGINS
0012016-01-01TERRI SETTERINGTON
0012015-01-01TERRI SETTERINGTON
0012014-01-01TERRI SETTERINGTON

Plan Statistics for FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST

401k plan membership statisitcs for FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST

Measure Date Value
2020: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01298
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-011,562
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01297
Total of all active and inactive participants2019-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01298
Number of participants with account balances2019-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0119
2018: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-012,323
Total number of active participants reported on line 7a of the Form 55002018-01-011,098
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01463
Total of all active and inactive participants2018-01-011,561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,561
Number of participants with account balances2018-01-011,091
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01138
2017: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-012,418
Total number of active participants reported on line 7a of the Form 55002017-01-011,743
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01524
Total of all active and inactive participants2017-01-012,267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,267
Number of participants with account balances2017-01-011,541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01197
2016: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-012,407
Total number of active participants reported on line 7a of the Form 55002016-01-011,891
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01469
Total of all active and inactive participants2016-01-012,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,360
Number of participants with account balances2016-01-011,507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01211
2015: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-011,931
Total number of active participants reported on line 7a of the Form 55002015-01-011,912
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-01274
Total of all active and inactive participants2015-01-012,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,195
Number of participants with account balances2015-01-011,313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01175
2014: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-011,679
Total number of active participants reported on line 7a of the Form 55002014-01-011,789
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01142
Total of all active and inactive participants2014-01-011,931
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,931
Number of participants with account balances2014-01-01950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01135

Financial Data on FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST

Measure Date Value
2020 : FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2020 401k financial data
Total income from all sources (including contributions)2020-09-05$-28,500
Total of all expenses incurred2020-09-05$604,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-05$560,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-05$5
Value of total assets at end of year2020-09-05$0
Value of total assets at beginning of year2020-09-05$633,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-05$44,583
Total interest from all sources2020-09-05$198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-05Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-09-05$0
Administrative expenses professional fees incurred2020-09-05$43,222
Was this plan covered by a fidelity bond2020-09-05Yes
Value of fidelity bond cover2020-09-05$250,000
If this is an individual account plan, was there a blackout period2020-09-05No
Were there any nonexempt tranactions with any party-in-interest2020-09-05No
Contributions received from participants2020-09-05$5
Participant contributions at end of year2020-09-05$0
Participant contributions at beginning of year2020-09-05$12,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-05No
Value of net income/loss2020-09-05$-633,292
Value of net assets at end of year (total assets less liabilities)2020-09-05$0
Value of net assets at beginning of year (total assets less liabilities)2020-09-05$633,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-05No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-05No
Were any leases to which the plan was party in default or uncollectible2020-09-05No
Investment advisory and management fees2020-09-05$1,361
Value of interest in pooled separate accounts at end of year2020-09-05$0
Value of interest in pooled separate accounts at beginning of year2020-09-05$605,286
Interest on participant loans2020-09-05$198
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-05$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-05$15,485
Net investment gain/loss from pooled separate accounts2020-09-05$-28,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-05No
Was there a failure to transmit to the plan any participant contributions2020-09-05No
Has the plan failed to provide any benefit when due under the plan2020-09-05No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-05$560,209
Did the plan have assets held for investment2020-09-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-05Yes
Opinion of an independent qualified public accountant for this plan2020-09-05Disclaimer
Accountancy firm name2020-09-05BDO
Accountancy firm EIN2020-09-05260506965
2019 : FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$575,268
Total of all expenses incurred2019-12-31$3,514,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,431,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$141,166
Value of total assets at end of year2019-12-31$633,292
Value of total assets at beginning of year2019-12-31$3,572,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$83,270
Total interest from all sources2019-12-31$2,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$71,313
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$113,510
Participant contributions at end of year2019-12-31$12,521
Participant contributions at beginning of year2019-12-31$118,948
Participant contributions at beginning of year2019-12-31$209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-2,939,137
Value of net assets at end of year (total assets less liabilities)2019-12-31$633,292
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,572,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$11,957
Value of interest in pooled separate accounts at end of year2019-12-31$605,286
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,452,517
Interest on participant loans2019-12-31$2,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$15,485
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$749
Net investment gain/loss from pooled separate accounts2019-12-31$431,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$27,656
Employer contributions (assets) at beginning of year2019-12-31$6
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,431,135
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PIERCY BOWLER TAYLOR & KERN
Accountancy firm EIN2019-12-31880265237
2018 : FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$778,258
Total of all expenses incurred2018-12-31$1,203,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,079,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$952,850
Value of total assets at end of year2018-12-31$3,572,429
Value of total assets at beginning of year2018-12-31$3,997,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$124,375
Total interest from all sources2018-12-31$5,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$96,188
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$765,719
Participant contributions at end of year2018-12-31$118,948
Participant contributions at beginning of year2018-12-31$105,134
Participant contributions at end of year2018-12-31$209
Participant contributions at beginning of year2018-12-31$2
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$29,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-425,500
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,572,429
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,997,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$28,187
Value of interest in pooled separate accounts at end of year2018-12-31$3,452,517
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,871,728
Interest on participant loans2018-12-31$5,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$749
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$21,058
Net investment gain/loss from pooled separate accounts2018-12-31$-180,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$157,977
Employer contributions (assets) at end of year2018-12-31$6
Employer contributions (assets) at beginning of year2018-12-31$7
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,079,383
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PIERCY BOWLER TAYLOR & KERN
Accountancy firm EIN2018-12-31880265237
2017 : FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,781,110
Total of all expenses incurred2017-12-31$681,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$609,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,202,608
Value of total assets at end of year2017-12-31$3,997,929
Value of total assets at beginning of year2017-12-31$2,898,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$72,065
Total interest from all sources2017-12-31$3,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$45,831
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$959,738
Participant contributions at end of year2017-12-31$105,134
Participant contributions at beginning of year2017-12-31$40,665
Participant contributions at end of year2017-12-31$2
Participant contributions at beginning of year2017-12-31$180
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,099,254
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,997,929
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,898,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,234
Value of interest in pooled separate accounts at end of year2017-12-31$3,871,728
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,848,978
Interest on participant loans2017-12-31$3,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$21,058
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,814
Net investment gain/loss from pooled separate accounts2017-12-31$574,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$238,621
Employer contributions (assets) at end of year2017-12-31$7
Employer contributions (assets) at beginning of year2017-12-31$38
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$609,791
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PIERCY BOWLER TAYLOR & KERN
Accountancy firm EIN2017-12-31880265237
2016 : FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,447,148
Total of all expenses incurred2016-12-31$301,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$278,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,271,185
Value of total assets at end of year2016-12-31$2,898,675
Value of total assets at beginning of year2016-12-31$1,752,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,074
Total interest from all sources2016-12-31$1,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$23,074
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$979,375
Participant contributions at end of year2016-12-31$40,665
Participant contributions at beginning of year2016-12-31$17,934
Participant contributions at end of year2016-12-31$180
Participant contributions at beginning of year2016-12-31$28,266
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$32,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,145,730
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,898,675
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,752,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$2,848,978
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,698,752
Interest on participant loans2016-12-31$1,262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,814
Net investment gain/loss from pooled separate accounts2016-12-31$174,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$259,358
Employer contributions (assets) at end of year2016-12-31$38
Employer contributions (assets) at beginning of year2016-12-31$7,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$278,344
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,172,222
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$143,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$126,366
Value of total corrective distributions2015-12-31$1,700
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,201,173
Value of total assets at end of year2015-12-31$1,752,945
Value of total assets at beginning of year2015-12-31$724,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$15,906
Total interest from all sources2015-12-31$395
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$955,794
Participant contributions at end of year2015-12-31$17,934
Participant contributions at beginning of year2015-12-31$1,960
Participant contributions at end of year2015-12-31$28,266
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$31
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,028,250
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,752,945
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$724,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,698,752
Value of interest in pooled separate accounts at beginning of year2015-12-31$722,735
Interest on participant loans2015-12-31$395
Net investment gain/loss from pooled separate accounts2015-12-31$-29,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$245,348
Employer contributions (assets) at end of year2015-12-31$7,993
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$126,366
Contract administrator fees2015-12-31$15,906
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MCGLADREY LLP
Accountancy firm EIN2015-12-31420714325
2014 : FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$753,331
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$28,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$23,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$738,975
Value of total assets at end of year2014-12-31$724,695
Value of total assets at beginning of year2014-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,303
Total interest from all sources2014-12-31$34
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$733,633
Participant contributions at end of year2014-12-31$1,960
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,342
Administrative expenses (other) incurred2014-12-31$5,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$724,695
Value of net assets at end of year (total assets less liabilities)2014-12-31$724,695
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$722,735
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$34
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$14,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$23,333
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325

Form 5500 Responses for FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST

2020: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FRIAS MANAGEMENT, LLC 401(K) RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number112893
Policy instance 1
Insurance contract or identification number112893
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-09-04
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number112893
Policy instance 1
Insurance contract or identification number112893
Number of Individuals Covered298
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number112893
Policy instance 1
Insurance contract or identification number112893
Number of Individuals Covered1525
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $31,568
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees31568
Insurance broker organization code?5
Insurance broker nameLEBENSON ACTUARIAL SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number112893
Policy instance 1
Insurance contract or identification number112893
Number of Individuals Covered1288
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,920
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees9634
Additional information about fees paid to insurance brokerRIA FEES PAID
Insurance broker organization code?5
Insurance broker nameFEDERATED INVESTMENT MANAGEMENT COM
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number112893
Policy instance 1
Insurance contract or identification number112893
Number of Individuals Covered975
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,184
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,351
Insurance broker organization code?5
Insurance broker nameINDEPENDENT FINANCIAL PART

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