TRADEWEB MARKETS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan TRADEWEB MARKETS LLC 401(K) PLAN
Measure | Date | Value |
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2022 : TRADEWEB MARKETS LLC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-23,457,308 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $9,442,678 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $9,381,641 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $20,114,552 |
Value of total assets at end of year | 2022-12-31 | $223,612,974 |
Value of total assets at beginning of year | 2022-12-31 | $256,512,960 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $61,037 |
Total interest from all sources | 2022-12-31 | $52,703 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,882,241 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,882,241 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $12,284,101 |
Participant contributions at end of year | 2022-12-31 | $1,156,281 |
Participant contributions at beginning of year | 2022-12-31 | $1,090,498 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $2,631,081 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $2,950,481 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,669,593 |
Other income not declared elsewhere | 2022-12-31 | $-448,209 |
Administrative expenses (other) incurred | 2022-12-31 | $61,037 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-32,899,986 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $223,612,974 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $256,512,960 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $92,905,313 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $111,482,732 |
Interest on participant loans | 2022-12-31 | $52,703 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $126,920,299 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $140,989,249 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-25,009,050 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-22,049,545 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $6,160,858 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $9,381,641 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2022-12-31 | 366055558 |
2021 : TRADEWEB MARKETS LLC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $53,258,341 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $11,281,088 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $11,236,274 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $20,717,706 |
Value of total assets at end of year | 2021-12-31 | $256,512,960 |
Value of total assets at beginning of year | 2021-12-31 | $214,535,707 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $44,814 |
Total interest from all sources | 2021-12-31 | $52,766 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $7,224,289 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $7,224,289 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $11,042,539 |
Participant contributions at end of year | 2021-12-31 | $1,090,498 |
Participant contributions at beginning of year | 2021-12-31 | $988,690 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $2,950,481 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,852,797 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $4,077,738 |
Other income not declared elsewhere | 2021-12-31 | $190,891 |
Administrative expenses (other) incurred | 2021-12-31 | $44,814 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $41,977,253 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $256,512,960 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $214,535,707 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $111,482,732 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $90,207,715 |
Interest on participant loans | 2021-12-31 | $52,766 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $140,989,249 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $121,486,505 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,397,621 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $15,675,068 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $5,597,429 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $11,236,274 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2021-12-31 | 366055558 |
2020 : TRADEWEB MARKETS LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $47,204,287 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $9,140,190 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $9,078,081 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $17,365,060 |
Value of total assets at end of year | 2020-12-31 | $214,535,707 |
Value of total assets at beginning of year | 2020-12-31 | $176,471,610 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $62,109 |
Total interest from all sources | 2020-12-31 | $63,329 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $2,255,430 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $2,255,430 |
Administrative expenses professional fees incurred | 2020-12-31 | $6,390 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $10,203,342 |
Participant contributions at end of year | 2020-12-31 | $988,690 |
Participant contributions at beginning of year | 2020-12-31 | $1,194,995 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,852,797 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $673,313 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,941,195 |
Other income not declared elsewhere | 2020-12-31 | $81,435 |
Administrative expenses (other) incurred | 2020-12-31 | $55,719 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $38,064,097 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $214,535,707 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $176,471,610 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $190,950,085 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $159,105,138 |
Interest on participant loans | 2020-12-31 | $63,329 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $20,744,135 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $15,498,164 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $27,016,744 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $422,289 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $5,220,523 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $9,078,081 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2020-12-31 | 366055558 |
2019 : TRADEWEB MARKETS LLC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $47,841,331 |
Total income from all sources (including contributions) | 2019-12-31 | $47,841,331 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $11,358,790 |
Total of all expenses incurred | 2019-12-31 | $11,358,790 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $11,264,424 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $11,264,424 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $16,095,827 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $16,095,827 |
Value of total assets at end of year | 2019-12-31 | $176,471,610 |
Value of total assets at end of year | 2019-12-31 | $176,471,610 |
Value of total assets at beginning of year | 2019-12-31 | $139,989,069 |
Value of total assets at beginning of year | 2019-12-31 | $139,989,069 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $94,366 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $94,366 |
Total interest from all sources | 2019-12-31 | $66,862 |
Total interest from all sources | 2019-12-31 | $66,862 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $6,509,733 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $6,509,733 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $6,509,733 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $6,509,733 |
Administrative expenses professional fees incurred | 2019-12-31 | $22,500 |
Administrative expenses professional fees incurred | 2019-12-31 | $22,500 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $9,589,756 |
Contributions received from participants | 2019-12-31 | $9,589,756 |
Participant contributions at end of year | 2019-12-31 | $1,194,995 |
Participant contributions at end of year | 2019-12-31 | $1,194,995 |
Participant contributions at beginning of year | 2019-12-31 | $1,120,877 |
Participant contributions at beginning of year | 2019-12-31 | $1,120,877 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $673,313 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $673,313 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $773,351 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $773,351 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,581,181 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,581,181 |
Other income not declared elsewhere | 2019-12-31 | $351,015 |
Other income not declared elsewhere | 2019-12-31 | $351,015 |
Administrative expenses (other) incurred | 2019-12-31 | $71,866 |
Administrative expenses (other) incurred | 2019-12-31 | $71,866 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $36,482,541 |
Value of net income/loss | 2019-12-31 | $36,482,541 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $176,471,610 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $176,471,610 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $139,989,069 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $139,989,069 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $159,105,138 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $159,105,138 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $123,315,141 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $123,315,141 |
Interest on participant loans | 2019-12-31 | $66,862 |
Interest on participant loans | 2019-12-31 | $66,862 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $15,498,164 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $15,498,164 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $14,779,700 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $14,779,700 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $24,481,391 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $24,481,391 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $336,503 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $336,503 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,924,890 |
Contributions received in cash from employer | 2019-12-31 | $4,924,890 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $11,264,424 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $11,264,424 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | GRANT THORNTON LLP |
Accountancy firm name | 2019-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2019-12-31 | 366055558 |
Accountancy firm EIN | 2019-12-31 | 366055558 |
2018 : TRADEWEB MARKETS LLC 401(K) PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $7,424,251 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $7,407,001 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $7,237,815 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $14,967,773 |
Value of total assets at end of year | 2018-12-31 | $139,989,069 |
Value of total assets at beginning of year | 2018-12-31 | $139,971,819 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $169,186 |
Total interest from all sources | 2018-12-31 | $56,790 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $7,714,350 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $7,714,350 |
Administrative expenses professional fees incurred | 2018-12-31 | $34,050 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $8,889,830 |
Participant contributions at end of year | 2018-12-31 | $1,120,877 |
Participant contributions at beginning of year | 2018-12-31 | $1,187,939 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $773,351 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $326,850 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,642,570 |
Other income not declared elsewhere | 2018-12-31 | $527,688 |
Administrative expenses (other) incurred | 2018-12-31 | $135,136 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $17,250 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $139,989,069 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $139,971,819 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $123,315,141 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $122,804,100 |
Interest on participant loans | 2018-12-31 | $56,790 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $14,779,700 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $15,652,930 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-16,157,195 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $314,845 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,435,373 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $7,237,815 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2018-12-31 | 366055558 |
2017 : TRADEWEB MARKETS LLC 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $34,800,558 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $5,898,485 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,789,293 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $14,206,209 |
Value of total assets at end of year | 2017-12-31 | $139,971,819 |
Value of total assets at beginning of year | 2017-12-31 | $111,069,746 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $109,192 |
Total interest from all sources | 2017-12-31 | $51,670 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $4,082,633 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $4,082,633 |
Administrative expenses professional fees incurred | 2017-12-31 | $22,800 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $8,138,422 |
Participant contributions at end of year | 2017-12-31 | $1,187,939 |
Participant contributions at beginning of year | 2017-12-31 | $1,099,684 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $326,850 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $243,698 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,894,442 |
Other income not declared elsewhere | 2017-12-31 | $253,668 |
Administrative expenses (other) incurred | 2017-12-31 | $86,392 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $28,902,073 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $139,971,819 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $111,069,746 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $122,804,100 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $95,702,251 |
Interest on participant loans | 2017-12-31 | $51,670 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $15,652,930 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $14,024,113 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $15,932,708 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $273,670 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,173,345 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,789,293 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | GRANT THORTON LLP |
Accountancy firm EIN | 2017-12-31 | 366055558 |
2016 : TRADEWEB MARKETS LLC 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $20,570,762 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $6,280,853 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,196,483 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $12,778,838 |
Value of total assets at end of year | 2016-12-31 | $111,069,746 |
Value of total assets at beginning of year | 2016-12-31 | $96,779,837 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $84,370 |
Total interest from all sources | 2016-12-31 | $42,964 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $3,223,526 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $3,223,526 |
Administrative expenses professional fees incurred | 2016-12-31 | $300 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $7,889,725 |
Participant contributions at end of year | 2016-12-31 | $1,099,684 |
Participant contributions at beginning of year | 2016-12-31 | $931,058 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $243,698 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $219,713 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $809,170 |
Other income not declared elsewhere | 2016-12-31 | $206,582 |
Administrative expenses (other) incurred | 2016-12-31 | $60,658 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $14,289,909 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $111,069,746 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $96,779,837 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $23,412 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $95,702,251 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $86,585,483 |
Interest on participant loans | 2016-12-31 | $42,964 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $14,024,113 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $9,043,583 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,140,033 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $178,819 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,079,943 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,196,483 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | GRANT THORTON LLP |
Accountancy firm EIN | 2016-12-31 | 366055558 |
2015 : TRADEWEB MARKETS LLC 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $13,141,197 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $7,996,172 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,916,684 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $12,615,293 |
Value of total assets at end of year | 2015-12-31 | $96,779,837 |
Value of total assets at beginning of year | 2015-12-31 | $91,634,812 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $79,488 |
Total interest from all sources | 2015-12-31 | $38,454 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,761,823 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,761,823 |
Administrative expenses professional fees incurred | 2015-12-31 | $31,091 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $7,821,621 |
Participant contributions at end of year | 2015-12-31 | $931,058 |
Participant contributions at beginning of year | 2015-12-31 | $1,052,362 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $219,713 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $843,317 |
Other income not declared elsewhere | 2015-12-31 | $162,647 |
Administrative expenses (other) incurred | 2015-12-31 | $48,397 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $5,145,025 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $96,779,837 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $91,634,812 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $86,585,483 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $81,757,420 |
Interest on participant loans | 2015-12-31 | $38,454 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $9,043,583 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $8,415,236 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-3,480,121 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $43,101 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $3,950,355 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $409,794 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,916,684 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GRANT THORTON LLP |
Accountancy firm EIN | 2015-12-31 | 366055558 |
2014 : TRADEWEB MARKETS LLC 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $19,093,400 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,816,289 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,754,883 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $14,040,271 |
Value of total assets at end of year | 2014-12-31 | $91,634,812 |
Value of total assets at beginning of year | 2014-12-31 | $76,357,701 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $61,406 |
Total interest from all sources | 2014-12-31 | $41,810 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,222,502 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $3,222,502 |
Administrative expenses professional fees incurred | 2014-12-31 | $300 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $7,071,310 |
Participant contributions at end of year | 2014-12-31 | $1,052,362 |
Participant contributions at beginning of year | 2014-12-31 | $944,765 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,824,906 |
Other income not declared elsewhere | 2014-12-31 | $140,566 |
Administrative expenses (other) incurred | 2014-12-31 | $61,106 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $15,277,111 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $91,634,812 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $76,357,701 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $81,757,420 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $65,431,714 |
Interest on participant loans | 2014-12-31 | $41,810 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $8,415,236 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $9,788,392 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,366,832 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $281,419 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $4,144,055 |
Employer contributions (assets) at end of year | 2014-12-31 | $409,794 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $192,830 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,754,883 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : TRADEWEB MARKETS LLC 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $24,406,646 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $22,277,195 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,741,972 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,646,604 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $12,462 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $10,773,143 |
Value of total assets at end of year | 2013-12-31 | $76,357,701 |
Value of total assets at beginning of year | 2013-12-31 | $31,415,832 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $82,906 |
Total interest from all sources | 2013-12-31 | $30,967 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,828,089 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,828,089 |
Administrative expenses professional fees incurred | 2013-12-31 | $45,855 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $5,634,896 |
Participant contributions at end of year | 2013-12-31 | $944,765 |
Participant contributions at beginning of year | 2013-12-31 | $438,109 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $68,083 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $2,193,510 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $11,305,362 |
Other income not declared elsewhere | 2013-12-31 | $103,192 |
Administrative expenses (other) incurred | 2013-12-31 | $37,051 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $20,535,223 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $76,357,701 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $31,415,832 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $65,431,714 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,640,438 |
Interest on participant loans | 2013-12-31 | $30,967 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $9,788,392 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,615,354 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $9,378,718 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $163,086 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $2,944,737 |
Employer contributions (assets) at end of year | 2013-12-31 | $192,830 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $348,486 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,646,604 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORTON LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : TRADEWEB MARKETS LLC 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $8,732,247 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,588,161 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,554,870 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $5,239,698 |
Value of total assets at end of year | 2012-12-31 | $31,415,832 |
Value of total assets at beginning of year | 2012-12-31 | $24,271,746 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $33,291 |
Total interest from all sources | 2012-12-31 | $18,523 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $609,702 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $609,702 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,972,401 |
Participant contributions at end of year | 2012-12-31 | $438,109 |
Participant contributions at beginning of year | 2012-12-31 | $432,104 |
Participant contributions at end of year | 2012-12-31 | $68,083 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $574,076 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $11,305,362 |
Administrative expenses (other) incurred | 2012-12-31 | $33,291 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $7,144,086 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $31,415,832 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $24,271,746 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,640,438 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $20,399,003 |
Interest on participant loans | 2012-12-31 | $18,523 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,615,354 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,029,447 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,848,702 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $15,622 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,693,221 |
Employer contributions (assets) at end of year | 2012-12-31 | $348,486 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,411,192 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,554,870 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : TRADEWEB MARKETS LLC 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $3,086,898 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $703,268 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $697,847 |
Value of total corrective distributions | 2011-12-31 | $1,960 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,430,477 |
Value of total assets at end of year | 2011-12-31 | $22,860,554 |
Value of total assets at beginning of year | 2011-12-31 | $20,476,924 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,461 |
Total interest from all sources | 2011-12-31 | $21,951 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $482,076 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $482,076 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $3,006,904 |
Participant contributions at end of year | 2011-12-31 | $432,104 |
Participant contributions at beginning of year | 2011-12-31 | $366,283 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $256,285 |
Other income not declared elsewhere | 2011-12-31 | $48 |
Administrative expenses (other) incurred | 2011-12-31 | $3,461 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,383,630 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $22,860,554 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,476,924 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $20,399,003 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $18,479,417 |
Interest on participant loans | 2011-12-31 | $21,951 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,029,447 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,631,224 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-872,695 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $25,041 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $167,288 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $697,847 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2011-12-31 | 350921680 |
2010 : TRADEWEB MARKETS LLC 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $19,536,146 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $943,778 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $3,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $3,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $350,605 |
Value of total assets at end of year | 2010-12-31 | $20,476,924 |
Value of total assets at beginning of year | 2010-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $1,493 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $204,934 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $204,934 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $226,669 |
Participant contributions at end of year | 2010-12-31 | $366,283 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $17,036 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $940,778 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,476,924 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $18,479,417 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $0 |
Interest on participant loans | 2010-12-31 | $1,493 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,631,224 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $384,174 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,572 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $106,900 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,000 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |