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HAPARI INTERNATIONAL 401(K) PLAN 401k Plan overview

Plan NameHAPARI INTERNATIONAL 401(K) PLAN
Plan identification number 001

HAPARI INTERNATIONAL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAPARI INTERNATIONAL, LLC has sponsored the creation of one or more 401k plans.

Company Name:HAPARI INTERNATIONAL, LLC
Employer identification number (EIN):263750111
NAIC Classification:448190
NAIC Description:Other Clothing Stores

Additional information about HAPARI INTERNATIONAL, LLC

Jurisdiction of Incorporation: Wyoming Corporations Division
Incorporation Date: 2008-08-11
Company Identification Number: 000558888
Legal Registered Office Address: PO Box 6156

Scottsdale
United States of America (USA)
85261

More information about HAPARI INTERNATIONAL, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAPARI INTERNATIONAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOHN CURRY2023-09-05
0012021-01-01JOHN CURRY2022-08-03
0012020-01-01JOHN CURRY2021-09-30
0012019-01-01JOHN CURRY2020-10-14
0012018-01-01JOHN CURRY2019-08-28
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01JOHN CURRY
0012011-01-01JOHN CURRY

Plan Statistics for HAPARI INTERNATIONAL 401(K) PLAN

401k plan membership statisitcs for HAPARI INTERNATIONAL 401(K) PLAN

Measure Date Value
2022: HAPARI INTERNATIONAL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-019
Total number of active participants reported on line 7a of the Form 55002022-01-014
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-012
Total of all active and inactive participants2022-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-017
Number of participants with account balances2022-01-016
2021: HAPARI INTERNATIONAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0112
Total number of active participants reported on line 7a of the Form 55002021-01-015
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-013
Total of all active and inactive participants2021-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-019
Number of participants with account balances2021-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HAPARI INTERNATIONAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0113
Total number of active participants reported on line 7a of the Form 55002020-01-018
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-013
Total of all active and inactive participants2020-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0112
Number of participants with account balances2020-01-018
2019: HAPARI INTERNATIONAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-019
Total number of active participants reported on line 7a of the Form 55002019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0113
Number of participants with account balances2019-01-018
2018: HAPARI INTERNATIONAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0111
Total number of active participants reported on line 7a of the Form 55002018-01-014
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-013
Total of all active and inactive participants2018-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-018
Number of participants with account balances2018-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HAPARI INTERNATIONAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0113
Total number of active participants reported on line 7a of the Form 55002017-01-017
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-013
Total of all active and inactive participants2017-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0111
Number of participants with account balances2017-01-018
2016: HAPARI INTERNATIONAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112
Total number of active participants reported on line 7a of the Form 55002016-01-015
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-0110
Total participants2016-01-0110
Number of participants with account balances2016-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HAPARI INTERNATIONAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-0111
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0112
Number of participants with account balances2015-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HAPARI INTERNATIONAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013
Total number of active participants reported on line 7a of the Form 55002014-01-013
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-013
Total participants2014-01-013
Number of participants with account balances2014-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HAPARI INTERNATIONAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HAPARI INTERNATIONAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0110
Number of participants with account balances2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HAPARI INTERNATIONAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-010
Total number of active participants reported on line 7a of the Form 55002011-01-016
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on HAPARI INTERNATIONAL 401(K) PLAN

Measure Date Value
2022 : HAPARI INTERNATIONAL 401(K) PLAN 2022 401k financial data
Total income from all sources2022-12-31$2,193
Expenses. Total of all expenses incurred2022-12-31$24,028
Benefits paid (including direct rollovers)2022-12-31$24,028
Total plan assets at end of year2022-12-31$218,896
Total plan assets at beginning of year2022-12-31$240,731
Value of fidelity bond covering the plan2022-12-31$30,000
Total contributions received or receivable from participants2022-12-31$27,258
Other income received2022-12-31$-32,713
Net income (gross income less expenses)2022-12-31$-21,835
Net plan assets at end of year (total assets less liabilities)2022-12-31$218,896
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$240,731
Assets. Value of participant loans2022-12-31$33,288
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$3,034
Total contributions received or receivable from employer(s)2022-12-31$7,648
2021 : HAPARI INTERNATIONAL 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$49,498
Total plan assets at end of year2021-12-31$240,731
Total plan assets at beginning of year2021-12-31$191,233
Value of fidelity bond covering the plan2021-12-31$30,000
Total contributions received or receivable from participants2021-12-31$16,400
Other income received2021-12-31$24,819
Net income (gross income less expenses)2021-12-31$49,498
Net plan assets at end of year (total assets less liabilities)2021-12-31$240,731
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$191,233
Assets. Value of participant loans2021-12-31$50,027
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-12-31$5,245
Total contributions received or receivable from employer(s)2021-12-31$8,279
2020 : HAPARI INTERNATIONAL 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$58,082
Total plan assets at end of year2020-12-31$191,233
Total plan assets at beginning of year2020-12-31$133,151
Value of fidelity bond covering the plan2020-12-31$30,000
Total contributions received or receivable from participants2020-12-31$27,156
Other income received2020-12-31$22,410
Net income (gross income less expenses)2020-12-31$58,082
Net plan assets at end of year (total assets less liabilities)2020-12-31$191,233
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$133,151
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$5,354
Total contributions received or receivable from employer(s)2020-12-31$8,516
2019 : HAPARI INTERNATIONAL 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$52,697
Total plan assets at end of year2019-12-31$133,151
Total plan assets at beginning of year2019-12-31$80,454
Value of fidelity bond covering the plan2019-12-31$20,000
Total contributions received or receivable from participants2019-12-31$8,373
Other income received2019-12-31$18,252
Net income (gross income less expenses)2019-12-31$52,697
Net plan assets at end of year (total assets less liabilities)2019-12-31$133,151
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$80,454
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-12-31$1,593
Total contributions received or receivable from employer(s)2019-12-31$26,072
2018 : HAPARI INTERNATIONAL 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$18,791
Total plan assets at end of year2018-12-31$80,454
Total plan assets at beginning of year2018-12-31$61,663
Value of fidelity bond covering the plan2018-12-31$10,000
Total contributions received or receivable from participants2018-12-31$17,898
Noncash contributions received2018-12-31$-6,255
Net income (gross income less expenses)2018-12-31$18,791
Net plan assets at end of year (total assets less liabilities)2018-12-31$80,454
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$61,663
Total contributions received or receivable from employer(s)2018-12-31$7,148
2017 : HAPARI INTERNATIONAL 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$28,923
Expenses. Total of all expenses incurred2017-12-31$755
Benefits paid (including direct rollovers)2017-12-31$755
Total plan assets at end of year2017-12-31$61,663
Total plan assets at beginning of year2017-12-31$33,495
Value of fidelity bond covering the plan2017-12-31$10,000
Total contributions received or receivable from participants2017-12-31$15,940
Other income received2017-12-31$6,369
Net income (gross income less expenses)2017-12-31$28,168
Net plan assets at end of year (total assets less liabilities)2017-12-31$61,663
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$33,495
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022017-12-31$8,169
Total contributions received or receivable from employer(s)2017-12-31$6,614
2016 : HAPARI INTERNATIONAL 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$15,240
Expenses. Total of all expenses incurred2016-12-31$683
Benefits paid (including direct rollovers)2016-12-31$683
Total plan assets at end of year2016-12-31$33,495
Total plan assets at beginning of year2016-12-31$18,938
Total contributions received or receivable from participants2016-12-31$7,306
Other income received2016-12-31$628
Net income (gross income less expenses)2016-12-31$14,557
Net plan assets at end of year (total assets less liabilities)2016-12-31$33,495
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$18,938
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$2,659
Total contributions received or receivable from employer(s)2016-12-31$7,306
2015 : HAPARI INTERNATIONAL 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$14,458
Total plan assets at end of year2015-12-31$18,938
Total plan assets at beginning of year2015-12-31$4,480
Total contributions received or receivable from participants2015-12-31$7,628
Other income received2015-12-31$-798
Net income (gross income less expenses)2015-12-31$14,458
Net plan assets at end of year (total assets less liabilities)2015-12-31$18,938
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,480
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$2,893
Total contributions received or receivable from employer(s)2015-12-31$7,628
2014 : HAPARI INTERNATIONAL 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$4,335
Expenses. Total of all expenses incurred2014-12-31$1,135
Benefits paid (including direct rollovers)2014-12-31$1,135
Total plan assets at end of year2014-12-31$4,480
Total plan assets at beginning of year2014-12-31$1,280
Total contributions received or receivable from participants2014-12-31$2,222
Other income received2014-12-31$-109
Net income (gross income less expenses)2014-12-31$3,200
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,480
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,280
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$1,385
Total contributions received or receivable from employer(s)2014-12-31$2,222
2013 : HAPARI INTERNATIONAL 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$336
Expenses. Total of all expenses incurred2013-12-31$1,223
Benefits paid (including direct rollovers)2013-12-31$1,223
Total plan assets at end of year2013-12-31$1,280
Total plan assets at beginning of year2013-12-31$2,167
Other income received2013-12-31$336
Net income (gross income less expenses)2013-12-31$-887
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,280
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,167
2012 : HAPARI INTERNATIONAL 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$181
Total plan assets at end of year2012-12-31$2,167
Total plan assets at beginning of year2012-12-31$1,986
Other income received2012-12-31$181
Net income (gross income less expenses)2012-12-31$181
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,167
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,986
2011 : HAPARI INTERNATIONAL 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$1,986
Total plan assets at end of year2011-12-31$1,986
Total plan assets at beginning of year2011-12-31$0
Total contributions received or receivable from participants2011-12-31$1,000
Other income received2011-12-31$-14
Net income (gross income less expenses)2011-12-31$1,986
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,986
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$1,000

Form 5500 Responses for HAPARI INTERNATIONAL 401(K) PLAN

2022: HAPARI INTERNATIONAL 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HAPARI INTERNATIONAL 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HAPARI INTERNATIONAL 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HAPARI INTERNATIONAL 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HAPARI INTERNATIONAL 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HAPARI INTERNATIONAL 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HAPARI INTERNATIONAL 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAPARI INTERNATIONAL 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAPARI INTERNATIONAL 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAPARI INTERNATIONAL 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAPARI INTERNATIONAL 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAPARI INTERNATIONAL 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered7
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $292
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $211
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered8
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $345
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $163
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered8
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $271
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $122
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered8
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $191
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $86
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered8
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $82
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37
Insurance broker organization code?3
Insurance broker nameRYAN H BECK
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered9
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5
Insurance broker organization code?3
Insurance broker nameRYAN H BECK
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered3
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2
Insurance broker organization code?3
Insurance broker nameBRANDON O PATRICK
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $5
Commission paid to Insurance BrokerUSD $3
Insurance broker organization code?3
Insurance broker nameBRANDON O PATRICK
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number690003
Policy instance 1
Insurance contract or identification number690003
Number of Individuals Covered2
Insurance policy start date2011-07-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $13
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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