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COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 401k Plan overview

Plan NameCOTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN
Plan identification number 001

COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COTTONWOOD CAPITAL has sponsored the creation of one or more 401k plans.

Company Name:COTTONWOOD CAPITAL
Employer identification number (EIN):262255801
NAIC Classification:531390
NAIC Description:Other Activities Related to Real Estate

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SUSAN HALLENBERG SUSAN HALLENBERG2018-10-12
0012016-01-01SUSAN HALLENBERG SUSAN HALLENBERG2017-10-10
0012015-01-01SUSAN HALLENBERG SUSAN HALLENBERG2016-10-05
0012014-01-01SUSAN HALLENBERG
0012013-01-01SUSAN HALLENBERG
0012012-01-01SUSAN HALLENBERG
0012011-01-01SUSAN HALLENBERG
0012010-01-01SUSAN HALLENBERG2012-09-10

Plan Statistics for COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN

401k plan membership statisitcs for COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN

Measure Date Value
2022: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01286
Total number of active participants reported on line 7a of the Form 55002022-01-01159
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0169
Total of all active and inactive participants2022-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01228
Number of participants with account balances2022-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01405
Total number of active participants reported on line 7a of the Form 55002021-01-01488
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0142
Total of all active and inactive participants2021-01-01530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01530
Number of participants with account balances2021-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01369
Total number of active participants reported on line 7a of the Form 55002020-01-01427
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0136
Total of all active and inactive participants2020-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01463
Number of participants with account balances2020-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01307
Total number of active participants reported on line 7a of the Form 55002019-01-01280
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0135
Total of all active and inactive participants2019-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01315
Number of participants with account balances2019-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01385
Total number of active participants reported on line 7a of the Form 55002018-01-01248
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0140
Total of all active and inactive participants2018-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01288
Number of participants with account balances2018-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01451
Total number of active participants reported on line 7a of the Form 55002017-01-01241
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0197
Total of all active and inactive participants2017-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01338
Number of participants with account balances2017-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0116
2016: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01432
Total number of active participants reported on line 7a of the Form 55002016-01-01295
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0187
Total of all active and inactive participants2016-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01382
Number of participants with account balances2016-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0122
2015: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01488
Total number of active participants reported on line 7a of the Form 55002015-01-01309
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0170
Total of all active and inactive participants2015-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01379
Number of participants with account balances2015-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01533
Total number of active participants reported on line 7a of the Form 55002014-01-01391
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0124
Total of all active and inactive participants2014-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01415
Number of participants with account balances2014-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01408
Total number of active participants reported on line 7a of the Form 55002013-01-01374
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-01393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01393
Number of participants with account balances2013-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01264
Total number of active participants reported on line 7a of the Form 55002012-01-01312
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01337
Number of participants with account balances2012-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01214
Total number of active participants reported on line 7a of the Form 55002011-01-01246
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01262
Number of participants with account balances2011-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN

Measure Date Value
2022 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-418,313
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$890,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$778,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,214,399
Value of total assets at end of year2022-12-31$8,083,157
Value of total assets at beginning of year2022-12-31$9,391,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$111,475
Total interest from all sources2022-12-31$9,184
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$153,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$153,045
Administrative expenses professional fees incurred2022-12-31$34,524
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$783,386
Participant contributions at end of year2022-12-31$93,462
Participant contributions at beginning of year2022-12-31$129,570
Participant contributions at end of year2022-12-31$69,090
Participant contributions at beginning of year2022-12-31$64,241
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$11,846
Other income not declared elsewhere2022-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,308,603
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,083,157
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,391,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$8,276
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,712,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,024,813
Interest on participant loans2022-12-31$6,866
Interest earned on other investments2022-12-31$2,318
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$147,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$111,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,794,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$419,167
Employer contributions (assets) at end of year2022-12-31$60,818
Employer contributions (assets) at beginning of year2022-12-31$61,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$778,815
Contract administrator fees2022-12-31$68,675
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HAYNIE & COMPANY
Accountancy firm EIN2022-12-31870325228
2021 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$2,724,940
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,647,954
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$708,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$588,463
Expenses. Certain deemed distributions of participant loans2021-12-31$2,024
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,407,746
Value of total assets at end of year2021-12-31$9,391,760
Value of total assets at beginning of year2021-12-31$10,177,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$117,845
Total interest from all sources2021-12-31$14,567
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$161,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$161,794
Administrative expenses professional fees incurred2021-12-31$33,329
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$856,589
Participant contributions at end of year2021-12-31$129,570
Participant contributions at beginning of year2021-12-31$186,369
Participant contributions at end of year2021-12-31$64,241
Participant contributions at beginning of year2021-12-31$68,660
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$68,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,939,622
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,391,760
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,177,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$9,284
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,024,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$9,310,487
Interest on participant loans2021-12-31$10,842
Interest earned on other investments2021-12-31$3,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$111,768
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$540,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,063,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$483,078
Employer contributions (assets) at end of year2021-12-31$61,368
Employer contributions (assets) at beginning of year2021-12-31$71,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$588,463
Contract administrator fees2021-12-31$75,232
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HAYNIE & COMPANY
Accountancy firm EIN2021-12-31870325228
2020 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,630,056
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$572,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$452,235
Expenses. Certain deemed distributions of participant loans2020-12-31$3,546
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,479,757
Value of total assets at end of year2020-12-31$10,177,078
Value of total assets at beginning of year2020-12-31$8,119,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$116,363
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$19,581
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$142,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$142,230
Administrative expenses professional fees incurred2020-12-31$42,418
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$890,536
Participant contributions at end of year2020-12-31$186,369
Participant contributions at beginning of year2020-12-31$154,746
Participant contributions at end of year2020-12-31$68,660
Participant contributions at beginning of year2020-12-31$53,608
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$56,061
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,057,912
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,177,078
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,119,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$8,119
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,310,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,764,222
Interest on participant loans2020-12-31$10,472
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$9,109
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$540,468
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$100,463
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$988,488
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$533,160
Employer contributions (assets) at end of year2020-12-31$71,094
Employer contributions (assets) at beginning of year2020-12-31$46,127
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$452,235
Contract administrator fees2020-12-31$65,826
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HAYNIE & COMPANY
Accountancy firm EIN2020-12-31870325228
2019 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,851,268
Total income from all sources (including contributions)2019-12-31$2,851,268
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$752,653
Total of all expenses incurred2019-12-31$752,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$661,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$661,773
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,441,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,441,918
Value of total assets at end of year2019-12-31$8,119,166
Value of total assets at end of year2019-12-31$8,119,166
Value of total assets at beginning of year2019-12-31$6,020,551
Value of total assets at beginning of year2019-12-31$6,020,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$90,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$90,880
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$9,314
Total interest from all sources2019-12-31$9,314
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$166,547
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$166,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$166,547
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$166,547
Administrative expenses professional fees incurred2019-12-31$20,175
Administrative expenses professional fees incurred2019-12-31$20,175
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$140,000
Value of fidelity bond cover2019-12-31$140,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$786,094
Contributions received from participants2019-12-31$786,094
Participant contributions at end of year2019-12-31$154,746
Participant contributions at end of year2019-12-31$154,746
Participant contributions at beginning of year2019-12-31$151,801
Participant contributions at beginning of year2019-12-31$151,801
Participant contributions at end of year2019-12-31$53,608
Participant contributions at end of year2019-12-31$53,608
Participant contributions at beginning of year2019-12-31$43,820
Participant contributions at beginning of year2019-12-31$43,820
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$184,788
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$184,788
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$12,497
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$12,497
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$5
Other income not declared elsewhere2019-12-31$5
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,098,615
Value of net income/loss2019-12-31$2,098,615
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,119,166
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,119,166
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,020,551
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,020,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$7,349
Investment advisory and management fees2019-12-31$7,349
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,764,222
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,764,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,667,895
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,667,895
Interest on participant loans2019-12-31$7,811
Interest on participant loans2019-12-31$7,811
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$1,503
Interest earned on other investments2019-12-31$1,503
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$130,911
Value of interest in common/collective trusts at beginning of year2019-12-31$130,911
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$100,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$100,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,228,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,228,135
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$5,349
Net investment gain or loss from common/collective trusts2019-12-31$5,349
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$471,036
Contributions received in cash from employer2019-12-31$471,036
Employer contributions (assets) at end of year2019-12-31$46,127
Employer contributions (assets) at end of year2019-12-31$46,127
Employer contributions (assets) at beginning of year2019-12-31$26,124
Employer contributions (assets) at beginning of year2019-12-31$26,124
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$649,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$649,276
Contract administrator fees2019-12-31$63,356
Contract administrator fees2019-12-31$63,356
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HAYNIE & COMPANY
Accountancy firm EIN2019-12-31870325228
Accountancy firm EIN2019-12-31870325228
2018 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$105,375
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$894,146
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$793,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$706,287
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,291,363
Value of total assets at end of year2018-12-31$6,020,551
Value of total assets at beginning of year2018-12-31$6,025,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$87,700
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$52,113
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$144,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$144,187
Administrative expenses professional fees incurred2018-12-31$17,842
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$140,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$682,324
Participant contributions at end of year2018-12-31$151,801
Participant contributions at beginning of year2018-12-31$178,497
Participant contributions at end of year2018-12-31$43,820
Participant contributions at beginning of year2018-12-31$57,898
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$234,001
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$105,375
Other income not declared elsewhere2018-12-31$-4,248
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$100,159
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,020,551
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,920,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,667,895
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,633,957
Interest on participant loans2018-12-31$52,113
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$130,911
Value of interest in common/collective trusts at beginning of year2018-12-31$109,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$7,385
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$7,385
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-587,801
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$-1,468
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$375,038
Employer contributions (assets) at end of year2018-12-31$26,124
Employer contributions (assets) at beginning of year2018-12-31$38,187
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$706,287
Contract administrator fees2018-12-31$69,858
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HAYNIE & COMPANY
Accountancy firm EIN2018-12-31870325228
2017 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$105,375
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$79,392
Total income from all sources (including contributions)2017-12-31$1,707,653
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$544,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$452,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,066,467
Value of total assets at end of year2017-12-31$6,025,767
Value of total assets at beginning of year2017-12-31$4,836,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$91,770
Total interest from all sources2017-12-31$8,349
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$47,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$47,387
Administrative expenses professional fees incurred2017-12-31$91,770
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$667,311
Participant contributions at end of year2017-12-31$178,497
Participant contributions at beginning of year2017-12-31$203,970
Participant contributions at end of year2017-12-31$57,898
Participant contributions at beginning of year2017-12-31$66,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$105,375
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$79,392
Other income not declared elsewhere2017-12-31$4,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,163,412
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,920,392
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,756,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,633,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,406,819
Interest on participant loans2017-12-31$8,349
Value of interest in common/collective trusts at end of year2017-12-31$109,843
Value of interest in common/collective trusts at beginning of year2017-12-31$107,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$7,385
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$9,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$9,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$580,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$399,156
Employer contributions (assets) at end of year2017-12-31$38,187
Employer contributions (assets) at beginning of year2017-12-31$41,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$452,471
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HAYNIE & COMPANY
Accountancy firm EIN2017-12-31870325228
2016 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$79,392
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,214,839
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$287,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$183,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$972,287
Value of total assets at end of year2016-12-31$4,836,372
Value of total assets at beginning of year2016-12-31$3,829,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$103,988
Total interest from all sources2016-12-31$7,736
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$33,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$33,534
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$600,666
Participant contributions at end of year2016-12-31$203,970
Participant contributions at beginning of year2016-12-31$227,211
Participant contributions at end of year2016-12-31$66,480
Participant contributions at beginning of year2016-12-31$33,399
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$79,392
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$927,536
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,756,980
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,829,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,406,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,527,101
Interest on participant loans2016-12-31$7,736
Value of interest in common/collective trusts at end of year2016-12-31$107,859
Value of interest in common/collective trusts at beginning of year2016-12-31$18,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$9,892
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$52
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$52
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$201,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$371,621
Employer contributions (assets) at end of year2016-12-31$41,352
Employer contributions (assets) at beginning of year2016-12-31$23,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$183,315
Contract administrator fees2016-12-31$103,988
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HAYNIE & COMPANY
Accountancy firm EIN2016-12-31870325228
2015 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$673
Total income from all sources (including contributions)2015-12-31$871,842
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$532,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$446,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$993,312
Value of total assets at end of year2015-12-31$3,829,444
Value of total assets at beginning of year2015-12-31$3,490,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$85,960
Total interest from all sources2015-12-31$7,117
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$21,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$21,808
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$569,208
Participant contributions at end of year2015-12-31$227,211
Participant contributions at beginning of year2015-12-31$145,521
Participant contributions at end of year2015-12-31$33,399
Participant contributions at beginning of year2015-12-31$21,303
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$67,333
Other income not declared elsewhere2015-12-31$-23,203
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$339,259
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,829,444
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,490,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,527,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,237,470
Interest on participant loans2015-12-31$7,117
Value of interest in common/collective trusts at end of year2015-12-31$18,076
Value of interest in common/collective trusts at beginning of year2015-12-31$8,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$52
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$61,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$61,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-127,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$356,771
Employer contributions (assets) at end of year2015-12-31$23,605
Employer contributions (assets) at beginning of year2015-12-31$16,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$446,623
Contract administrator fees2015-12-31$85,960
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HAYNIE & COMPANY
Accountancy firm EIN2015-12-31870325228
2014 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$673
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$993,210
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$145,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$100,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$896,526
Value of total assets at end of year2014-12-31$3,490,858
Value of total assets at beginning of year2014-12-31$2,642,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$45,145
Total interest from all sources2014-12-31$6,373
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$7,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$7,118
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$140,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$502,706
Participant contributions at end of year2014-12-31$145,521
Participant contributions at beginning of year2014-12-31$175,272
Participant contributions at end of year2014-12-31$21,303
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$63,897
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$4,468
Liabilities. Value of operating payables at end of year2014-12-31$673
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$847,232
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,490,185
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,642,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$20,433
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,237,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,391,621
Interest on participant loans2014-12-31$6,373
Value of interest in common/collective trusts at end of year2014-12-31$8,731
Value of interest in common/collective trusts at beginning of year2014-12-31$7,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$61,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$68,542
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$68,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$78,547
Net investment gain or loss from common/collective trusts2014-12-31$178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$329,923
Employer contributions (assets) at end of year2014-12-31$16,181
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$100,833
Contract administrator fees2014-12-31$24,712
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31H J & ASSOCIAATES
Accountancy firm EIN2014-12-31870651618
2013 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$899,390
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$162,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$112,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$714,721
Value of total assets at end of year2013-12-31$2,642,953
Value of total assets at beginning of year2013-12-31$1,906,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$49,528
Total interest from all sources2013-12-31$5,784
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,240
Administrative expenses professional fees incurred2013-12-31$8,840
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$250,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$407,948
Participant contributions at end of year2013-12-31$175,272
Participant contributions at beginning of year2013-12-31$126,262
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$19,197
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$22,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$6,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$736,904
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,642,953
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,906,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$19,172
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,391,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,614,989
Interest on participant loans2013-12-31$5,784
Value of interest in common/collective trusts at end of year2013-12-31$7,518
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$68,542
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$129,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$129,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$170,371
Net investment gain or loss from common/collective trusts2013-12-31$7
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$284,564
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$15,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$112,958
Contract administrator fees2013-12-31$21,516
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31H J & ASSOCIAATES
Accountancy firm EIN2013-12-31870651618
2012 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$701,628
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$143,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$116,160
Expenses. Certain deemed distributions of participant loans2012-12-31$2,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$588,432
Value of total assets at end of year2012-12-31$1,906,049
Value of total assets at beginning of year2012-12-31$1,347,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$24,356
Total interest from all sources2012-12-31$3,292
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$38,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$38,706
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$351,696
Participant contributions at end of year2012-12-31$126,262
Participant contributions at beginning of year2012-12-31$58,894
Participant contributions at end of year2012-12-31$19,197
Participant contributions at beginning of year2012-12-31$25,359
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$530
Administrative expenses (other) incurred2012-12-31$9,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$558,506
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,906,049
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,347,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$11,340
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,614,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$951,735
Interest on participant loans2012-12-31$3,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$129,649
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$296,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$296,811
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$36
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$71,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$236,206
Employer contributions (assets) at end of year2012-12-31$15,952
Employer contributions (assets) at beginning of year2012-12-31$14,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$116,160
Contract administrator fees2012-12-31$3,516
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31H J & ASSOCIAATES
Accountancy firm EIN2012-12-31870651618
2011 : COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$472,085
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$24,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$23,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$474,955
Value of total assets at end of year2011-12-31$1,347,543
Value of total assets at beginning of year2011-12-31$900,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$860
Total interest from all sources2011-12-31$1,829
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$28,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$28,134
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$135,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$240,522
Participant contributions at end of year2011-12-31$58,894
Participant contributions at beginning of year2011-12-31$29,904
Participant contributions at end of year2011-12-31$25,359
Participant contributions at beginning of year2011-12-31$5,990
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$98,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$447,488
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,347,543
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$900,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$951,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$778,697
Interest on participant loans2011-12-31$1,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$296,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$82,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$82,321
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$78
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-32,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$135,882
Employer contributions (assets) at end of year2011-12-31$14,744
Employer contributions (assets) at beginning of year2011-12-31$3,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$23,737
Contract administrator fees2011-12-31$860
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31H J & ASSOCIAATES
Accountancy firm EIN2011-12-31870651618

Form 5500 Responses for COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN

2022: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COTTONWOOD CAPITAL MANAGEMENT 401(K) SAFE HARBOR RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 1
Insurance contract or identification number467968
Number of Individuals Covered228
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 1
Insurance contract or identification number467968
Number of Individuals Covered530
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 1
Insurance contract or identification number467968
Number of Individuals Covered463
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 1
Insurance contract or identification number467968
Number of Individuals Covered315
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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