OCU HEALTH AND WELFARE TRUST has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2022 : OCU HEALTH AND WELFARE TRUST 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2022-12-31 | $3,125,324 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $3,125,324 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,948,924 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,862,286 |
| Total income from all sources (including contributions) | 2022-12-31 | $-10,651,966 |
| Total of all expenses incurred | 2022-12-31 | $23,051,925 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $21,607,258 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $23,257,486 |
| Value of total assets at end of year | 2022-12-31 | $243,107,541 |
| Value of total assets at beginning of year | 2022-12-31 | $276,724,794 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,444,667 |
| Total interest from all sources | 2022-12-31 | $1,471 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,127,882 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,127,882 |
| Administrative expenses professional fees incurred | 2022-12-31 | $349,771 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $383,920 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $114,834 |
| Other income not declared elsewhere | 2022-12-31 | $196,200 |
| Administrative expenses (other) incurred | 2022-12-31 | $413,702 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $106,924 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $116,286 |
| Total non interest bearing cash at end of year | 2022-12-31 | $8,787,249 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $8,193,853 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-33,703,891 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $241,158,617 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $274,862,508 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2022-12-31 | $30,741,296 |
| Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $20,615,971 |
| Investment advisory and management fees | 2022-12-31 | $393,720 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $22,857,245 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $28,831,518 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $173,689,797 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $210,424,077 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $1,471 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $5,482,229 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $7,263,047 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $4,715,131 |
| Asset value of US Government securities at end of year | 2022-12-31 | $525,057 |
| Asset value of US Government securities at beginning of year | 2022-12-31 | $373,504 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,102,155 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-34,077,356 |
| Net gain/loss from 103.12 investment entities | 2022-12-31 | $1,819,182 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $23,257,486 |
| Employer contributions (assets) at end of year | 2022-12-31 | $640,748 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $907,990 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $16,892,127 |
| Contract administrator fees | 2022-12-31 | $287,474 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $1,842,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $1,746,000 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2022-12-31 | 542189926 |
| 2021 : OCU HEALTH AND WELFARE TRUST 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2021-12-31 | $1,842,479 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $1,842,479 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,862,286 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,804,284 |
| Total income from all sources (including contributions) | 2021-12-31 | $51,384,120 |
| Total of all expenses incurred | 2021-12-31 | $21,642,615 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $20,284,474 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $23,437,621 |
| Value of total assets at end of year | 2021-12-31 | $276,724,794 |
| Value of total assets at beginning of year | 2021-12-31 | $246,925,287 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,358,141 |
| Total interest from all sources | 2021-12-31 | $410 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,061,614 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,061,614 |
| Administrative expenses professional fees incurred | 2021-12-31 | $339,281 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $114,834 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $32,793 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $134,092 |
| Other income not declared elsewhere | 2021-12-31 | $283,224 |
| Administrative expenses (other) incurred | 2021-12-31 | $369,215 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $116,286 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $115,192 |
| Total non interest bearing cash at end of year | 2021-12-31 | $8,193,853 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $7,811,230 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $29,741,505 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $274,862,508 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $245,121,003 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2021-12-31 | $20,615,971 |
| Assets. partnership/joint venture interests at beginning of year | 2021-12-31 | $13,773,493 |
| Investment advisory and management fees | 2021-12-31 | $382,328 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $28,831,518 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $46,487,820 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $210,424,077 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $172,323,845 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $410 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2021-12-31 | $7,263,047 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2021-12-31 | $5,804,856 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $4,263,155 |
| Asset value of US Government securities at end of year | 2021-12-31 | $373,504 |
| Asset value of US Government securities at beginning of year | 2021-12-31 | $78,121 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-772,554 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $24,073,136 |
| Net gain/loss from 103.12 investment entities | 2021-12-31 | $1,458,190 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $23,437,621 |
| Employer contributions (assets) at end of year | 2021-12-31 | $907,990 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $613,129 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $16,021,319 |
| Contract administrator fees | 2021-12-31 | $267,317 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $1,746,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $1,555,000 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2021-12-31 | 542189926 |
| 2020 : OCU HEALTH AND WELFARE TRUST 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $208,483 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $208,483 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,804,284 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $2,069,346 |
| Total income from all sources (including contributions) | 2020-12-31 | $44,545,230 |
| Total of all expenses incurred | 2020-12-31 | $20,205,158 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $18,893,993 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $21,178,924 |
| Value of total assets at end of year | 2020-12-31 | $246,925,287 |
| Value of total assets at beginning of year | 2020-12-31 | $222,850,277 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,311,165 |
| Total interest from all sources | 2020-12-31 | $122,496 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,442,956 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,442,956 |
| Administrative expenses professional fees incurred | 2020-12-31 | $421,532 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $32,793 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $39,530 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $134,092 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $178,571 |
| Other income not declared elsewhere | 2020-12-31 | $443,745 |
| Administrative expenses (other) incurred | 2020-12-31 | $345,198 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $115,192 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $90,775 |
| Total non interest bearing cash at end of year | 2020-12-31 | $7,811,230 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $9,144,942 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $24,340,072 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $245,121,003 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $220,780,931 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2020-12-31 | $13,773,493 |
| Assets. partnership/joint venture interests at beginning of year | 2020-12-31 | $13,445,218 |
| Investment advisory and management fees | 2020-12-31 | $289,422 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $46,487,820 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $52,963,358 |
| Interest earned on other investments | 2020-12-31 | $119,792 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $172,323,845 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $139,122,393 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $2,704 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2020-12-31 | $5,804,856 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2020-12-31 | $6,033,525 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $4,276,028 |
| Asset value of US Government securities at end of year | 2020-12-31 | $78,121 |
| Asset value of US Government securities at beginning of year | 2020-12-31 | $1,574,048 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,631,506 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $19,745,789 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $-228,669 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $21,178,924 |
| Employer contributions (assets) at end of year | 2020-12-31 | $613,129 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $527,263 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $14,617,965 |
| Contract administrator fees | 2020-12-31 | $255,013 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $1,555,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $1,800,000 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2020-12-31 | 542189926 |
| 2019 : OCU HEALTH AND WELFARE TRUST 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2019-12-31 | $57,369 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $57,369 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $2,069,346 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $2,036,490 |
| Total income from all sources (including contributions) | 2019-12-31 | $53,881,947 |
| Total of all expenses incurred | 2019-12-31 | $21,181,560 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $19,981,890 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $24,313,951 |
| Value of total assets at end of year | 2019-12-31 | $222,850,277 |
| Value of total assets at beginning of year | 2019-12-31 | $190,117,034 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,199,670 |
| Total interest from all sources | 2019-12-31 | $491,209 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,478,024 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,478,024 |
| Administrative expenses professional fees incurred | 2019-12-31 | $332,086 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $39,530 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $797,787 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $178,571 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $171,915 |
| Other income not declared elsewhere | 2019-12-31 | $86,294 |
| Administrative expenses (other) incurred | 2019-12-31 | $87,611 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $90,775 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $129,575 |
| Total non interest bearing cash at end of year | 2019-12-31 | $9,144,942 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $15,172,686 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $32,700,387 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $220,780,931 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $188,080,544 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2019-12-31 | $13,445,218 |
| Assets. partnership/joint venture interests at beginning of year | 2019-12-31 | $21,193,091 |
| Investment advisory and management fees | 2019-12-31 | $273,535 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $52,963,358 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $44,185,776 |
| Interest earned on other investments | 2019-12-31 | $468,698 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $139,122,393 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $100,835,547 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $22,511 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $6,033,525 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $5,003,314 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $3,926,971 |
| Asset value of US Government securities at end of year | 2019-12-31 | $1,574,048 |
| Asset value of US Government securities at beginning of year | 2019-12-31 | $2,500,351 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,457,678 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $24,217,210 |
| Net gain/loss from 103.12 investment entities | 2019-12-31 | $-219,788 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $24,313,951 |
| Employer contributions (assets) at end of year | 2019-12-31 | $527,263 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $428,482 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $16,054,919 |
| Contract administrator fees | 2019-12-31 | $506,438 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $1,800,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $1,735,000 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2019-12-31 | 542189926 |
| 2018 : OCU HEALTH AND WELFARE TRUST 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2018-12-31 | $348,333 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-11,033 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $337,300 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $2,036,490 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $2,292,941 |
| Total income from all sources (including contributions) | 2018-12-31 | $23,167,683 |
| Total of all expenses incurred | 2018-12-31 | $20,813,042 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $19,663,444 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $29,345,844 |
| Value of total assets at end of year | 2018-12-31 | $190,117,034 |
| Value of total assets at beginning of year | 2018-12-31 | $188,018,844 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,149,598 |
| Total interest from all sources | 2018-12-31 | $343,681 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,300,465 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,300,465 |
| Administrative expenses professional fees incurred | 2018-12-31 | $254,694 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $797,787 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $13,134 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $171,915 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $605,102 |
| Other income not declared elsewhere | 2018-12-31 | $1,875,501 |
| Administrative expenses (other) incurred | 2018-12-31 | $93,131 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $129,575 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $102,839 |
| Total non interest bearing cash at end of year | 2018-12-31 | $15,172,686 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $9,142,829 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $2,354,641 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $188,080,544 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $185,725,903 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2018-12-31 | $21,193,091 |
| Assets. partnership/joint venture interests at beginning of year | 2018-12-31 | $15,931,609 |
| Investment advisory and management fees | 2018-12-31 | $250,756 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $44,185,776 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $18,865,907 |
| Interest earned on other investments | 2018-12-31 | $333,220 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $100,835,547 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $138,117,676 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $10,461 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2018-12-31 | $5,003,314 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-12-31 | $4,655,241 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $3,453,389 |
| Asset value of US Government securities at end of year | 2018-12-31 | $2,500,351 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $793,013 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,288,709 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-6,394,471 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $-351,928 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $29,345,844 |
| Employer contributions (assets) at end of year | 2018-12-31 | $428,482 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $499,435 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $16,210,055 |
| Contract administrator fees | 2018-12-31 | $551,017 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $1,735,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $1,585,000 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2018-12-31 | 542189926 |
| 2017 : OCU HEALTH AND WELFARE TRUST 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2017-12-31 | $84,818 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $419,640 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $504,458 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $2,292,941 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $2,110,681 |
| Total income from all sources (including contributions) | 2017-12-31 | $51,503,130 |
| Total of all expenses incurred | 2017-12-31 | $20,166,180 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $18,949,233 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $31,981,381 |
| Value of total assets at end of year | 2017-12-31 | $188,018,844 |
| Value of total assets at beginning of year | 2017-12-31 | $156,499,634 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,216,947 |
| Total interest from all sources | 2017-12-31 | $251,875 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $680,027 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $680,027 |
| Administrative expenses professional fees incurred | 2017-12-31 | $306,869 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $13,134 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $3,184 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $605,102 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $439,480 |
| Administrative expenses (other) incurred | 2017-12-31 | $67,598 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $102,839 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $82,201 |
| Total non interest bearing cash at end of year | 2017-12-31 | $9,142,829 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $30,952,233 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $31,336,950 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $185,725,903 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $154,388,953 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $15,931,609 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $12,678,387 |
| Investment advisory and management fees | 2017-12-31 | $210,734 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $18,865,907 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $13,054,728 |
| Interest earned on other investments | 2017-12-31 | $248,764 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $138,117,676 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $95,671,803 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $3,111 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $4,655,241 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $3,246,879 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $3,545,065 |
| Asset value of US Government securities at end of year | 2017-12-31 | $793,013 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $205 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,631,152 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $15,545,874 |
| Net gain/loss from 103.12 investment entities | 2017-12-31 | $-91,637 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $31,981,381 |
| Employer contributions (assets) at end of year | 2017-12-31 | $499,435 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $892,215 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $15,404,168 |
| Contract administrator fees | 2017-12-31 | $631,746 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $1,585,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $1,589,000 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2017-12-31 | 542189926 |
| 2016 : OCU HEALTH AND WELFARE TRUST 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $2,110,681 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $3,214,803 |
| Total income from all sources (including contributions) | 2016-12-31 | $44,456,787 |
| Total of all expenses incurred | 2016-12-31 | $18,655,534 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $17,559,986 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $34,502,386 |
| Value of total assets at end of year | 2016-12-31 | $156,499,634 |
| Value of total assets at beginning of year | 2016-12-31 | $131,802,503 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,095,548 |
| Total interest from all sources | 2016-12-31 | $116,183 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $484,767 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $484,767 |
| Administrative expenses professional fees incurred | 2016-12-31 | $282,602 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $3,184 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $716,388 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $439,480 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $1,366,899 |
| Other income not declared elsewhere | 2016-12-31 | $28,164 |
| Administrative expenses (other) incurred | 2016-12-31 | $95,929 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $82,201 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $89,904 |
| Total non interest bearing cash at end of year | 2016-12-31 | $30,952,233 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $15,817,786 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $25,801,253 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $154,388,953 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $128,587,700 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-12-31 | $12,678,387 |
| Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $5,867,962 |
| Investment advisory and management fees | 2016-12-31 | $147,198 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $13,054,728 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $11,306,972 |
| Interest earned on other investments | 2016-12-31 | $116,166 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $95,671,803 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $94,127,496 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $17 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2016-12-31 | $3,246,879 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2016-12-31 | $3,423,149 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $3,320,843 |
| Asset value of US Government securities at end of year | 2016-12-31 | $205 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $188 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,262,990 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $7,542,224 |
| Net gain/loss from 103.12 investment entities | 2016-12-31 | $520,073 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $34,502,386 |
| Employer contributions (assets) at end of year | 2016-12-31 | $892,215 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $542,562 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $14,239,143 |
| Contract administrator fees | 2016-12-31 | $569,819 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $1,589,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $1,758,000 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2016-12-31 | 542189926 |
| 2015 : OCU HEALTH AND WELFARE TRUST 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-141,109 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-141,109 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $3,214,803 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,649,666 |
| Total income from all sources (including contributions) | 2015-12-31 | $34,984,071 |
| Total of all expenses incurred | 2015-12-31 | $21,648,361 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $20,629,677 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $37,525,136 |
| Value of total assets at end of year | 2015-12-31 | $131,802,503 |
| Value of total assets at beginning of year | 2015-12-31 | $117,901,656 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,018,684 |
| Total interest from all sources | 2015-12-31 | $87 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $438,483 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $438,483 |
| Administrative expenses professional fees incurred | 2015-12-31 | $288,694 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $716,388 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $3,070 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $1,366,899 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $700,386 |
| Other income not declared elsewhere | 2015-12-31 | $1,213,982 |
| Administrative expenses (other) incurred | 2015-12-31 | $116,053 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $89,904 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $123,280 |
| Total non interest bearing cash at end of year | 2015-12-31 | $15,817,786 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $3,782,474 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $13,335,710 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $128,587,700 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $115,251,990 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $5,867,962 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $5,009,071 |
| Investment advisory and management fees | 2015-12-31 | $111,423 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $11,306,972 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $11,918,160 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $97,550,645 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $96,553,484 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $87 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $3,169,698 |
| Asset value of US Government securities at end of year | 2015-12-31 | $188 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $92 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,748,284 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-2,304,224 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $37,525,136 |
| Employer contributions (assets) at end of year | 2015-12-31 | $542,562 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $635,305 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $17,459,979 |
| Contract administrator fees | 2015-12-31 | $502,514 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $1,758,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $1,826,000 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2015-12-31 | 542189926 |
| 2014 : OCU HEALTH AND WELFARE TRUST 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $2,865 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $2,865 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,649,666 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,334,627 |
| Total income from all sources (including contributions) | 2014-12-31 | $38,225,416 |
| Total of all expenses incurred | 2014-12-31 | $20,148,931 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $19,092,914 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $33,152,828 |
| Value of total assets at end of year | 2014-12-31 | $117,901,656 |
| Value of total assets at beginning of year | 2014-12-31 | $99,510,132 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,056,017 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $432,907 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $432,907 |
| Administrative expenses professional fees incurred | 2014-12-31 | $303,506 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $3,070 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $11,673 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $700,386 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $576,138 |
| Other income not declared elsewhere | 2014-12-31 | $365,995 |
| Administrative expenses (other) incurred | 2014-12-31 | $171,398 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $123,280 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $42,489 |
| Total non interest bearing cash at end of year | 2014-12-31 | $3,782,474 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $3,035,843 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $18,076,485 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $115,251,990 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $97,175,505 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $5,009,071 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $4,506,206 |
| Investment advisory and management fees | 2014-12-31 | $100,893 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $11,918,160 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $8,672,961 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $96,553,484 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $82,594,957 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $2,679,354 |
| Asset value of US Government securities at end of year | 2014-12-31 | $92 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $2 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-437,705 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $4,708,526 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $33,152,828 |
| Employer contributions (assets) at end of year | 2014-12-31 | $635,305 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $688,490 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $16,413,560 |
| Contract administrator fees | 2014-12-31 | $480,220 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $1,826,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $1,716,000 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2014-12-31 | 542189926 |
| 2013 : OCU HEALTH AND WELFARE TRUST 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $243,071 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $243,071 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,334,627 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,987,357 |
| Total income from all sources (including contributions) | 2013-12-31 | $40,244,074 |
| Total of all expenses incurred | 2013-12-31 | $18,025,289 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $17,016,773 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $29,902,729 |
| Value of total assets at end of year | 2013-12-31 | $99,510,132 |
| Value of total assets at beginning of year | 2013-12-31 | $76,944,077 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,008,516 |
| Total interest from all sources | 2013-12-31 | $12 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $366,856 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $366,856 |
| Administrative expenses professional fees incurred | 2013-12-31 | $381,708 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $11,673 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $500 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $576,138 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $485,884 |
| Administrative expenses (other) incurred | 2013-12-31 | $90,364 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $42,489 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $41,473 |
| Total non interest bearing cash at end of year | 2013-12-31 | $3,035,843 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $2,758,368 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $22,218,785 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $97,175,505 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $74,956,720 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-12-31 | $4,506,206 |
| Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $3,763,135 |
| Investment advisory and management fees | 2013-12-31 | $81,234 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $8,672,961 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,821,714 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $82,594,957 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $63,347,915 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $12 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $2,509,280 |
| Asset value of US Government securities at end of year | 2013-12-31 | $2 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $30 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-372,114 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $10,103,520 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $29,902,729 |
| Employer contributions (assets) at end of year | 2013-12-31 | $688,490 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $252,415 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $14,507,493 |
| Contract administrator fees | 2013-12-31 | $455,210 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $1,716,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $1,460,000 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2013-12-31 | 542189926 |
| 2012 : OCU HEALTH AND WELFARE TRUST 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,987,357 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $2,332,195 |
| Total income from all sources (including contributions) | 2012-12-31 | $35,091,364 |
| Total of all expenses incurred | 2012-12-31 | $15,218,910 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $14,278,271 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $28,503,145 |
| Value of total assets at end of year | 2012-12-31 | $76,944,077 |
| Value of total assets at beginning of year | 2012-12-31 | $57,416,461 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $940,639 |
| Total interest from all sources | 2012-12-31 | $435 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $231,586 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $231,586 |
| Administrative expenses professional fees incurred | 2012-12-31 | $328,982 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $500 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $26,790 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $485,884 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $311,857 |
| Administrative expenses (other) incurred | 2012-12-31 | $97,460 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $41,473 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $45,538 |
| Total non interest bearing cash at end of year | 2012-12-31 | $2,758,368 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $3,747,148 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $19,872,454 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $74,956,720 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $55,084,266 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2012-12-31 | $3,763,135 |
| Investment advisory and management fees | 2012-12-31 | $68,294 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,821,714 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $53,344,979 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $63,347,915 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $435 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $1,517,122 |
| Asset value of US Government securities at end of year | 2012-12-31 | $30 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $30 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $189,597 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $6,166,601 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $28,503,145 |
| Employer contributions (assets) at end of year | 2012-12-31 | $252,415 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $297,514 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $12,761,149 |
| Contract administrator fees | 2012-12-31 | $445,903 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $1,460,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $1,974,800 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2012-12-31 | 542189926 |
| 2011 : OCU HEALTH AND WELFARE TRUST 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $2,332,195 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,486,326 |
| Total income from all sources (including contributions) | 2011-12-31 | $29,261,939 |
| Total of all expenses incurred | 2011-12-31 | $16,197,817 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $15,216,250 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $29,044,571 |
| Value of total assets at end of year | 2011-12-31 | $57,416,461 |
| Value of total assets at beginning of year | 2011-12-31 | $43,506,470 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $981,567 |
| Total interest from all sources | 2011-12-31 | $2,753 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,176,327 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,176,327 |
| Administrative expenses professional fees incurred | 2011-12-31 | $457,141 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,183 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $26,790 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $386,828 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $311,857 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $994,112 |
| Administrative expenses (other) incurred | 2011-12-31 | $94,017 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $45,538 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $63,514 |
| Total non interest bearing cash at end of year | 2011-12-31 | $3,747,148 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $3,425,337 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $13,064,122 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $55,084,266 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $42,020,144 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $42,729 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $53,344,979 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $38,930,311 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $2,753 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $3,439,910 |
| Asset value of US Government securities at end of year | 2011-12-31 | $30 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $83 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-961,712 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $29,043,388 |
| Employer contributions (assets) at end of year | 2011-12-31 | $297,514 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $763,911 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $11,776,340 |
| Contract administrator fees | 2011-12-31 | $387,680 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $1,974,800 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $428,700 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | HENNINGFIELD AND ASSOCIATES, INC. |
| Accountancy firm EIN | 2011-12-31 | 542189926 |
| 2010 : OCU HEALTH AND WELFARE TRUST 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,486,326 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,277,617 |
| Total income from all sources (including contributions) | 2010-12-31 | $30,954,191 |
| Total of all expenses incurred | 2010-12-31 | $14,843,321 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $14,234,155 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $27,409,843 |
| Value of total assets at end of year | 2010-12-31 | $43,506,470 |
| Value of total assets at beginning of year | 2010-12-31 | $27,186,891 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $609,166 |
| Total interest from all sources | 2010-12-31 | $711,828 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $325,109 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $12,013 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $386,828 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $22,814 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $994,112 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $731,188 |
| Administrative expenses (other) incurred | 2010-12-31 | $193,967 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $63,514 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $66,729 |
| Total non interest bearing cash at end of year | 2010-12-31 | $3,425,337 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $14,517,575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $16,110,870 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $42,020,144 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $25,909,274 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $30,090 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $38,930,311 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,979,451 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $711,828 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $12,124,265 |
| Asset value of US Government securities at end of year | 2010-12-31 | $83 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $8,022,202 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,832,520 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $27,397,830 |
| Employer contributions (assets) at end of year | 2010-12-31 | $763,911 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $644,849 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,109,890 |
| Contract administrator fees | 2010-12-31 | $60,000 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $428,700 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $479,700 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | HENNINGFIELD & ASSOCIATES, INC. |
| Accountancy firm EIN | 2010-12-31 | 542189926 |
