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VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 401k Plan overview

Plan NameVEOLIA NORTH AMERICA 401(K) SAVINGS PLAN
Plan identification number 001

VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VEOLIA NORTH AMERICA, LLC has sponsored the creation of one or more 401k plans.

Company Name:VEOLIA NORTH AMERICA, LLC
Employer identification number (EIN):262756568
NAIC Classification:221300

Additional information about VEOLIA NORTH AMERICA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4557861

More information about VEOLIA NORTH AMERICA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOANNE CARDIN
0012016-01-01MARY MCLAUGHLIN
0012015-01-01MARY KAY CONLEY MARY KAY CONLEY2016-10-14

Plan Statistics for VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN

401k plan membership statisitcs for VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN

Measure Date Value
2022: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-018,309
Total number of active participants reported on line 7a of the Form 55002022-01-015,906
Number of retired or separated participants receiving benefits2022-01-0187
Number of other retired or separated participants entitled to future benefits2022-01-012,547
Total of all active and inactive participants2022-01-018,540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0122
Total participants2022-01-018,562
Number of participants with account balances2022-01-018,234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01311
2021: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-018,188
Total number of active participants reported on line 7a of the Form 55002021-01-015,619
Number of retired or separated participants receiving benefits2021-01-0193
Number of other retired or separated participants entitled to future benefits2021-01-012,575
Total of all active and inactive participants2021-01-018,287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0122
Total participants2021-01-018,309
Number of participants with account balances2021-01-018,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01315
2020: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-018,399
Total number of active participants reported on line 7a of the Form 55002020-01-015,775
Number of retired or separated participants receiving benefits2020-01-0180
Number of other retired or separated participants entitled to future benefits2020-01-012,298
Total of all active and inactive participants2020-01-018,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0135
Total participants2020-01-018,188
Number of participants with account balances2020-01-017,887
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0168
2019: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-018,193
Total number of active participants reported on line 7a of the Form 55002019-01-015,770
Number of retired or separated participants receiving benefits2019-01-01108
Number of other retired or separated participants entitled to future benefits2019-01-012,475
Total of all active and inactive participants2019-01-018,353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0146
Total participants2019-01-018,399
Number of participants with account balances2019-01-018,052
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01361
2018: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-018,911
Total number of active participants reported on line 7a of the Form 55002018-01-015,627
Number of retired or separated participants receiving benefits2018-01-0193
Number of other retired or separated participants entitled to future benefits2018-01-012,426
Total of all active and inactive participants2018-01-018,146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0147
Total participants2018-01-018,193
Number of participants with account balances2018-01-017,857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01512
2017: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-019,013
Total number of active participants reported on line 7a of the Form 55002017-01-016,275
Number of retired or separated participants receiving benefits2017-01-0188
Number of other retired or separated participants entitled to future benefits2017-01-012,506
Total of all active and inactive participants2017-01-018,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0142
Total participants2017-01-018,911
Number of participants with account balances2017-01-018,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01500
2016: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018,714
Total number of active participants reported on line 7a of the Form 55002016-01-016,604
Number of retired or separated participants receiving benefits2016-01-0179
Number of other retired or separated participants entitled to future benefits2016-01-012,286
Total of all active and inactive participants2016-01-018,969
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0144
Total participants2016-01-019,013
Number of participants with account balances2016-01-018,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01520
2015: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019,489
Total number of active participants reported on line 7a of the Form 55002015-01-016,535
Number of retired or separated participants receiving benefits2015-01-0162
Number of other retired or separated participants entitled to future benefits2015-01-012,080
Total of all active and inactive participants2015-01-018,677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0137
Total participants2015-01-018,714
Number of participants with account balances2015-01-018,405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01245

Financial Data on VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN

Measure Date Value
2022 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-45
Total unrealized appreciation/depreciation of assets2022-12-31$-45
Total transfer of assets to this plan2022-12-31$958,962
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-84,612,262
Total loss/gain on sale of assets2022-12-31$9,237
Total of all expenses incurred2022-12-31$80,211,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$79,599,192
Expenses. Certain deemed distributions of participant loans2022-12-31$44,638
Value of total corrective distributions2022-12-31$4,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$69,624,361
Value of total assets at end of year2022-12-31$800,868,158
Value of total assets at beginning of year2022-12-31$964,732,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$563,149
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$1,555,006
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,094,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,094,915
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$43,193,715
Participant contributions at end of year2022-12-31$11,850,424
Participant contributions at beginning of year2022-12-31$11,806,571
Participant contributions at end of year2022-12-31$751,384
Participant contributions at beginning of year2022-12-31$735,988
Assets. Other investments not covered elsewhere at end of year2022-12-31$8,265,577
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$9,430,789
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,056,962
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$191,183
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-164,823,775
Value of net assets at end of year (total assets less liabilities)2022-12-31$800,868,158
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$964,732,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$371,966
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$247,576,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$310,060,081
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$570,811
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$774,415
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$493,583,723
Value of interest in common/collective trusts at beginning of year2022-12-31$592,312,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$12,076,278
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$10,979,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$10,979,860
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$209,780
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$25,406,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$27,864,443
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-67,375,792
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-95,519,944
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$23,373,684
Employer contributions (assets) at end of year2022-12-31$1,358,465
Employer contributions (assets) at beginning of year2022-12-31$1,542,667
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$79,599,192
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$78,835
Aggregate carrying amount (costs) on sale of assets2022-12-31$69,598
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2022-12-31351090346
2021 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-25,986
Total unrealized appreciation/depreciation of assets2021-12-31$-25,986
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$1,161,931
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$171,397,140
Total loss/gain on sale of assets2021-12-31$-32,195
Total of all expenses incurred2021-12-31$80,118,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$79,441,985
Expenses. Certain deemed distributions of participant loans2021-12-31$53,510
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$66,153,558
Value of total assets at end of year2021-12-31$964,732,971
Value of total assets at beginning of year2021-12-31$874,616,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$623,467
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$1,637,900
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$16,036,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$16,036,485
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$41,521,350
Participant contributions at end of year2021-12-31$11,806,571
Participant contributions at beginning of year2021-12-31$13,807,126
Participant contributions at end of year2021-12-31$735,988
Participant contributions at beginning of year2021-12-31$1,136,896
Assets. Other investments not covered elsewhere at end of year2021-12-31$9,430,789
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$7,532,154
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,822,792
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$249,658
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$91,278,178
Value of net assets at end of year (total assets less liabilities)2021-12-31$964,732,971
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$874,616,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$373,809
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$310,060,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$279,184,351
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$675,619
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$848,419
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$592,312,572
Value of interest in common/collective trusts at beginning of year2021-12-31$536,112,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$10,979,860
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$5,528,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$5,528,430
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$113,862
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$27,864,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$30,168,050
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$26,454,296
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$61,173,074
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$20,809,416
Employer contributions (assets) at end of year2021-12-31$1,542,667
Employer contributions (assets) at beginning of year2021-12-31$1,147,060
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$8
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$79,441,985
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$411,430
Aggregate carrying amount (costs) on sale of assets2021-12-31$443,625
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2021-12-31351090346
2020 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,780
Total unrealized appreciation/depreciation of assets2020-12-31$1,780
Total transfer of assets to this plan2020-12-31$54,263,335
Total transfer of assets from this plan2020-12-31$37,588,364
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$165,289,984
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$93,198,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$92,023,039
Expenses. Certain deemed distributions of participant loans2020-12-31$131,726
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$59,045,375
Value of total assets at end of year2020-12-31$874,616,724
Value of total assets at beginning of year2020-12-31$785,850,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,043,832
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$1,578,449
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,493,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,493,193
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$38,032,915
Participant contributions at end of year2020-12-31$13,807,126
Participant contributions at beginning of year2020-12-31$10,981,308
Participant contributions at end of year2020-12-31$1,136,896
Participant contributions at beginning of year2020-12-31$438,660
Assets. Other investments not covered elsewhere at end of year2020-12-31$7,532,154
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$5,138,886
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,033,535
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$199,207
Administrative expenses (other) incurred2020-12-31$977,333
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$72,091,387
Value of net assets at end of year (total assets less liabilities)2020-12-31$874,616,724
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$785,850,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$66,499
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$279,184,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$200,766,891
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$616,712
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$786,178
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$536,112,657
Value of interest in common/collective trusts at beginning of year2020-12-31$566,419,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$5,528,430
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,117,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,117,968
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$175,559
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$30,168,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$33,869,103
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$61,102,877
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$14,978,925
Employer contributions (assets) at end of year2020-12-31$1,147,060
Employer contributions (assets) at beginning of year2020-12-31$987,643
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$92,023,039
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2020-12-31351090346
2019 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$326,425
Total transfer of assets from this plan2019-12-31$994,291
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$196,605,638
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$60,868,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$59,714,682
Value of total corrective distributions2019-12-31$30,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$61,758,164
Value of total assets at end of year2019-12-31$785,850,366
Value of total assets at beginning of year2019-12-31$650,780,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,123,307
Total interest from all sources2019-12-31$572,367
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$7,980,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,980,853
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31Yes
Amount of non-exempt transactions with any party-in-interest2019-12-31$25,090
Contributions received from participants2019-12-31$38,498,145
Participant contributions at end of year2019-12-31$10,981,308
Participant contributions at beginning of year2019-12-31$10,259,741
Participant contributions at end of year2019-12-31$438,660
Participant contributions at beginning of year2019-12-31$373,125
Assets. Other investments not covered elsewhere at end of year2019-12-31$5,138,886
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$4,391,438
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,046,241
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$2,512,048
Other income not declared elsewhere2019-12-31$307,744
Administrative expenses (other) incurred2019-12-31$1,123,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$135,737,304
Value of net assets at end of year (total assets less liabilities)2019-12-31$785,850,366
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$650,780,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$200,766,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$128,123,792
Interest on participant loans2019-12-31$572,367
Value of interest in common/collective trusts at end of year2019-12-31$566,419,010
Value of interest in common/collective trusts at beginning of year2019-12-31$505,229,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,117,968
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,300,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,300,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$31,872,187
Net investment gain or loss from common/collective trusts2019-12-31$94,114,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$15,213,778
Employer contributions (assets) at end of year2019-12-31$987,643
Employer contributions (assets) at beginning of year2019-12-31$1,103,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$57,202,634
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2019-12-31351090346
2018 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$78,936
Total transfer of assets from this plan2018-12-31$104,035
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$25,078,837
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$89,945,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$89,073,506
Value of total corrective distributions2018-12-31$3,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$59,348,663
Value of total assets at end of year2018-12-31$650,780,928
Value of total assets at beginning of year2018-12-31$715,672,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$868,176
Total interest from all sources2018-12-31$490,415
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,543,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,543,639
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$37,906,508
Participant contributions at end of year2018-12-31$10,259,741
Participant contributions at beginning of year2018-12-31$11,977,382
Participant contributions at end of year2018-12-31$373,125
Participant contributions at beginning of year2018-12-31$369,781
Assets. Other investments not covered elsewhere at end of year2018-12-31$4,391,438
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,464,284
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,468,030
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$503,400
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$11,136,029
Other income not declared elsewhere2018-12-31$313,360
Administrative expenses (other) incurred2018-12-31$868,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-64,866,524
Value of net assets at end of year (total assets less liabilities)2018-12-31$650,780,928
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$715,672,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$128,123,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$134,317,788
Interest on participant loans2018-12-31$490,415
Value of interest in common/collective trusts at end of year2018-12-31$505,229,224
Value of interest in common/collective trusts at beginning of year2018-12-31$550,377,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,300,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,038,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,038,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-15,532,117
Net investment gain or loss from common/collective trusts2018-12-31$-24,085,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$14,974,125
Employer contributions (assets) at end of year2018-12-31$1,103,481
Employer contributions (assets) at beginning of year2018-12-31$991,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$88,570,106
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2018-12-31351090346
2017 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$11,368,534
Total transfer of assets from this plan2017-12-31$1,158,232
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$160,604,449
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$56,358,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$55,760,949
Value of total corrective distributions2017-12-31$35,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$61,781,827
Value of total assets at end of year2017-12-31$715,672,551
Value of total assets at beginning of year2017-12-31$601,216,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$562,017
Total interest from all sources2017-12-31$489,747
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,300,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,300,092
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$38,533,563
Participant contributions at end of year2017-12-31$11,977,382
Participant contributions at beginning of year2017-12-31$11,592,123
Participant contributions at end of year2017-12-31$369,781
Participant contributions at beginning of year2017-12-31$359,042
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,464,284
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$5,143,862
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,500,073
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$71,371
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$11,136,029
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$164,074
Administrative expenses (other) incurred2017-12-31$562,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$104,245,731
Value of net assets at end of year (total assets less liabilities)2017-12-31$715,672,551
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$601,216,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$134,317,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$102,196,392
Interest on participant loans2017-12-31$489,747
Value of interest in common/collective trusts at end of year2017-12-31$550,377,608
Value of interest in common/collective trusts at beginning of year2017-12-31$480,970,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,038,007
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$251,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$251,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$18,283,781
Net investment gain or loss from common/collective trusts2017-12-31$76,584,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$15,748,191
Employer contributions (assets) at end of year2017-12-31$991,672
Employer contributions (assets) at beginning of year2017-12-31$703,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$55,689,578
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2017-12-31351090346
2016 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$250,055
Total transfer of assets from this plan2016-12-31$340,432
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$103,082,225
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$48,768,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$48,180,634
Value of total corrective distributions2016-12-31$450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$62,136,039
Value of total assets at end of year2016-12-31$601,216,518
Value of total assets at beginning of year2016-12-31$546,992,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$586,917
Total interest from all sources2016-12-31$432,567
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,018,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,018,043
Administrative expenses professional fees incurred2016-12-31$586,917
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$35,790,203
Participant contributions at end of year2016-12-31$11,592,123
Participant contributions at beginning of year2016-12-31$10,243,628
Participant contributions at end of year2016-12-31$359,042
Participant contributions at beginning of year2016-12-31$251,876
Assets. Other investments not covered elsewhere at end of year2016-12-31$5,143,862
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,699,340
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,042,037
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$5,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$54,314,224
Value of net assets at end of year (total assets less liabilities)2016-12-31$601,216,518
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$546,992,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$102,196,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$80,675,327
Interest on participant loans2016-12-31$432,567
Value of interest in common/collective trusts at end of year2016-12-31$480,970,248
Value of interest in common/collective trusts at beginning of year2016-12-31$450,727,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$251,030
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$279,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$279,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,647,691
Net investment gain or loss from common/collective trusts2016-12-31$31,847,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$15,303,799
Employer contributions (assets) at end of year2016-12-31$703,821
Employer contributions (assets) at beginning of year2016-12-31$115,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$48,175,500
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2016-12-31351090346
2015 : VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$538,219,035
Total transfer of assets from this plan2015-12-31$500,733
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$52,047,537
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$42,773,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$42,408,755
Value of total corrective distributions2015-12-31$20,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$53,077,288
Value of total assets at end of year2015-12-31$546,992,671
Value of total assets at beginning of year2015-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$344,145
Total interest from all sources2015-12-31$398,738
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,856,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,856,228
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$34,251,288
Participant contributions at end of year2015-12-31$10,243,628
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$251,876
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,699,340
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,005,781
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$328,666
Other income not declared elsewhere2015-12-31$-37,061
Administrative expenses (other) incurred2015-12-31$344,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$9,274,369
Value of net assets at end of year (total assets less liabilities)2015-12-31$546,992,671
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$80,675,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$398,738
Value of interest in common/collective trusts at end of year2015-12-31$450,727,552
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$279,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,983,923
Net investment gain or loss from common/collective trusts2015-12-31$-263,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$15,820,219
Employer contributions (assets) at end of year2015-12-31$115,196
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$42,080,089
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KATZ SAPPER & MILLER LLP
Accountancy firm EIN2015-12-31351090346

Form 5500 Responses for VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN

2022: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VEOLIA NORTH AMERICA 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number777176
Policy instance 1
Insurance contract or identification number777176
Number of Individuals Covered254
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $26,328
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,328
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number777176
Policy instance 1
Insurance contract or identification number777176
Number of Individuals Covered285
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $28,833
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,833
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number777176
Policy instance 1
Insurance contract or identification number777176
Number of Individuals Covered324
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $42,937
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,937
Amount paid for insurance broker fees0

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