401k Plan data: AYASDI, INC. 401(K) PLAN plan

AYASDI, INC. 401(K) PLAN 401k Plan overview

Plan Name	AYASDI, INC. 401(K) PLAN
Plan identification number	001

AYASDI, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AYASDI, INC. has sponsored the creation of one or more 401k plans.

Company Name: AYASDI, INC.

Employer identification number (EIN): 261896195

NAIC Classification: 511210
NAIC Description: Software Publishers

Additional information about AYASDI, INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 2008-01-17

Company Identification Number: C3073841

Legal Registered Office Address: 4400 Bohannon Drive, Suite 200

Menlo Park
United States of America (USA)
94025

More information about AYASDI, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AYASDI, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 GARY HAGMUELLER
001 2016-01-01 GARY HAGMUELLER
001 2016-01-01
001 2015-01-01 GARY HAGMUELLER 2016-10-12
001 2014-01-01 GARY HAGMUELLER 2015-10-05
001 2013-01-01 GARY HAGMUELLER 2014-10-14
001 2012-01-01 KAREN RIST 2013-10-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2018-01-01
001	2017-01-01	GARY HAGMUELLER
001	2016-01-01	GARY HAGMUELLER
001	2016-01-01
001	2015-01-01	GARY HAGMUELLER	2016-10-12
001	2014-01-01	GARY HAGMUELLER	2015-10-05
001	2013-01-01	GARY HAGMUELLER	2014-10-14
001	2012-01-01	KAREN RIST	2013-10-07

Plan Statistics for AYASDI, INC. 401(K) PLAN

401k plan membership statisitcs for AYASDI, INC. 401(K) PLAN

Measure Date Value
2018: AYASDI, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 75
Number of retired or separated participants receiving benefits 2018-01-01 6
Number of other retired or separated participants entitled to future benefits 2018-01-01 72
Total of all active and inactive participants 2018-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 153
Number of participants with account balances 2018-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: AYASDI, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 104
Number of retired or separated participants receiving benefits 2017-01-01 5
Number of other retired or separated participants entitled to future benefits 2017-01-01 56
Total of all active and inactive participants 2017-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 165
Number of participants with account balances 2017-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: AYASDI, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 94
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 46
Total of all active and inactive participants 2016-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 143
Number of participants with account balances 2016-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2018: AYASDI, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	75
Number of retired or separated participants receiving benefits	2018-01-01	6
Number of other retired or separated participants entitled to future benefits	2018-01-01	72
Total of all active and inactive participants	2018-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	153
Number of participants with account balances	2018-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: AYASDI, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	104
Number of retired or separated participants receiving benefits	2017-01-01	5
Number of other retired or separated participants entitled to future benefits	2017-01-01	56
Total of all active and inactive participants	2017-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	165
Number of participants with account balances	2017-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: AYASDI, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	94
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	46
Total of all active and inactive participants	2016-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	143
Number of participants with account balances	2016-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on AYASDI, INC. 401(K) PLAN

Measure	Date	Value
2018 : AYASDI, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,361,268
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,490,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,439,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,896,344
Value of total assets at end of year	2018-12-31	$7,230,964
Value of total assets at beginning of year	2018-12-31	$7,360,643
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$51,645
Total interest from all sources	2018-12-31	$4,121
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$51,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$51,033
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,127,162
Participant contributions at end of year	2018-12-31	$75,074
Participant contributions at beginning of year	2018-12-31	$62,388
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$-69
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$171,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-129,679
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,230,964
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,360,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$29,246
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,302,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,358,452
Interest on participant loans	2018-12-31	$4,121
Value of interest in common/collective trusts at end of year	2018-12-31	$4,739,203
Value of interest in common/collective trusts at beginning of year	2018-12-31	$4,784,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-176,179
Net investment gain or loss from common/collective trusts	2018-12-31	$-414,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$598,173
Employer contributions (assets) at end of year	2018-12-31	$113,715
Employer contributions (assets) at beginning of year	2018-12-31	$155,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,439,302
Contract administrator fees	2018-12-31	$22,399
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2018-12-31	300840934
2017 : AYASDI, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,258,220
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$619,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$576,220
Value of total corrective distributions	2017-12-31	$3,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,253,374
Value of total assets at end of year	2017-12-31	$7,360,643
Value of total assets at beginning of year	2017-12-31	$4,721,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$39,141
Total interest from all sources	2017-12-31	$940
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$33,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$33,105
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,366,382
Participant contributions at end of year	2017-12-31	$62,388
Participant contributions at beginning of year	2017-12-31	$0
Participant contributions at end of year	2017-12-31	$-69
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$190,509
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$2,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,639,091
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,360,643
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,721,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$21,838
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,358,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,661,263
Interest on participant loans	2017-12-31	$940
Value of interest in common/collective trusts at end of year	2017-12-31	$4,784,833
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,932,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$331,826
Net investment gain or loss from common/collective trusts	2017-12-31	$638,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$696,483
Employer contributions (assets) at end of year	2017-12-31	$155,039
Employer contributions (assets) at beginning of year	2017-12-31	$127,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$573,361
Contract administrator fees	2017-12-31	$17,303
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2017-12-31	300840934
2016 : AYASDI, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,679,503
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$430,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$407,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,363,290
Value of total assets at end of year	2016-12-31	$4,721,552
Value of total assets at beginning of year	2016-12-31	$2,472,771
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$23,568
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$14,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$14,297
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,007,455
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$853,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,248,781
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,721,552
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,472,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$4,162
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,661,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,472,771
Value of interest in common/collective trusts at end of year	2016-12-31	$2,932,357
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$68,513
Net investment gain/loss from pooled separate accounts	2016-12-31	$37,561
Net investment gain or loss from common/collective trusts	2016-12-31	$195,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$502,595
Employer contributions (assets) at end of year	2016-12-31	$127,932
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$407,154
Contract administrator fees	2016-12-31	$19,406
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2016-12-31	300840934

Form 5500 Responses for AYASDI, INC. 401(K) PLAN

2018: AYASDI, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: AYASDI, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AYASDI, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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AYASDI, INC. 401(K) PLAN [EIN = 834505363]

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Company Name:	AYASDI, INC.
Employer identification number (EIN):	261896195
NAIC Classification:	511210
NAIC Description:	Software Publishers

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	2008-01-17
Company Identification Number:	C3073841
Legal Registered Office Address:	4400 Bohannon Drive, Suite 200 Menlo Park United States of America (USA) 94025