401k Plan data: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN plan

NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 401k Plan overview

Plan Name	NORTHERN POWER SYSTEMS, INC. 401(K) PLAN
Plan identification number	001

NORTHERN POWER SYSTEMS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHERN POWER SYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name: NORTHERN POWER SYSTEMS, INC.

Employer identification number (EIN): 263011376

NAIC Classification: 339900

Additional information about NORTHERN POWER SYSTEMS, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division

Incorporation Date: 2008-09-25

Company Identification Number: 86234

Legal Registered Office Address: 100 NORTH MAIN STREET
SUITE 2
BARRE
United States of America (USA)
05641

More information about NORTHERN POWER SYSTEMS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN POWER SYSTEMS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-01-01 WILLIAM ST. LAWRENCE 2019-08-23 WILLIAM ST. LAWRENCE 2019-08-23
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 ELLIOT MARK ELLIOT MARK 2013-10-15
001 2011-01-01 ELLIOT MARK ELLIOT MARK 2012-10-12
001 2009-01-01 WILLIAM DECKER WILLIAM DECKER 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01
001	2019-01-01
001	2018-01-01	WILLIAM ST. LAWRENCE	2019-08-23	WILLIAM ST. LAWRENCE	2019-08-23
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	ELLIOT MARK		ELLIOT MARK	2013-10-15
001	2011-01-01	ELLIOT MARK		ELLIOT MARK	2012-10-12
001	2009-01-01	WILLIAM DECKER		WILLIAM DECKER	2010-10-14

Plan Statistics for NORTHERN POWER SYSTEMS, INC. 401(K) PLAN

401k plan membership statisitcs for NORTHERN POWER SYSTEMS, INC. 401(K) PLAN

Measure Date Value
2018: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 26
Number of other retired or separated participants entitled to future benefits 2018-01-01 70
Total of all active and inactive participants 2018-01-01 96
Total participants 2018-01-01 96
Number of participants with account balances 2018-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 48
Number of other retired or separated participants entitled to future benefits 2017-01-01 75
Total of all active and inactive participants 2017-01-01 123
Total participants 2017-01-01 123
Number of participants with account balances 2017-01-01 109
2016: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 46
Number of other retired or separated participants entitled to future benefits 2016-01-01 83
Total of all active and inactive participants 2016-01-01 129
Total participants 2016-01-01 129
Number of participants with account balances 2016-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 78
Number of other retired or separated participants entitled to future benefits 2015-01-01 67
Total of all active and inactive participants 2015-01-01 145
Total participants 2015-01-01 145
Number of participants with account balances 2015-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 107
Number of other retired or separated participants entitled to future benefits 2014-01-01 64
Total of all active and inactive participants 2014-01-01 171
Total participants 2014-01-01 171
Number of participants with account balances 2014-01-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 94
Number of other retired or separated participants entitled to future benefits 2013-01-01 79
Total of all active and inactive participants 2013-01-01 173
Total participants 2013-01-01 173
Number of participants with account balances 2013-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 89
Number of other retired or separated participants entitled to future benefits 2012-01-01 81
Total of all active and inactive participants 2012-01-01 170
Total participants 2012-01-01 170
Number of participants with account balances 2012-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 68
Number of retired or separated participants receiving benefits 2011-01-01 110
Total of all active and inactive participants 2011-01-01 178
Total participants 2011-01-01 178
Number of participants with account balances 2011-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 103
Number of other retired or separated participants entitled to future benefits 2009-01-01 80
Total of all active and inactive participants 2009-01-01 183
Total participants 2009-01-01 183
Number of participants with account balances 2009-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	26
Number of other retired or separated participants entitled to future benefits	2018-01-01	70
Total of all active and inactive participants	2018-01-01	96
Total participants	2018-01-01	96
Number of participants with account balances	2018-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	48
Number of other retired or separated participants entitled to future benefits	2017-01-01	75
Total of all active and inactive participants	2017-01-01	123
Total participants	2017-01-01	123
Number of participants with account balances	2017-01-01	109
2016: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	46
Number of other retired or separated participants entitled to future benefits	2016-01-01	83
Total of all active and inactive participants	2016-01-01	129
Total participants	2016-01-01	129
Number of participants with account balances	2016-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	78
Number of other retired or separated participants entitled to future benefits	2015-01-01	67
Total of all active and inactive participants	2015-01-01	145
Total participants	2015-01-01	145
Number of participants with account balances	2015-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	107
Number of other retired or separated participants entitled to future benefits	2014-01-01	64
Total of all active and inactive participants	2014-01-01	171
Total participants	2014-01-01	171
Number of participants with account balances	2014-01-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	94
Number of other retired or separated participants entitled to future benefits	2013-01-01	79
Total of all active and inactive participants	2013-01-01	173
Total participants	2013-01-01	173
Number of participants with account balances	2013-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	89
Number of other retired or separated participants entitled to future benefits	2012-01-01	81
Total of all active and inactive participants	2012-01-01	170
Total participants	2012-01-01	170
Number of participants with account balances	2012-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	68
Number of retired or separated participants receiving benefits	2011-01-01	110
Total of all active and inactive participants	2011-01-01	178
Total participants	2011-01-01	178
Number of participants with account balances	2011-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	103
Number of other retired or separated participants entitled to future benefits	2009-01-01	80
Total of all active and inactive participants	2009-01-01	183
Total participants	2009-01-01	183
Number of participants with account balances	2009-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NORTHERN POWER SYSTEMS, INC. 401(K) PLAN

Measure	Date	Value
2018 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$13,143
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$17,411
Total income from all sources (including contributions)	2018-12-31	$-191,725
Total of all expenses incurred	2018-12-31	$1,511,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,495,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$308,513
Value of total assets at end of year	2018-12-31	$10,140,494
Value of total assets at beginning of year	2018-12-31	$11,847,860
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$16,304
Total interest from all sources	2018-12-31	$3,106
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$378,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$378,620
Administrative expenses professional fees incurred	2018-12-31	$16,185
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$39,504
Participant contributions at end of year	2018-12-31	$62,417
Participant contributions at beginning of year	2018-12-31	$39,040
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$12,818
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$13,143
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$17,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,703,098
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,127,351
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,830,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,503,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$11,284,756
Interest on participant loans	2018-12-31	$3,106
Value of interest in common/collective trusts at end of year	2018-12-31	$574,372
Value of interest in common/collective trusts at beginning of year	2018-12-31	$524,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-881,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$256,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,495,069
Contract administrator fees	2018-12-31	$119
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN	2018-12-31	010523282
2017 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$17,411
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$21,058
Total income from all sources (including contributions)	2017-12-31	$2,522,660
Total of all expenses incurred	2017-12-31	$1,022,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,021,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$653,791
Value of total assets at end of year	2017-12-31	$11,847,860
Value of total assets at beginning of year	2017-12-31	$10,351,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$919
Total interest from all sources	2017-12-31	$3,774
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$254,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$254,217
Administrative expenses professional fees incurred	2017-12-31	$919
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$335,616
Participant contributions at end of year	2017-12-31	$39,040
Participant contributions at beginning of year	2017-12-31	$117,587
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$265,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$17,411
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$21,058
Other income not declared elsewhere	2017-12-31	$7,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,499,867
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,830,449
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,330,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$11,284,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,224,991
Interest on participant loans	2017-12-31	$3,774
Value of interest in common/collective trusts at end of year	2017-12-31	$524,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,603,153
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$52,378
Employer contributions (assets) at beginning of year	2017-12-31	$9,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,021,874
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN	2017-12-31	010523282
2016 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$21,058
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$32,799
Total income from all sources (including contributions)	2016-12-31	$1,275,445
Total of all expenses incurred	2016-12-31	$1,280,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,258,916
Value of total corrective distributions	2016-12-31	$20,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$547,823
Value of total assets at end of year	2016-12-31	$10,351,640
Value of total assets at beginning of year	2016-12-31	$10,368,735
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,194
Total interest from all sources	2016-12-31	$6,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$434,646
Participant contributions at end of year	2016-12-31	$117,587
Participant contributions at beginning of year	2016-12-31	$144,291
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$34,405
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$21,058
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$32,799
Other income not declared elsewhere	2016-12-31	$7,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-5,354
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,330,582
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,335,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,224,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,224,444
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$6,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$708,687
Net investment gain or loss from common/collective trusts	2016-12-31	$5,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$78,772
Employer contributions (assets) at end of year	2016-12-31	$9,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,258,916
Contract administrator fees	2016-12-31	$1,194
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MCSOLEY MCCOY & CO.
Accountancy firm EIN	2016-12-31	030327374
2015 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$32,799
Total income from all sources (including contributions)	2015-12-31	$646,842
Total of all expenses incurred	2015-12-31	$1,157,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,147,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$842,380
Value of total assets at end of year	2015-12-31	$10,368,735
Value of total assets at beginning of year	2015-12-31	$10,846,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$10,150
Total interest from all sources	2015-12-31	$7,919
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$10,150
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$634,858
Participant contributions at end of year	2015-12-31	$144,291
Participant contributions at beginning of year	2015-12-31	$151,416
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$32,799
Other income not declared elsewhere	2015-12-31	$6,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-510,572
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,335,936
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,846,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$9,932,799
Value of interest in pooled separate accounts at end of year	2015-12-31	$291,645
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$10,512,129
Interest on participant loans	2015-12-31	$7,017
Interest earned on other investments	2015-12-31	$902
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$182,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-369,317
Net investment gain/loss from pooled separate accounts	2015-12-31	$155,839
Net investment gain or loss from common/collective trusts	2015-12-31	$3,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$207,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,147,264
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MCSOLEY MCCOY & CO.
Accountancy firm EIN	2015-12-31	030327374
2014 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,471,892
Total of all expenses incurred	2014-12-31	$998,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$970,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$867,144
Value of total assets at end of year	2014-12-31	$10,846,508
Value of total assets at beginning of year	2014-12-31	$10,373,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$27,826
Total interest from all sources	2014-12-31	$11,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,445
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$585,190
Participant contributions at end of year	2014-12-31	$151,416
Participant contributions at beginning of year	2014-12-31	$129,987
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$78,624
Other income not declared elsewhere	2014-12-31	$10,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$473,320
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,846,508
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,373,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$10,512,129
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$10,116,833
Interest on participant loans	2014-12-31	$6,818
Interest earned on other investments	2014-12-31	$4,192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$182,963
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$126,368
Net investment gain/loss from pooled separate accounts	2014-12-31	$583,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$203,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$970,746
Contract administrator fees	2014-12-31	$26,381
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCSOLEY MCCOY & CO.
Accountancy firm EIN	2014-12-31	030327374
2013 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,572,236
Total of all expenses incurred	2013-12-31	$646,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$574,114
Expenses. Certain deemed distributions of participant loans	2013-12-31	$19,303
Value of total corrective distributions	2013-12-31	$22,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$818,373
Value of total assets at end of year	2013-12-31	$10,373,188
Value of total assets at beginning of year	2013-12-31	$8,447,603
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$30,261
Total interest from all sources	2013-12-31	$10,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$1,455
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$546,049
Participant contributions at end of year	2013-12-31	$129,987
Participant contributions at beginning of year	2013-12-31	$93,936
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$93,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,925,585
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,373,188
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,447,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$10,116,833
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,233,118
Interest on participant loans	2013-12-31	$6,406
Interest earned on other investments	2013-12-31	$3,892
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$126,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$120,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,508
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,741,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$178,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$574,114
Contract administrator fees	2013-12-31	$28,806
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCSOLEY MCCOY & CO.
Accountancy firm EIN	2013-12-31	030327374
2012 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,966,322
Total of all expenses incurred	2012-12-31	$679,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$653,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$932,744
Value of total assets at end of year	2012-12-31	$8,447,603
Value of total assets at beginning of year	2012-12-31	$7,160,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,005
Total interest from all sources	2012-12-31	$8,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$1,600
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$698,609
Participant contributions at end of year	2012-12-31	$93,936
Participant contributions at beginning of year	2012-12-31	$84,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$8,524
Value of net income/loss	2012-12-31	$1,286,944
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,447,603
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,160,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,233,118
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$6,973,990
Income. Interest from loans (other than to participants)	2012-12-31	$5,239
Interest earned on other investments	2012-12-31	$3,736
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$120,549
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$102,623
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,024,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$225,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$653,373
Contract administrator fees	2012-12-31	$24,405
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCSOLEY MCCOY & CO.
Accountancy firm EIN	2012-12-31	030327374
2011 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,111,642
Total of all expenses incurred	2011-12-31	$787,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$765,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,351,599
Value of total assets at end of year	2011-12-31	$7,160,659
Value of total assets at beginning of year	2011-12-31	$6,836,572
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$22,008
Total interest from all sources	2011-12-31	$8,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$1,930
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$858,358
Participant contributions at end of year	2011-12-31	$84,046
Participant contributions at beginning of year	2011-12-31	$81,343
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$217,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$324,087
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,160,659
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,836,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$6,973,990
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$6,676,458
Interest on participant loans	2011-12-31	$4,745
Interest earned on other investments	2011-12-31	$3,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$102,623
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$78,771
Net investment gain/loss from pooled separate accounts	2011-12-31	$-248,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$275,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$765,547
Contract administrator fees	2011-12-31	$20,078
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCSOLEY MCCOY & CO.
Accountancy firm EIN	2011-12-31	030327374
2010 : NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,955,440
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$908,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$889,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,085,814
Value of total assets at end of year	2010-12-31	$6,836,572
Value of total assets at beginning of year	2010-12-31	$5,789,681
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,096
Total interest from all sources	2010-12-31	$7,552
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$1,880
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$761,853
Participant contributions at end of year	2010-12-31	$81,343
Participant contributions at beginning of year	2010-12-31	$58,185
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$86,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,046,891
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,836,572
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,789,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$6,676,458
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$5,655,585
Interest on participant loans	2010-12-31	$4,478
Interest earned on other investments	2010-12-31	$3,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$78,771
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$75,911
Net investment gain/loss from pooled separate accounts	2010-12-31	$862,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$237,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$889,453
Contract administrator fees	2010-12-31	$17,216
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCSOLEY MCCOY & CO.
Accountancy firm EIN	2010-12-31	030327374

Form 5500 Responses for NORTHERN POWER SYSTEMS, INC. 401(K) PLAN

2018: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHERN POWER SYSTEMS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NORTHERN POWER SYSTEMS, INC.
Employer identification number (EIN):	263011376
NAIC Classification:	339900

Jurisdiction of Incorporation:	Vermont Secretary of State Corporations Division
Incorporation Date:	2008-09-25
Company Identification Number:	86234
Legal Registered Office Address:	100 NORTH MAIN STREET SUITE 2 BARRE United States of America (USA) 05641