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THE PENTA BUILDING GROUP, LLC 401(K) PLAN 401k Plan overview

Plan NameTHE PENTA BUILDING GROUP, LLC 401(K) PLAN
Plan identification number 001

THE PENTA BUILDING GROUP, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE PENTA BUILDING GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:THE PENTA BUILDING GROUP, LLC
Employer identification number (EIN):262603033
NAIC Classification:237990
NAIC Description:Other Heavy and Civil Engineering Construction

Additional information about THE PENTA BUILDING GROUP, LLC

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2008-05-08
Company Identification Number: 20081225302
Legal Registered Office Address: 3333 EAST SERENE AVENUE SUITE 200

HENDERSON
United States of America (USA)
89074

More information about THE PENTA BUILDING GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PENTA BUILDING GROUP, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01T R BICK
0012016-01-01JOHN CANNITO MARISA PALOMO2017-10-12
0012015-01-01LYNNE MCAULEY

Plan Statistics for THE PENTA BUILDING GROUP, LLC 401(K) PLAN

401k plan membership statisitcs for THE PENTA BUILDING GROUP, LLC 401(K) PLAN

Measure Date Value
2022: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01463
Total number of active participants reported on line 7a of the Form 55002022-01-01381
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-01154
Total of all active and inactive participants2022-01-01540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01540
Number of participants with account balances2022-01-01460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01279
Total number of active participants reported on line 7a of the Form 55002021-01-01302
Number of retired or separated participants receiving benefits2021-01-0116
Number of other retired or separated participants entitled to future benefits2021-01-01135
Total of all active and inactive participants2021-01-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01453
Number of participants with account balances2021-01-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01294
Total number of active participants reported on line 7a of the Form 55002020-01-01191
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01272
Number of participants with account balances2020-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0122
2019: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01251
Total number of active participants reported on line 7a of the Form 55002019-01-01224
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-0164
Total of all active and inactive participants2019-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01294
Number of participants with account balances2019-01-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01213
Total number of active participants reported on line 7a of the Form 55002018-01-01186
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0157
Total of all active and inactive participants2018-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01248
Number of participants with account balances2018-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01207
Total number of active participants reported on line 7a of the Form 55002017-01-01146
Number of retired or separated participants receiving benefits2017-01-019
Number of other retired or separated participants entitled to future benefits2017-01-0154
Total of all active and inactive participants2017-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01209
Number of participants with account balances2017-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01223
Total number of active participants reported on line 7a of the Form 55002016-01-01163
Number of retired or separated participants receiving benefits2016-01-0113
Number of other retired or separated participants entitled to future benefits2016-01-0168
Total of all active and inactive participants2016-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01244
Number of participants with account balances2016-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01200
Total number of active participants reported on line 7a of the Form 55002015-01-01186
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0137
Total of all active and inactive participants2015-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01229
Number of participants with account balances2015-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011

Financial Data on THE PENTA BUILDING GROUP, LLC 401(K) PLAN

Measure Date Value
2022 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$185
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$38,804
Total income from all sources (including contributions)2022-12-31$-8,872,956
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,537,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,446,510
Expenses. Certain deemed distributions of participant loans2022-12-31$44,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,987,838
Value of total assets at end of year2022-12-31$54,942,583
Value of total assets at beginning of year2022-12-31$68,391,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$46,641
Total interest from all sources2022-12-31$21,010
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$26,390
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,277,713
Participant contributions at end of year2022-12-31$443,172
Participant contributions at beginning of year2022-12-31$429,334
Participant contributions at end of year2022-12-31$73,806
Participant contributions at beginning of year2022-12-31$212
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$339,933
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$38,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-13,410,435
Value of net assets at end of year (total assets less liabilities)2022-12-31$54,942,398
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$68,352,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$52,014,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$65,562,485
Interest on participant loans2022-12-31$21,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,373,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,075,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,881,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,370,192
Employer contributions (assets) at end of year2022-12-31$37,432
Employer contributions (assets) at beginning of year2022-12-31$323,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,446,510
Contract administrator fees2022-12-31$20,251
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31OVIST & HOWARD CPA, INC
Accountancy firm EIN2022-12-31880183378
2021 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$31,001,429
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$38,804
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$20,242
Total income from all sources (including contributions)2021-12-31$9,859,907
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,576,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,536,548
Expenses. Certain deemed distributions of participant loans2021-12-31$24,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,677,159
Value of total assets at end of year2021-12-31$68,391,637
Value of total assets at beginning of year2021-12-31$30,087,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$14,864
Total interest from all sources2021-12-31$15,158
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,130,839
Participant contributions at end of year2021-12-31$429,334
Participant contributions at beginning of year2021-12-31$239,495
Participant contributions at end of year2021-12-31$212
Participant contributions at beginning of year2021-12-31$123
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$728,842
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$38,804
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$20,242
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,283,651
Value of net assets at end of year (total assets less liabilities)2021-12-31$68,352,833
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$30,067,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$65,562,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,794,052
Interest on participant loans2021-12-31$15,158
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,075,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$578,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,167,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$817,478
Employer contributions (assets) at end of year2021-12-31$323,966
Employer contributions (assets) at beginning of year2021-12-31$475,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,536,548
Contract administrator fees2021-12-31$14,864
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31OVIST & HOWARD CPA, INC
Accountancy firm EIN2021-12-31880183378
2020 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$20,242
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,346
Total income from all sources (including contributions)2020-12-31$8,222,693
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,777,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,771,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,676,642
Value of total assets at end of year2020-12-31$30,087,995
Value of total assets at beginning of year2020-12-31$23,623,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,905
Total interest from all sources2020-12-31$16,032
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,964,666
Participant contributions at end of year2020-12-31$239,495
Participant contributions at beginning of year2020-12-31$243,654
Participant contributions at end of year2020-12-31$123
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$426,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$20,242
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,445,202
Value of net assets at end of year (total assets less liabilities)2020-12-31$30,067,753
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,622,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,794,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$22,176,615
Interest on participant loans2020-12-31$16,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$578,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$305,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,530,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,285,953
Employer contributions (assets) at end of year2020-12-31$475,408
Employer contributions (assets) at beginning of year2020-12-31$897,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,771,586
Contract administrator fees2020-12-31$5,905
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31OVIST & HOWARD CPA, INC
Accountancy firm EIN2020-12-31880183378
2019 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,346
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,688,309
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$830,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$828,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,951,128
Value of total assets at end of year2019-12-31$23,623,897
Value of total assets at beginning of year2019-12-31$16,764,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,465
Total interest from all sources2019-12-31$13,455
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$2,465
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,921,716
Participant contributions at end of year2019-12-31$243,654
Participant contributions at beginning of year2019-12-31$259,198
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$324,244
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,857,722
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,622,551
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,764,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$22,176,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,141,271
Interest on participant loans2019-12-31$13,455
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$305,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,723,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,705,168
Employer contributions (assets) at end of year2019-12-31$897,755
Employer contributions (assets) at beginning of year2019-12-31$364,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$828,122
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31OVIST & HOWARD CPA, INC.
Accountancy firm EIN2019-12-31880183378
2018 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,971,280
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,568,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,536,739
Expenses. Certain deemed distributions of participant loans2018-12-31$26,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,654,741
Value of total assets at end of year2018-12-31$16,764,829
Value of total assets at beginning of year2018-12-31$16,361,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,342
Total interest from all sources2018-12-31$13,485
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,514,770
Participant contributions at end of year2018-12-31$259,198
Participant contributions at beginning of year2018-12-31$236,051
Participant contributions at beginning of year2018-12-31$37,826
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$149,133
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$530
Administrative expenses (other) incurred2018-12-31$4,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$403,222
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,764,829
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,361,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$16,141,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,070,466
Interest on participant loans2018-12-31$13,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-696,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$990,838
Employer contributions (assets) at end of year2018-12-31$364,360
Employer contributions (assets) at beginning of year2018-12-31$16,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,536,739
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31OVIST & HOWARD CPA, INC.
Accountancy firm EIN2018-12-31880183378
2017 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,633,949
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$762,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$754,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,667,015
Value of total assets at end of year2017-12-31$16,361,607
Value of total assets at beginning of year2017-12-31$13,490,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$8,200
Total interest from all sources2017-12-31$10,614
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,154,277
Participant contributions at end of year2017-12-31$236,051
Participant contributions at beginning of year2017-12-31$225,550
Participant contributions at end of year2017-12-31$37,826
Participant contributions at beginning of year2017-12-31$37,923
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$50,086
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$530
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$7,425
Total non interest bearing cash at beginning of year2017-12-31$9,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,871,570
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,361,607
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,490,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$8,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,070,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$13,193,878
Interest on participant loans2017-12-31$10,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,956,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$462,652
Employer contributions (assets) at end of year2017-12-31$16,734
Employer contributions (assets) at beginning of year2017-12-31$15,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$754,179
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31OVIST & HOWARD CPA INC.
Accountancy firm EIN2017-12-31880183378
2016 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$804
Total income from all sources (including contributions)2016-12-31$2,400,889
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$870,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$867,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,736,684
Value of total assets at end of year2016-12-31$13,490,037
Value of total assets at beginning of year2016-12-31$11,960,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,760
Total interest from all sources2016-12-31$10,324
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$2,760
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,101,795
Participant contributions at end of year2016-12-31$225,550
Participant contributions at beginning of year2016-12-31$223,562
Participant contributions at end of year2016-12-31$37,923
Participant contributions at beginning of year2016-12-31$36,821
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$176,397
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$7,425
Total non interest bearing cash at end of year2016-12-31$9,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,530,301
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,490,037
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,959,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$13,193,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,684,650
Interest on participant loans2016-12-31$10,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$653,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$458,492
Employer contributions (assets) at end of year2016-12-31$15,780
Employer contributions (assets) at beginning of year2016-12-31$15,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$867,828
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$804
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31OVIST & HOWARD CPA INC.
Accountancy firm EIN2016-12-31880183378
2015 : THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$804
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,428,244
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$997,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$994,343
Value of total corrective distributions2015-12-31$804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,456,624
Value of total assets at end of year2015-12-31$11,960,540
Value of total assets at beginning of year2015-12-31$11,529,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,640
Total interest from all sources2015-12-31$10,249
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$995,455
Participant contributions at end of year2015-12-31$223,562
Participant contributions at beginning of year2015-12-31$209,355
Participant contributions at end of year2015-12-31$36,821
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$65,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$430,457
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,959,736
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,529,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,684,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,319,924
Interest on participant loans2015-12-31$10,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-38,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$395,445
Employer contributions (assets) at end of year2015-12-31$15,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$994,343
Contract administrator fees2015-12-31$2,640
Liabilities. Value of benefit claims payable at end of year2015-12-31$804
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31OVIST & HOWARD CPA INC
Accountancy firm EIN2015-12-31880183378

Form 5500 Responses for THE PENTA BUILDING GROUP, LLC 401(K) PLAN

2022: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE PENTA BUILDING GROUP, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number12281124
Policy instance 1
Insurance contract or identification number12281124
Number of Individuals Covered460
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $5,392
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,392
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number12281124
Policy instance 1
Insurance contract or identification number12281124
Number of Individuals Covered410
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,802
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,802
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number12281124
Policy instance 1
Insurance contract or identification number12281124
Number of Individuals Covered249
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,112
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,112
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number196-81124
Policy instance 1
Insurance contract or identification number196-81124
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $205
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $205
Insurance broker organization code?3

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