401k Plan data: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN plan

TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 401k Plan overview

Plan Name	TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN
Plan identification number	001

TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

TRI-MARINE MANAGEMENT COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name: TRI-MARINE MANAGEMENT COMPANY, LLC

Employer identification number (EIN): 263252435

NAIC Classification: 424400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01 STEVE FARNO 2021-10-06
001 2019-01-01 STEVE FARNO 2020-10-14
001 2018-01-01 STEVE FARNO 2019-10-13
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 STEPHEN FARNO 2013-10-08
001 2011-01-01 STEPHEN FARNO 2013-10-21
001 2010-01-01 STEPHEN FARNO 2011-04-18

Plan Statistics for TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN

401k plan membership statisitcs for TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN

Measure Date Value
2020: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 16
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 22
Total of all active and inactive participants 2020-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 38
Number of participants with account balances 2020-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 85
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 32
Total of all active and inactive participants 2019-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 117
Number of participants with account balances 2019-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 206
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 108
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 100
Total of all active and inactive participants 2018-01-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 208
Number of participants with account balances 2018-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 106
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 100
Total of all active and inactive participants 2017-01-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 206
Number of participants with account balances 2017-01-01 199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 103
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 125
Total of all active and inactive participants 2016-01-01 228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 228
Number of participants with account balances 2016-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 121
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 129
Number of participants with account balances 2015-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 133
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 20
Total of all active and inactive participants 2014-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 153
Number of participants with account balances 2014-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 115
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 131
Number of participants with account balances 2013-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2020: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	16
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	22
Total of all active and inactive participants	2020-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	38
Number of participants with account balances	2020-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	85
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	32
Total of all active and inactive participants	2019-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	117
Number of participants with account balances	2019-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	206
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	108
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	100
Total of all active and inactive participants	2018-01-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	208
Number of participants with account balances	2018-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	106
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	100
Total of all active and inactive participants	2017-01-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	206
Number of participants with account balances	2017-01-01	199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	103
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	125
Total of all active and inactive participants	2016-01-01	228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	228
Number of participants with account balances	2016-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	121
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	129
Number of participants with account balances	2015-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	133
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	20
Total of all active and inactive participants	2014-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	153
Number of participants with account balances	2014-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	115
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	131
Number of participants with account balances	2013-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN

Measure	Date	Value
2020 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2020 401k financial data
Total transfer of assets from this plan	2020-12-31	$7,649,259
Total income from all sources (including contributions)	2020-12-31	$1,149,392
Total of all expenses incurred	2020-12-31	$769,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$768,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$420,869
Value of total assets at end of year	2020-12-31	$5,371,438
Value of total assets at beginning of year	2020-12-31	$12,641,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$916
Total interest from all sources	2020-12-31	$11,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$263,894
Participant contributions at end of year	2020-12-31	$64,653
Participant contributions at beginning of year	2020-12-31	$230,195
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$35,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$379,523
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,371,438
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$12,641,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$4,772,556
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$10,578,270
Interest on participant loans	2020-12-31	$4,923
Interest earned on other investments	2020-12-31	$6,235
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$534,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,778,133
Net investment gain/loss from pooled separate accounts	2020-12-31	$717,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$121,432
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$54,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$768,953
Contract administrator fees	2020-12-31	$916
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	VWC, P.S
Accountancy firm EIN	2020-12-31	911007261
2019 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$3,068,232
Total of all expenses incurred	2019-12-31	$645,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$642,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,076,278
Value of total assets at end of year	2019-12-31	$12,641,174
Value of total assets at beginning of year	2019-12-31	$10,218,042
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,850
Total interest from all sources	2019-12-31	$45,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$679,081
Participant contributions at end of year	2019-12-31	$230,195
Participant contributions at beginning of year	2019-12-31	$204,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,423,132
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$12,641,174
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,218,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$10,578,270
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$8,228,640
Interest on participant loans	2019-12-31	$12,719
Interest earned on other investments	2019-12-31	$33,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,778,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,785,102
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,946,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$397,197
Employer contributions (assets) at end of year	2019-12-31	$54,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$642,250
Contract administrator fees	2019-12-31	$2,850
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	VWC, P.S
Accountancy firm EIN	2019-12-31	911007261
2018 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$620,927
Total of all expenses incurred	2018-12-31	$302,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$300,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,151,365
Value of total assets at end of year	2018-12-31	$10,218,042
Value of total assets at beginning of year	2018-12-31	$9,899,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,403
Total interest from all sources	2018-12-31	$29,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$775,014
Participant contributions at end of year	2018-12-31	$204,300
Participant contributions at beginning of year	2018-12-31	$196,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$318,216
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,218,042
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$9,899,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$8,228,640
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$8,163,720
Income. Interest from loans (other than to participants)	2018-12-31	$10,771
Interest earned on other investments	2018-12-31	$18,753
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,785,102
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,539,368
Net investment gain/loss from pooled separate accounts	2018-12-31	$-559,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$376,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$300,308
Contract administrator fees	2018-12-31	$2,403
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	VWC, P.S
Accountancy firm EIN	2018-12-31	911007261
2017 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,443,078
Total of all expenses incurred	2017-12-31	$712,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$704,329
Expenses. Certain deemed distributions of participant loans	2017-12-31	$6,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,247,041
Value of total assets at end of year	2017-12-31	$9,899,826
Value of total assets at beginning of year	2017-12-31	$8,169,745
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,505
Total interest from all sources	2017-12-31	$7,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$795,758
Participant contributions at end of year	2017-12-31	$196,738
Participant contributions at beginning of year	2017-12-31	$140,844
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$71,281
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,730,081
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$9,899,826
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$8,169,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$8,163,720
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$6,651,391
Interest on participant loans	2017-12-31	$7,245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,539,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,377,510
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,188,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$380,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$704,329
Contract administrator fees	2017-12-31	$2,505
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	VWC, P.S
Accountancy firm EIN	2017-12-31	911007261
2016 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,892,613
Total of all expenses incurred	2016-12-31	$1,358,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,301,738
Expenses. Certain deemed distributions of participant loans	2016-12-31	$53,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,365,257
Value of total assets at end of year	2016-12-31	$8,169,745
Value of total assets at beginning of year	2016-12-31	$7,635,221
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,500
Total interest from all sources	2016-12-31	$16,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$607,958
Participant contributions at end of year	2016-12-31	$140,844
Participant contributions at beginning of year	2016-12-31	$154,211
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$534,524
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$8,169,745
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,635,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$6,651,391
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$6,230,865
Interest on participant loans	2016-12-31	$3,509
Interest earned on other investments	2016-12-31	$12,710
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,377,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,250,145
Net investment gain/loss from pooled separate accounts	2016-12-31	$511,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$757,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,301,738
Contract administrator fees	2016-12-31	$2,500
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	VWC, P.S
Accountancy firm EIN	2016-12-31	911007261
2015 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,025,574
Total of all expenses incurred	2015-12-31	$604,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$592,972
Expenses. Certain deemed distributions of participant loans	2015-12-31	$9,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,066,293
Value of total assets at end of year	2015-12-31	$7,635,221
Value of total assets at beginning of year	2015-12-31	$7,214,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,100
Total interest from all sources	2015-12-31	$5,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$727,434
Participant contributions at end of year	2015-12-31	$154,211
Participant contributions at beginning of year	2015-12-31	$129,222
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$11,009
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$420,669
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,635,221
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$7,214,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$6,230,865
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$5,892,356
Interest on participant loans	2015-12-31	$5,222
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,250,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,192,974
Net investment gain/loss from pooled separate accounts	2015-12-31	$-45,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$327,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$592,972
Contract administrator fees	2015-12-31	$2,100
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	VWC, P.S
Accountancy firm EIN	2015-12-31	911007261
2014 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,859,674
Total of all expenses incurred	2014-12-31	$64,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$63,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,514,806
Value of total assets at end of year	2014-12-31	$7,214,552
Value of total assets at beginning of year	2014-12-31	$5,419,227
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$897
Total interest from all sources	2014-12-31	$4,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$814,062
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$290,266
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$129,222
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$99,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,795,325
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,214,552
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,419,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Value of interest in pooled separate accounts at end of year	2014-12-31	$5,892,356
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,241,839
Interest on participant loans	2014-12-31	$4,766
Interest earned on other investments	2014-12-31	$97
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,192,974
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,078,072
Net investment gain/loss from pooled separate accounts	2014-12-31	$340,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$410,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$63,452
Contract administrator fees	2014-12-31	$897
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	VWC, P.S.
Accountancy firm EIN	2014-12-31	911007261
2013 : TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,630,718
Total of all expenses incurred	2013-12-31	$63,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$51,994
Expenses. Certain deemed distributions of participant loans	2013-12-31	$11,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$870,963
Value of total assets at end of year	2013-12-31	$5,419,227
Value of total assets at beginning of year	2013-12-31	$3,852,501
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$280
Total interest from all sources	2013-12-31	$14,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$577,037
Assets. Loans (other than to participants) at end of year	2013-12-31	$99,316
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$73,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,566,726
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,419,227
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,852,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,241,839
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,072,040
Interest on participant loans	2013-12-31	$3,495
Interest earned on other investments	2013-12-31	$11,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,078,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$707,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$745,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$293,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$51,994
Contract administrator fees	2013-12-31	$280
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	VOLDAL WARTELLE & CO., P.S.
Accountancy firm EIN	2013-12-31	911007261

Form 5500 Responses for TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN

2020: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TRI MARINE MANAGEMENT COMPANY, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36884

Policy instance

Insurance contract or identification number	G36884
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36884

Policy instance

Insurance contract or identification number	G36884
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36884

Policy instance

Insurance contract or identification number	G36884
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36884

Policy instance

Insurance contract or identification number	G36884
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INS. CO (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36884

Policy instance

Insurance contract or identification number	G36884
Number of Individuals Covered	113
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $10,893
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,109
Insurance broker organization code?	7
Insurance broker name	NFP INS SERVICES INC

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36884

Policy instance

Insurance contract or identification number	G36884
Number of Individuals Covered	119
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $15,757
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,757
Insurance broker organization code?	6
Insurance broker name	LINSCO PRIVATE LEDGER CORP

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36884

Policy instance

Insurance contract or identification number	G36884
Number of Individuals Covered	104
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $28,210
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $17,104
Insurance broker organization code?	6
Insurance broker name	GREG BURGE

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Company Name:	TRI-MARINE MANAGEMENT COMPANY, LLC
Employer identification number (EIN):	263252435
NAIC Classification:	424400

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01	STEVE FARNO	2021-10-06
001	2019-01-01	STEVE FARNO	2020-10-14
001	2018-01-01	STEVE FARNO	2019-10-13
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	STEPHEN FARNO	2013-10-08
001	2011-01-01	STEPHEN FARNO	2013-10-21
001	2010-01-01	STEPHEN FARNO	2011-04-18