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HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 401k Plan overview

Plan NameHNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST
Plan identification number 001

HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ACRISURE, LLC has sponsored the creation of one or more 401k plans.

Company Name:ACRISURE, LLC
Employer identification number (EIN):263554645
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about ACRISURE, LLC

Jurisdiction of Incorporation: Michigan Secretary of State
Incorporation Date: 2008-10-17
Company Identification Number: E14188
Legal Registered Office Address: 601 ABBOT ROAD EAST LANSING


United States of America (USA)
48823

More information about ACRISURE, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JANINE TRACY2023-09-25
0012021-01-01JANINE TRACY2022-10-05
0012020-01-01RONALD BRUNELL2020-07-14
0012019-01-01
0012018-01-01BRIEN BEAKEY2019-04-03
0012018-01-01PHYLIS S. BUCHWALD2019-10-01
0012018-01-01RONALD BRUNELL2020-05-21
0012017-01-01JUSTIN TRAIL2017-05-09 JUSTIN TRAIL2017-05-09
0012017-01-01BRIEN BEAKEY2018-04-20
0012017-01-01LISA BAYS
0012017-01-01PHYLIS S. BUCHWALD2018-05-17
0012017-01-01GEORGE KOUNIS2018-09-10 GEORGE KOUNIS2018-09-10
0012017-01-01
0012017-01-01CARRIE OLESEK2018-09-10
0012017-01-01CHRISTINE A VANABEL2018-06-28
0012017-01-01RONALD BRUNELL2020-05-21
0012016-01-01JUSTIN TRAIL2017-02-16 JUSTIN TRAIL2017-02-16
0012016-01-01GEORGE KOUNIS2017-10-16 GEORGE KOUNIS2017-10-16
0012016-01-01
0012016-01-01
0012016-01-01DONNA MCNAIR2017-08-24 DONNA MCNAIR2017-08-24
0012016-01-01ADAM HIMELSON2017-07-07
0012016-01-01RONALD BRUNELL2020-05-21
0012016-01-01
0012016-01-01JOHN TOMASSI2017-05-21 JOHN TOMASSI2017-05-21
0012016-01-01CHRISTINE A VANABEL2017-05-16
0012016-01-01KAREN BRAYBOY2017-12-07
0012016-01-01DAVID HEAD2017-09-13 DAVID HEAD2017-09-13
0012016-01-01PHYLIS S. BUCHWALD2017-09-07
0012016-01-01JOSEPH SFORZO2016-12-05
0012015-01-01JONETA VEZEY
0012015-01-01
0012015-01-01JOHN TOMASSI2016-03-30 JOHN TOMASSI2016-03-30
0012015-01-01DONNA MCNARI2016-07-29 DONNA MCNARI2016-07-29
0012015-01-01JUSTIN TRAIL2016-05-03 JUSTIN TRAIL2016-05-03
0012015-01-01JOSEPH SFORZO2016-05-25
0012015-01-01DANIEL SERGI2016-07-25
0012015-01-01JAMIE GAMBALE2016-05-26
0012015-01-01GEORGE KOUNIS2016-10-17
0012015-01-01PHYLIS S. BUCHWALD2016-07-25
0012015-01-01
0012015-01-01EDWARD J. O'BRIEN, IV2016-07-15
0012014-01-01JONETA VEZEY
0012014-01-01SHERYL STANLEY2015-06-18
0012014-01-01PHYLIS S. BUCHWALD2015-10-13
0012014-01-01FELICIA BERGER2015-03-30
0012014-01-01JUSTIN TRAIL2015-03-23 JUSTIN TRAIL2015-03-23
0012014-01-01EDWARD J. O'BRIEN, IV2015-10-12
0012013-01-01JUSTIN TRAIL2014-10-10 JUSTIN TRAIL2014-10-10

Plan Statistics for HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST

401k plan membership statisitcs for HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST

Measure Date Value
2022: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01158
Total number of active participants reported on line 7a of the Form 55002022-01-01132
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0137
Total of all active and inactive participants2022-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01169
Number of participants with account balances2022-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0114
2021: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01151
Total number of active participants reported on line 7a of the Form 55002021-01-01122
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0133
Total of all active and inactive participants2021-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01155
Number of participants with account balances2021-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-018
2019: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0162
Total number of active participants reported on line 7a of the Form 55002019-01-0151
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-016
Total of all active and inactive participants2019-01-0157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0157
Number of participants with account balances2019-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2017: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0155
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0158
Total number of active participants reported on line 7a of the Form 55002016-01-0153
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0155
Number of participants with account balances2016-01-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0154
Total number of active participants reported on line 7a of the Form 55002015-01-0154
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-0158
Total participants2015-01-0158
Number of participants with account balances2015-01-0155
2014: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0133
Total number of active participants reported on line 7a of the Form 55002014-01-0148
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0154
Total participants2014-01-0154
Number of participants with account balances2014-01-0147

Financial Data on HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST

Measure Date Value
2022 : HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-5,760,214
Total of all expenses incurred2022-12-31$3,785,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,688,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,025,373
Value of total assets at end of year2022-12-31$38,827,715
Value of total assets at beginning of year2022-12-31$48,373,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$97,337
Total interest from all sources2022-12-31$7,705
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,584,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,584,800
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,317,243
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$367,239
Assets. Loans (other than to participants) at end of year2022-12-31$164,970
Assets. Loans (other than to participants) at beginning of year2022-12-31$108,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,545,719
Value of net assets at end of year (total assets less liabilities)2022-12-31$38,827,715
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$48,373,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$36,874,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$46,243,936
Interest on participant loans2022-12-31$7,705
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,788,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,021,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,378,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$340,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,688,168
Contract administrator fees2022-12-31$97,337
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SIKICH LLP
Accountancy firm EIN2022-12-31363168081
2021 : HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$8,511,122
Total of all expenses incurred2021-12-31$988,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$900,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,202,031
Value of total assets at end of year2021-12-31$48,373,434
Value of total assets at beginning of year2021-12-31$40,851,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$88,505
Total interest from all sources2021-12-31$8,281
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,041,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,041,034
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,184,588
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$783,218
Assets. Loans (other than to participants) at end of year2021-12-31$108,346
Assets. Loans (other than to participants) at beginning of year2021-12-31$180,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,522,132
Value of net assets at end of year (total assets less liabilities)2021-12-31$48,373,434
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$40,851,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$46,243,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$38,164,366
Interest on participant loans2021-12-31$8,281
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,021,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,506,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,259,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$234,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$900,485
Contract administrator fees2021-12-31$88,505
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SIKICH LLP
Accountancy firm EIN2021-12-31363168081
2019 : HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$950,219
Expenses. Total of all expenses incurred2019-12-31$719,989
Benefits paid (including direct rollovers)2019-12-31$705,309
Total plan assets at end of year2019-12-31$2,712,645
Total plan assets at beginning of year2019-12-31$2,482,415
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$298,612
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$34,704
Other income received2019-12-31$496,414
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$230,230
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,712,645
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,482,415
Assets. Value of participant loans2019-12-31$24,313
Total contributions received or receivable from employer(s)2019-12-31$120,489
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$14,680
2017 : HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2017 401k financial data
Transfers to/from the plan2017-11-14$-5,539,087
Total plan liabilities at end of year2017-11-14$0
Total plan liabilities at beginning of year2017-11-14$0
Total income from all sources2017-11-14$1,008,356
Expenses. Total of all expenses incurred2017-11-14$1,187,513
Benefits paid (including direct rollovers)2017-11-14$1,166,921
Total plan assets at end of year2017-11-14$0
Total plan assets at beginning of year2017-11-14$5,718,244
Value of fidelity bond covering the plan2017-11-14$12,000,000
Total contributions received or receivable from participants2017-11-14$267,961
Expenses. Other expenses not covered elsewhere2017-11-14$0
Contributions received from other sources (not participants or employers)2017-11-14$0
Other income received2017-11-14$606,962
Noncash contributions received2017-11-14$0
Net income (gross income less expenses)2017-11-14$-179,157
Net plan assets at end of year (total assets less liabilities)2017-11-14$0
Net plan assets at beginning of year (total assets less liabilities)2017-11-14$5,718,244
Assets. Value of participant loans2017-11-14$0
Total contributions received or receivable from employer(s)2017-11-14$133,433
Value of certain deemed distributions of participant loans2017-11-14$19,286
Value of corrective distributions2017-11-14$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-11-14$1,306
2016 : HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$189,125
Expenses. Total of all expenses incurred2016-12-31$44,843
Benefits paid (including direct rollovers)2016-12-31$44,572
Total plan assets at end of year2016-12-31$2,162,806
Total plan assets at beginning of year2016-12-31$2,018,524
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$76,355
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$87,764
Other income received2016-12-31$112,770
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$144,282
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,162,806
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,018,524
Assets. Value of participant loans2016-12-31$7,130
Total contributions received or receivable from employer(s)2016-12-31$0
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$271
2015 : HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$432,930
Expenses. Total of all expenses incurred2015-12-31$136,774
Benefits paid (including direct rollovers)2015-12-31$136,224
Total plan assets at end of year2015-12-31$4,771,036
Total plan assets at beginning of year2015-12-31$4,474,880
Value of fidelity bond covering the plan2015-12-31$12,000,000
Total contributions received or receivable from participants2015-12-31$306,074
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$13,370
Other income received2015-12-31$-41,559
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$296,156
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,771,036
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,474,880
Assets. Value of participant loans2015-12-31$104,568
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$155,045
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$550
2014 : HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2014 401k financial data
Transfers to/from the plan2014-12-31$49,365
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$1,716,961
Expenses. Total of all expenses incurred2014-12-31$67,095
Benefits paid (including direct rollovers)2014-12-31$53,299
Total plan assets at end of year2014-12-31$4,474,880
Total plan assets at beginning of year2014-12-31$2,775,649
Value of fidelity bond covering the plan2014-12-31$79,331
Total contributions received or receivable from participants2014-12-31$291,062
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$1,079,713
Other income received2014-12-31$201,492
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$1,649,866
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,474,880
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,775,649
Assets. Value of participant loans2014-12-31$114,053
Total contributions received or receivable from employer(s)2014-12-31$144,694
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$13,796

Form 5500 Responses for HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST

2022: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2019: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HNI RISK SERVICES, LLC. 401(K) SAVINGS PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number331966-01
Policy instance 1
Insurance contract or identification number331966-01
Number of Individuals Covered6
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,250
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $1,625
Amount paid for insurance broker fees0
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number331966-01
Policy instance 1
Insurance contract or identification number331966-01
Number of Individuals Covered8
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,131
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $1,565
Amount paid for insurance broker fees0
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47792
Policy instance 1
Insurance contract or identification number47792
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-03-28
Total amount of commissions paid to insurance brokerUSD $1,276
Total amount of fees paid to insurance companyUSD $245
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,276
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?7
Insurance broker nameWATKINS, ROSS & CO
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP30299/FV64
Policy instance 2
Insurance contract or identification numberGP30299/FV64
Number of Individuals Covered20
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $3,921
Total amount of fees paid to insurance companyUSD $5,779
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5779
Additional information about fees paid to insurance brokerTPA SERVICES
Insurance broker organization code?5
Insurance broker nameLPL FINANCIAL CORPORATION

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