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MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 401k Plan overview

Plan NameMOORE CAPITAL MANAGEMENT, LP 401(K) PLAN
Plan identification number 001

MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MOORE CAPITAL MANAGEMENT, L.P. has sponsored the creation of one or more 401k plans.

Company Name:MOORE CAPITAL MANAGEMENT, L.P.
Employer identification number (EIN):263319657
NAIC Classification:523900

Additional information about MOORE CAPITAL MANAGEMENT, L.P.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4571905

More information about MOORE CAPITAL MANAGEMENT, L.P.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01LAWRENCE NOE
0012016-01-01LAWRENCE NOE
0012015-01-01LAWRENCE NOE
0012014-01-01LAWRENCE NOE
0012014-01-01LAWRENCE NOE
0012013-01-01LAWRENCE NOE
0012012-01-01LAWRENCE NOE
0012011-01-01LAWRENCE NOE
0012010-01-01LAWRENCE NOE
0012009-01-01LAWRENCE NOE

Plan Statistics for MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN

401k plan membership statisitcs for MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN

Measure Date Value
2022: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01649
Total number of active participants reported on line 7a of the Form 55002022-01-01441
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01245
Total of all active and inactive participants2022-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01689
Number of participants with account balances2022-01-01661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0117
2021: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01641
Total number of active participants reported on line 7a of the Form 55002021-01-01428
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01218
Total of all active and inactive participants2021-01-01646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01649
Number of participants with account balances2021-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0113
2020: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01662
Total number of active participants reported on line 7a of the Form 55002020-01-01428
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01209
Total of all active and inactive participants2020-01-01637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-01641
Number of participants with account balances2020-01-01614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0113
2019: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01644
Total number of active participants reported on line 7a of the Form 55002019-01-01455
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01203
Total of all active and inactive participants2019-01-01658
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-01662
Number of participants with account balances2019-01-01634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01651
Total number of active participants reported on line 7a of the Form 55002018-01-01437
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01203
Total of all active and inactive participants2018-01-01640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-01644
Number of participants with account balances2018-01-01621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01657
Total number of active participants reported on line 7a of the Form 55002017-01-01450
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01198
Total of all active and inactive participants2017-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01651
Number of participants with account balances2017-01-01623
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0127
2016: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01652
Total number of active participants reported on line 7a of the Form 55002016-01-01491
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01164
Total of all active and inactive participants2016-01-01655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01657
Number of participants with account balances2016-01-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0119
2015: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01628
Total number of active participants reported on line 7a of the Form 55002015-01-01495
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01155
Total of all active and inactive participants2015-01-01650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01652
Number of participants with account balances2015-01-01616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01621
Total number of active participants reported on line 7a of the Form 55002014-01-01481
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01144
Total of all active and inactive participants2014-01-01625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01628
Number of participants with account balances2014-01-01594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01615
Total number of active participants reported on line 7a of the Form 55002013-01-01465
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01154
Total of all active and inactive participants2013-01-01619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01621
Number of participants with account balances2013-01-01578
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0126
2012: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01621
Total number of active participants reported on line 7a of the Form 55002012-01-01459
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01155
Total of all active and inactive participants2012-01-01614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01615
Number of participants with account balances2012-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01609
Total number of active participants reported on line 7a of the Form 55002011-01-01463
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01157
Total of all active and inactive participants2011-01-01620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01621
Number of participants with account balances2011-01-01576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01594
Total number of active participants reported on line 7a of the Form 55002010-01-01451
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01158
Total of all active and inactive participants2010-01-01609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01609
Number of participants with account balances2010-01-01514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01612
Total number of active participants reported on line 7a of the Form 55002009-01-01438
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01156
Total of all active and inactive participants2009-01-01594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01594
Number of participants with account balances2009-01-01503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN

Measure Date Value
2022 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-22,047,003
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,095,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,064,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,302,973
Value of total assets at end of year2022-12-31$153,599,850
Value of total assets at beginning of year2022-12-31$182,742,469
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$30,910
Total interest from all sources2022-12-31$58,697
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,561,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,561,383
Administrative expenses professional fees incurred2022-12-31$15,015
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,766,198
Participant contributions at end of year2022-12-31$1,263,061
Participant contributions at beginning of year2022-12-31$1,299,907
Assets. Other investments not covered elsewhere at end of year2022-12-31$12,433,678
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$20,485,982
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$679,420
Other income not declared elsewhere2022-12-31$-4,420,689
Administrative expenses (other) incurred2022-12-31$15,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-29,142,619
Value of net assets at end of year (total assets less liabilities)2022-12-31$153,599,850
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$182,742,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$105,079,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$120,674,360
Interest on participant loans2022-12-31$58,697
Value of interest in common/collective trusts at end of year2022-12-31$33,965,934
Value of interest in common/collective trusts at beginning of year2022-12-31$39,612,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-22,053,061
Net investment gain or loss from common/collective trusts2022-12-31$-6,496,306
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$857,355
Employer contributions (assets) at end of year2022-12-31$857,355
Employer contributions (assets) at beginning of year2022-12-31$669,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,064,706
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31COHNREZNICK
Accountancy firm EIN2022-12-31221478099
2021 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$34,627,241
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,341,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,321,882
Value of total corrective distributions2021-12-31$4,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,457,567
Value of total assets at end of year2021-12-31$182,742,469
Value of total assets at beginning of year2021-12-31$154,456,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,098
Total interest from all sources2021-12-31$65,067
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,031,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,031,432
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,242,342
Participant contributions at end of year2021-12-31$1,299,907
Participant contributions at beginning of year2021-12-31$1,338,570
Assets. Other investments not covered elsewhere at end of year2021-12-31$20,485,982
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$17,320,332
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$532,464
Other income not declared elsewhere2021-12-31$2,904,651
Administrative expenses (other) incurred2021-12-31$15,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$28,285,915
Value of net assets at end of year (total assets less liabilities)2021-12-31$182,742,469
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$154,456,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$120,674,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$101,291,375
Interest on participant loans2021-12-31$65,067
Value of interest in common/collective trusts at end of year2021-12-31$39,612,265
Value of interest in common/collective trusts at beginning of year2021-12-31$33,783,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$15,552,610
Net investment gain or loss from common/collective trusts2021-12-31$4,615,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$682,761
Employer contributions (assets) at end of year2021-12-31$669,955
Employer contributions (assets) at beginning of year2021-12-31$723,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,321,882
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COHNREZNICK
Accountancy firm EIN2021-12-31221478099
2020 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$26,849,704
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,986,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,980,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,813,838
Value of total assets at end of year2020-12-31$154,456,554
Value of total assets at beginning of year2020-12-31$137,593,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,493
Total interest from all sources2020-12-31$72,993
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,990,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,990,447
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,856,760
Participant contributions at end of year2020-12-31$1,338,570
Participant contributions at beginning of year2020-12-31$1,409,492
Assets. Other investments not covered elsewhere at end of year2020-12-31$17,320,332
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$12,916,296
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,233,964
Other income not declared elsewhere2020-12-31$2,708,103
Administrative expenses (other) incurred2020-12-31$6,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$16,863,097
Value of net assets at end of year (total assets less liabilities)2020-12-31$154,456,554
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$137,593,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$101,291,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$95,211,302
Interest on participant loans2020-12-31$72,993
Value of interest in common/collective trusts at end of year2020-12-31$33,783,163
Value of interest in common/collective trusts at beginning of year2020-12-31$27,644,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,262,238
Net investment gain or loss from common/collective trusts2020-12-31$4,002,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$723,114
Employer contributions (assets) at end of year2020-12-31$723,114
Employer contributions (assets) at beginning of year2020-12-31$411,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,980,114
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COHNREZNICK
Accountancy firm EIN2020-12-31263319657
2019 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$31,549,687
Total income from all sources (including contributions)2019-12-31$31,549,687
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,816,963
Total of all expenses incurred2019-12-31$2,816,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,805,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,805,477
Value of total corrective distributions2019-12-31$4,296
Value of total corrective distributions2019-12-31$4,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,107,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,107,847
Value of total assets at end of year2019-12-31$137,593,457
Value of total assets at beginning of year2019-12-31$108,860,733
Value of total assets at beginning of year2019-12-31$108,860,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,190
Total interest from all sources2019-12-31$71,818
Total interest from all sources2019-12-31$71,818
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,474,297
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,474,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,474,297
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,474,297
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,631,377
Contributions received from participants2019-12-31$6,631,377
Participant contributions at end of year2019-12-31$1,409,492
Participant contributions at end of year2019-12-31$1,409,492
Participant contributions at beginning of year2019-12-31$1,290,518
Participant contributions at beginning of year2019-12-31$1,290,518
Assets. Other investments not covered elsewhere at end of year2019-12-31$12,916,296
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,595,413
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,595,413
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$64,763
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$64,763
Other income not declared elsewhere2019-12-31$1,948,030
Other income not declared elsewhere2019-12-31$1,948,030
Administrative expenses (other) incurred2019-12-31$7,190
Administrative expenses (other) incurred2019-12-31$7,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$28,732,724
Value of net income/loss2019-12-31$28,732,724
Value of net assets at end of year (total assets less liabilities)2019-12-31$137,593,457
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$108,860,733
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$108,860,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$95,211,302
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$95,211,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$73,885,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$73,885,478
Interest on participant loans2019-12-31$71,818
Interest on participant loans2019-12-31$71,818
Value of interest in common/collective trusts at end of year2019-12-31$27,644,660
Value of interest in common/collective trusts at end of year2019-12-31$27,644,660
Value of interest in common/collective trusts at beginning of year2019-12-31$22,687,374
Value of interest in common/collective trusts at beginning of year2019-12-31$22,687,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,042,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,042,860
Net investment gain or loss from common/collective trusts2019-12-31$4,904,835
Net investment gain or loss from common/collective trusts2019-12-31$4,904,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$411,707
Contributions received in cash from employer2019-12-31$411,707
Employer contributions (assets) at end of year2019-12-31$411,707
Employer contributions (assets) at end of year2019-12-31$411,707
Employer contributions (assets) at beginning of year2019-12-31$401,950
Employer contributions (assets) at beginning of year2019-12-31$401,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,805,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,805,477
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COHNREZNICK LLP
Accountancy firm name2019-12-31COHNREZNICK LLP
Accountancy firm EIN2019-12-31221478099
Accountancy firm EIN2019-12-31221478099
2018 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$441,645
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,364,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,355,778
Value of total corrective distributions2018-12-31$2,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,153,260
Value of total assets at end of year2018-12-31$108,860,733
Value of total assets at beginning of year2018-12-31$114,783,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,590
Total interest from all sources2018-12-31$55,059
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,926,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,926,919
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,479,141
Participant contributions at end of year2018-12-31$1,290,518
Participant contributions at beginning of year2018-12-31$1,087,844
Assets. Other investments not covered elsewhere at end of year2018-12-31$10,595,413
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$10,584,907
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$272,169
Other income not declared elsewhere2018-12-31$-462,191
Administrative expenses (other) incurred2018-12-31$6,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,922,991
Value of net assets at end of year (total assets less liabilities)2018-12-31$108,860,733
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$114,783,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$73,885,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$79,991,066
Interest on participant loans2018-12-31$55,059
Value of interest in common/collective trusts at end of year2018-12-31$22,687,374
Value of interest in common/collective trusts at beginning of year2018-12-31$22,511,527
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,852,200
Net investment gain or loss from common/collective trusts2018-12-31$-1,379,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$401,950
Employer contributions (assets) at end of year2018-12-31$401,950
Employer contributions (assets) at beginning of year2018-12-31$608,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,355,778
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG
Accountancy firm EIN2018-12-31346565596
2017 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$24,772,269
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$14,260,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$14,254,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,357,701
Value of total assets at end of year2017-12-31$114,783,724
Value of total assets at beginning of year2017-12-31$104,271,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,790
Total interest from all sources2017-12-31$40,074
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,971,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,971,598
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,863,566
Participant contributions at end of year2017-12-31$1,087,844
Participant contributions at beginning of year2017-12-31$901,142
Assets. Other investments not covered elsewhere at end of year2017-12-31$10,584,907
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$8,889,971
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,055,263
Other income not declared elsewhere2017-12-31$1,629,795
Administrative expenses (other) incurred2017-12-31$5,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,512,142
Value of net assets at end of year (total assets less liabilities)2017-12-31$114,783,724
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$104,271,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$79,991,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$76,170,579
Interest on participant loans2017-12-31$40,074
Value of interest in common/collective trusts at end of year2017-12-31$22,511,527
Value of interest in common/collective trusts at beginning of year2017-12-31$17,606,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,733,182
Net investment gain or loss from common/collective trusts2017-12-31$3,039,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$438,872
Employer contributions (assets) at end of year2017-12-31$608,380
Employer contributions (assets) at beginning of year2017-12-31$703,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$14,254,337
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG
Accountancy firm EIN2017-12-31346565596
2016 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$16,634,424
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,616,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,611,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,887,814
Value of total assets at end of year2016-12-31$104,271,582
Value of total assets at beginning of year2016-12-31$91,254,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,190
Total interest from all sources2016-12-31$34,318
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,824,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,824,943
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,888,987
Participant contributions at end of year2016-12-31$901,142
Participant contributions at beginning of year2016-12-31$729,670
Assets. Other investments not covered elsewhere at end of year2016-12-31$8,889,971
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$8,189,983
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$295,207
Other income not declared elsewhere2016-12-31$387,841
Administrative expenses (other) incurred2016-12-31$5,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,017,563
Value of net assets at end of year (total assets less liabilities)2016-12-31$104,271,582
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$91,254,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$76,170,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$62,093,558
Interest on participant loans2016-12-31$34,318
Value of interest in common/collective trusts at end of year2016-12-31$17,606,270
Value of interest in common/collective trusts at beginning of year2016-12-31$14,214,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$5,373,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$5,373,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,192,278
Net investment gain or loss from common/collective trusts2016-12-31$1,307,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$703,620
Employer contributions (assets) at end of year2016-12-31$703,620
Employer contributions (assets) at beginning of year2016-12-31$652,597
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,611,671
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG
Accountancy firm EIN2016-12-31346565596
2015 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,429,793
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,555,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,548,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,087,173
Value of total assets at end of year2015-12-31$91,254,019
Value of total assets at beginning of year2015-12-31$86,380,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,230
Total interest from all sources2015-12-31$28,897
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,855,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,855,747
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,403,068
Participant contributions at end of year2015-12-31$729,670
Participant contributions at beginning of year2015-12-31$607,430
Assets. Other investments not covered elsewhere at end of year2015-12-31$8,189,983
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$7,719,891
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,031,508
Other income not declared elsewhere2015-12-31$4,539
Administrative expenses (other) incurred2015-12-31$7,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,874,013
Value of net assets at end of year (total assets less liabilities)2015-12-31$91,254,019
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$86,380,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$62,093,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$60,054,456
Interest on participant loans2015-12-31$26,636
Value of interest in common/collective trusts at end of year2015-12-31$14,214,403
Value of interest in common/collective trusts at beginning of year2015-12-31$12,644,895
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$5,373,808
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,689,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,689,547
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$2,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,432,266
Net investment gain or loss from common/collective trusts2015-12-31$-114,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$652,597
Employer contributions (assets) at end of year2015-12-31$652,597
Employer contributions (assets) at beginning of year2015-12-31$663,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,548,550
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$12,530,166
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,086,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,079,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,192,917
Value of total assets at end of year2014-12-31$86,380,006
Value of total assets at beginning of year2014-12-31$75,936,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,677
Total interest from all sources2014-12-31$27,397
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,511,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,511,670
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,788,932
Participant contributions at end of year2014-12-31$607,430
Participant contributions at beginning of year2014-12-31$629,964
Assets. Other investments not covered elsewhere at end of year2014-12-31$7,719,891
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$7,076,893
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$740,198
Other income not declared elsewhere2014-12-31$204,936
Administrative expenses (other) incurred2014-12-31$6,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,443,433
Value of net assets at end of year (total assets less liabilities)2014-12-31$86,380,006
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$75,936,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$60,054,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$53,755,156
Interest on participant loans2014-12-31$26,890
Value of interest in common/collective trusts at end of year2014-12-31$12,644,895
Value of interest in common/collective trusts at beginning of year2014-12-31$8,686,515
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,689,547
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,183,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,183,888
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$507
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,860,625
Net investment gain or loss from common/collective trusts2014-12-31$732,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$663,787
Employer contributions (assets) at end of year2014-12-31$663,787
Employer contributions (assets) at beginning of year2014-12-31$604,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,079,056
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG
Accountancy firm EIN2014-12-31346565596
2013 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$17,569,902
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,963,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,952,611
Value of total corrective distributions2013-12-31$2,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,312,665
Value of total assets at end of year2013-12-31$75,936,573
Value of total assets at beginning of year2013-12-31$62,329,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,168
Total interest from all sources2013-12-31$26,499
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,252,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,252,727
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,353,109
Participant contributions at end of year2013-12-31$629,964
Participant contributions at beginning of year2013-12-31$648,030
Assets. Other investments not covered elsewhere at end of year2013-12-31$7,076,893
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$6,577,564
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$355,399
Other income not declared elsewhere2013-12-31$351,420
Administrative expenses (other) incurred2013-12-31$7,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,606,884
Value of net assets at end of year (total assets less liabilities)2013-12-31$75,936,573
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$62,329,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,078
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$53,755,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$43,835,183
Interest on participant loans2013-12-31$26,005
Value of interest in common/collective trusts at end of year2013-12-31$8,686,515
Value of interest in common/collective trusts at beginning of year2013-12-31$6,300,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,183,888
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,467,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,467,459
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,340,627
Net investment gain or loss from common/collective trusts2013-12-31$1,285,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$604,157
Employer contributions (assets) at end of year2013-12-31$604,157
Employer contributions (assets) at beginning of year2013-12-31$501,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,952,611
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,777,986
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,201,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,194,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,926,834
Value of total assets at end of year2012-12-31$62,329,689
Value of total assets at beginning of year2012-12-31$53,752,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,200
Total interest from all sources2012-12-31$26,505
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,204,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,204,398
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,224,397
Participant contributions at end of year2012-12-31$648,030
Participant contributions at beginning of year2012-12-31$549,245
Participant contributions at beginning of year2012-12-31$26,548
Assets. Other investments not covered elsewhere at end of year2012-12-31$6,577,564
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,094,356
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$201,095
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$29,298
Other income not declared elsewhere2012-12-31$435,538
Administrative expenses (other) incurred2012-12-31$6,200
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,576,884
Value of net assets at end of year (total assets less liabilities)2012-12-31$62,329,689
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$53,752,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$43,835,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$37,062,215
Interest on participant loans2012-12-31$26,035
Value of interest in common/collective trusts at end of year2012-12-31$6,300,111
Value of interest in common/collective trusts at beginning of year2012-12-31$5,421,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,467,459
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$5,218,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$5,218,519
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$470
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,469,307
Net investment gain or loss from common/collective trusts2012-12-31$715,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$501,342
Employer contributions (assets) at end of year2012-12-31$501,342
Employer contributions (assets) at beginning of year2012-12-31$351,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,194,902
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,795,151
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,859,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,852,401
Value of total corrective distributions2011-12-31$72
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,732,036
Value of total assets at end of year2011-12-31$53,752,805
Value of total assets at beginning of year2011-12-31$52,817,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,990
Total interest from all sources2011-12-31$29,680
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$841,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$841,384
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,957,377
Participant contributions at end of year2011-12-31$549,245
Participant contributions at beginning of year2011-12-31$560,761
Participant contributions at end of year2011-12-31$26,548
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,094,356
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$5,348,828
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$421,935
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$29,298
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$31,716
Other income not declared elsewhere2011-12-31$-579,266
Administrative expenses (other) incurred2011-12-31$6,990
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$1,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$935,688
Value of net assets at end of year (total assets less liabilities)2011-12-31$53,752,805
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$52,817,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$37,062,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$36,286,585
Interest on participant loans2011-12-31$29,176
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$5,421,226
Value of interest in common/collective trusts at beginning of year2011-12-31$4,974,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$5,218,519
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,181,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,181,034
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$504
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,218,286
Net investment gain or loss from common/collective trusts2011-12-31$-10,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$352,724
Employer contributions (assets) at end of year2011-12-31$351,398
Employer contributions (assets) at beginning of year2011-12-31$432,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,852,401
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$11,710,775
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,490,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,484,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,742,519
Value of total assets at end of year2010-12-31$52,817,117
Value of total assets at beginning of year2010-12-31$44,596,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,470
Total interest from all sources2010-12-31$45,054
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$817,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$817,702
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,669,233
Participant contributions at end of year2010-12-31$560,761
Participant contributions at beginning of year2010-12-31$547,261
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$4,445
Assets. Other investments not covered elsewhere at end of year2010-12-31$5,348,828
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,991,411
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$642,089
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$31,716
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$20,268
Other income not declared elsewhere2010-12-31$670,402
Administrative expenses (other) incurred2010-12-31$5,470
Total non interest bearing cash at end of year2010-12-31$1,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,220,641
Value of net assets at end of year (total assets less liabilities)2010-12-31$52,817,117
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$44,596,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$36,286,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$34,412,827
Interest on participant loans2010-12-31$29,644
Value of interest in common/collective trusts at end of year2010-12-31$4,974,373
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,181,034
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,208,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,208,671
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$15,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,218,044
Net investment gain or loss from common/collective trusts2010-12-31$217,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$431,197
Employer contributions (assets) at end of year2010-12-31$432,494
Employer contributions (assets) at beginning of year2010-12-31$411,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,484,664
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN

2022: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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