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APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameAPPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

APPLEGATE OPERATING CO INC has sponsored the creation of one or more 401k plans.

Company Name:APPLEGATE OPERATING CO INC
Employer identification number (EIN):263367984
NAIC Classification:531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012018-01-01
0012017-01-01RONALD HUTCHESON RONALD HUTCHESON2018-10-11
0012017-01-01RONALD HUTCHSEON
0012016-01-01RON HUTCHESON
0012015-01-01RONALD HUTCHESON
0012015-01-01RON HUTCHESON
0012014-01-01RON HUTCHESON
0012013-01-01RONALD HUTCHESON RONALD HUTCHESON2014-10-15
0012011-01-01RON HUTCHESON
0012009-01-01RON HUTCHESON RON HUTCHESON2010-10-14
0012009-01-01RON HUTCHESON RON HUTCHESON2010-10-14
0012009-01-01RON HUTCHESON RON HUTCHESON2010-10-14
0012009-01-01RON HUTCHESON RON HUTCHESON2010-10-21

Plan Statistics for APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2018: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01200
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01217
Total number of active participants reported on line 7a of the Form 55002017-01-01176
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-016
Total of all active and inactive participants2017-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01182
Number of participants with account balances2017-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01230
Total number of active participants reported on line 7a of the Form 55002016-01-01192
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01197
Number of participants with account balances2016-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01232
Total number of active participants reported on line 7a of the Form 55002015-01-01205
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01210
Number of participants with account balances2015-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01126
Total number of active participants reported on line 7a of the Form 55002014-01-01227
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01232
Number of participants with account balances2014-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01129
Total number of active participants reported on line 7a of the Form 55002013-01-01126
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01130
Number of participants with account balances2013-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2011: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01152
Total number of active participants reported on line 7a of the Form 55002011-01-01136
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01141
Number of participants with account balances2011-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01275
Total number of active participants reported on line 7a of the Form 55002009-01-01273
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01273
Number of participants with account balances2009-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2018 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-18$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-18$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-18$0
Total income from all sources (including contributions)2018-12-18$8,027
Total loss/gain on sale of assets2018-12-18$0
Total of all expenses incurred2018-12-18$332,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-18$329,157
Expenses. Certain deemed distributions of participant loans2018-12-18$0
Value of total corrective distributions2018-12-18$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-18$1,878
Value of total assets at end of year2018-12-18$0
Value of total assets at beginning of year2018-12-18$324,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-18$3,163
Total interest from all sources2018-12-18$68
Total dividends received (eg from common stock, registered investment company shares)2018-12-18$1,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-18Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-18$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-18$1,505
Assets. Real estate other than employer real property at end of year2018-12-18$0
Assets. Real estate other than employer real property at beginning of year2018-12-18$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-18$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-18$0
Was this plan covered by a fidelity bond2018-12-18No
If this is an individual account plan, was there a blackout period2018-12-18No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-18$0
Funding deficiency by the employer to the plan for this plan year2018-12-18$0
Minimum employer required contribution for this plan year2018-12-18$0
Amount contributed by the employer to the plan for this plan year2018-12-18$0
Were there any nonexempt tranactions with any party-in-interest2018-12-18No
Contributions received from participants2018-12-18$1,878
Participant contributions at end of year2018-12-18$0
Participant contributions at beginning of year2018-12-18$7,094
Participant contributions at end of year2018-12-18$0
Participant contributions at beginning of year2018-12-18$0
Assets. Other investments not covered elsewhere at end of year2018-12-18$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-18$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-18$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-18$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-18$0
Assets. Loans (other than to participants) at end of year2018-12-18$0
Assets. Loans (other than to participants) at beginning of year2018-12-18$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-18$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-18$0
Other income not declared elsewhere2018-12-18$0
Administrative expenses (other) incurred2018-12-18$1,125
Liabilities. Value of operating payables at end of year2018-12-18$0
Liabilities. Value of operating payables at beginning of year2018-12-18$0
Total non interest bearing cash at end of year2018-12-18$0
Total non interest bearing cash at beginning of year2018-12-18$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-18No
Value of net income/loss2018-12-18$-324,293
Value of net assets at end of year (total assets less liabilities)2018-12-18$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-18$324,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-18No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-18No
Were any leases to which the plan was party in default or uncollectible2018-12-18No
Assets. partnership/joint venture interests at end of year2018-12-18$0
Assets. partnership/joint venture interests at beginning of year2018-12-18$0
Investment advisory and management fees2018-12-18$398
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-18$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-18$316,873
Value of interest in pooled separate accounts at end of year2018-12-18$0
Value of interest in pooled separate accounts at beginning of year2018-12-18$0
Interest on participant loans2018-12-18$67
Value of interest in master investment trust accounts at end of year2018-12-18$0
Value of interest in master investment trust accounts at beginning of year2018-12-18$0
Value of interest in common/collective trusts at end of year2018-12-18$0
Value of interest in common/collective trusts at beginning of year2018-12-18$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-18$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-18$326
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-18$326
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-18$1
Assets. Value of investments in 103.12 investment entities at end of year2018-12-18$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-18$0
Asset value of US Government securities at end of year2018-12-18$0
Asset value of US Government securities at beginning of year2018-12-18$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-18$4,576
Net investment gain/loss from pooled separate accounts2018-12-18$0
Net investment gain or loss from common/collective trusts2018-12-18$0
Net gain/loss from 103.12 investment entities2018-12-18$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-18No
Was there a failure to transmit to the plan any participant contributions2018-12-18No
Has the plan failed to provide any benefit when due under the plan2018-12-18No
Assets. Invements in employer securities at beginning of year2018-12-18$0
Assets. Value of employer real property at end of year2018-12-18$0
Assets. Value of employer real property at beginning of year2018-12-18$0
Contributions received in cash from employer2018-12-18$0
Employer contributions (assets) at end of year2018-12-18$0
Employer contributions (assets) at beginning of year2018-12-18$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-18$329,157
Asset. Corporate debt instrument preferred debt at end of year2018-12-18$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-18$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-18$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-18$0
Contract administrator fees2018-12-18$1,640
Assets. Corporate common stocks other than exployer securities at end of year2018-12-18$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-18$0
Liabilities. Value of benefit claims payable at end of year2018-12-18$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-18$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-18$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-18$0
Did the plan have assets held for investment2018-12-18Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-18No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-18Yes
Liabilities. Value of acquisition indebtedness at end of year2018-12-18$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-18$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-18Yes
Opinion of an independent qualified public accountant for this plan2018-12-18Disclaimer
Accountancy firm name2018-12-18NOVOGRADAC & COMPANY LP
Accountancy firm EIN2018-12-18943108253
2017 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$60,711
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,245
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,561
Value of total assets at end of year2017-12-31$324,293
Value of total assets at beginning of year2017-12-31$270,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$790
Total interest from all sources2017-12-31$239
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$15,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$15,614
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,561
Participant contributions at end of year2017-12-31$7,094
Participant contributions at beginning of year2017-12-31$4,091
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$75
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$53,676
Value of net assets at end of year (total assets less liabilities)2017-12-31$324,293
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$270,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$316,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$266,201
Interest on participant loans2017-12-31$239
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$326
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$325
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$325
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$35,297
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$0
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$0
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,245
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$715
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2017-12-31943108253
2016 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$27,093
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$988
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,060
Value of total assets at end of year2016-12-31$270,617
Value of total assets at beginning of year2016-12-31$244,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$229
Total interest from all sources2016-12-31$133
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$10,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$10,068
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$12,060
Participant contributions at end of year2016-12-31$4,091
Participant contributions at beginning of year2016-12-31$2,913
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$65
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$25,876
Value of net assets at end of year (total assets less liabilities)2016-12-31$270,617
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$244,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$266,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$240,450
Interest on participant loans2016-12-31$133
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$325
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,378
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$988
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$164
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2016-12-31943108253
2015 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$3,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$9,738
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,080
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,614
Value of total assets at end of year2015-12-31$244,741
Value of total assets at beginning of year2015-12-31$247,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$130
Total interest from all sources2015-12-31$79
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$12,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$12,164
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$12,614
Participant contributions at end of year2015-12-31$2,913
Participant contributions at beginning of year2015-12-31$5,394
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Administrative expenses (other) incurred2015-12-31$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,528
Value of net assets at end of year (total assets less liabilities)2015-12-31$244,741
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$247,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$240,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$241,291
Interest on participant loans2015-12-31$79
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,378
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$351
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$351
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-15,119
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,080
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2015-12-31913108253
2014 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$32,193
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$17,717
Value of total assets at end of year2014-12-31$247,036
Value of total assets at beginning of year2014-12-31$215,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$288
Total interest from all sources2014-12-31$87
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$8,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$8,668
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$14,136
Participant contributions at end of year2014-12-31$5,394
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,581
Administrative expenses (other) incurred2014-12-31$288
Total non interest bearing cash at beginning of year2014-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$31,905
Value of net assets at end of year (total assets less liabilities)2014-12-31$247,036
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$215,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$241,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$215,130
Interest on participant loans2014-12-31$89
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$351
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,721
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2014-12-31943108253
2013 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$66,271
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$47,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$47,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$19,641
Value of total assets at end of year2013-12-31$215,131
Value of total assets at beginning of year2013-12-31$196,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$325
Total interest from all sources2013-12-31$65
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$19,641
Participant contributions at beginning of year2013-12-31$1,390
Other income not declared elsewhere2013-12-31$46,565
Administrative expenses (other) incurred2013-12-31$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$18,591
Value of net assets at end of year (total assets less liabilities)2013-12-31$215,131
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$196,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$215,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$195,145
Interest on participant loans2013-12-31$65
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$5
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$47,355
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2013-12-31943108253
2012 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$52,011
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$12,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$12,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$27,750
Value of total assets at end of year2012-12-31$196,540
Value of total assets at beginning of year2012-12-31$157,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$350
Total interest from all sources2012-12-31$127
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$16,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$27,750
Participant contributions at end of year2012-12-31$1,390
Participant contributions at beginning of year2012-12-31$2,798
Other income not declared elsewhere2012-12-31$24,134
Administrative expenses (other) incurred2012-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$39,291
Value of net assets at end of year (total assets less liabilities)2012-12-31$196,540
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$157,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$195,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$154,394
Interest on participant loans2012-12-31$127
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$57
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$12,370
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2012-12-31943108253
2011 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$32,362
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$41,563
Value of total assets at end of year2011-12-31$157,249
Value of total assets at beginning of year2011-12-31$127,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$300
Total interest from all sources2011-12-31$29
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$13,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$41,563
Participant contributions at end of year2011-12-31$2,798
Participant contributions at beginning of year2011-12-31$795
Other income not declared elsewhere2011-12-31$-9,230
Administrative expenses (other) incurred2011-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$29,281
Value of net assets at end of year (total assets less liabilities)2011-12-31$157,249
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$127,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$154,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$126,199
Interest on participant loans2011-12-31$29
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$57
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,781
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2011-12-31943108253
2010 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$46,291
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$33,002
Value of total assets at end of year2010-12-31$127,968
Value of total assets at beginning of year2010-12-31$83,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$300
Total interest from all sources2010-12-31$15
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$9,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$33,002
Participant contributions at end of year2010-12-31$795
Other income not declared elsewhere2010-12-31$13,274
Administrative expenses (other) incurred2010-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$44,422
Value of net assets at end of year (total assets less liabilities)2010-12-31$127,968
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$83,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$126,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$83,546
Interest on participant loans2010-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,569
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31NOVOGRADAC & COMPANY LLP
Accountancy firm EIN2010-12-31943108253
2009 : APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST

2018: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2011: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: APPLEGATE OPERATING CO INC 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A8Q00279
Policy instance 1
Insurance contract or identification numberP35A8Q00279
Number of Individuals Covered130
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $698
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $698
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC
SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A8Q00279
Policy instance 1
Insurance contract or identification numberP35A8Q00279
Number of Individuals Covered129
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $893
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A8Q00279
Policy instance 1
Insurance contract or identification numberP35A8Q00279
Number of Individuals Covered45
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,124
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A8Q00279
Policy instance 1
Insurance contract or identification numberP35A8Q00279
Number of Individuals Covered152
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $893
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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