PRINCIPLE USA, INC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2023 : PRINCIPLE USA 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $1,399,503 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $708,742 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $681,336 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $582,450 |
| Value of total assets at end of year | 2023-12-31 | $5,044,611 |
| Value of total assets at beginning of year | 2023-12-31 | $4,353,850 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $27,406 |
| Total interest from all sources | 2023-12-31 | $1,578 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $35,119 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $35,119 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $582,450 |
| Participant contributions at end of year | 2023-12-31 | $20,005 |
| Participant contributions at beginning of year | 2023-12-31 | $28,975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $690,761 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $5,044,611 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $4,353,850 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $3,514 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $2,201,366 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $4,324,875 |
| Interest on participant loans | 2023-12-31 | $1,578 |
| Income. Interest from loans (other than to participants) | 2023-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $2,823,240 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $448,849 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $331,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $681,336 |
| Contract administrator fees | 2023-12-31 | $23,892 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2023-12-31 | 621532536 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $1,399,503 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $708,742 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $681,336 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $582,450 |
| Value of total assets at end of year | 2023-01-01 | $5,044,611 |
| Value of total assets at beginning of year | 2023-01-01 | $4,353,850 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $27,406 |
| Total interest from all sources | 2023-01-01 | $1,578 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $35,119 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $35,119 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $582,450 |
| Participant contributions at end of year | 2023-01-01 | $20,005 |
| Participant contributions at beginning of year | 2023-01-01 | $28,975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $690,761 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $5,044,611 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $4,353,850 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $3,514 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $2,201,366 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $4,324,875 |
| Interest on participant loans | 2023-01-01 | $1,578 |
| Income. Interest from loans (other than to participants) | 2023-01-01 | $0 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $2,823,240 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $448,849 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $331,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $681,336 |
| Contract administrator fees | 2023-01-01 | $23,892 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2023-01-01 | 621532536 |
| 2022 : PRINCIPLE USA 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-408,537 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $961,693 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $922,142 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $600,223 |
| Value of total assets at end of year | 2022-12-31 | $4,353,850 |
| Value of total assets at beginning of year | 2022-12-31 | $5,724,080 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $39,551 |
| Total interest from all sources | 2022-12-31 | $2,111 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $76,156 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $76,156 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $600,181 |
| Participant contributions at end of year | 2022-12-31 | $28,975 |
| Participant contributions at beginning of year | 2022-12-31 | $54,059 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,370,230 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,353,850 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,724,080 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $4,005 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,324,875 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $5,669,979 |
| Interest on participant loans | 2022-12-31 | $2,111 |
| Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $42 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $42 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,087,027 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $42 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $922,142 |
| Contract administrator fees | 2022-12-31 | $35,546 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2022-12-31 | 621532536 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-408,537 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $961,693 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $922,142 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $600,223 |
| Value of total assets at end of year | 2022-01-01 | $4,353,850 |
| Value of total assets at beginning of year | 2022-01-01 | $5,724,080 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $39,551 |
| Total interest from all sources | 2022-01-01 | $2,111 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $76,156 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $76,156 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $600,181 |
| Participant contributions at end of year | 2022-01-01 | $28,975 |
| Participant contributions at beginning of year | 2022-01-01 | $54,059 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,370,230 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $4,353,850 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $5,724,080 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $4,005 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $4,324,875 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $5,669,979 |
| Interest on participant loans | 2022-01-01 | $2,111 |
| Income. Interest from loans (other than to participants) | 2022-01-01 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-1,087,027 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $42 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $922,142 |
| Contract administrator fees | 2022-01-01 | $35,546 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2022-01-01 | 621532536 |
| 2021 : PRINCIPLE USA 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $1,787,643 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $730,983 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $699,881 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $997,382 |
| Value of total assets at end of year | 2021-12-31 | $5,724,080 |
| Value of total assets at beginning of year | 2021-12-31 | $4,667,420 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $31,102 |
| Total interest from all sources | 2021-12-31 | $2,790 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $69,995 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $69,995 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $765,158 |
| Participant contributions at end of year | 2021-12-31 | $54,059 |
| Participant contributions at beginning of year | 2021-12-31 | $60,015 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $232,224 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,056,660 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,724,080 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $4,667,420 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $3,194 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $5,669,979 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $4,600,461 |
| Interest on participant loans | 2021-12-31 | $2,790 |
| Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $42 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $6,944 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $6,944 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $717,476 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $699,881 |
| Contract administrator fees | 2021-12-31 | $27,908 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2021-12-31 | 621532536 |
| 2020 : PRINCIPLE USA 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $1,463,402 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $164,423 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $110,325 |
| Value of total corrective distributions | 2020-12-31 | $24,790 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $823,095 |
| Value of total assets at end of year | 2020-12-31 | $4,667,420 |
| Value of total assets at beginning of year | 2020-12-31 | $3,368,441 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $29,308 |
| Total interest from all sources | 2020-12-31 | $2,840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $48,060 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $48,060 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $599,113 |
| Participant contributions at end of year | 2020-12-31 | $60,015 |
| Participant contributions at beginning of year | 2020-12-31 | $50,029 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $223,518 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $1,298,979 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $4,667,420 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,368,441 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $4,600,461 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,318,412 |
| Interest on participant loans | 2020-12-31 | $2,840 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $6,944 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $589,407 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $464 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $110,325 |
| Contract administrator fees | 2020-12-31 | $29,308 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2020-12-31 | 621532536 |
| 2019 : PRINCIPLE USA 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $1,122,299 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $89,134 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $65,475 |
| Value of total corrective distributions | 2019-12-31 | $1,427 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $539,826 |
| Value of total assets at end of year | 2019-12-31 | $3,368,441 |
| Value of total assets at beginning of year | 2019-12-31 | $2,335,276 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $22,232 |
| Total interest from all sources | 2019-12-31 | $3,041 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $52,204 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $52,204 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $539,826 |
| Participant contributions at end of year | 2019-12-31 | $50,029 |
| Participant contributions at beginning of year | 2019-12-31 | $10,694 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $21,122 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,033,165 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,368,441 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,335,276 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,318,412 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,303,460 |
| Interest on participant loans | 2019-12-31 | $3,041 |
| Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $527,228 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $65,475 |
| Contract administrator fees | 2019-12-31 | $22,232 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2019-12-31 | 621532536 |
| 2018 : PRINCIPLE USA 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $376,520 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $460,341 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $446,232 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $596,005 |
| Value of total assets at end of year | 2018-12-31 | $2,335,276 |
| Value of total assets at beginning of year | 2018-12-31 | $2,419,097 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $14,109 |
| Total interest from all sources | 2018-12-31 | $540 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $36,632 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $36,632 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $496,710 |
| Participant contributions at end of year | 2018-12-31 | $10,694 |
| Participant contributions at beginning of year | 2018-12-31 | $12,506 |
| Participant contributions at end of year | 2018-12-31 | $21,122 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $99,295 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-83,821 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,335,276 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,419,097 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $328 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,303,460 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $2,303,521 |
| Interest on participant loans | 2018-12-31 | $540 |
| Income. Interest from loans (other than to participants) | 2018-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $103,070 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-256,657 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $446,232 |
| Contract administrator fees | 2018-12-31 | $13,781 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2018-12-31 | 621532536 |
| 2017 : PRINCIPLE USA 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $763,808 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $67,766 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $67,280 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $424,569 |
| Value of total assets at end of year | 2017-12-31 | $2,419,097 |
| Value of total assets at beginning of year | 2017-12-31 | $1,723,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $486 |
| Total interest from all sources | 2017-12-31 | $595 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $486 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $424,569 |
| Participant contributions at end of year | 2017-12-31 | $12,506 |
| Participant contributions at beginning of year | 2017-12-31 | $10,998 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $696,042 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,419,097 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,723,055 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $2,303,521 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $1,609,588 |
| Interest on participant loans | 2017-12-31 | $595 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $103,070 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $102,469 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $338,644 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $67,280 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | COULTER & JUSTUS, PC |
| Accountancy firm EIN | 2017-12-31 | 621532536 |
