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NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 401k Plan overview

Plan NameNEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN
Plan identification number 002

NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) has sponsored the creation of one or more 401k plans.

Company Name:NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K)
Employer identification number (EIN):262806740
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01JAMES LINDLEY, M.D.2020-10-14
0022019-01-01
0022018-01-01LEE MCCULLAR2019-10-14
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01CATHERINE REA CATHERINE REA2013-10-07
0022011-01-01CATHERINE REA CATHERINE REA2012-09-29
0022010-01-01CATHERINE REA CATHERINE REA2011-09-09
0022009-01-01CATHERINE REA CATHERINE REA2010-10-06
0022009-01-01CATHERINE REA CATHERINE REA2010-10-06

Plan Statistics for NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN

401k plan membership statisitcs for NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN

Measure Date Value
2022: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01131
Total number of active participants reported on line 7a of the Form 55002022-01-0175
Number of retired or separated participants receiving benefits2022-01-0118
Number of other retired or separated participants entitled to future benefits2022-01-0132
Total of all active and inactive participants2022-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01125
Number of participants with account balances2022-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01131
Total number of active participants reported on line 7a of the Form 55002021-01-0183
Number of retired or separated participants receiving benefits2021-01-0110
Number of other retired or separated participants entitled to future benefits2021-01-0133
Total of all active and inactive participants2021-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01126
Number of participants with account balances2021-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01143
Total number of active participants reported on line 7a of the Form 55002020-01-0190
Number of retired or separated participants receiving benefits2020-01-018
Number of other retired or separated participants entitled to future benefits2020-01-0131
Total of all active and inactive participants2020-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01129
Number of participants with account balances2020-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01144
Total number of active participants reported on line 7a of the Form 55002019-01-0196
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01139
Number of participants with account balances2019-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01144
Total number of active participants reported on line 7a of the Form 55002018-01-0199
Number of retired or separated participants receiving benefits2018-01-0110
Number of other retired or separated participants entitled to future benefits2018-01-0130
Total of all active and inactive participants2018-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01139
Number of participants with account balances2018-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01111
Total number of active participants reported on line 7a of the Form 55002017-01-0194
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-0134
Total of all active and inactive participants2017-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01139
Number of participants with account balances2017-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0177
Total number of active participants reported on line 7a of the Form 55002016-01-0191
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0195
Number of participants with account balances2016-01-01137
2015: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0182
Total number of active participants reported on line 7a of the Form 55002015-01-0177
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0180
Number of participants with account balances2015-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0198
Total number of active participants reported on line 7a of the Form 55002014-01-0169
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0136
Total of all active and inactive participants2014-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01105
2013: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0197
Total number of active participants reported on line 7a of the Form 55002013-01-0180
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0198
Number of participants with account balances2013-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01102
Total number of active participants reported on line 7a of the Form 55002012-01-0178
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-0197
Total participants2012-01-0197
Number of participants with account balances2012-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01105
Total number of active participants reported on line 7a of the Form 55002011-01-0188
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01104
Number of participants with account balances2011-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01104
Total number of active participants reported on line 7a of the Form 55002010-01-0177
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0128
Total of all active and inactive participants2010-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01105
Number of participants with account balances2010-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0194
Total number of active participants reported on line 7a of the Form 55002009-01-0182
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0122
Total of all active and inactive participants2009-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01104
Number of participants with account balances2009-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN

Measure Date Value
2022 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$24,185
Total income from all sources (including contributions)2022-12-31$-2,112,497
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,441,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,354,072
Expenses. Certain deemed distributions of participant loans2022-12-31$12,656
Value of total corrective distributions2022-12-31$1,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,059,437
Value of total assets at end of year2022-12-31$17,610,838
Value of total assets at beginning of year2022-12-31$23,188,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$73,098
Total interest from all sources2022-12-31$9,640
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$27,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$27,646
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$465,010
Participant contributions at end of year2022-12-31$140,653
Participant contributions at beginning of year2022-12-31$225,008
Participant contributions at end of year2022-12-31$4,629
Participant contributions at beginning of year2022-12-31$2,330
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,508,549
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,825,682
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$24,185
Other income not declared elsewhere2022-12-31$-184,042
Total non interest bearing cash at end of year2022-12-31$130,687
Total non interest bearing cash at beginning of year2022-12-31$4,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,553,831
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,610,838
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,164,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$33,740
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,854,857
Value of interest in pooled separate accounts at end of year2022-12-31$15,447,448
Value of interest in pooled separate accounts at beginning of year2022-12-31$14,760,798
Interest on participant loans2022-12-31$9,640
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$68,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$66,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$0
Net investment gain/loss from pooled separate accounts2022-12-31$-3,025,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$594,427
Employer contributions (assets) at end of year2022-12-31$310,866
Employer contributions (assets) at beginning of year2022-12-31$448,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,354,072
Contract administrator fees2022-12-31$39,358
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SYMPHONA LLP
Accountancy firm EIN2022-12-31582663273
2021 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$24,185
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,446
Total income from all sources (including contributions)2021-12-31$3,787,864
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,522,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,418,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,023,057
Value of total assets at end of year2021-12-31$23,188,854
Value of total assets at beginning of year2021-12-31$20,902,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$103,555
Total interest from all sources2021-12-31$11,789
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$10,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$418,634
Participant contributions at end of year2021-12-31$225,008
Participant contributions at beginning of year2021-12-31$224,207
Participant contributions at end of year2021-12-31$2,330
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,825,682
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$24,185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$3,446
Administrative expenses (other) incurred2021-12-31$29,949
Total non interest bearing cash at end of year2021-12-31$4,575
Total non interest bearing cash at beginning of year2021-12-31$59,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,265,611
Value of net assets at end of year (total assets less liabilities)2021-12-31$23,164,669
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$20,899,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$33,079
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,854,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,289,943
Value of interest in pooled separate accounts at end of year2021-12-31$14,760,798
Value of interest in pooled separate accounts at beginning of year2021-12-31$16,840,283
Interest on participant loans2021-12-31$11,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$66,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$28,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,005,050
Net investment gain/loss from pooled separate accounts2021-12-31$1,737,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$604,423
Employer contributions (assets) at end of year2021-12-31$448,755
Employer contributions (assets) at beginning of year2021-12-31$459,589
Income. Dividends from common stock2021-12-31$10,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,418,698
Contract administrator fees2021-12-31$40,527
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SYMPHONA LLP
Accountancy firm EIN2021-12-31582663273
2020 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,446
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$20,716
Total income from all sources (including contributions)2020-12-31$3,763,833
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,296,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,205,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,245,284
Value of total assets at end of year2020-12-31$20,902,504
Value of total assets at beginning of year2020-12-31$18,452,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$91,780
Total interest from all sources2020-12-31$10,845
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$475,360
Participant contributions at end of year2020-12-31$224,207
Participant contributions at beginning of year2020-12-31$207,270
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$1,648
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$97,559
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$3,446
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$20,716
Total non interest bearing cash at end of year2020-12-31$59,522
Total non interest bearing cash at beginning of year2020-12-31$27,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,466,976
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,899,058
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,432,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,289,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,883,091
Value of interest in pooled separate accounts at end of year2020-12-31$16,840,283
Value of interest in pooled separate accounts at beginning of year2020-12-31$14,833,681
Interest on participant loans2020-12-31$10,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$315
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$28,960
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$24,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$953,923
Net investment gain/loss from pooled separate accounts2020-12-31$1,553,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$672,365
Employer contributions (assets) at end of year2020-12-31$459,589
Employer contributions (assets) at beginning of year2020-12-31$475,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,205,077
Contract administrator fees2020-12-31$91,780
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CARR RIGS & INGRAM LLC
Accountancy firm EIN2020-12-31721396621
2019 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$20,716
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$20,716
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,902,659
Total income from all sources (including contributions)2019-12-31$3,902,659
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$583,415
Total of all expenses incurred2019-12-31$583,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$540,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$540,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,126,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,126,813
Value of total assets at end of year2019-12-31$18,452,798
Value of total assets at end of year2019-12-31$18,452,798
Value of total assets at beginning of year2019-12-31$15,112,838
Value of total assets at beginning of year2019-12-31$15,112,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,788
Total interest from all sources2019-12-31$10,466
Total interest from all sources2019-12-31$10,466
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$457,875
Contributions received from participants2019-12-31$457,875
Participant contributions at end of year2019-12-31$207,270
Participant contributions at end of year2019-12-31$207,270
Participant contributions at beginning of year2019-12-31$195,382
Participant contributions at beginning of year2019-12-31$195,382
Participant contributions at end of year2019-12-31$1,648
Participant contributions at end of year2019-12-31$1,648
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$30,500
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$30,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$20,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$20,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$27,114
Total non interest bearing cash at end of year2019-12-31$27,114
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,319,244
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,432,082
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,432,082
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,112,838
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,112,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,883,091
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,883,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,373,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,373,397
Value of interest in pooled separate accounts at end of year2019-12-31$14,833,681
Value of interest in pooled separate accounts at end of year2019-12-31$14,833,681
Value of interest in pooled separate accounts at beginning of year2019-12-31$11,941,114
Value of interest in pooled separate accounts at beginning of year2019-12-31$11,941,114
Interest on participant loans2019-12-31$10,466
Interest on participant loans2019-12-31$10,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,103,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,103,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,103,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,103,176
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$24,007
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$24,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$20,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$20,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$373,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$373,158
Net investment gain/loss from pooled separate accounts2019-12-31$2,392,222
Net investment gain/loss from pooled separate accounts2019-12-31$2,392,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$638,438
Contributions received in cash from employer2019-12-31$638,438
Employer contributions (assets) at end of year2019-12-31$475,987
Employer contributions (assets) at end of year2019-12-31$475,987
Employer contributions (assets) at beginning of year2019-12-31$478,984
Employer contributions (assets) at beginning of year2019-12-31$478,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$540,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$540,627
Contract administrator fees2019-12-31$42,788
Contract administrator fees2019-12-31$42,788
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARR, RIGS & INGRAM, LLC
Accountancy firm name2019-12-31CARR, RIGS & INGRAM, LLC
Accountancy firm EIN2019-12-31721396621
2018 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$213,379
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,433,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,403,258
Value of total corrective distributions2018-12-31$683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,161,058
Value of total assets at end of year2018-12-31$15,112,838
Value of total assets at beginning of year2018-12-31$16,332,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,599
Total interest from all sources2018-12-31$10,898
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$33,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$33,764
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$435,941
Participant contributions at end of year2018-12-31$195,382
Participant contributions at beginning of year2018-12-31$221,018
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$47,444
Administrative expenses (other) incurred2018-12-31$4,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,220,161
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,112,838
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,332,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$24,967
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,373,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,346,384
Value of interest in pooled separate accounts at end of year2018-12-31$11,941,114
Value of interest in pooled separate accounts at beginning of year2018-12-31$12,829,434
Interest on participant loans2018-12-31$9,842
Interest earned on other investments2018-12-31$409
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,103,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$245,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$245,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$20,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$174,433
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-231,066
Net investment gain/loss from pooled separate accounts2018-12-31$-761,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$677,673
Employer contributions (assets) at end of year2018-12-31$478,984
Employer contributions (assets) at beginning of year2018-12-31$516,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,403,258
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2018-12-31721396621
2017 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,065,733
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$917,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$892,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,193,576
Value of total assets at end of year2017-12-31$16,332,999
Value of total assets at beginning of year2017-12-31$14,184,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,209
Total interest from all sources2017-12-31$17,382
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$51,929
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$51,929
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$478,374
Participant contributions at end of year2017-12-31$221,018
Participant contributions at beginning of year2017-12-31$184,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,148,315
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,332,999
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$14,184,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$25,209
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,346,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,832,848
Value of interest in pooled separate accounts at end of year2017-12-31$12,829,434
Value of interest in pooled separate accounts at beginning of year2017-12-31$11,376,530
Interest on participant loans2017-12-31$10,347
Interest earned on other investments2017-12-31$6,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$245,099
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$113,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$113,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$388
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$174,433
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$164,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$270,076
Net investment gain/loss from pooled separate accounts2017-12-31$1,532,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$715,202
Employer contributions (assets) at end of year2017-12-31$516,631
Employer contributions (assets) at beginning of year2017-12-31$512,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$892,209
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2017-12-31721396621
2016 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$2,284,165
Expenses. Total of all expenses incurred2016-12-31$813,018
Benefits paid (including direct rollovers)2016-12-31$774,647
Total plan assets at end of year2016-12-31$14,184,684
Total plan assets at beginning of year2016-12-31$12,713,537
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$448,335
Other income received2016-12-31$1,323,574
Net income (gross income less expenses)2016-12-31$1,471,147
Net plan assets at end of year (total assets less liabilities)2016-12-31$14,184,684
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$12,713,537
Assets. Value of participant loans2016-12-31$184,341
Total contributions received or receivable from employer(s)2016-12-31$512,256
Value of certain deemed distributions of participant loans2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$38,371
2015 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total income from all sources2015-12-31$845,285
Expenses. Total of all expenses incurred2015-12-31$986,361
Benefits paid (including direct rollovers)2015-12-31$982,437
Total plan assets at end of year2015-12-31$12,713,537
Total plan assets at beginning of year2015-12-31$12,854,613
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$419,187
Expenses. Other expenses not covered elsewhere2015-12-31$143
Contributions received from other sources (not participants or employers)2015-12-31$9,427
Other income received2015-12-31$-216,427
Net income (gross income less expenses)2015-12-31$-141,076
Net plan assets at end of year (total assets less liabilities)2015-12-31$12,713,537
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$12,854,613
Assets. Value of participant loans2015-12-31$135,323
Total contributions received or receivable from employer(s)2015-12-31$633,098
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,781
2014 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$1,599,637
Expenses. Total of all expenses incurred2014-12-31$803,789
Benefits paid (including direct rollovers)2014-12-31$790,593
Total plan assets at end of year2014-12-31$12,854,613
Total plan assets at beginning of year2014-12-31$12,058,765
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$338,260
Contributions received from other sources (not participants or employers)2014-12-31$15,967
Other income received2014-12-31$682,275
Net income (gross income less expenses)2014-12-31$795,848
Net plan assets at end of year (total assets less liabilities)2014-12-31$12,854,613
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$12,058,765
Assets. Value of participant loans2014-12-31$214,017
Total contributions received or receivable from employer(s)2014-12-31$563,135
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$13,196
2013 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$2,315,600
Expenses. Total of all expenses incurred2013-12-31$7,282,756
Benefits paid (including direct rollovers)2013-12-31$7,282,116
Total plan assets at end of year2013-12-31$12,058,765
Total plan assets at beginning of year2013-12-31$17,025,921
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$388,226
Other income received2013-12-31$1,385,449
Net income (gross income less expenses)2013-12-31$-4,967,156
Net plan assets at end of year (total assets less liabilities)2013-12-31$12,058,765
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$17,025,921
Assets. Value of participant loans2013-12-31$233,236
Total contributions received or receivable from employer(s)2013-12-31$541,925
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$640
2012 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$2,823,842
Expenses. Total of all expenses incurred2012-12-31$3,425,715
Benefits paid (including direct rollovers)2012-12-31$3,425,067
Total plan assets at end of year2012-12-31$17,025,921
Total plan assets at beginning of year2012-12-31$17,627,794
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$353,506
Other income received2012-12-31$1,866,829
Net income (gross income less expenses)2012-12-31$-601,873
Net plan assets at end of year (total assets less liabilities)2012-12-31$17,025,921
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$17,627,794
Assets. Value of participant loans2012-12-31$185,848
Total contributions received or receivable from employer(s)2012-12-31$603,507
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$648
2011 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$967,167
Expenses. Total of all expenses incurred2011-12-31$1,757,403
Benefits paid (including direct rollovers)2011-12-31$1,737,155
Total plan assets at end of year2011-12-31$17,627,794
Total plan assets at beginning of year2011-12-31$18,418,030
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$358,143
Contributions received from other sources (not participants or employers)2011-12-31$34,167
Other income received2011-12-31$28,342
Net income (gross income less expenses)2011-12-31$-790,236
Net plan assets at end of year (total assets less liabilities)2011-12-31$17,627,794
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$18,418,030
Assets. Value of participant loans2011-12-31$134,254
Total contributions received or receivable from employer(s)2011-12-31$546,515
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$20,248
2010 : NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$2,686,757
Expenses. Total of all expenses incurred2010-12-31$1,134,836
Benefits paid (including direct rollovers)2010-12-31$1,026,717
Total plan assets at end of year2010-12-31$18,418,030
Total plan assets at beginning of year2010-12-31$16,866,109
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$356,519
Expenses. Other expenses not covered elsewhere2010-12-31$7,515
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$1,762,291
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$1,551,921
Net plan assets at end of year (total assets less liabilities)2010-12-31$18,418,030
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$16,866,109
Assets. Value of participant loans2010-12-31$178,491
Total contributions received or receivable from employer(s)2010-12-31$567,947
Value of certain deemed distributions of participant loans2010-12-31$78,720
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$21,884

Form 5500 Responses for NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN

2022: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NEUROLOGICAL INSTITUTE PROFIT SHARING/401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered120
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,558
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6933
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered126
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,279
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7259
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered149
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,552
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6077
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered150
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $20,950
Total amount of fees paid to insurance companyUSD $8,490
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,950
Insurance broker organization code?3
Amount paid for insurance broker fees6639
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered149
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $23,779
Total amount of fees paid to insurance companyUSD $5,275
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,779
Insurance broker organization code?3
Amount paid for insurance broker fees5275
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered138
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $23,428
Total amount of fees paid to insurance companyUSD $3,982
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,428
Insurance broker organization code?3
Amount paid for insurance broker fees3961
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameQUALIFIED PLANS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered80
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $21,413
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $19,666
Additional information about fees paid to insurance brokerINVESTMENT SERVICES
Insurance broker organization code?3
Insurance broker nameWILSHIRE ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7,936
Total amount of fees paid to insurance companyUSD $11,288
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,936
Amount paid for insurance broker fees10436
Additional information about fees paid to insurance brokerFINANCIAL SERVICES
Insurance broker organization code?3
Insurance broker nameWILSHIRE ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered98
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $19,391
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $19,391
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered97
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $20,444
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $20,444
Insurance broker organization code?3
Insurance broker nameSTERNE AGEE AND LEACH INC.
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number72219137
Policy instance 2
Insurance contract or identification number72219137
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?Yes
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number72219137
Policy instance 2
Insurance contract or identification number72219137
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered104
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $21,027
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number72219137
Policy instance 2
Insurance contract or identification number72219137
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45916
Policy instance 1
Insurance contract or identification number45916
Number of Individuals Covered105
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $18,307
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $18,307
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
Insurance broker nameSTERNE AGEE AND LEACH INC.

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